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Head and Neck NeoplasmsPhase 3UPFRONT-NECKNCT02918955

Definitive Chemo-Radiotherapy for Regionally Advanced Head and Neck Cancer With or Without Up-front Neck Dissection

A Phase 3 study testing up-front neck dissection, radiotherapy and Chemotherapy (Cisplatin) in people with Head and Neck Neoplasms, run by Insel Gruppe AG, University Hospital Bern at 2 sites in Switzerland.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Treatment of regionally-advanced head and neck squamous cell carcinoma (HNSCC) requires a multidisciplinary approach with a combination of surgery, radiotherapy (RT) and chemotherapy. Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Head and Neck Neoplasms
What is being tested?
up-front neck dissection, radiotherapy and Chemotherapy (Cisplatin)
Type of treatment
Surgery or procedure
Could I receive a placebo?
No, everyone receives an active treatment
How many people
65 participants
Where
2 sitesSwitzerland
Study dates
16 Dec 2016to 24 Jun 2025
Phase
Phase 3
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult
  1. Before patient registration/randomization, written informed consent must be given according to ICH/GCP, and national/local regulations.
  2. Patient should not be a participant in any interventional clinical trial.
  3. Age ≥ 18 years.
  4. WHO/ECOG performance status 0-2 within 28 days prior registration.
  5. Histopathologically confirmed, previously untreated HNSCC of the oropharynx, hypopharynx or larynx within 6 weeks (42 days) of registration.
  6. No cT4 primary tumor destructing and/or breaching through bone and/or cartilage (cortical invasion only is still eligible).
  7. Clinical Nodal stage (cN) of at least cN1.
  8. No evidence of distant metastases (cM0). No synchronous second primary HNSCC at the time of diagnosis.
  9. No synchronous or previous malignancies. Exceptions are adequately treated basal cell carcinoma or SCC of the skin, or in situ carcinoma of the cervix uteri or breast with a cancer-free follow-up time of at least 3 years, or other previous malignancy with a disease-free interval of at least 5 years.
  10. No prior radiotherapy to the head and neck region (or any RT fields/volumes which may overlap with the intended therapy volumes).
  11. No prior neck dissection or single lymph node excision is allowed.
  12. History and physical examination by treating physician (head and neck surgeon, medical oncologist or radiation oncologist) within 28 days prior registration.
  13. Patients must have clinically and/or radiological documented measurable disease. At least one site of disease must be unidimensionally measurable as per RECIST 1.1. All imaging studies for staging must be performed within 28 days prior to registration.
  14. Imaging of the head and neck (CT with contrast, PET/CT and/or MRI) within 28 days prior to registration: A CT scan (as part of the PET/CT is also accepted), with contrast is mandatory unless contraindicated (e.g. contrast allergy, renal insufficiency etc.). Note that a PET/CT scan alone, unless performed with radio-opaque contrast material is not sufficient for the CT-based evaluation of the head and neck area.
  15. PET/CT of the whole body within 28 days prior registration
  16. QoL and toxicity evaluation completed within 28 days or at the time of registration. Exceptions: 1) Language problems or any health problems interfering with the QoL assessment. 2) Patients who want to be enrolled into the observational arms and refuse to take part in the QoL assessments.
  17. Patients with a contraindication against neck dissection are not eligible (e.g. medical co-morbidities, positive lymph node conglomerates enclosing and infiltrating carotid artery or merging with the primary tumor)
  18. The patient must be expected to withstand neck dissection and radiotherapy combined with cisplatin.
  19. Preservation of the accessory nerve during neck dissection should be possible. Patients expected to have a permanent shoulder dysfunction because of a planned sacrifice of the accessory nerve are not eligible.
  20. Laboratory requirements within 28 days prior to accrual:
  21. Adequate renal function: Serum creatinine ≤1.5 mg/dL and/or creatinine clearance >50 mL/min estimated within 28 days prior accrual
  22. Absolute neutrophil count (ANC) ≥1.0 x 109/L
  23. Platelet count ≥75 x 109/L
  24. Hemoglobin ≥10 g/dL or 6.2 mmol/L (Note: The use of transfusion to achieve Hgb ≥10 g/dL is acceptable)
  25. Bilirubin <1.5 times of upper limit of normal (ULN), aspartate aminotransferase (AST) and alanine aminotransferase (ALT) <3 times of ULN.
  26. Women are not breastfeeding. Women with Child-bearing potential and using effective contraception (see Section 5.6), and not pregnant and agree not to become pregnant during participation in the trial and 2 years after chemoradiotherapy. A negative pregnancy test before inclusion (within 28 days) into the trial is required for all women with child-bearing potential. Men agree not to father a child during participation in the trial and 2 years after chemoradiotherapy.
  27. No allergy to study drugs or to the excipients in their formulation.
  28. No peripheral neuropathy ≥grade 2 according to CTCAE v4.03 (grade 2 = moderate symptoms limiting instrumental ADL)
  29. No co-existing disease prejudicing survival (expected survival <6 months).
  30. No severe cardiac illness: Myocardial infarction within 6 months prior to randomization, severe congestive heart failure, severe cardiomyopathy, ventricular arrhythmia, unstable angina, uncontrolled hypertension.
  31. No active bacterial or fungal infection requiring intravenous antibiotics at the time of registration
  32. No Chronic Obstructive Pulmonary Disease exacerbation or other respiratory illness requiring hospitalization or precluding study therapy within 28 days before registration.
  33. No hepatic insufficiency resulting in clinical jaundice and/or coagulation defects
  34. No clinically manifested Acquired Immune Deficiency Syndrome (AIDS) or immune-compromised patients. Note, however, that HIV testing is not required for entry into this protocol. The need to exclude patients with AIDS from this protocol is necessary because the treatments involved in this protocol may be significantly immunosuppressive.

Absence of any psychological, familial, sociological or geographical condition potentially hampering compliance with the study protocol and follow-up schedule; those conditions should be discussed with the patient before registration in the trial.

Trial locations and contacts

2 sites in 1 country.

Switzerland2 sites
  • Inselspital Bern

    Bern, 3010

  • University Hospital of Geneva

    Geneva, 1205

Other trials in Switzerland

About this study

Official title: Definitive Chemo-Radiotherapy With or Without Up-front Neck Dissection for Regionally Advanced Head and Neck Squamous Cell Carcinoma: A Phase III Multi-center Prospective Randomized Controlled Trial With Two Additional Observational Cohorts

Treatment of regionally-advanced head and neck squamous cell carcinoma (HNSCC) requires a multidisciplinary approach with a combination of surgery, radiotherapy (RT) and chemotherapy. Due to these aggressive combined modalities, patients undergoing treatment and many survivors develop toxicities which impact quality of life (QoL) and sometimes lead to mortality.

Lymph node metastases of HNSCC are frequent and considered one of the most important prognostic factors, resulting in decreased survival by 50%. More than three decades, the optimal management strategy of node positive HNSCC was a key subject of debate. In summary, the current literature provides us two important findings: First, with the contemporary imaging and treatment modalities, there is no role of a planned neck dissection (ND) added to (chemo)radiotherapy ((C)RT) in terms of oncological outcome and survival. Second, with modern RT techniques, a tailored treatment followed after an up-front neck dissection (UFND) allows a significant reduction of treatment volumes and de-escalation of the dose to the neck, leading to reduction of treatment related toxicities.

In this study strategies with and without up-front neck dissection prior to chemo-radiotherapy will be compared.

Read the detailed description

The main objective of this project is to test the hypothesis that the addition of UFND prior to (C)RT results in a significant reduction of treatment toxicities and improvement of QoL in regionally advanced (cN2-3) HNSCC through dose de-escalation and volume reduction of RT.

The primary endpoint of this trial is to evaluate the toxicity from the beginning of radiotherapy until 90 days after the end of the treatment. The incidence of acute and subacute toxicities higher than grade ≥3 (CTCAE v.4, except for Xerostomia, for which RTOG/EORTC scale will be used) will be compared between study arms. Secondary endpoints include the survival endpoints for both treatment modalities; i.e. loco-regional control, progression-free and overall survival. Assessment of QoL (EORTC QLQ-C30 + H\&N43), late toxicity, surgical complications, cost-effectiveness and the need of feeding-tube will be a part of the final analysis of this trial.

Trial design: randomized multi-center open-label comparative one-staged phase III trial with a superiority design and the primary endpoint of highest grade radiation toxicity during and until 90 days after the completion of the treatment. Interventions in both arms of the trial are considered as standard treatments. No experimental diagnostic tools will be used during the trial. In addition to the randomized arms, two identical observational arms will be opened for the patients who are diagnosed before the activation of the randomized arms, and subsequently for those who refuse to be randomized. Their aim is to prospectively acquire high quality data for patients who refuse randomization. The observational and randomized cohorts will be analyzed separately for the pre-defined endpoints.

For the calculation of the sample size, grade ≥3 acute radiation toxicity in the CRT alone (Arm A) was assumed as 70% based on literature. For the primary endpoint, a follow-up period of 90 days after the last day of (C)RT is needed after the accrual of the last patient. However, 2 years of follow-up after (C)RT is needed for the secondary endpoints (exception: oncological outcome and survival will be calculated from the day of randomization in order to avoid immortal time bias). On this basis, sample size was calculated based on the Pearson chi-squared test and performed in Stata. Assuming a toxicity fraction of 70% for any grade 3 or higher toxicity in Arm A, a relative risk of 0.5 (35% in Arm B), a two-sided alpha of 0.05, a power of 80%, a drop-out rate of 5%, and an allocation ratio of 1 we calculated an overall sample size of 65. Expected accrual time is 3 years.

Being tested
up-front neck dissection, radiotherapy, Chemotherapy (Cisplatin), Early Salvage Neck Dissection in case of less than cCR (Arm A only)
Keywords
head and neck cancer, radiotherapy, chemotherapy, neck dissection, surgery, quality of life, toxicity, oropharyngeal cancer, laryngeal cancer, hypopharyngeal cancer
Medical subject headings
Head and Neck Neoplasms, Oropharyngeal Neoplasms, Laryngeal Neoplasms, Hypopharyngeal Neoplasms

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • up-front neck dissectionProcedure or surgery

  • radiotherapyRadiation

    70 Gy in 35 fractions to the macroscopic disease 50 Gy in 25 fractions (if sequential boost) or 56 Gy in 35 fractions (if simultaneous integrated boost) to the elective volumes 66 Gy in 35 fractions to the post-operative region with lymphatic extracapsular extension (Arm B only)

  • Chemotherapy (Cisplatin)Drug

    100 mg/m2 every three weeks during radiotherapy

    In Arm B, chemotherapy can be omitted in case of a cT1-2 primary and a surgical downstaged pN0-1 neck without lymphatic extracapsular extension.

  • Early Salvage Neck Dissection in case of less than cCR (Arm A only)Procedure or surgery

    Early salvage neck dissection in case of residual lymph node disease will be performed based on the response evaluation by MRI and PET/CT performed 3 and 4 months after the end of (chemo)radiotherapy, respectively (and additional diagnostic modalities if clinically indicated by the physician) and not more than 3 weeks after this post-radiotherapy evaluation.

    In Arm A, a successful early salvage neck dissection without the operation of the primary tumor in case of less than clinical complete response (cCR) will be considered a component of the multimodality treatment and not as a failure.

Study groups in NCT02918955
Study groupRoleWhat they receive
Arm rA (randomized)Active comparatorConcomitant chemo-radiotherapy with early salvage neck dissection if less than complete clinical response
Receives: Radiation: radiotherapy; Drug: Chemotherapy (Cisplatin); Procedure: Early Salvage Neck Dissection in case of less than cCR (Arm A only)
Arm rB (randomized)ExperimentalUp-front neck dissection followed by radiotherapy with concomitant chemotherapy based on the cT pN cM staging after surgery
Receives: Procedure: up-front neck dissection; Radiation: radiotherapy; Drug: Chemotherapy (Cisplatin)
Arm oA (non-randomized)Active comparatorConcomitant chemo-radiotherapy with early salvage neck dissection if less than complete clinical response
Receives: Radiation: radiotherapy; Drug: Chemotherapy (Cisplatin); Procedure: Early Salvage Neck Dissection in case of less than cCR (Arm A only)
Arm oB (non-randomized)ExperimentalUp-front neck dissection followed by radiotherapy with concomitant chemotherapy based on the cT pN cM staging after surgery
Receives: Procedure: up-front neck dissection; Radiation: radiotherapy; Drug: Chemotherapy (Cisplatin)

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Number of patients with acute & subacute toxicity based on CTCAE scoring system v4.03

    Measured: from the beginning of radiotherapy until 90 days after the end of the treatment

Secondary outcomes (13)
  1. Number of patients with late Toxicity based on CTCAE scoring system v4.03

    Measured: beginning from 91 days after the end of radiotherapy until the end of the 2 years follow up

  2. Change from baseline quality of life(QoL)using EORTC QLQ-C30 v3&EORTC QLQ-H&N43 modules(Health related QoL specific for Head&Neck ca.)scores at end of RT, 3,12&24 months after RT.Swallowing (H&N43:4-item scale)3 months after RT is the primary QoL domain

    EORTC QLQ-C30 and H\&N43 will be used

    Measured: up to 24-28 months depending on the treatment duration.

  3. Loco-regional control

    Measured: 2 years from the randomization

  4. Progression-free survival

    Measured: 2 years from the randomization

  5. Overall survival

    Measured: 2 years from the randomization

  6. Distant metastasis-free survival

    Measured: 2 years from the randomization

  7. Disease-specific survival

    Measured: 2 years from the randomization

  8. QoL comparison between the patients who accepted to be randomized (into rA and rB) and not (into oA and oB: in other words, patients who chose their own treatment strategy)

    Measured: Baseline QoL and until the end of 2 years follow-up

  9. Surgical complication rates

    Measured: 2 years from the randomization

  10. Rate of Isolated nodal control

    The absence of metastatic lymph node metastases in the neck without any synchronous or preceding local recurrence or distant metastases

    Measured: 2 years from the randomization

  11. Radiation dose and volumes

    The dose-volume histograms of all organs-at-risk (defined per protocol) will be compared between patients with and without up-front neck dissection. The doses will be reported in Gy and the volumes in cc.

    Measured: until the end of radiotherapy, expected to be on average 7 weeks

  12. Comparison of applied RT plan and the virtual RT plan done on the pre-UFND diagnostic CT images

    The dose-volume histograms of all organs-at-risk (defined per protocol) will be compared between the plans generated based on the pre- and post-UFND CT-scans of patients allocated the UFND arm. The doses will be reported in Gy and the volumes in cc.

    Measured: until the end of radiotherapy, expected to be on average 7 weeks

  13. Comparison between clinical and pathological stages of patients allocated to the UFND arm. according to the AJCC/UICC TNM staging system (7th edition).

    Measured: until the generation of the definitive pathology report after the up-front neck dissection, expected to be within 3 weeks after patients' study enrollment

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted29 Sep 2016 (estimated)
  2. Study start16 Dec 2016
  3. Primary completion24 Jun 2025
  4. Study completion24 Jun 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
None (open label)
Enrolment
65 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT02918955
Sponsor's protocol ID
BE 00733/16
Acronym
UPFRONT-NECK
Status last verified
Nov 2025
First submitted
21 Sep 2016
Last updated
20 Nov 2025
Results posted
No
Data monitoring committee
Yes
Individual data sharing
No

Questions about this trial

What is this clinical trial studying?

A Phase 3 study testing up-front neck dissection, radiotherapy and Chemotherapy (Cisplatin) in people with Head and Neck Neoplasms, run by Insel Gruppe AG, University Hospital Bern at 2 sites in Switzerland.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 20 Nov 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 2 sites in Switzerland. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Number of patients with acute & subacute toxicity based on CTCAE scoring system v4.03 (time frame: from the beginning of radiotherapy until 90 days after the end of the treatment). It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 20 Nov 2025; AzTrials last refreshed its copy on 8 Nov 2026.

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