Esophageal NeoplasmsPhase 1P102NCT02013154
A Study of DKN-01 in Combination With Paclitaxel or Pembrolizumab
A Phase 1 study testing DKN-01 150 mg, Paclitaxel and Pembrolizumab in people with Esophageal Neoplasms and Adenocarcinoma of the Gastroesophageal Junction, run by Leap Therapeutics, Inc. at 10 sites in United States.
Trial summary
A study to evaluate the safety and tolerability of DKN-01 in combination with weekly paclitaxel or pembrolizumab in participants with relapsed or refractory Esophagogastric Malignancies Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Esophageal Neoplasms, Adenocarcinoma of the Gastroesophageal Junction, Gastroesophageal Cancer
- What is being tested?
- DKN-01 150 mg, Paclitaxel and Pembrolizumab
- Type of treatment
- Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 151 participants
- Where
- 10 sitesUnited States
- Study dates
- 5 May 2014to 11 Jan 2021
- Phase
- Phase 1
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- In advanced esophagogastric malignancies:
- Participants with histologically confirmed recurrent or metastatic esophageal or gastro-esophageal junction squamous cell or adenocarcinoma or gastric adenocarcinoma with Wnt Signaling Alterations
- Participants must be refractory or intolerant to at least one prior therapy(ies) for metastatic or locally advanced disease
- If prior therapy consisted of palliative chemoradiation therapy, it will be considered one line of therapy
- Prior treatment with paclitaxel as part of a definitive therapy regimen is acceptable. Patients who are unable to receive paclitaxel for any reason will be allowed to receive DKN-01 as a single agent.
- Prior treatment anti- programmed death-1 (PD-1)/ anti-PD-ligand 1 (PD-L1) monoclonal antibody (mAb) is permitted in patients provided the patient's disease is primary refractory, and the patient is not intolerant of pembrolizumab. Patients who are not eligible to receive pembrolizumab will be allowed to receive single agent DKN-01
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- Tumor tissue for mandatory evaluation
- Must have one or more tumors measurable on radiographic imaging as defined by the Response Evaluation Criteria in Solid Tumors (RECIST). Patients with evaluable but not measurable disease per RECIST criteria may be enrolled with the approval of the medical monitor.
- Must be ≥18 years of age
- Performance status of 0 or 1 on the Eastern Cooperative Oncology Group (ECOG) scale. A performance status of 2 on the ECOG scale may be entered upon the review and approval of the medical monitor
- Disease-free of active second/secondary or prior malignancies for equal to or over 2 years with the exception of currently treated basal cell, squamous cell carcinoma of the skin, or carcinoma "in-situ" of the cervix or breast
- Acceptable liver, renal, hematologic and coagulation function
- For men and women of child-producing potential, the use of effective contraceptive methods during the study and for 6 months following the last dose of study drug
Who cannot join
- New York Heart Association Class III or IV, cardiac disease, myocardial infarction within the past 6 months, unstable arrhythmia
- Fridericia-corrected QT interval (QTcF) > 470 msec (female) or > 450 (male), or history of congenital long QT syndrome.
- Active, uncontrolled bacterial, viral, or fungal infections, within 7 days of study entry requiring systemic therapy
- Known to be human immunodeficiency virus (HIV) positive, have hepatitis B surface antigen (HBSAg), or hepatitis C antibodies (HCAb) unless HCV RNA is undetected/negative.
- Serious nonmalignant disease
- Pregnant or nursing women
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- History of osteonecrosis of the hip or have evidence of structural bone abnormalities in the proximal femur on MRI scan that are symptomatic and clinically significant.
- Systemic central nervous system (CNS) malignancy or metastasis.
- Clinically significant peripheral neuropathy at the time of study entry. Patients with pre-existing peripheral neuropathy will be allowed to receive single agent DKN-01
- Known osteoblastic bony metastasis
- History of known or suspected autoimmune disease with the specific exceptions of vitiligo, atopic dermatitis, or psoriasis not requiring systemic treatment.
- Clinically-significant gastrointestinal disorders, such as perforation, gastrointestinal bleeding, or diverticulitis.
- Active autoimmune disease that has required systemic treatment in past 2 years (i.e. with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency, etc.) is not considered a form of systemic treatment.
- Treatment with surgery or chemotherapy within 21 days prior to study entry (42 days for nitrosoureas or mitomycin C)
- Treatment with low dose chemotherapy concurrent with radiation within 14 days prior to study entry
- Treatment with radiation therapy within 14 days prior to study entry
- Treatment with any other investigational agent within 30 days prior to study entry
- Previously treated with an anti-DKK-1 therapy
- Participants who have a history of hypersensitivity reactions to TAXOL® or other drugs formulated in Cremophor® EL (polyoxyethylated castor oil). Patients who exhibit these hypersensitivities will be eligible to receive single agent DKN-01.
- Significant allergy to a pharmaceutical therapy that, in the opinion of the investigator, poses an increased risk to the participant
- Treatment with corticosteroids (≥ 10 mg per day prednisone or equivalent) or other immune suppressive drugs within the 14 days prior to study entry
- Active substance abuse
- Receipt of any live vaccines within 30 days before the first dose of study treatment and while participating in the study
- History of (non-infectious) pneumonitis that required steroids or current pneumonitis
- History of interstitial lung disease
- Intolerance or severe hypersensitivity (≥Grade 3) to pembrolizumab and/or of its excipients
Trial locations and contacts
10 sites in 1 country.
10 sites in 1 country
United States10 sites
Dana Farber Cancer Institute
Boston, Massachusetts, 02215
Massachusetts General Hospital
Boston, Massachusetts, 02215
Northwestern University
Chicago, Illinois, 60611
Mary Crowley Cancer Center
Dallas, Texas, 75251
Duke University
Durham, North Carolina, 27710
Cedars Sinai Medical Care Foundation
Los Angeles, California, 90025
Tennessee Oncology / Sarah Cannon Research Institute
Nashville, Tennessee, 37203
Vanderbilt University / VICC
Nashville, Tennessee, 37232
Smilow Cancer Hospital at Yale - New Haven
New Haven, Connecticut, 06520
CTRC @ The University of Texas Health Science Center at San Antonio
San Antonio, Texas, 78229
About this study
Official title: A Multi-part, Phase 1, Multi-center, Open-label Study of DKN-01 as a Monotherapy or in Combination With Paclitaxel or Pembrolizumab in Patients With Relapsed or Refractory Esophagogastric Malignancies
A study to evaluate the safety and tolerability of DKN-01 in combination with weekly paclitaxel or pembrolizumab in participants with relapsed or refractory Esophagogastric Malignancies
Read the detailed description
This is a dose-escalating, open-label study conducted in multiple parts (Part A dose-escalation, Parts B-F expansion cohorts, and a monotherapy substudy). Parts A-E (DKN-01 plus paclitaxel) and the DKN-01 monotherapy substudy includes 28-day cycle treatment cycles; Part F (DKN-01 plus pembrolizumab) includes 21-day treatment cycles. Depending on their cancer type, subjects with histologically confirmed recurrent or refractory esophageal, gastro-esophageal junction tumors, or gastric adenocarcinoma will be enrolled in each study part to receive DKN-01 150 mg or 300 mg in combination with paclitaxel or pembrolizumab. Subjects who are unable to receive paclitaxel or pembrolizumab for any reason are allowed to receive single agent DKN-01 300 mg as part of a monotherapy substudy. Results are reported by treatment group, irrespective of the study part in which the subject was enrolled.
- Conditions
- Esophageal Neoplasms, Adenocarcinoma of the Gastroesophageal Junction, Gastroesophageal Cancer, Squamous Cell Carcinoma, Gastric Adenocarcinoma
- Being tested
- DKN-01 150 mg, Paclitaxel, Pembrolizumab, DKN-01 300 mg
- Medical subject headings
- Esophageal Neoplasms, Carcinoma, Squamous Cell
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
DKN-01 150 mgDrug
Administered by IV infusion
PaclitaxelDrug
Also called Taxol
Administered by IV infusion
PembrolizumabDrug
Also called Keytruda
Administered by IV infusion
DKN-01 300 mgDrug
Administered by IV infusion
| Study group | Role | What they receive |
|---|---|---|
| DKN-01 150 mg plus paclitaxel | Experimental | DKN-01 150 mg administered on Days 1 and 15 and paclitaxel 80 mg per meter squared of body surface area (mg/m2) administered on Days 1, 8, 15, and 22 Receives: Drug: DKN-01 150 mg; Drug: Paclitaxel |
| DKN-01 300 mg plus paclitaxel | Experimental | DKN-01 300 mg administered on Days 1 and 15 and paclitaxel 80 mg per meter squared of body surface area (mg/m2) administered on Days 1, 8, 15, and 22 Receives: Drug: Paclitaxel; Drug: DKN-01 300 mg |
| DKN-01 150 mg plus pembrolizumab | Experimental | DKN-01 150 mg administered on Days 1 and 15 and pembrolizumab 200 mg administered on Day 1 Receives: Drug: DKN-01 150 mg; Drug: Pembrolizumab |
| DKN-01 300 mg plus pembrolizumab | Experimental | DKN-01 300 mg administered on Days 1 and 15 and pembrolizumab 200 mg administered on Day 1 Receives: Drug: Pembrolizumab; Drug: DKN-01 300 mg |
| DKN-01 300 mg monotherapy | Experimental | DKN-01 300 mg administered on Days 1 and 15 Receives: Drug: DKN-01 300 mg |
What is being measured
The primary outcome is the main question the study is designed to answer.
Number of subjects with dose limiting toxicities in each treatment arm
Measured: Baseline to End of Cycle 1 (each cycle is 28 days, except each cycle is 21 days when DKN-01 is administered with pembrolizumab)
Number of subjects with treatment emergent adverse events related to study treatment (DKN-01 as monotherapy or in combination with paclitaxel or pembrolizumab)
Measured: Baseline until 30 days after last dose of study drug
Secondary outcomes (4)
Objective Response Rate (ORR)
Measured: Baseline to study completion (approximately 3 months)
Duration of Response (DoR)
Measured: Baseline to study completion (approximately 3 months)
Overall Survival (OS)
Measured: Baseline to study completion (approximately 3 months)
Progression Free Survival (PFS)
Measured: Baseline to study completion (approximately 3 months)
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted17 Dec 2013 (estimated)
- Study start5 May 2014
- Primary completion19 Jul 2019
- Study completion11 Jan 2021
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Esophageal NeoplasmsStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 1
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Enrolment
- 151 participants (actual)
Sponsor and investigators
- Lead sponsor
- Leap Therapeutics, Inc.
- Sponsor type
- Industry (pharma, biotech, devices)
- Collaborators
- Merck Sharp & Dohme LLC
- Responsible party
- Sponsor
- Investigators
- Cyndi Sirard, MD, Study director, Leap Therapeutics, Inc.
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT02013154
- Sponsor's protocol ID
- DEK-DKK1-P102
- Other IDs
- DKN-01, LY2812176, KEYNOTE-731
- Acronym
- P102
- Status last verified
- Jul 2025
- First submitted
- 11 Dec 2013
- Last updated
- 3 Aug 2025
- Results posted
- No
- Data monitoring committee
- No
Study at a glance
From the registry record, last updated by the sponsor on 3 Aug 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Multi-part, Phase 1, Multi-center, Open-label Study of DKN-01 as a Monotherapy or in Combination With Paclitaxel or Pembrolizumab in Patients With Relapsed or Refractory Esophagogastric Malignancies
- ClinicalTrials.gov ID
- NCT02013154
- Acronym / sponsor ID
- P102 / DEK-DKK1-P102
- Conditions
- Esophageal Neoplasms, Adenocarcinoma of the Gastroesophageal Junction, Gastroesophageal Cancer, Squamous Cell Carcinoma, Gastric Adenocarcinoma
- Phase
- Phase 1
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 151 participants (actual)
- Lead sponsor
- Leap Therapeutics, Inc.Industry (pharma, biotech, devices)
- Collaborators
- Merck Sharp & Dohme LLC
- Study start
- 5 May 2014 (actual)
- Primary completion
- 19 Jul 2019 (actual)
- Study completion
- 11 Jan 2021 (actual)
- First posted
- 17 Dec 2013 (estimated)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
A study to evaluate the safety and tolerability of DKN-01 in combination with weekly paclitaxel or pembrolizumab in participants with relapsed or refractory Esophagogastric Malignancies
Detailed description
This is a dose-escalating, open-label study conducted in multiple parts (Part A dose-escalation, Parts B-F expansion cohorts, and a monotherapy substudy). Parts A-E (DKN-01 plus paclitaxel) and the DKN-01 monotherapy substudy includes 28-day cycle treatment cycles; Part F (DKN-01 plus pembrolizumab) includes 21-day treatment cycles. Depending on their cancer type, subjects with histologically confirmed recurrent or refractory esophageal, gastro-esophageal junction tumors, or gastric adenocarcinoma will be enrolled in each study part to receive DKN-01 150 mg or 300 mg in combination with paclitaxel or pembrolizumab. Subjects who are unable to receive paclitaxel or pembrolizumab for any reason are allowed to receive single agent DKN-01 300 mg as part of a monotherapy substudy. Results are reported by treatment group, irrespective of the study part in which the subject was enrolled.
Study design
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 5
| Arm | Type | Receives |
|---|---|---|
| DKN-01 150 mg plus paclitaxel | Experimental | Drug: DKN-01 150 mg, Drug: PaclitaxelDKN-01 150 mg administered on Days 1 and 15 and paclitaxel 80 mg per meter squared of body surface area (mg/m2) administered on Days 1, 8, 15, and 22 |
| DKN-01 300 mg plus paclitaxel | Experimental | Drug: Paclitaxel, Drug: DKN-01 300 mgDKN-01 300 mg administered on Days 1 and 15 and paclitaxel 80 mg per meter squared of body surface area (mg/m2) administered on Days 1, 8, 15, and 22 |
| DKN-01 150 mg plus pembrolizumab | Experimental | Drug: DKN-01 150 mg, Drug: PembrolizumabDKN-01 150 mg administered on Days 1 and 15 and pembrolizumab 200 mg administered on Day 1 |
| DKN-01 300 mg plus pembrolizumab | Experimental | Drug: Pembrolizumab, Drug: DKN-01 300 mgDKN-01 300 mg administered on Days 1 and 15 and pembrolizumab 200 mg administered on Day 1 |
| DKN-01 300 mg monotherapy | Experimental | Drug: DKN-01 300 mgDKN-01 300 mg administered on Days 1 and 15 |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (13 listed)
- Participants with histologically confirmed recurrent or metastatic esophageal or gastro-esophageal junction squamous cell or adenocarcinoma or gastric adenocarcinoma with Wnt Signaling Alterations
- Participants must be refractory or intolerant to at least one prior therapy(ies) for metastatic or locally advanced disease
- Tumor tissue for mandatory evaluation
- Must have one or more tumors measurable on radiographic imaging as defined by the Response Evaluation Criteria in Solid Tumors (RECIST). Patients with evaluable but not measurable disease per RECIST criteria may be enrolled with the approval of the medical monitor.
- Must be ≥18 years of age
Key exclusion criteria (26 listed)
- New York Heart Association Class III or IV, cardiac disease, myocardial infarction within the past 6 months, unstable arrhythmia
- Fridericia-corrected QT interval (QTcF) > 470 msec (female) or > 450 (male), or history of congenital long QT syndrome.
- Active, uncontrolled bacterial, viral, or fungal infections, within 7 days of study entry requiring systemic therapy
- Known to be human immunodeficiency virus (HIV) positive, have hepatitis B surface antigen (HBSAg), or hepatitis C antibodies (HCAb) unless HCV RNA is undetected/negative.
- Serious nonmalignant disease
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| DKN-01 150 mgAdministered by IV infusion | Drug | DKN-01 150 mg plus paclitaxel, DKN-01 150 mg plus pembrolizumab |
| PaclitaxelAlso: TaxolAdministered by IV infusion | Drug | DKN-01 150 mg plus paclitaxel, DKN-01 300 mg plus paclitaxel |
| PembrolizumabAlso: KeytrudaAdministered by IV infusion | Drug | DKN-01 150 mg plus pembrolizumab, DKN-01 300 mg plus pembrolizumab |
| DKN-01 300 mgAdministered by IV infusion | Drug | DKN-01 300 mg monotherapy, DKN-01 300 mg plus paclitaxel, DKN-01 300 mg plus pembrolizumab |
Primary outcome
Number of subjects with dose limiting toxicities in each treatment arm
Time frame: Baseline to End of Cycle 1 (each cycle is 28 days, except each cycle is 21 days when DKN-01 is administered with pembrolizumab)
Number of subjects with treatment emergent adverse events related to study treatment (DKN-01 as monotherapy or in combination with paclitaxel or pembrolizumab)
Time frame: Baseline until 30 days after last dose of study drug
4 secondary outcomes
Objective Response Rate (ORR)
Time frame: Baseline to study completion (approximately 3 months)
Duration of Response (DoR)
Time frame: Baseline to study completion (approximately 3 months)
Overall Survival (OS)
Time frame: Baseline to study completion (approximately 3 months)
Progression Free Survival (PFS)
Time frame: Baseline to study completion (approximately 3 months)
Results and safety
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 3 Aug 2025.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Cyndi Sirard, MD study director
Leap Therapeutics, Inc.
10 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 1 study testing DKN-01 150 mg, Paclitaxel and Pembrolizumab in people with Esophageal Neoplasms and Adenocarcinoma of the Gastroesophageal Junction, run by Leap Therapeutics, Inc. at 10 sites in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 13 inclusion and 26 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 3 Aug 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 10 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Number of subjects with dose limiting toxicities in each treatment arm (time frame: Baseline to End of Cycle 1 (each cycle is 28 days, except each cycle is 21 days when DKN-01 is administered with pembrolizumab)). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 3 Aug 2025.