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Infant, Newborn, DiseasesTOPNCT01702805

Transfusion of Prematures Trial

A study testing Liberal Cell Transfusion and Restricted red cell transfusion in people with Infant, Newborn, Diseases and Infant, Extremely Low Birth Weight, run by NICHD Neonatal Research Network at 20 sites in United States.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

The objective of the TOP trial is to determine whether higher hemoglobin thresholds for transfusing ELBW infants resulting in higher hemoglobin levels lead to improvement in the primary outcome of survival and rates of neurodevelopmental impairment (NDI) at 22-26 months of age, using standardized assessments by Bayley. Read more about this study

Who is it for?
Ages Up to 48 hours
What is being tested?
Liberal Cell Transfusion and Restricted red cell transfusion
Type of treatment
Surgery or procedure
Could I receive a placebo?
No, everyone receives an active treatment
How many people
1,824 participants
Where
20 sitesUnited States
Study dates
Dec 2012to 29 Apr 2025
Phase
Interventional
Are there results?
Yes, posted in the registrySummary in the doctors' view

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages Up to 48 hours
  • All sexes
  • No healthy volunteers
  • Child

Who may be able to join

  • Birth weight less than or equal to 1000 grams.
  • Gestational age at least 22 weeks but less than 29 weeks
  • Admitted to the NICU within 48 hours of life

Who cannot join

  • Considered nonviable by the attending neonatologist
  • Cyanotic congenital heart disease
  • Parents opposed to the transfusion of blood
  • Parents with hemoglobinopathy or congenital anemia
  • In-utero fetal transfusion
  • Twin-to-twin transfusion syndrome
Show all 13Show fewer
  • Isoimmune hemolytic disease
  • Lack of parental consent
  • Severe acute hemorrhage, acute shock, sepsis with coagulopathy, or need for perioperative transfusion.
  • Prior blood transfusion on clinical grounds beyond the first 6 hours of life
  • Infant has received erythropoietin prior to randomization, or is intended to receive erythropoietin through the neonatal course
  • Congenital condition, other than premature birth, that adversely affects life expectancy or neurodevelopment.
  • High probability that the family is socially disorganized to the point of being unable to attend follow-up at 22-26 months.

Trial locations and contacts

20 sites in 1 country.

20 sites in 1 country

United States20 sites
  • University of New Mexico

    Albuquerque, New Mexico, 87131

  • Emory University

    Atlanta, Georgia, 30303

  • University of Alabama at Birmingham

    Birmingham, Alabama, 35233

  • Cincinnati Children's Medical Center

    Cincinnati, Ohio, 45267

  • Case Western Reserve University, Rainbow Babies and Children's Hospital

    Cleveland, Ohio, 44106

  • Research Institute at Nationwide Children's Hospital

    Columbus, Ohio, 43205

  • University of Texas Southwestern Medical Center at Dallas

    Dallas, Texas, 75235

  • Wayne State University

    Detroit, Michigan, 48201

  • RTI International

    Durham, North Carolina, 27705

  • Duke University

    Durham, North Carolina, 27710

  • University of Texas Health Science Center at Houston

    Houston, Texas, 77030

  • Indiana University

    Indianapolis, Indiana, 46202

  • University of Iowa

    Iowa City, Iowa, 52242

  • Children's Mercy Hospital

    Kansas City, Missouri, 64108

  • University of California - Los Angeles

    Los Angeles, California, 90025

  • Stanford University

    Palo Alto, California, 94304

  • Univeristy of Pennsylvania

    Philadelphia, Pennsylvania, 19104

  • Brown University, Women & Infants Hospital of Rhode Island

    Providence, Rhode Island, 02905

  • University of Rochester

    Rochester, New York, 14642

  • University of Utah

    Salt Lake City, Utah, 84108

Other trials in United States

About this study

Official title: Transfusion of Prematures (TOP) Trial: Does a Liberal Red Blood Cell Transfusion Strategy Improve Neurologically-Intact Survival of Extremely-Low-Birth-Weight Infants as Compared to a Restrictive Strategy?

The objective of the TOP trial is to determine whether higher hemoglobin thresholds for transfusing ELBW infants resulting in higher hemoglobin levels lead to improvement in the primary outcome of survival and rates of neurodevelopmental impairment (NDI) at 22-26 months of age, using standardized assessments by Bayley.

Read the detailed description

Long-term outcomes of extremely low birth weight (ELBW) preterm infants, those weighing less than or equal to 1000 g at birth, are poor and pose a major health care burden. Virtually all of these infants are transfused, but at inconsistent hemoglobin (Hgb) thresholds.

The investigators propose in TOP to randomize infants less than or equal to 1000 g BW and gestational age at least 22 weeks but less than 29 weeks to receive red blood cell (RBC) transfusions according to one of two strategies of Hgb thresholds, either a high Hgb (liberal transfusion) or a low Hgb (restrictive transfusion) algorithm. It is currently unknown which transfusion strategy is superior. TOP is powered to demonstrate which strategy reduces the primary outcome of death or neurodisability in survivors at 22-26 months.

A secondary study entitled "Effect of Blood Transfusion Practices on Cerebral and Somatic Oximetry", also known as the NIRS study, will determine differences in cerebral oxygenation and fractional tissue oxygen extraction with NIRS between high and low hemoglobin threshold groups during red blood cell transfusions. The investigators also propose to determine whether abnormal cerebral NIRS measures are a better predictor of NDI than hemoglobin alone and whether abnormal mesenteric NIRS measures are associated with the development of NEC within the 48 hours following a transfusion.

A secondary study entitled "Economic Evaluation Ancillary to the Transfusion of Prematures Randomized Controlled Trial" will determine whether higher transfusion threshold will result in lower total costs to society over the first 22 to 26 corrected months of life and estimate the incremental cost-effectiveness ratio for survival without neurodevelopmental impairment, from the perspective of society, the third-party payer, and the family.

Extended follow-up: Subjects will be seen for a follow-up visit at 5-6 years corrected age to assess neurological and functional outcomes at early school age based on neonatal transfusion threshold.

Being tested
Liberal Cell Transfusion, Restricted red cell transfusion
Keywords
NICHD Neonatal Research Network, Very Low Birth Weight (VLBW), Extremely Low Birth Weight (ELBW), Transfusions
Medical subject headings
Infant, Newborn, Diseases, Bronchopulmonary Dysplasia, Anemia

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Liberal Cell TransfusionProcedure or surgery

  • Restricted red cell transfusionProcedure or surgery

Study groups in NCT01702805
Study groupRoleWhat they receive
Low Threshold TransfusionActive comparatorTransfusions will be administered using a lower threshold hemoglobin value. The low threshold values reflect more common practice, so this is considered the 'usual treatment' group
Receives: Procedure: Restricted red cell transfusion
High Threshold TransfusionActive comparatorTransfusions will be administered using a higher threshold hemoglobin value.
Receives: Procedure: Liberal Cell Transfusion

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Death or Neurodevelopmental Impairment

    A composite outcome that measures the occurrence of death or neurodevelomental impairment between birth and 22-26 months corrected age.

    Measured: Birth to 22-26 months corrected age

  2. Death

    This is measured as Yes if an infant died between birth and 22-26 months corrected age; Otherwise, No.

    Measured: Birth to 22-26 months corrected age

  3. Neurodevelopmental Impairment

    This is measured as Yes if any hearing impairment or visual impairment is noted, if severe or moderate cerebral palsy is noted, or if the cognitive score of the Bayley III score is more than 1 standard deviation below the average; Otherwise, No.

    Measured: at 22-26 months corrected age

  4. Cognitive Delay

    This is measured as Yes if the Bayley Scale of Infant and Toddler Development (BSID)-III cognitive score is more than 1 standard deviation below the average; Otherwise, No.

    Measured: at 22-26 months corrected age

  5. Moderate or Severe Cerebral Palsy

    This is measured as Yes if the Gross Motor Function Classification System (GMFCS) score is level II or higher; Otherwise, No. Higher values of the GMFCS are worse than lower values; a level of "I" denotes mild cerebral palsy (CP); level "II" or "III" moderate CP; level "IV" or "V" severe CP.

    Measured: at 22-26 months corrected age

  6. Severe Vision Impairment

    This is measured as Yes if the corrected visual acuity in the better eye of less than 20/200; Otherwise, No.

    Measured: at 22-26 months corrected age

  7. Severe Hearing Impairment

    This is measured as Yes if bilateral hearing loss occurred for which hearing aids or cochlear implants were warranted; Otherwise, No.

    Measured: at 22-26 months corrected age

Secondary outcomes (23)
  1. Survival to Discharge Without Severe Complications

    This is measured as Yes if survived to discharge without severe morbidity, defined as bronchopulmonary dysplasia, retinopathy of prematurity (stage 3 or higher or requiring treatment), or serious brain abnormality; Otherwise, No.

    Measured: Birth to initial hospital discharge or to death if it occurs earlier (a median of 97 days)

  2. Bronchopulmonary Dysplasia, Diagnosed on the Basis of the Need for Supplemental Oxygen After a Standardized Oxygen Reduction Test at 36 Weeks of Postmenstrual Age

    This is measured as Yes if experienced bronchopulmonary dysplasia, diagnosed on the basis of the need for supplemental oxygen after a standardized oxygen reduction test at 36 weeks of postmenstrual age; Otherwise, No.

    Measured: at 36 weeks postmenstrual age

  3. Retinopathy of Prematurity Stage >=3 or Treatment for That Condition Received

    This is measured as Yes if experienced Retinopathy of Prematurity (ROP) Stage >=3 or received treatment for that condition; Otherwise, No. Higher stages of ROP indicate a worse outcome; the stages range from 1 for "mild" disease, to 5 for "severe" disease.

    Measured: Birth to initial hospital discharge or to death if it occurs earlier (a median of 97 days)

  4. Grade 3 or 4 Intraventricular Hemorrhage, Cystic Periventricular Leukomalacia, or Ventriculomegaly Diagnosed on Ultrasonographic Examination

    This is measured as Yes if experienced Grade 3 or 4 intraventricularhemorrhage, cystic periventricular leukomalacia, or ventriculomegaly diagnosed on ultrasonographic examination; Otherwise, No.

    Measured: Birth to initial hospital discharge or to death if it occurs earlier (a median of 97 days)

  5. Necrotizing Enterocolitis, Bell's Stage >=2

    This is measured as Yes if experienced necrotizing enterocolitis (NEC), Bell's stage >=2; Otherwise, No. Higher scores of Bell's staging criteria denote a worse outcome, where "1" denotes suspect, "2" definite and "3" advanced NEC.

    Measured: Birth to initial hospital discharge or to death if it occurs earlier (a median of 97 days)

  6. Number of Transfusions Per Infant

    This is measured as the number of protocol compliant transfusions, clinically justified non-protocol transfusions and unjustified non-protocol transfusions (violations)

    Measured: Birth, up to the earliest of: death, hospital discharge, or 36 weeks postmenstrual age (PMA)

  7. Weight-for-age: Z-score

    This is measured as the weight-for-age Z-score at 36 weeks postmenstrual age or at initial hospital discharge, whichever occurs first. The Z-score is determined using Olsen percentile curves, and is derived from a normal distribution, where 0 designates average weight-for-age, and negative scores denote less than average weight-for-age.

    Measured: at 36 weeks postmenstrual age or initial hospital discharge, whichever occurs first

  8. Length-for-age: Z-score

    This is measured as the length-for-age Z-score at 36 weeks postmenstrual age or at initial hospital discharge, whichever occurs first. The Z-score is determined using Olsen percentile curves, and is derived from a normal distribution, where 0 designates average length-for-age, and negative scores denote less than average length-for-age.

    Measured: at 36 weeks postmenstrual age or initial hospital discharge, whichever occurs first

  9. Head Circumference-for-age: Z-score

    This is measured as the head circumference-for-age Z-score at 36 weeks postmenstrual age or at initial hospital discharge, whichever occurs first. The Z-score is determined using Olsen percentile curves, and is derived from a normal distribution, where 0 designates average head circumference-for-age, and negative scores denote less than average head circumference-for-age.

    Measured: at 36 weeks postmenstrual age or initial hospital discharge, whichever occurs first

  10. Postmenstrual Age at Final Trachael Extubation

    This is measured as the average postmenstrual age (in weeks) at final tracheal extubation in infants who were intubated.

    Measured: at final trachael extubation, assessed from birth up to the earliest of: death, hospital discharge, or 36 weeks postmenstrual age

  11. Postmenstrual Age at Final Caffeine Dose in Infants Who Received Caffeine Treatment

    This is measured as the average postmenstrual age (in weeks) at final caffeine dose in infants who received caffeine treatment.

    Measured: at final caffeine dose, assessed from birth up to the earliest of: death, hospital discharge, or 36 weeks postmenstrual age

  12. Length of Stay

    This is measured as the length of stay (in days) up to initial hospital discharge or death, whichever occurred first.

    Measured: at initial hospital discharge or at death if it occurs earlier (a median of 97 days)

  13. Time to Full Enteral Feeding

    This is measured as the amount of days it took for full enteral feeding to occur.

    Measured: at first full enteral feeding, assessed from birth up to initial hospital discharge or to death if it occurs earlier (a median of 97 days)

  14. Severe Cerebral Palsy

    This is measured as Yes if Gross Motor Function Classification System (GMFCS) is levels IV or V; Otherwise, No. Higher values of the GMFCS are worse than lower values; a level of "I" denotes mild cerebral palsy (CP); level "II" or "III" moderate CP; level "IV" or "V" severe CP.

    Measured: at 22-26 months corrected age

  15. Hydrocephalus Shunt

    This is measured as Yes if experienced Hydrocephalus shunt by follow-up; Otherwise, No.

    Measured: Initial hospital discharge to 22-26 months corrected age

  16. Microcephaly

    This is measured as a head circumference-for-age Z-score of less than -2; Otherwise, No. The Z-score is determined using WHO percentile curves, and is derived from a normal distribution, where 0 designates average head circumference-for-age, and negative scores denote less than average head circumference-for-age.

    Measured: at 22-26 months corrected age

  17. Seizure Disorder

    This is measured as Yes if experienced one or more seizures since discharge or of regular use of anticonvulsants or seizure medications; Otherwise, No.

    Measured: Initial hospital discharge to 22-26 months corrected age

  18. Respiratory Disease Necessitating Readmission Before Follow-up

    This is measured as Yes if obtained Respiratory disease necessitating readmission before follow-up; Otherwise, No.

    Measured: Initial hospital discharge to 22-26 months corrected age

  19. Composite Language Score Less Than 85

    This is measured as Yes if scored less than 85 on the Bayley Scale of Infant and Toddler Development (BSID)-III composite language score; Otherwise, No. Higher scores indicate better performance. Composite BSID-III scores of less than 85 are less than 1 standard deviation below the mean of 100.

    Measured: at 22-26 months corrected age

  20. Composite Motor Score Less Than 85

    This is measured as Yes if scored less than 85 on the Bayley Scale of Infant and Toddler Development (BSID)-III composite motor score; Otherwise, No. Higher scores indicate better performance. Composite BSID-III scores of less than 85 are less than 1 standard deviation below the mean of 100.

    Measured: at 22-26 months corrected age

  21. Composite Cognitive Score Less Than 70

    This is measured as Yes if scored less than 85 on the Bayley Scale of Infant and Toddler Development (BSID)-III composite cognitive score; Otherwise, No. Higher scores indicate better performance. Composite BSID-III scores of less than 70 are less than 2 standard deviations below the mean of 100.

    Measured: at 22-26 months corrected age

  22. Composite Language Score Less Than 70

    This is measured as Yes if scored less than 85 on the Bayley Scale of Infant and Toddler Development (BSID)-III composite language score; Otherwise, No. Higher scores indicate better performance. Composite BSID-III scores of less than 70 are less than 2 standard deviations below the mean of 100.

    Measured: at 22-26 months corrected age

  23. Composite Motor Score Less Than 70

    This is measured as Yes if scored less than 85 on the Bayley Scale of Infant and Toddler Development (BSID)-III composite motor score; Otherwise, No. Higher scores indicate better performance. Composite BSID-III scores of less than 70 are less than 2 standard deviations below the mean of 100.

    Measured: at 22-26 months corrected age

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted8 Oct 2012 (estimated)
  2. Study startDec 2012
  3. Primary completionJan 2020
  4. Study completion29 Apr 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
Quadruple blind
Who is masked
Participant, Care provider, Investigator, Outcomes assessor
Enrolment
1,824 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT01702805
Sponsor's protocol ID
NICHD-NRN-0050
Other IDs
U01HL112776, U01HL112748
Acronym
TOP
Status last verified
Nov 2025
First submitted
30 Aug 2012
Last updated
14 Nov 2025
Data monitoring committee
Yes
Individual data sharing
Yes: NIH has had a long-standing policy to share and make available to the public the results and accomplishments of the activities that it funds. The NRN plans to share de-identified data after final publication in an NIH supported data repository such as the NICHD Data and Specimen Hub (https://dash.nichd.nih.gov)

Publications

  • Conrad AL, DeMauro SB, Kirpalani H, Ziolkowski K, Hintz SR, Vohr BR, Watson V, Colaizy TT, Bell EF, Brumbaugh JE, Bann CM, Tan SM, Newman JE, Das A. The transfusion of prematures early school age follow-up (TOP 5): protocol for a longitudinal cohort study. BMC Pediatr. 2025 May 15;25(1):387. doi: 10.1186/s12887-025-05732-3.

    PubMed 40375228
  • Salas AA, Gunn E, Carlo WA, Bell EF, Das A, Josephson CD, Patel RM, Tan S, Kirpalani H; Eunice Kennedy Shriver National Institute of Child Health and Human Development (NICHD) Neonatal Research Network. Timing of Red Blood Cell Transfusions and Occurrence of Necrotizing Enterocolitis: A Secondary Analysis of a Randomized Clinical Trial. JAMA Netw Open. 2024 May 1;7(5):e249643. doi: 10.1001/jamanetworkopen.2024.9643.

    PubMed 38700862
  • Chock VY, Kirpalani H, Bell EF, Tan S, Hintz SR, Ball MB, Smith E, Das A, Loggins YC, Sood BG, Chalak LF, Wyckoff MH, Kicklighter SD, Kennedy KA, Patel RM, Carlo WA, Johnson KJ, Watterberg KL, Sanchez PJ, Laptook AR, Seabrook RB, Cotten CM, Mancini T, Sokol GM, Ohls RK, Hibbs AM, Poindexter BB, Reynolds AM, DeMauro SB, Chawla S, Baserga M, Walsh MC, Higgins RD, Van Meurs KP; Eunice Kennedy Shriver National Institute of Child Health and Human Development Neonatal Research Network. Tissue Oxygenation Changes After Transfusion and Outcomes in Preterm Infants: A Secondary Near-Infrared Spectroscopy Study of the Transfusion of Prematures Randomized Clinical Trial (TOP NIRS). JAMA Netw Open. 2023 Sep 5;6(9):e2334889. doi: 10.1001/jamanetworkopen.2023.34889.

    PubMed 37733345
  • Kirpalani H, Bell EF, Hintz SR, Tan S, Schmidt B, Chaudhary AS, Johnson KJ, Crawford MM, Newman JE, Vohr BR, Carlo WA, D'Angio CT, Kennedy KA, Ohls RK, Poindexter BB, Schibler K, Whyte RK, Widness JA, Zupancic JAF, Wyckoff MH, Truog WE, Walsh MC, Chock VY, Laptook AR, Sokol GM, Yoder BA, Patel RM, Cotten CM, Carmen MF, Devaskar U, Chawla S, Seabrook R, Higgins RD, Das A; Eunice Kennedy Shriver NICHD Neonatal Research Network. Higher or Lower Hemoglobin Transfusion Thresholds for Preterm Infants. N Engl J Med. 2020 Dec 31;383(27):2639-2651. doi: 10.1056/NEJMoa2020248.

    PubMed 33382931

Questions about this trial

What is this clinical trial studying?

A study testing Liberal Cell Transfusion and Restricted red cell transfusion in people with Infant, Newborn, Diseases and Infant, Extremely Low Birth Weight, run by NICHD Neonatal Research Network at 20 sites in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 3 inclusion and 13 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 14 Nov 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 20 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

Yes. Results are posted in the registry (first posted 11 Feb 2022). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Death or Neurodevelopmental Impairment (time frame: Birth to 22-26 months corrected age). The study lists 7 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT01702805, which also lists 4 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 14 Nov 2025.

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