Malignant Neoplasm of StomachPhase 2INNOVATIONNCT02205047
Neoadjuvant Study Using Trastuzumab or Trastuzumab With Pertuzumab in Gastric or Gastroesophageal Junction Adenocarcinoma
A Phase 2 study testing Cisplatin, 5-fluorouracil or Capecitabine and Trastuzumab in people with Malignant Neoplasm of Stomach and Malignant Neoplasm of Cardio-esophageal Junction of Stomach, run by European Organisation for Research and Treatment of Cancer - EORTC at 48 sites in 13 countries.
Trial summary
The purpose of this study is to find out whether either trastuzumab or the combination of trastuzumab and pertuzumab with standard chemotherapy shows more activity against gastro-oesophageal adenocarcinoma than standard chemotherapy given before and after surgery and it can be safely administered. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Malignant Neoplasm of Stomach, Malignant Neoplasm of Cardio-esophageal Junction of Stomach, Epidermal Growth Factor Receptor (EGFR) Protein Overexpression
- What is being tested?
- Cisplatin, 5-fluorouracil or Capecitabine and Trastuzumab
- Type of treatment
- Surgery or procedure
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 172 participants
- Where
- 48 sitesin 13 countries
- Study dates
- 15 Jul 2015to 31 Dec 2024
- Phase
- Phase 2
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Histologically proven, gastric or gastroesophageal (GE)-junction adenocarcinoma (Siewert I-III)
- Patient medically fit for gastrectomy/oesophagogastrectomy as decided by the investigator
- Age ≥ 18 years
- WHO performance status 0 - 1
- HER-2 overexpression
- Amenable to gastrectomy/oesophagectomy
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- The cardiac ejection fraction (LVEF), as determined by echocardiography, multiple gated acquisition scan (MUGA) or cardiac MRI should be at least 50 %
- Adequate organ function
- written informed consent
- For women who are not postmenopausal (> 12 months of non-therapy induced amenorrhea) or surgically sterile (absence of ovaries and/or uterus): agreement to remain abstinent or use single or combined contraceptive methods that result in a failure rate of < 1% per year during the treatment period and for at least 12 months after the last treatment dose
- For men: agreement to remain abstinent or use a condom plus an additional contraceptive method that together result in a failure rate of < 1% per year during the treatment period and for at least 12 months after the last dose of study treatment. Abstinence is only acceptable if it is in line with the preferred and usual lifestyle of the patient. Periodic abstinence (e.g. calendar, ovulation, symptothermal, or postovulation methods) and withdrawal are not acceptable methods for contraception.
Who cannot join
- Absence of distant metastases on CT scan of thorax and abdomen
- prior chemo- or antibody therapy
- history of significant cardiac disease
- current uncontrolled hypertension
- known hypersensitivity to the components of trastuzumab, pertuzumab, cisplatin, 5-follow-up or capecitabine
- known dihydropyrimidine dehydrogenase (DPD) deficiency
Show all 11Show fewer
- ongoing or concomitant use of the antiviral drug sorivudine or its chemically related analogs, such as brivudine
- chronic treatment with high-dose intravenous corticosteroids
- previous malignancy within the last 5 years, with the exception of adequately treated cervical carcinoma in situ, localized non-melanoma skin cancer, or other curatively treated cancer without impact on the patient's overall prognosis according to the judgment of the investigator.
- psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule
- pregnant or breast feeding
Trial locations and contacts
48 sites in 13 countries.
48 sites in 13 countries
Germany11 sites
Charite - Universitaetsmedizin Berlin - Campus Virchow-Klinikum
Berlin, 13353
Universitaetsklinikum Carl Gustav Carus
Dresden, 01307
Kliniken Essen-Mitte - Evang. Huyssens-Stiftung
Essen, 45136
Universitaetsmedizin Goettingen - Georg-August Universitaet
Göttingen, 37075
Asklepios Kliniken GmbH - Asklepios Klinik Barmbek
Hamburg, 22291
SLK-Kliniken Heilbronn GmbH
Heilbronn, 74078
Onkologische Unter-Ems (Leer-Papenburg-Emden)
Leer, 26789
Universitaetsklinikum Leipzig
Leipzig
Johannes Gutenberg Universitaetskliniken - Mainz University Medical Center
Mainz, 55101
Ludwig-Maximilians-Universitaet München - Campus Grosshadern
München, 81377
Technische Universität München - Klinikum Rechts der Isar
München
South Korea9 sites
Asan Medical Center
Seoul, 05505
Gangnam Severance Hospital
Seoul, 135-720
Hallym University Sacred Heart Hospital
Seoul, 14068
Asan Medical Center
Seoul
Gangnam Severance Hospital
Seoul
Hallym University Sacred Heart Hospital
Seoul
Severance Hospital YUCM
Seoul
Severance Hospital, Yonsei University Health System (YUCM)
Seoul
The Catholic University of Korea-St. Vincent's Hospital
Suwon-Si Gyeonggi-do, 16247
Spain6 sites
ICO Badalona (Institut Catala d'Oncologia) - Hospital Germans Trias i Pujol
Badalona, 08916
Hospital Universitari Vall d'Hebron - Institut Oncologia
Barcelona, 08035
ICO Girona - Hospital Dr Josep Trueta (Institut Catala d'Oncologia)
Girona, 17007
Institut Catala d'Oncologia - ICO L'Hospitalet
L'Hospitalet de Llobregat, Barcelona, 08908
Hospital Universitario Ramon y Cajal
Madrid, 28034
Hospital Clinico Universitario De Valencia
Valencia, 46010
France5 sites
CHRU de Besancon - Hopital Jean Minjoz
Besançon, 25030
CHRU de Lille - Hopital Huriez
Lille, 59037
CHU de Bordeaux - Group Hospitalier Sud - Hopital Haut-Lévêque
Pessac, 33075
CHU de Reims - Hôpital Robert Debré
Reims, 51092
Institut Gustave Roussy
Villejuif
United Kingdom4 sites
University Hospitals Birmingham NHS - UHB-Queen Elisabeth MC
Birmingham, B15 2TH
University College London Hospitals (UCLH) - NHS Foundation Trust
London
The Christie NHS Foundation Trust
Manchester
Royal Marsden Hospital - site: Sutton, Surrey
Sutton, SM2 5PT
Italy3 sites
Azienda Ospedaliera Papa Giovanni XXIII
Bergamo, 24127
Istituto Europeo di Oncologia
Milan, 20141
Azienda Ospedaliera Ordine Mauriziano di Torino
Torino
Netherlands2 sites
The Netherlands Cancer Institute-Antoni Van Leeuwenhoekziekenhuis
Amsterdam, 1066 CX
Academisch Medisch Centrum - UMC Universiteit van Amsterdam - site: VUMC
Amsterdam, 1081 HV
Portugal2 sites
Instituto Portugues de Oncologia de Lisboa Francisco Gentil
Lisbon
Instituto Portugues De Oncologia - Centro Do Porto
Porto, 4200-072
Switzerland2 sites
Hôpitaux Universitaires de Genève - HUG
Geneva, 1211
Centre Hospitalier Universitaire Vaudois
Lausanne
About this study
Official title: INtegratioN of Trastuzumab, With or Without Pertuzumab, Into periOperatiVe chemotherApy of HER-2 posiTIve stOmach caNcer: the INNOVATION-TRIAL
The purpose of this study is to find out whether either trastuzumab or the combination of trastuzumab and pertuzumab with standard chemotherapy shows more activity against gastro-oesophageal adenocarcinoma than standard chemotherapy given before and after surgery and it can be safely administered.
Read the detailed description
This is a randomized phase II trial with an internal control. The randomization will be a 1:2:2 randomization (control: experimental arm 1: experimental arm 2). Potentially eligible patients will be screened centrally for the HER-2 status. After confirmation of HER-2 positive disease, eligible patients will be centrally randomized through the EORTC randomization system. A minimization technique will be used for random treatment allocation between the three treatment arms. Stratification will be done by histological subtype (intestinal/non-intestinal); Korea versus Europe; stage II versus III; node positive versus node negative.
- Conditions
- Malignant Neoplasm of Stomach, Malignant Neoplasm of Cardio-esophageal Junction of Stomach, Epidermal Growth Factor Receptor (EGFR) Protein Overexpression
- Being tested
- Cisplatin, 5-fluorouracil or Capecitabine, Trastuzumab, Pertuzumab, gastrectomy
- Keywords
- Neoadjuvant chemotherapy
- Medical subject headings
- Stomach Neoplasms
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
CisplatinDrug
5-fluorouracil or CapecitabineDrug
TrastuzumabDrug
PertuzumabDrug
gastrectomyProcedure or surgery
D2 gastrectomy
| Study group | Role | What they receive |
|---|---|---|
| Standard chemotherapy | Active comparator | Cisplatin/capecitabine or cisplatin/5-fluorouracil Receives: Drug: Cisplatin; Drug: 5-fluorouracil or Capecitabine; Procedure: gastrectomy |
| Experimental arm 1 | Experimental | Cisplatin/capecitabine plus trastuzumab or cisplatin/5-fluorouracil plus trastuzumab Receives: Drug: Cisplatin; Drug: 5-fluorouracil or Capecitabine; Drug: Trastuzumab; Procedure: gastrectomy |
| Experimental arm 2 | Experimental | cisplatin/capecitabine plus trastuzumab and pertuzumab or cisplatin/5-fluorouracil plus trastuzumab and pertuzumab Receives: Drug: Cisplatin; Drug: 5-fluorouracil or Capecitabine; Drug: Trastuzumab; Drug: Pertuzumab; Procedure: gastrectomy |
What is being measured
The primary outcome is the main question the study is designed to answer.
Near Complete Pathological Response Rate
To increase the major pathological response rate (< 10% vital tumor cells) to neoadjuvant treatment by integrating both trastuzumab and pertuzumab into perioperative chemotherapy for HER-2 positive, resectable gastric cancer.
Measured: After 3 cycles (21 days) of neoadjuvant chemotherapy
Secondary outcomes (7)
Locoregional failure
Measured: At the time of surgery and at 5 years
R0 resection rate
Measured: At the time of surgery
Distant failure
Measured: At the time of surgery and at 5 years
Progression-free survival
Measured: 5 years after LPI
Recurrence-free survival
Measured: 5 years after LPI
Overall survival
Measured: 5 years after LPI
Toxicity
Measured: 5 years after LPI
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted31 Jul 2014 (estimated)
- Study start15 Jul 2015
- Primary completion22 Dec 2022
- Study completion31 Dec 2024
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Malignant Neoplasm of StomachStudies of the same condition, open and under way.
- More trials run by European Organisation for Research and Treatment of Cancer - EORTCThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Enrolment
- 172 participants (actual)
Sponsor and investigators
- Sponsor type
- Research network
- Responsible party
- Sponsor
- Investigators
- Anna Dorothea Wagner, MD, Study chair, Centre hospitalier universitaire vaudois, Lausanne
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT02205047
- Sponsor's protocol ID
- EORTC-1203-GITCG
- Other IDs
- 2014-000722-38, MO28922, 2014
- Acronym
- INNOVATION
- Status last verified
- Jul 2025
- First submitted
- 10 Jul 2014
- Last updated
- 31 Jul 2025
- Results posted
- No
- Data monitoring committee
- Yes
Publications
Wagner AD, Grabsch HI, Mauer M, Marreaud S, Caballero C, Thuss-Patience P, Mueller L, Elme A, Moehler MH, Martens U, Kang YK, Rha SY, Cats A, Tokunaga M, Lordick F. EORTC-1203-GITCG - the "INNOVATION"-trial: Effect of chemotherapy alone versus chemotherapy plus trastuzumab, versus chemotherapy plus trastuzumab plus pertuzumab, in the perioperative treatment of HER2 positive, gastric and gastroesophageal junction adenocarcinoma on pathologic response rate: a randomized phase II-intergroup trial of the EORTC-Gastrointestinal Tract Cancer Group, Korean Cancer Study Group and Dutch Upper GI-Cancer group. BMC Cancer. 2019 May 24;19(1):494. doi: 10.1186/s12885-019-5675-4.
PubMed 31126258Integration of Trastuzumab, with or without Pertuzumab, into Perioperative Chemotherapy of HER2- Positive Stomach Cancer: The INNOVATION Trial (EORTC-1203-GITCG). Oncol Res Treat. 2016;39(3):153-4; discussion 155. doi: 10.1159/000444702. No abstract available.
PubMed 27486629
Study at a glance
From the registry record, last updated by the sponsor on 31 Jul 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- INtegratioN of Trastuzumab, With or Without Pertuzumab, Into periOperatiVe chemotherApy of HER-2 posiTIve stOmach caNcer: the INNOVATION-TRIAL
- ClinicalTrials.gov ID
- NCT02205047
- Acronym / sponsor ID
- INNOVATION / EORTC-1203-GITCG
- Conditions
- Malignant Neoplasm of Stomach, Malignant Neoplasm of Cardio-esophageal Junction of Stomach, Epidermal Growth Factor Receptor (EGFR) Protein Overexpression
- Keywords
- Neoadjuvant chemotherapy
- Phase
- Phase 2
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 172 participants (actual)
- Lead sponsor
- European Organisation for Research and Treatment of Cancer - EORTCResearch network
- Study start
- 15 Jul 2015 (actual)
- Primary completion
- 22 Dec 2022 (actual)
- Study completion
- 31 Dec 2024 (actual)
- First posted
- 31 Jul 2014 (estimated)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
The purpose of this study is to find out whether either trastuzumab or the combination of trastuzumab and pertuzumab with standard chemotherapy shows more activity against gastro-oesophageal adenocarcinoma than standard chemotherapy given before and after surgery and it can be safely administered.
Detailed description
This is a randomized phase II trial with an internal control. The randomization will be a 1:2:2 randomization (control: experimental arm 1: experimental arm 2). Potentially eligible patients will be screened centrally for the HER-2 status. After confirmation of HER-2 positive disease, eligible patients will be centrally randomized through the EORTC randomization system. A minimization technique will be used for random treatment allocation between the three treatment arms. Stratification will be done by histological subtype (intestinal/non-intestinal); Korea versus Europe; stage II versus III; node positive versus node negative.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 3
| Arm | Type | Receives |
|---|---|---|
| Standard chemotherapy | Active comparator | Drug: Cisplatin, Drug: 5-fluorouracil or Capecitabine, Procedure: gastrectomyCisplatin/capecitabine or cisplatin/5-fluorouracil |
| Experimental arm 1 | Experimental | Drug: Cisplatin, Drug: 5-fluorouracil or Capecitabine, Drug: Trastuzumab, Procedure: gastrectomyCisplatin/capecitabine plus trastuzumab or cisplatin/5-fluorouracil plus trastuzumab |
| Experimental arm 2 | Experimental | Drug: Cisplatin, Drug: 5-fluorouracil or Capecitabine, Drug: Trastuzumab, Drug: Pertuzumab, Procedure: gastrectomycisplatin/capecitabine plus trastuzumab and pertuzumab or cisplatin/5-fluorouracil plus trastuzumab and pertuzumab |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (11 listed)
- Histologically proven, gastric or gastroesophageal (GE)-junction adenocarcinoma (Siewert I-III)
- Patient medically fit for gastrectomy/oesophagogastrectomy as decided by the investigator
- Age ≥ 18 years
- WHO performance status 0 - 1
- HER-2 overexpression
Key exclusion criteria (11 listed)
- Absence of distant metastases on CT scan of thorax and abdomen
- prior chemo- or antibody therapy
- history of significant cardiac disease
- current uncontrolled hypertension
- known hypersensitivity to the components of trastuzumab, pertuzumab, cisplatin, 5-follow-up or capecitabine
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Cisplatin | Drug | Experimental arm 1, Experimental arm 2, Standard chemotherapy |
| 5-fluorouracil or Capecitabine | Drug | Experimental arm 1, Experimental arm 2, Standard chemotherapy |
| Trastuzumab | Drug | Experimental arm 1, Experimental arm 2 |
| Pertuzumab | Drug | Experimental arm 2 |
| gastrectomyD2 gastrectomy | Procedure or surgery | Experimental arm 1, Experimental arm 2, Standard chemotherapy |
Primary outcome
Near Complete Pathological Response Rate
Time frame: After 3 cycles (21 days) of neoadjuvant chemotherapy
To increase the major pathological response rate (< 10% vital tumor cells) to neoadjuvant treatment by integrating both trastuzumab and pertuzumab into perioperative chemotherapy for HER-2 positive, resectable gastric cancer.
7 secondary outcomes
Locoregional failure
Time frame: At the time of surgery and at 5 years
R0 resection rate
Time frame: At the time of surgery
Distant failure
Time frame: At the time of surgery and at 5 years
Progression-free survival
Time frame: 5 years after LPI
Recurrence-free survival
Time frame: 5 years after LPI
Overall survival
Time frame: 5 years after LPI
Toxicity
Time frame: 5 years after LPI
Results and safety
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 31 Jul 2025.
- Derived from this study: PubMed 31126258Wagner AD, Grabsch HI, Mauer M, Marreaud S, Caballero C, Thuss-Patience P, Mueller L, Elme A, Moehler MH, Martens U, Kang YK, Rha SY, Cats A, Tokunaga M, Lordick F. EORTC-1203-GITCG - the "INNOVATION"-trial: Effect of chemotherapy alone versus chemotherapy plus trastuzumab, versus chemotherapy plus trastuzumab plus pertuzumab, in the perioperative treatment of HER2 positive, gastric and gastroesophageal junction adenocarcinoma on pathologic response rate: a randomized phase II-intergroup trial of the EORTC-Gastrointestinal Tract Cancer Group, Korean Cancer Study Group and Dutch Upper GI-Cancer group. BMC Cancer. 2019 May 24;19(1):494. doi: 10.1186/s12885-019-5675-4.
- Derived from this study: PubMed 27486629Integration of Trastuzumab, with or without Pertuzumab, into Perioperative Chemotherapy of HER2- Positive Stomach Cancer: The INNOVATION Trial (EORTC-1203-GITCG). Oncol Res Treat. 2016;39(3):153-4; discussion 155. doi: 10.1159/000444702. No abstract available.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Anna Dorothea Wagner, MD study chair
Centre hospitalier universitaire vaudois, Lausanne
48 sites in 13 countries: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2 study testing Cisplatin, 5-fluorouracil or Capecitabine and Trastuzumab in people with Malignant Neoplasm of Stomach and Malignant Neoplasm of Cardio-esophageal Junction of Stomach, run by European Organisation for Research and Treatment of Cancer - EORTC at 48 sites in 13 countries.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 11 inclusion and 11 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 31 Jul 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 48 sites in Germany, South Korea, Spain, France, United Kingdom and 8 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Near Complete Pathological Response Rate (time frame: After 3 cycles (21 days) of neoadjuvant chemotherapy). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT02205047, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 31 Jul 2025.