AzTrials
AzTrials

Rheumatoid ArthritisPhase 2BALANCE-EXTENDNCT02049138

An Open-label Extension Study Evaluating the Safety and Efficacy of Upadacitinib (ABT-494) in Adults With Rheumatoid Arthritis

A Phase 2 study testing Upadacitinib and Pneumococcal 13-valent conjugate vaccine (PCV-13) in people with Rheumatoid Arthritis, run by AbbVie at 124 sites in 18 countries.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

The primary objective of the study is to evaluate the long-term safety, tolerability, and efficacy of upadacitinib in adults with rheumatoid arthritis (RA) who have completed a preceding randomized controlled trial with upadacitinib. Read more about this study

Who is it for?
Ages 18 to 100 years
Conditions the study is for
Rheumatoid Arthritis
What is being tested?
Upadacitinib and Pneumococcal 13-valent conjugate vaccine (PCV-13)
Could I receive a placebo?
No, everyone receives an active treatment
How many people
493 participants
Where
124 sitesin 18 countries
Study dates
24 Jan 2014to 29 Jul 2021
Phase
Phase 2
Are there results?
Yes, posted in the registrySummary in the doctors' view

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 100 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Subjects who have completed Study M13-550 (NCT01960855) or Study M13-537 (NCT02066389) with upadacitinib (ABT-494) and did not develop any discontinuation criteria.
  • If the subject has evidence of new latent tuberculosis (TB) infection, the subject must initiate and complete a minimum of 2 weeks (or per local guidelines, whichever is longer) of an ongoing TB prophylaxis before continuing to receive study drug.
  • If female, subject must be postmenopausal, OR permanently surgically sterile, OR for women of childbearing potential practicing at least one protocol-specified method of birth control, that is effective from Study Day 1 through at least 30 days after the last dose of study drug.
  • Subjects must voluntarily sign and date an informed consent, approved by an Independent Ethics Committee (IEC)/Institutional Review Board (IRB), prior to the initiation of any screening or study specific procedures.
  • Substudy:
  • Must currently be enrolled in the main study.
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  • Must have been receiving a stable dose of upadacitinib (either 15 mg QD or 30 mg QD) for a minimum of 4 weeks prior to the Vaccination visit.
  • Must have been on a stable dose of background methotrexate (no change in dose or frequency) for a minimum of 4 weeks prior to the Vaccination visit.
  • If subject is on corticosteroids, must remain on a stable dose of ≤ 10 mg/day of prednisone or equivalent corticosteroid therapy for at least 4 weeks after the vaccination visit.
  • Must meet the prescribing specifications as per local label requirements to receive Prevnar 13® vaccine.
  • Willing to receive Prevnar13® vaccine.

Who cannot join

  • Pregnant or breastfeeding female.
  • Ongoing infections at Week 0 that have not been successfully treated. Subjects with ongoing infections undergoing treatment may be enrolled but not dosed until the infection has been successfully treated.
  • Anticipated requirement or receipt of any live vaccine during study participation including up to 30 days after the last dose of study drug.
  • Laboratory values from the visit immediately prior to Baseline Visit (local requirements may apply) meeting the following criteria:
  • Serum aspartate transaminase (AST) or alanine transaminase (ALT) > 3.0 × upper limit of normal (ULN)
  • Estimated glomerular filtration rate by simplified 4-variable Modification of Diet in Renal Disease (MDRD) formula < 40 mL/min/1.73m^2
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  • Total white blood cell count (WBC) < 2,000/μL
  • Absolute neutrophil count (ANC) < 1,000/μL
  • Platelet count < 50,000/μL
  • Absolute lymphocytes count < 500/μL
  • Hemoglobin < 8 g/dL
  • Enrollment in another interventional clinical study while participating in this study.
  • Consideration by the investigator, for any reason, that the subject is an unsuitable candidate to receive study drug.
  • Substudy:
  • Receiving any conventional synthetic disease modifying antirheumatic drugs (csDMARDs) other than methotrexate
  • Receiving > 10 mg/day of prednisone or equivalent corticosteroid therapy.
  • Receipt of any steroid injection within 4 weeks prior to Vaccination visit.
  • History of severe allergic reaction (e.g., anaphylaxis) to any component of Prevnar 13®.
  • History of any documented pneumococcal infection within the last 6 months prior to the vaccination visit.
  • Receipt of any vaccine 4 weeks prior to the vaccination visit and/or anticipation of any vaccination for 4 weeks after the vaccination visit.
  • Receipt of any pneumococcal vaccine.
  • Subject is not suitable for the sub-study as per the Investigator's judgment.

Trial locations and contacts

124 sites in 18 countries.

124 sites in 18 countries

United States52 sites
  • Austin Rheumatology Research /ID# 124083

    Austin, Texas, 78705

  • Arthritis & Rheumatic Disease Specialties /ID# 135910

    Aventura, Florida, 33180

  • Accurate Clinical Management /ID# 128751

    Baytown, Texas, 77521

  • Duplicate_East Penn Rheumatology Assoc /ID# 135920

    Bethlehem, Pennsylvania, 18015

  • Rheumatology Associates of South Florida (RASF) - Clinical Research /ID# 124082

    Boca Raton, Florida, 33486

  • New England Research Associates, LLC /ID# 124085

    Bridgeport, Connecticut, 06606-1827

  • DJL Clinical Research, PLLC /ID# 131936

    Charlotte, North Carolina, 28210-8508

  • Cincinnati Rheumatic Disease Study Group, Inc. /ID# 135921

    Cincinnati, Ohio, 45242-4468

  • Mountain State Clinical Research /ID# 124088

    Clarksburg, West Virginia, 26301

  • Summit Medical Group /ID# 124076

    Clifton, New Jersey, 07012-1647

  • Omega Research Maitland, LLC /ID# 124094

    DeBary, Florida, 32713-2260

  • Denver Arthritis Clinic /ID# 135901

    Denver, Colorado, 80230

  • Altoona Ctr Clinical Res /ID# 124089

    Duncansville, Pennsylvania, 16635

  • Aurora Rheumatology and Immunotherapy Center /ID# 135922

    Franklin, Wisconsin, 53132

  • Arthritis and Osteoporosis Associates /ID# 135907

    Freehold, New Jersey, 07728-8307

  • Klein and Associates MD - Hagerstown /ID# 124086

    Hagerstown, Maryland, 21742

  • C.V. Mehta MD, Med Corporation /ID# 124092

    Hemet, California, 92543

  • Accurate Clinical Management /ID# 128752

    Houston, Texas, 77004

  • Baylor College of Medicine - Baylor Medical Center /ID# 135905

    Houston, Texas, 77030-3411

  • Houston Institute for Clin Res /ID# 135912

    Houston, Texas, 77074

  • Accurate Clinical Research /ID# 128753

    Houston, Texas, 77089

  • Accurate Clinical Research /ID# 128754

    Houston, Texas, 77089

  • Rheum Assoc of North Alabama /ID# 135926

    Huntsville, Alabama, 35801

  • University of Florida /ID# 124087

    Jacksonville, Florida, 32209

  • Moores Cancer Center at UC San Diego /ID# 128747

    La Jolla, California, 92093

  • June DO, PC /ID# 124081

    Lansing, Michigan, 48910

  • Arthritis and Osteo Assoc /ID# 132280

    Las Cruces, New Mexico, 88011

  • North Georgia Rheumatology Group /ID# 128746

    Lawrenceville, Georgia, 30045

  • Dr. Ramesh Gupta /ID# 128744

    Memphis, Tennessee, 38119

  • SW Rheumatology Res. LLC /ID# 135927

    Mesquite, Texas, 75150

  • Suncoast Research Group /ID# 137774

    Miami, Florida, 33135

  • Health Research of Oklahoma /ID# 135904

    Oklahoma City, Oklahoma, 73103-2400

  • Omega Research Maitland, LLC /ID# 137398

    Orlando, Florida, 32808

  • Millennium Research /ID# 135917

    Ormond Beach, Florida, 32174

  • Kansas City Internal Medicine /ID# 135916

    Overland Park, Kansas, 66209

  • Desert Medical Advances - Palm Desert /ID# 135911

    Palm Desert, California, 92260

  • Arthritis Center, Inc. /ID# 124090

    Palm Harbor, Florida, 34684

  • AZ Arthritis and Rheumotology Research, PLLC /ID# 135902

    Phoenix, Arizona, 85032-9306

  • AZ Arthritis and Rheumotology Research, PLLC /ID# 135931

    Phoenix, Arizona, 85032-9306

  • IRIS Research and Development, LLC /ID# 140362

    Plantation, Florida, 33324

  • Orrin Troum, M.D. and Medical /ID# 135933

    Santa Monica, California, 90404

  • Articularis Healthcare Group, Inc d/b/a Low Country Rheumatology /ID# 124080

    Summerville, South Carolina, 29486-7887

  • Duplicate_Robin K. Dore MD, Inc /ID# 135906

    Tustin, California, 92780

  • Inland Rheum Clin Trials Inc. /ID# 136716

    Upland, California, 91786

  • STAT Research, Inc. /ID# 134906

    Vandalia, Ohio, 45377-9464

  • Lovelace Scientific Resources /ID# 128745

    Venice, Florida, 34292

  • Duplicate_Desert Valley Medical Group /ID# 135932

    Victorville, California, 92395

  • Arthritis Rheumatic and Back Disease Associates. P.A. /ID# 135913

    Voorhees Township, New Jersey, 08043

  • The Center for Rheumatology and Bone Research /ID# 124077

    Wheaton, Maryland, 20902

  • PRN Professional Research Network of Kansas, LLC /ID# 124091

    Wichita, Kansas, 67205

  • Clinical Pharmacology Study Group /ID# 124079

    Worcester, Massachusetts, 01605

  • Emkey Arthritis and Osteoporosis Clinic /ID# 135908

    Wyomissing, Pennsylvania, 19610

Other trials in United States

Poland14 sites
  • Gabinet Internistyczno-Reumatologiczny /ID# 135876

    Bialystok, Podlaskie Voivodeship, 15-077

  • Ambulatorium Sp. z o.o /ID# 138074

    Elblag, Warmian-Masurian Voivodeship, 82-300

  • Centrum Medyczne Pratia Gdynia /ID# 137362

    Gdynia, Pomeranian Voivodeship, 81-338

  • Pratia MCM Krakow /ID# 134749

    Krakow, Lesser Poland Voivodeship, 30-510

  • Duplicate_REUMED Filia nr 2 /ID# 128839

    Lublin, 20-582

  • NZOZ Lecznica MAK-MED s.c. /ID# 128838

    Nadarzyn, Masovian Voivodeship, 05-830

  • Twoja Przychodnia Centrum Medyczne /ID# 128840

    Nowa Sól, Lubusz Voivodeship, 67-100

  • Medicome sp. z o.o. /ID# 137397

    Oswiecim, Masovian Voivodeship, 32-600

  • Prywatna Praktyka Lekarska /ID# 128837

    Poznan, Greater Poland Voivodeship, 61-397

  • NBR Polska /ID# 136208

    Warsaw, Masovian Voivodeship, 00-465

  • Centrum Medyczne Amed Warszawa Zoliborz /ID# 128835

    Warsaw, Masovian Voivodeship, 01-518

  • Centrum Medyczne Pratia Warszawa /ID# 136650

    Warsaw, Masovian Voivodeship, 01-868

  • Centrum Medyczne Reuma Park w Warszawie /ID# 140198

    Warsaw, Masovian Voivodeship, 02-691

  • Reum-Medica S.C. /ID# 128841

    Wroclaw, Lower Silesian Voivodeship, 50-244

Other trials in Poland

Spain10 sites
  • Hospital Universitario A Coruna - CHUAC /ID# 128846

    A Coruña, 15006

  • Hospital CIMA Sanitas /ID# 128849

    Barcelona, 08034

  • Hospital General Universitario de Elche /ID# 128851

    Elche, Alicante, 03203

  • Hospital Clinico Universitario San Carlos /ID# 128852

    Madrid, 28040

  • Hospital Regional de Malaga /ID# 128847

    Málaga, Malaga, 29010

  • Hospital Infanta Sofia /ID# 136653

    San Sebastián de los Reyes, Madrid, 28702

  • Clinica Gaias /ID# 133868

    Santiago de Compostela, A Coruna, 15702

  • Hospital Universitario Virgen Macarena /ID# 128853

    Seville, 41009

  • Hospital QuironSalud Infanta Luisa /ID# 135689

    Seville, 41010

  • Hospital Universitario Virgen de Valme /ID# 134668

    Seville, 41014

Other trials in Spain

Bulgaria7 sites
  • MHAT Trimontsium /ID# 135328

    Plovdiv, 4000

  • Duplicate_MHAT Kaspela /ID# 136212

    Plovdiv, 4001

  • UHMAT Palmed Plovdiv /ID# 135355

    Plovdiv, 4002

  • UMHAT Sveti Ivan Rilski /ID# 135678

    Sofia, 1431

  • UMHAT Sveti Ivan Rilski /ID# 136210

    Sofia, 1431

  • Diagnostic Consultative Center /ID# 136736

    Sofia, 1612

  • Diagnostic consultative center Equita /ID# 136209

    Varna, 9000

Other trials in Bulgaria

Czechia5 sites
  • Duplicate_Artroscan s.r.o. /ID# 139347

    Ostrava, 722 00

  • L.K.N. Arthrocentrum, s.r.o /ID# 128782

    Petřkovice, 725 29

  • Revmatologicky ustav v Praze /ID# 137937

    Prague, 128 00

  • Revmatologicka ambulance - MUDr. Zuzana Urbanova /ID# 137776

    Prague, 140 00

  • Revmatologie Bruntal, s.r.o /ID# 137782

    Prostějov, 796 01

Other trials in Czechia

Hungary5 sites
  • Qualiclinic Kft. /ID# 134170

    Budapest, Pest County, 1036

  • Orszagos Reumatologiai es Fizioterapias Intezet /ID# 128785

    Budapest, 1023

  • Szent Margit Szakrendelo /ID# 136676

    Budapest, 1032

  • MAV Korhaz ess Rendelointezet /ID# 139971

    Szolnok, 5000

  • Veszprem Megyei Csolnoky Ferenc Korhaz /ID# 128784

    Veszprém, 8200

Other trials in Hungary

United Kingdom4 sites
  • West Suffolk Hospital /ID# 128858

    Bury St Edmunds, Suffolk, IP33 2QZ

  • Duplicate_Leeds Teaching Hospitals NHS Trust /ID# 141308

    Leeds, LS9 7TF

  • Barts Health NHS Trust /ID# 135683

    London, London, City of, E1 2ES

  • Warrington and Halton Hospitals NHS Foundation Trust /ID# 137514

    Warrington, Cheshire West And Chester, WA5 1QG

Other trials in United Kingdom

Latvia3 sites
  • M & M Centrs LTD /ID# 132439

    Adazi, LV-2164

  • Arija's Ancane's Family Doctor Practice /ID# 132437

    Baldone, LV-2125

  • Clinic ORTO /ID# 132438

    Riga, LV-1005

Other trials in Latvia

Mexico3 sites
  • Clinstile, S.A. de C.V. /ID# 137075

    Cuauhtémoc, Mexico City, 20313

  • Unidad de Investigacion de las Enfermedades Reumatologicas SA de CV /ID# 137307

    Mexico City, 06090

  • Cliditer SA de CV /ID# 136876

    Mexico City, 06700

Other trials in Mexico

New Zealand3 sites
  • Waikato Hospital /ID# 131908

    Hamilton, Waikato Region, 3240

  • Porter Rheumatology Ltd /ID# 133983

    Nelson, 7010

  • Timaru Medical Specialists Ltd /ID# 131909

    Timaru, Canterbury, 7910

Other trials in New Zealand

Puerto Rico3 sites
  • Dr. Ramon L. Ortega-Colon, MD /ID# 128760

    Carolina, 00983

  • GCM Medical Group PSC - Hato Rey /ID# 128759

    San Juan, 00917-3104

  • Mindful Medical Research /ID# 136211

    San Juan, 00918-3756

Other trials in Puerto Rico

Russia3 sites
  • Kazan State Medical University /ID# 136734

    Kazan', Tatarstan, Respublika, 420012

  • St. Petersburg Research Institute of Emergency Medicine n.а. I. I. Dzhanelidze /ID# 136652

    Saint Petersburg, 192242

  • Tver Regional Clinical Hospital /ID# 137576

    Tver', Tver Oblast, 170036

Other trials in Russia

Belgium2 sites
  • ReumaClinic Genk-Hasselt /ID# 137775

    Genk, 3600

  • UCL Saint-Luc /ID# 139348

    Woluwe-Saint-Lambert, Brussels Capital, 1200

Other trials in Belgium

Chile2 sites
  • Corporacion de Beneficiencia Osorno /ID# 136189

    Osorno, Los Lagos Region, 1710216

  • Quantum Research /ID# 136188

    Puerto Varas, Los Lagos Region, 5550170

Other trials in Chile

Israel2 sites
  • Barzilai Medical Center /ID# 140199

    Ashkelon, 7830604

  • The Chaim Sheba Medical Center /ID# 139295

    Ramat Gan, Tel Aviv, 5265601

Other trials in Israel

Slovakia2 sites
  • MEDMAN s.r.o. /ID# 136649

    Martin, 036 01

  • Poliklinika Senica n.o. /ID# 134728

    Senica, 905 01

Other trials in Slovakia

South Africa2 sites
  • Dr MJ Prins /ID# 138540

    Cape Town, Western Cape, 7500

  • Winelands Medical Research Centre /ID# 134669

    Stellenbosch, Western Cape, 7600

Other trials in South Africa

Ukraine2 sites
  • NSC Strazhesko Ist Cardiology /ID# 137330

    Kiev, 03680

  • Municipal Non-profit Institution Kyiv City Clinical Hospital No. 3 of the Exec /ID# 137334

    Kyiv, 02125

Other trials in Ukraine

About this study

Official title: Phase 2 Study, Multicenter, Open-Label Extension (OLE) Study in Rheumatoid Arthritis Subjects Who Have Completed a Preceding Phase 2 Randomized Controlled Trial (RCT) With Upadacitinib (ABT-494)

The primary objective of the study is to evaluate the long-term safety, tolerability, and efficacy of upadacitinib in adults with rheumatoid arthritis (RA) who have completed a preceding randomized controlled trial with upadacitinib.

Read the detailed description

This is an open-label extension study to assess the long-term safety, tolerability, and efficacy of upadacitinib in adults with RA who have completed Study M13-550 (NCT01960855) or Study M13-537 (NCT02066389) Phase 2 randomized controlled trial (RCT) with upadacitinib.

All participants received treatment with 6 mg upadacitinib twice a day at the start of the study. Participants may have been up-titrated to 12 mg BID based on protocol-specified criteria. In Protocol Amendment 2 (January 2016) the study treatment was changed to a once daily (QD) formulation. Participants receiving 6 mg BID were transitioned to 15 mg QD and participants receiving 12 mg BID were transitioned to 30 mg QD dosing.

An optional 12-week vaccine sub-study was added in Protocol Amendment 3 (November 2017) to assess the impact of upadacitinib treatment (15 mg QD and 30 mg QD) with background methotrexate on immunological responses to pneumococcal 13-valent conjugate vaccine (PCV-13; Prevnar 13®) in RA patients. The vaccine substudy included 111 participants who were enrolled in the main study, the first participant was enrolled on 13 February 2018 and the the last participant completed the sub-study on 9 April 2020.

In Protocol Amendment 5 (December 2019), the protocol was revised to allow a decrease in upadacitinib dosing from 30 mg QD to 15 mg QD, as appropriate, based on investigator's medical decision or for safety/tolerability concerns.

Being tested
Upadacitinib, Pneumococcal 13-valent conjugate vaccine (PCV-13)
Keywords
Musculoskeletal Disease, Arthritis, Joint Diseases, Anti-inflammatory Agents, Antirheumatic agents
Medical subject headings
Arthritis, Rheumatoid, Musculoskeletal Diseases, Arthritis, Joint Diseases

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • UpadacitinibDrug

    Also called ABT-494, RINVOQ®

    Tablet taken orally

  • Pneumococcal 13-valent conjugate vaccine (PCV-13)Biological

    Also called Prevnar 13®

    Administered by intramuscular injection

Study groups in NCT02049138
Study groupRoleWhat they receive
UpadacitinibExperimentalParticipants received treatment with upadacitinib for up to 312 weeks. The starting dose was 6 mg twice a day (BID). Participants who did not achieve a 20% improvement from RCT Baseline in both Tender Joint Count (TJC) and Swollen Joint Count (SJC) at Week 6 or Week 12 were up-titrated to 12 mg BID. From January 2017 participants were transitioned to a once-daily (QD) regimen of upadacitinib, either 15 mg QD (participants who were taking 6 mg BID) or 30 mg QD (participants taking 12 mg BID). Starting with Protocol Amendment 5 participants receiving 30 mg QD upadacitinib had the option to decrease the dose to 15 mg QD at the investigator's discretion. A subset of participants who opted-in to the vaccine substudy received a single-dose of 0.5 mL intramuscular injection of pneumococcal 13-valent conjugate vaccine (PCV-13).
Receives: Drug: Upadacitinib; Biological: Pneumococcal 13-valent conjugate vaccine (PCV-13)

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Percentage of Participants With an American College of Rheumatology 20% (ACR20) Response Over Time

    Participants who met the following 3 conditions for improvement from Baseline were classified as meeting the ACR20 response criteria:

    1. ≥ 20% improvement in 68-tender joint count;
    2. ≥ 20% improvement in 66-swollen joint count; and
    3. ≥ 20% improvement in at least 3 of the 5 following parameters:
    • Physician global assessment of disease activity
    • Patient global assessment of disease activity
    • Patient assessment of pain
    • Health Assessment Questionnaire - Disability Index (HAQ-DI)
    • High-sensitivity C-reactive protein (hsCRP).

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  2. Percentage of Participants With an American College of Rheumatology 50% (ACR50) Response Over Time

    Participants who met the following 3 conditions for improvement from Baseline were classified as meeting the ACR50 response criteria:

    1. ≥ 50% improvement in 68-tender joint count;
    2. ≥ 50% improvement in 66-swollen joint count; and
    3. ≥ 50% improvement in at least 3 of the 5 following parameters:
    • Physician global assessment of disease activity
    • Patient global assessment of disease activity
    • Patient assessment of pain
    • Health Assessment Questionnaire - Disability Index (HAQ-DI)
    • High-sensitivity C-reactive protein (hsCRP).

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  3. Percentage of Participants With an American College of Rheumatology 70% (ACR70) Response Over Time

    Participants who met the following 3 conditions for improvement from Baseline were classified as meeting the ACR70 response criteria:

    1. ≥ 70% improvement in 68-tender joint count;
    2. ≥ 70% improvement in 66-swollen joint count; and
    3. ≥ 70% improvement in at least 3 of the 5 following parameters:
    • Physician global assessment of disease activity
    • Patient global assessment of disease activity
    • Patient assessment of pain
    • Health Assessment Questionnaire - Disability Index (HAQ-DI)
    • High-sensitivity C-reactive protein (hsCRP).

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  4. Percentage of Participants With Satisfactory Humoral Response to PCV-13 Four Weeks After Vaccination

    Satisfactory humoral response is defined as greater than or equal to 2-fold increase in antibody concentration from the vaccination Baseline in at least 6 out of the 12 pneumococcal antigens 1, 3, 4, 5, 6B, 7F, 9V, 14, 18C, 19A, 19F and 23F).

    Measured: Vaccination Baseline (defined as the last non-missing observation on or before the date of receiving PCV-13 vaccination) and 4 weeks after vaccination

Secondary outcomes (22)
  1. Percentage of Participants Achieving Low Disease Activity (LDA) Based on Disease Activity Score-28 (DAS28[CRP]) Over Time

    The DAS28(CRP) is a composite index used to assess rheumatoid arthritis disease activity, calculated based on the tender joint count (out of 28 evaluated joints), swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity (measured on a VAS from 0-100 mm), and hsCRP (in mg/L). Scores on the DAS28 (CRP) range from 0 to approximately 10, where higher scores indicate more disease activity.

    LDA is defined as a DAS28(CRP) score ≤ 3.2.

    Measured: Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  2. Percentage of Participants Achieving Clinical Remission (CR) Based on Disease Activity Score-28 (DAS28[CRP]) Over Time

    The DAS28 (CRP) is a composite index used to assess rheumatoid arthritis disease activity, calculated based on the tender joint count (out of 28 evaluated joints), swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity (measured on a VAS from 0-100 mm), and hsCRP (in mg/L). Scores on the DAS28 (CRP) range from 0 to approximately 10, where higher scores indicate more disease activity.

    Clinical remission is defined as a DAS28(CRP) score < 2.6.

    Measured: Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  3. Percentage of Participants Achieving Low Disease Activity (LDA) Based on Clinical Disease Activity Index (CDAI) Over Time

    The clinical disease activity index (CDAI) is a composite index for assessing disease activity based on the summation of the counts of tender joint count (out of 28 evaluated joints) and swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm, and Physician's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm. The total CDAI score ranges from 0 to 78 with higher scores indicating higher disease activity.

    LDA is defined as a CDAI score ≤ 10.

    Measured: Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  4. Percentage of Participants Achieving Clinical Remission (CR) Based on Clinical Disease Activity Index (CDAI) Over Time

    The clinical disease activity index (CDAI) is a composite index for assessing disease activity based on the summation of the counts of tender joint count (out of 28 evaluated joints) and swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm, and Physician's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm. The total CDAI score ranges from 0 to 78 with higher scores indicating higher disease activity.

    Clinical remission is defined as a CDAI score ≤ 2.8.

    Measured: Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  5. Percentage of Participants Achieving Low Disease Activity (LDA) Based on Simplified Disease Activity Index (SDAI) Over Time

    The simplified disease activity index (SDAI) is a composite index for assessing disease activity based on the summation of the counts of tender joint count (out of 28 evaluated joints) and swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm, Physician's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm and hsCRP (mg/dL). The total SDAI score ranges from 0 to 86 with higher scores indicating higher disease activity.

    LDA is defined as a SDAI score ≤ 11.0.

    Measured: Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  6. Percentage of Participants Achieving Clinical Remission (CR) Based on Simplified Disease Activity Index (SDAI) Over Time

    The simplified disease activity index (SDAI) is a composite index for assessing disease activity based on the summation of the counts of tender joint count (out of 28 evaluated joints) and swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm, Physician's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm and hsCRP (mg/dL). The total SDAI score ranges from 0 to 86 with higher scores indicating higher disease activity.

    Clinical remission is defined as a SDAI score ≤ 3.3.

    Measured: Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  7. Change From Baseline in Disease Activity Score Based on CRP (DAS28 [CRP]) Over Time

    The disease activity score-28-CRP (DAS28 [CRP]) assesses RA disease activity based on a continuous scale of combined measures of 28 tender joint counts (TJC28), 28 swollen joint counts (SJC28), C-reactive protein (CRP), and the patient global assessment of disease activity (measured on a visual analog scale from 0 to 100 mm). DAS28(CRP) scores range from 0 to approximately 10 where higher scores indicate more disease activity. A negative change from Baseline in DAS28 (CRP) indicates improvement in disease activity.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  8. Change From Baseline in Clinical Disease Activity Index (CDAI) Over Time

    The clinical disease activity index (CDAI) is a composite index for assessing disease activity based on the summation of the counts of tender joint count (out of 28 evaluated joints) and swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm, and Physician's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm. The total CDAI score ranges from 0 to 78 with higher scores indicating higher disease activity. A negative change from Baseline indicates improvement in disease activity.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  9. Change From Baseline in SimplifiedDisease Activity Index (SDAI) Over Time

    The simplified disease activity index (SDAI) is a composite index for assessing disease activity based on the summation of the counts of tender joint count (out of 28 evaluated joints) and swollen joint count (out of 28 evaluated joints), Patient's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm, Physician's Global Assessment of Disease Activity measured on a VAS from 0 to 10 cm and hsCRP (mg/dL). The total SDAI score ranges from 0 to 86 with higher scores indicating higher disease activity. A negative change from Baseline indicates improvement in disease activity.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  10. Change From Baseline in Tender Joint Count (TJC68) Over Time

    Sixty-eight joints were assessed by an evaluator for tenderness or pain. The presence of tenderness was scored as a "1" and absence of tenderness as a "0". The total tender joint count is the sum of the scores, and ranges from 0 to 68 (worst).

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  11. Change From Baseline in Swollen Joint Count (SJC66) Over Time

    Sixty-six joints were assessed by an evaluator for swelling. The presence of swelling was scored as a "1" and absence of swelling as a "0". The total swollen joint count is the sum of the scores, and ranges from 0 to 66 (worst).

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  12. Change From Baseline in Physician's Global Assessment of Disease Activity Over Time

    The physician rated the participant's current global RA disease activity (independently from the participant's assessment) on a visual analog scale (VAS) from 0 to 100 mm, where 0 mm indicates no disease activity and 100 mm indicates severe disease activity

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  13. Change From Baseline in Patient's Global Assessment of Disease Activity Over Time

    The participant was asked to rate their current RA disease activity over the past 24 hours on a 100 mm VAS, where 0 mm indicates very low disease activity and 100 mm indicates very high disease activity.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  14. Change From Baseline in Patient's Assessment of Pain Over Time

    Participants were asked to indicate the severity of their arthritis pain within the previous week on a visual analog scale from 0 to 100 mm. A score of 0 mm indicates "no pain" and a score of 100 mm indicates "worst possible pain."

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  15. Change From Baseline in Health Assessment Questionnaire - Disability Index (HAQ-DI) Over Time

    The Health Assessment Questionnaire - Disability Index is a patient-reported questionnaire that measures the degree of difficulty a person has in accomplishing tasks in 8 functional areas (dressing, arising, eating, walking, hygiene, reaching, gripping, and errands and chores) over the past week. Participants assessed their ability to do each task on a scale from 0 (without any difficulty) to 3 (unable to do). Scores were averaged to provide an overall score ranging from 0 to 3, where 0 represents no disability and 3 represents very severe, high-dependency disability.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  16. Change From Baseline in High-sensitivity C-reactive Protein (hsCRP) Over Time

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  17. Change From Baseline in in Functional Assessment of Chronic Illness Therapy (FACIT) - Fatigue Scale Over Time

    The FACIT Fatigue scale is a 13-item tool that measures an individual's level of fatigue during their usual daily activities over the past 7 days. Each of the fatigue and impact of fatigue items are measured on a four point Likert scale (4 = not at all fatigued to 0 = very much fatigued). The FACIT Fatigue Scale is the sum of the individual 13 scores and ranges from 0 to 52 where higher scores indicate better quality of life. A positive change from Baseline indicates improvement.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 72, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  18. Change From Baseline in Work Instability Scale for RA (RA-WIS) Over Time

    RA-WIS is a tool to evaluate work instability (the consequence of a mismatch between an individual's functional ability and their work tasks). RA-WIS consists of 23 questions relating to the participant's functioning in their work environment, each answered as Yes or No. The total score is the number of questions answered Yes, and ranges from 0 to 23.

    A score < 10 means low risk, scores between 10 and 17 indicate medium risk, and scores > 17 indicate high risk of work instability.

    A negative change from Baseline indicates improvement in work instability.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 72, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  19. Change From Baseline in EuroQoL-5D (EQ-5D) Index Over Time

    The EQ-5D-5L is a generic measure of health status consisting of two parts. The first part (the descriptive system) assesses health in five dimensions (mobility, self-care, usual activities, pain/discomfort, and anxiety/depression) each of which is rated on 5 levels of severity (1: no problem, 2: slight problems, 3: moderate problems, 4: severe problems, 5: extreme problems).

    A health state index score was calculated from individual health profiles using a UK scoring algorithm. Health state index scores generally range from less than 0 (where 0 is the value of a health state equivalent to dead; negative values representing values as worse than dead) to 1 (the value of full health), with higher scores indicating higher health utility. The higher the score the better the health status. A positive change from baseline indicates improvement in health status.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 72, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  20. Change From Baseline in EuroQoL-5D VAS Score Over Time

    The EQ-5D-5L is a generic measure of health status consisting of two parts. The second part of the questionnaire consists of a visual analog scale (VAS) on which the participant rates his/her perceived health from 0 (the worst imaginable health) to 100 (the best imaginable health).

    A positive change from baseline indicates improvement.

    Measured: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 72, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312

  21. Percentage of Participants With Satisfactory Humoral Response to PCV-13 12 Weeks After Vaccination

    Satisfactory humoral response is defined as greater than or equal to 2-fold increase in antibody concentration from the vaccination Baseline in at least 6 out of the 12 pneumococcal antigens 1, 3, 4, 5, 6B, 7F, 9V, 14, 18C, 19A, 19F and 23F).

    Measured: Vaccination Baseline and 12 weeks after vaccination

  22. Geometric Mean Fold Rise (GMFR) of Anti-pneumococcal Antibody Levels to Each of the 12 Pneumococcal Antigens 4 and 12 Weeks After Vaccination

    Measured: Vaccination Baseline and 4 and 12 weeks after vaccination

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted30 Jan 2014 (estimated)
  2. Study start24 Jan 2014
  3. Primary completion29 Jul 2021
  4. Study completion29 Jul 2021

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 2
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrolment
493 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT02049138
Sponsor's protocol ID
M13-538
Other IDs
2013-003530-33
Acronym
BALANCE-EXTEND
Status last verified
Jun 2022
First submitted
28 Jan 2014
Last updated
12 Jul 2022
Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
Yes: AbbVie is committed to responsible data sharing regarding the clinical trials we sponsor. This includes access to anonymized, individual and trial-level data (analysis data sets), as well as other information (e.g., protocols and clinical study reports), as long as the trials are not part of an ongoing or planned regulatory submission. This includes requests for clinical trial data for unlicensed products and indications.

Publications

  • Baraliakos X, van der Heijde D, Sieper J, Inman RD, Kameda H, Li Y, Bu X, Shmagel A, Wung P, Song IH, Deodhar A. Efficacy and safety of upadacitinib in patients with ankylosing spondylitis refractory to biologic therapy: 1-year results from the open-label extension of a phase III study. Arthritis Res Ther. 2023 Sep 18;25(1):172. doi: 10.1186/s13075-023-03128-1.

    PubMed 37723577
  • Kivitz A, Wells AF, Vargas JI, Baraf HSB, Rischmueller M, Klaff J, Khan N, Li Y, Carter K, Friedman A, Durez P. Long-Term Efficacy and Safety of Upadacitinib in Patients with Rheumatoid Arthritis: Final Results from the BALANCE-EXTEND Open-Label Extension Study. Rheumatol Ther. 2023 Aug;10(4):901-915. doi: 10.1007/s40744-023-00557-x. Epub 2023 May 18.

    PubMed 37199884
  • Winthrop K, Vargas JI, Drescher E, Garcia C, Friedman A, Hendrickson B, Li Y, Klaff J, Kivitz A. Evaluation of response to 13-valent conjugated pneumococcal vaccination in patients with rheumatoid arthritis receiving upadacitinib: results from a phase 2 open-label extension study. RMD Open. 2022 Mar;8(1):e002110. doi: 10.1136/rmdopen-2021-002110.

    PubMed 35246470

Questions about this trial

What is this clinical trial studying?

A Phase 2 study testing Upadacitinib and Pneumococcal 13-valent conjugate vaccine (PCV-13) in people with Rheumatoid Arthritis, run by AbbVie at 124 sites in 18 countries.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 11 inclusion and 22 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 12 Jul 2022. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 124 sites in United States, Poland, Spain, Bulgaria, Czechia and 13 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

Yes. Results are posted in the registry (first posted 12 Jul 2022). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Percentage of Participants With an American College of Rheumatology 20% (ACR20) Response Over Time (time frame: Baseline (of the preceding RCT study) and Weeks 6, 12, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, 180, 192, 204, 216, 228, 240, 252, 264, 276, 288, 300, and 312). The study lists 4 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT02049138, which also lists 3 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 12 Jul 2022.

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