Cardiac Surgery With Cardiopulmonary BypassLAAOS IIINCT01561651
Left Atrial Appendage Occlusion Study III
A study testing Left Atrial Appendage Occlusion in people with Cardiac Surgery With Cardiopulmonary Bypass and Atrial Fibrillation, run by Population Health Research Institute at 1 site in Canada.
Trial summary
Atrial fibrillation (AF) is a common heart rhythm disorder that leads to one-sixth of all strokes. Prevention of strokes in AF is achieved through the use of blood thinners such as coumadin. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Cardiac Surgery With Cardiopulmonary Bypass, Atrial Fibrillation
- What is being tested?
- Left Atrial Appendage Occlusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 4,812 participants
- Where
- 1 siteCanada
- Study dates
- Jul 2012to May 2021
- Phase
- Interventional
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Greater than 18 years of age
- Undergoing a clinically indicated cardiac surgical procedure with the use of cardiopulmonary bypass
- Have a documented history of atrial fibrillation or atrial flutter
- CHA2DS2-VASc score ≥ 2
- Have provided informed consent
Who cannot join
- Patients undergoing off-pump cardiac surgery
- Patients undergoing any of the following procedures:
- heart transplant
- complex congenital heart surgery
- sole indication for surgery is ventricular assist device insertion
- previous cardiac surgery requiring opening of the pericardium
- mechanical valve implant
- Patients who have had a previous placement of a percutaneous left atrial appendage closure device
Trial locations and contacts
1 site in 1 country.
About this study
Atrial fibrillation (AF) is a common heart rhythm disorder that leads to one-sixth of all strokes. Prevention of strokes in AF is achieved through the use of blood thinners such as coumadin. Although these blood thinners are effective, they are limited by the risk of serious bleeding, by physician and patient reluctance to use, and by noncompliance and discontinuation. The left atrial appendage is a structure on the upper chamber of the heart that is the most common source of stroke in patients with AF. This structure is easily accessible during open heart surgery for removal, and has been an area of interest for stroke prevention. However, there is currently no strong evidence that removing it works.
The LAAOS III trial will randomly (like the flip of a coin) assign patients with AF undergoing heart surgery for other reasons to have the left atrial appendage removed or not. These patients, other than this small procedure which has been shown to be quite safe, will be treated in the usual manner. The full study of 4700 patients, followed for an average of 4 years, will determine if removing the left atrial appendage can reduce stroke and other complications on top of usual therapy. A positive study will change the way heart surgery is performed on AF patients and results in a large reduction in the number of strokes in a large population. Further, it will promote further research into this approach that could be applied beyond AF patients undergoing heart surgery.
- Being tested
- Left Atrial Appendage Occlusion
- Keywords
- cardiac surgery, left atrial appendage, atrial fibrillation, stroke, non-CNS systemic embolism
- Medical subject headings
- Atrial Fibrillation, Stroke
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Left Atrial Appendage OcclusionOther
Surgeon will occlude the left atrial appendage using a suture and/or a surgical stapler or a regulatory approved atrial appendage closure during the patient's cardiac surgery procedure.
| Study group | Role | What they receive |
|---|---|---|
| Left Atrial Appendage Occlusion Group | Experimental | Surgeon will close the left atrial appendage using a suture and/or a surgical stapler or a regulatory approved atrial appendage closure device during the patient's cardiac surgery procedure. Receives: Other: Left Atrial Appendage Occlusion |
| No Left Atrial Appendage Occlusion Group | No intervention | Surgeon will not close the left atrial appendage during the patient's cardiac surgery procedure. Patient will be treated as per best medical practice for stroke prevention in atrial fibrillation. Treatment will be decided by the patient's primary care physician. |
What is being measured
The primary outcome is the main question the study is designed to answer.
Stroke or systemic arterial embolism
First occurrence of ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism
Measured: Common termination point (median follow-up of 4 years)
Secondary outcomes (4)
All cause stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism
All cause stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism
Measured: Common termination point (median follow-up of 4 years)
Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism or death
Ischemic stroke* or transient ischemic attack with positive neuroimaging or systemic arterial embolism or death
Measured: Common termination point (median follow-up of 4 years)
Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism > 30 days after surgery
Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism > 30 days after surgery
Measured: Common termination point (median follow-up of 4 years)
Total mortality
Total mortality
Measured: Common termination point (median follow-up of 4 years)
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted23 Mar 2012 (estimated)
- Study startJul 2012
- Primary completionApr 2021
- Study completionMay 2021
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (4)Papers the sponsor has linked to this study.
- Other trials for Cardiac Surgery With Cardiopulmonary BypassStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase N/A
- Primary purpose
- Prevention
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Quadruple blind
- Who is masked
- Participant, Care provider, Investigator, Outcomes assessor
- Enrolment
- 4,812 participants (actual)
Sponsor and investigators
- Lead sponsor
- Population Health Research Institute
- Sponsor type
- University, hospital or other
- Responsible party
- Principal investigator, Richard Whitlock, McMaster University
- Investigators
- Richard Whitlock, MD, Principal investigator, Population Health Research Institute/McMaster UniversityStuart Connolly, MD, PhD, Study chair, Population Health Research Institute/McMaster University
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT01561651
- Sponsor's protocol ID
- LAAOSIII-2012
- Acronym
- LAAOS III
- Status last verified
- Jan 2022
- First submitted
- 20 Mar 2012
- Last updated
- 13 Jan 2022
- Results posted
- No
- Data monitoring committee
- Yes
Publications
Katsanos AH, Whitlock RP, Belley-Cote EP, Brady K, Wang A, Srivastava A, Jacquin G, Weiss V, Volny O, Sramek M, Peeters A, Marto JP, Wrona P, Tsolaki A, Li L, Nucera A, Mikulik R, Perera K, Catanese L, Shoamanesh A, Sharma M. Stroke Mechanism and Severity After Left Atrial Appendage Occlusion: Insights From the LAAOS III Randomized Clinical Trial. JAMA Neurol. 2026 Jan 1;83(1):76-82. doi: 10.1001/jamaneurol.2025.4478.
PubMed 41247709Kim KS, Belley-Cote EP, Walsh M, Wang A, Balasubramanian K, Treleaven N, Garg AX, Guyatt G, Whitlock RP. Left atrial appendage occlusion study III-Kidney substudy. Am Heart J. 2025 Oct;288:90-100. doi: 10.1016/j.ahj.2025.04.018. Epub 2025 Apr 19.
PubMed 40258408Krisai P, Belley-Cote EP, McIntyre WF, Wong J, Tsiplova K, Brady K, Joseph P, Johansson I, Johnson L, Xing LY, Colli A, McGuinness S, Punjabi P, Reents W, Rega F, Budera P, Royse AG, Paparella D, Connolly S, Whitlock RP, Healey JS; on behalf of the LAAOS III Investigators. Heart failure after left atrial appendage occlusion: Insights from the LAAOS III randomized trial. Eur J Heart Fail. 2025 Feb;27(2):285-292. doi: 10.1002/ejhf.3536. Epub 2024 Nov 25.
PubMed 39586754Whitlock RP, Belley-Cote EP, Paparella D, Healey JS, Brady K, Sharma M, Reents W, Budera P, Baddour AJ, Fila P, Devereaux PJ, Bogachev-Prokophiev A, Boening A, Teoh KHT, Tagarakis GI, Slaughter MS, Royse AG, McGuinness S, Alings M, Punjabi PP, Mazer CD, Folkeringa RJ, Colli A, Avezum A, Nakamya J, Balasubramanian K, Vincent J, Voisine P, Lamy A, Yusuf S, Connolly SJ; LAAOS III Investigators. Left Atrial Appendage Occlusion during Cardiac Surgery to Prevent Stroke. N Engl J Med. 2021 Jun 3;384(22):2081-2091. doi: 10.1056/NEJMoa2101897. Epub 2021 May 15.
PubMed 33999547
Study at a glance
From the registry record, last updated by the sponsor on 13 Jan 2022. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Left Atrial Appendage Occlusion Study III
- ClinicalTrials.gov ID
- NCT01561651
- Acronym / sponsor ID
- LAAOS III / LAAOSIII-2012
- Keywords
- cardiac surgery, left atrial appendage, atrial fibrillation, stroke, non-CNS systemic embolism
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 4,812 participants (actual)
- Lead sponsor
- Population Health Research InstituteUniversity, hospital or other
- Study start
- Jul 2012 (actual)
- Primary completion
- Apr 2021 (actual)
- Study completion
- May 2021 (actual)
- First posted
- 23 Mar 2012 (estimated)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
Atrial fibrillation (AF) is a common heart rhythm disorder that leads to one-sixth of all strokes. Prevention of strokes in AF is achieved through the use of blood thinners such as coumadin. Although these blood thinners are effective, they are limited by the risk of serious bleeding, by physician and patient reluctance to use, and by noncompliance and discontinuation. The left atrial appendage is a structure on the upper chamber of the heart that is the most common source of stroke in patients with AF. This structure is easily accessible during open heart surgery for removal, and has been an area of interest for stroke prevention. However, there is currently no strong evidence that removing it works.
The LAAOS III trial will randomly (like the flip of a coin) assign patients with AF undergoing heart surgery for other reasons to have the left atrial appendage removed or not. These patients, other than this small procedure which has been shown to be quite safe, will be treated in the usual manner. The full study of 4700 patients, followed for an average of 4 years, will determine if removing the left atrial appendage can reduce stroke and other complications on top of usual therapy. A positive study will change the way heart surgery is performed on AF patients and results in a large reduction in the number of strokes in a large population. Further, it will promote further research into this approach that could be applied beyond AF patients undergoing heart surgery.
Study design
- Primary purpose
- Prevention
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Quadruple blind (participant, care provider, investigator, outcomes assessor)
- Number of arms
- 2
| Arm | Type | Receives |
|---|---|---|
| Left Atrial Appendage Occlusion Group | Experimental | Other: Left Atrial Appendage OcclusionSurgeon will close the left atrial appendage using a suture and/or a surgical stapler or a regulatory approved atrial appendage closure device during the patient's cardiac surgery procedure. |
| No Left Atrial Appendage Occlusion Group | No intervention | –Surgeon will not close the left atrial appendage during the patient's cardiac surgery procedure. Patient will be treated as per best medical practice for stroke prevention in atrial fibrillation. Treatment will be decided by the patient's primary care physician. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (5 listed)
- Greater than 18 years of age
- Undergoing a clinically indicated cardiac surgical procedure with the use of cardiopulmonary bypass
- Have a documented history of atrial fibrillation or atrial flutter
- CHA2DS2-VASc score ≥ 2
- Have provided informed consent
Key exclusion criteria (8 listed)
- Patients undergoing off-pump cardiac surgery
- Patients undergoing any of the following procedures:
- Patients who have had a previous placement of a percutaneous left atrial appendage closure device
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Left Atrial Appendage OcclusionSurgeon will occlude the left atrial appendage using a suture and/or a surgical stapler or a regulatory approved atrial appendage closure during the patient's cardiac surgery procedure. | Other | Left Atrial Appendage Occlusion Group |
Primary outcome
Stroke or systemic arterial embolism
Time frame: Common termination point (median follow-up of 4 years)
First occurrence of ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism
4 secondary outcomes
All cause stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism
Time frame: Common termination point (median follow-up of 4 years)
Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism or death
Time frame: Common termination point (median follow-up of 4 years)
Ischemic stroke or transient ischemic attack with positive neuroimaging or systemic arterial embolism > 30 days after surgery
Time frame: Common termination point (median follow-up of 4 years)
Total mortality
Time frame: Common termination point (median follow-up of 4 years)
Results and safety
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 13 Jan 2022.
- Derived from this study: PubMed 41247709Katsanos AH, Whitlock RP, Belley-Cote EP, Brady K, Wang A, Srivastava A, Jacquin G, Weiss V, Volny O, Sramek M, Peeters A, Marto JP, Wrona P, Tsolaki A, Li L, Nucera A, Mikulik R, Perera K, Catanese L, Shoamanesh A, Sharma M. Stroke Mechanism and Severity After Left Atrial Appendage Occlusion: Insights From the LAAOS III Randomized Clinical Trial. JAMA Neurol. 2026 Jan 1;83(1):76-82. doi: 10.1001/jamaneurol.2025.4478.
- Derived from this study: PubMed 40258408Kim KS, Belley-Cote EP, Walsh M, Wang A, Balasubramanian K, Treleaven N, Garg AX, Guyatt G, Whitlock RP. Left atrial appendage occlusion study III-Kidney substudy. Am Heart J. 2025 Oct;288:90-100. doi: 10.1016/j.ahj.2025.04.018. Epub 2025 Apr 19.
- Derived from this study: PubMed 39586754Krisai P, Belley-Cote EP, McIntyre WF, Wong J, Tsiplova K, Brady K, Joseph P, Johansson I, Johnson L, Xing LY, Colli A, McGuinness S, Punjabi P, Reents W, Rega F, Budera P, Royse AG, Paparella D, Connolly S, Whitlock RP, Healey JS; on behalf of the LAAOS III Investigators. Heart failure after left atrial appendage occlusion: Insights from the LAAOS III randomized trial. Eur J Heart Fail. 2025 Feb;27(2):285-292. doi: 10.1002/ejhf.3536. Epub 2024 Nov 25.
- Derived from this study: PubMed 33999547Whitlock RP, Belley-Cote EP, Paparella D, Healey JS, Brady K, Sharma M, Reents W, Budera P, Baddour AJ, Fila P, Devereaux PJ, Bogachev-Prokophiev A, Boening A, Teoh KHT, Tagarakis GI, Slaughter MS, Royse AG, McGuinness S, Alings M, Punjabi PP, Mazer CD, Folkeringa RJ, Colli A, Avezum A, Nakamya J, Balasubramanian K, Vincent J, Voisine P, Lamy A, Yusuf S, Connolly SJ; LAAOS III Investigators. Left Atrial Appendage Occlusion during Cardiac Surgery to Prevent Stroke. N Engl J Med. 2021 Jun 3;384(22):2081-2091. doi: 10.1056/NEJMoa2101897. Epub 2021 May 15.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Richard Whitlock, MD principal investigator
Population Health Research Institute/McMaster University
Stuart Connolly, MD, PhD study chair
Population Health Research Institute/McMaster University
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A study testing Left Atrial Appendage Occlusion in people with Cardiac Surgery With Cardiopulmonary Bypass and Atrial Fibrillation, run by Population Health Research Institute at 1 site in Canada.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 5 inclusion and 8 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 13 Jan 2022. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in Canada. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Stroke or systemic arterial embolism (time frame: Common termination point (median follow-up of 4 years)). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT01561651, which also lists 4 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 13 Jan 2022.