AzTrials
AzTrials

HIV-1-infectionPhase 2/3PrEPNCT03227731

Immediate or Deferred Pre-exposure Prophylaxis for HIV Prevention: Safe Options for Pregnant and Lactating Women

A Phase 2/3 study testing Truvada in people with HIV-1-infection, run by University of KwaZulu at 1 site in South Africa.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
Search all trials

Trial summary

An Open Label randomized control study. To explore the safety of Truvada when used as PrEP during pregnancy and lactation. Pregnant women considered at risk for HIV infection and willing to participate in this randomized control study will be randomized to commencing PrEP in pregnancy and continued use throughout… Read more about this study

Who is it for?
Ages 18 to 50 years, women onlyHealthy volunteers can take part
Conditions the study is for
HIV-1-infection
What is being tested?
Truvada
Type of treatment
Pill or oral medicine
Could I receive a placebo?
No, everyone receives an active treatment
How many people
540 participants
Where
1 siteSouth Africa
Study dates
28 Sep 2017to 30 Dec 2021
Phase
Phase 2/3
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 50 years
  • Women only
  • Healthy volunteers accepted
  • Adult

Who may be able to join

  • At least 18 years old.
  • Confirmed HIV-1 uninfected.
  • Willing to provide screening informed consent
  • Currently pregnant
  • Considered high risk for HIV infection
  • Unprotected sex during pregnancy
Show all 10Show fewer
  • HIV status of current sexual partner is positive or unknown
  • Results of Hepatitis B Virus (HBV) screening (HBsAg testing) available from specimen obtained within 30 days prior to entry
  • Plans to deliver in the study affiliated hospital
  • Has no plans to move residence outside of the catchment area during the 18 months following delivery

Who cannot join

  • HIV infected
  • <18 years of age
  • The following laboratory values from a specimen obtained within 30 days prior to study entry:
  • Hemoglobin <9.5 g/dL
  • White Blood Cell Count (WBC) < 1500 cells/mm3
  • Absolute Neutrophil Count (ANC) < 750 cells/mm3
Show all 19Show fewer
  • Platelets < 100,000 cells/mm3
  • Alanine Aminotransferase (ALT) > 2.5 x upper limit of normal (ULN)
  • Estimated creatinine clearance of < 70 ml/min using the cockcroft-gault equation for women: {([140 - age (years)] x [weight (kg)]) ÷ [72 x serum Cr (mg/dL)]} x 0.85
  • Hepatitis B surface antigen (HBsAg) positive
  • Participation in any other study
  • In labour - at onset or beyond
  • Serious illness (including TB) and/or hospitalization
  • Receipt of TB treatment within 30 days prior to study entry
  • Fetus detected with serious congenital malformation (ultrasound not required to rule out this condition)
  • History of documented structural or conduction heart defect
  • Social or other circumstances which would hinder long-term follow-up, in the opinion of the site investigator
  • Currently incarcerated
  • Substance or alcohol abuse (a score of >8 on the WHO Alcohol Use).

Trial locations and contacts

1 site in 1 country.

South Africa1 site
  • University of KwaZulu-Natal

    Durban, KwaZulu-Natal, 4001

Other trials in South Africa

About this study

Official title: Immediate or Deferred Pre-exposure Prophylaxis for HIV Prevention: Safe Options for Pregnant and Lactating Women An Open-Label Randomised Control Study

An Open Label randomized control study. To explore the safety of Truvada when used as PrEP during pregnancy and lactation. Pregnant women considered at risk for HIV infection and willing to participate in this randomized control study will be randomized to commencing PrEP in pregnancy and continued use throughout breastfeeding or deferred PrEP until breastfeeding cessation. All women will receive the standard of care for prevention of HIV and other sexually transmitted infections.

Arm A: (Intervention): Standard HIV Prevention strategy plus a once daily dose of Truvada (FTC 200mg/TDF 300mg tablet) initiated in pregnancy, continuing until cessation of breastfeeding or 18 months postdelivery whichever is earliest and thereafter the option to continue PrEP post breastfeeding cessation.

Read more

Arm B: (Control): Standard HIV Prevention strategy throughout pregnancy until cessation of breastfeeding plus the offer to initiate PrEP post breastfeeding cessation.

Standard HIV prevention strategy includes risk reduction counselling, sexually transmitted infection (STI) screening and treatment, condom promotion and inviting the sexual partner to receive HIV counselling and testing (HCT) and referral for antiretroviral therapy (ART) if he tests positive.

Main Outcome Measure: Renal function, pregnancy outcomes, bone health and infant growth.

Other Outcome Measure: Incident HIV infections, adherence to PrEP, drug resistance and mother-to-child transmission of HIV.

Read the detailed description

Background:

It is becoming increasingly evident that women remain vulnerable to HIV infection during pregnancy and even more so postdelivery. In a meta-analysis, using data from 19 international cohorts, Drake et al concluded that the pooled HIV incidence rate during pregnancy/postpartum was 3.8/100 per woman years (PWY) (95% Confidence Interval (CI) 3.0-4.6): 4.7/100 PWY during pregnancy and 2.9/100 PWY postpartum. In earlier South African studies (2005-2009) investigators reported HIV seroconversion rates ranging from 1.3% to 3.0% in pregnancy [4-6]. Dinh et al in 2010-2012 reaffirmed the high seroconversion rate among pregnant women attending public health facilities in South Africa; 3.3% (95% CI: 2.8%-3.8%) women seroconverted in pregnancy [7]. In an evaluation of PMTCT program indicators in KwaZulu-Natal in 2015 the HIV seroconversion rate among 78 906 pregnant HIV uninfected women was estimated as 1.8% (95%CI 1.0-2.9) in pregnancy and 5% (among 26 455 breastfeeding women) in the postnatal period.

Rationale:

Truvada, an antiretroviral agent containing emtricitabine (200 mg) and tenofovir disoproxil fumarate (300 mg) in a fixed-dose combination (FDC) tablet formulation is widely used in pregnant women as part of a combination treatment regimen and as prophylaxis to prevent mother-to-child transmission of HIV. Truvada is also the drug of choice in PrEP and currently recommended by the World Health Organization (WHO) for people at substantial risk of HIV infection (incidence >3%). Pregnant women were excluded from participating in PrEP trials because of the lack of safety data in pregnancy. Available human and animal data suggest that TRUVADA does not increase the risk of major birth defects overall compared to the background rate and there are limited safety data for TDF/FTC when used in HIV uninfected pregnant women. In the past five years, PrEP trials have explored the use of Tenofovir alone or in combination with Emtricitabine in a once daily regimen, resulting in varying efficacy outcomes that have been largely associated with adherence. Much of the safety data have been generated in studies involving ART in HIV infected pregnant women. The majority of these studies indicate no added adverse effect of TDF on pregnancy outcomes. The few studies of TDF use in HIV uninfected women are treatment studies to prevent mother-to-child transmission of Hepatitis B and only 2 studies of TDF as PrEP use among women who subsequently fell pregnant post enrolment. However, exposure to TDF during pregnancy in these PrEP studies is limited since TDF was halted once pregnancy was diagnosed. Only a handful of studies have demonstrated the excretion of TDF into breastmilk and have concluded that these are relatively low doses of exposure to the infant. When women were given TDF 300mg/FTC 200mg as part of the triple drug regimen in Option B+ program in Malawi the Tenofovir concentrations in breastmilk were very low (breast milk/maternal plasma ratio = 0.08) [59]. Additional studies are needed to explore the effect of long term TDF exposure during breastfeeding on child growth and child health. Considering HIV uninfected women are encouraged to breastfeed for at least a year, studies exploring the long term effect of breastmilk exposure to TDF when used as PrEP in the mother, are needed.

Goal:

To explore the safety of Truvada when used as PrEP in combination with current recommendations for prevention of sexually transmitted infections in young women at substantial risk of HIV acquisition during pregnancy and lactation.

Study Population:

Pregnant women, at their first antenatal visit, HIV uninfected, without evidence of maternal or fetal complications and at risk for HIV infection.

Sample Size:

To compare the frequency and seriousness of adverse events in women receiving tenofovir/emtricitabine in pregnancy as opposed to women not receiving tenofovir/emtricitabine in pregnancy, we have based our sample size on the main clinically relevant pregnancy outcome. Although all pregnancy outcomes will be compared between the intervention (immediate PrEP) and control (deferred PrEP) groups, we based our sample size on the expected preterm delivery proportion among HIV uninfected women (South Africa 18.5%, Botswana 19%). A sample size of 421 in the Immediate PrEP group and 421 in the Deferred PrEP group (i.e. 842 in total) achieves 80% power to detect a non-inferiority margin difference between the group proportions of 0.075 or 7.5%. The reference group proportion (deferred PrEP) of pre-term delivery pregnancy outcome as a main clinically-relevant adverse event is 0.185 or 18.5%.

Study Design: An Open Label randomized control study. Pregnant women considered at high risk for HIV infection will be randomized to commencing PrEP in pregnancy with continued use throughout breastfeeding or deferred PrEP until breastfeeding cessation. Women in either group will receive the standard of care for prevention of HIV and other sexually transmitted infections.

Study Duration:

Mother: From the first antenatal visit in pregnancy until 18 months post-delivery.

Infant: From birth until 18 months of age. Approximately 12 months for planned accrual and 24 months for complete follow-up. The study period is expected to span 3 years.

Study Products:

Truvada (emtricitabine 200mg/tenofovir disoproxil fumarate 300mg) is in a fixed-dose combination (FDC) tablet formulation and is proven safe for the prevention and treatment of HIV in non-pregnant and non-lactating women.

Study Arms:

Arm A: (Intervention) Standard HIV Prevention strategy plus a once daily dose of Truvada (FTC 200mg/TDF 300mg tablet) initiated in pregnancy and continuing until cessation of breastfeeding or 18 months postdelivery whichever is earliest and thereafter the option to continue PrEP post breastfeeding cessation.

Arm B: (Control) Standard HIV Prevention strategy throughout pregnancy until 18 months postdelivery plus the offer to initiate PrEP post breastfeeding cessation.

Primary Objective:

  • To compare the frequency and seriousness of specific adverse events related to TDF/FTC in women and their children in Arm A (exposure to TDF/FTC) and Arm B (no exposure to TDF/FTC) during pregnancy until breastfeeding cessation.

Secondary Objectives:

  • To estimate HIV incidence in women in Arm A with Arm B at delivery and at 18 months post-delivery.
  • To determine the interdependency of adherence to a once daily oral TDF/FTC regimen and standard HIV prevention methods during pregnancy and postdelivery.
  • To measure antiretroviral drug (TDF/FTC) level in women and their infants in association with adherence, safety and level of protection (plasma and breastmilk)
  • To detect drug resistance among women who acquire HIV infection and correlate the treatment outcomes (after initiating immediate antiretroviral (ARV) treatment) with drug resistance
  • To determine mother-to-child transmission of HIV among women who acquire incident infections during pregnancy and breastfeeding and the frequency of drug resistance in their infected babies
Conditions
HIV-1-infection
Being tested
Truvada
Keywords
Preexposure prophylaxis, safety, HIV prevention, pregnant women, lactating women

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • TruvadaDrug

    Also called emtricitabine 200mg/tenofovir disoproxil fumarate 300mg)

    Truvada (Truvada (emtricitabine 200mg/tenofovir disoproxil fumarate 300mg) is in a fixed-dose combination (FDC) tablet formulation and is proven safe for the prevention and treatment of HIV in non-pregnant and non-lactating women.

Study groups in NCT03227731
Study groupRoleWhat they receive
Arm A (Intervention - Truvada)Active comparatorStandard HIV Prevention strategy plus a once daily dose of Truvada (FTC 200mg/TDF 300mg tablet) initiated in pregnancy and continuing until cessation of breastfeeding or 18 months postdelivery whichever is earliest and thereafter the option to continue PrEP post breastfeeding cessation.
Receives: Drug: Truvada
Arm B (Control - Standard of Care)No interventionStandard HIV Prevention strategy throughout pregnancy until 18 months postdelivery plus the offer to initiate PrEP post breastfeeding cessation

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Pregnancy Outcome-Preterm Deliveries

    Number of preterm deliveries < 37 weeks gestation

    Measured: Within 72 hours postdelivery

  2. Bone Mineral Density in mother and infant

    Number of participants with decreased bone mineral density of hip and spine

    Measured: 6 weeks postdelivery, and thereafter 6 monthly until week 74

  3. Pregnancy Outcome-Low Birth Weight

    Number of Low birth weight babies <2500g

    Measured: Within 72 hours

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted24 Jul 2017
  2. Study start28 Sep 2017
  3. Primary completion30 Dec 2021
  4. Study completion30 Dec 2021

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 2/3
Primary purpose
Other
Allocation
Randomised
Intervention model
Parallel groups
Model description
Pregnant women considered at high risk for HIV infection will be randomized to commencing PrEP in pregnancy with continued use throughout breastfeeding or deferred PrEP until breastfeeding cessation. Women in either group will receive the standard of care for prevention of HIV and other sexually transmitted infections.
Masking
None (open label)
Enrolment
540 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03227731
Sponsor's protocol ID
UKwaZulu
Acronym
PrEP
Status last verified
Nov 2022
First submitted
30 Jun 2017
Last updated
7 Nov 2022
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Publications

  • Kistan G, Esterhuizen T, Naidoo M, Desmond AC, Sebitloane M, Moodley D. Renal function in African women receiving tenofovir disoproxil fumarate as pre-exposure prophylaxis for HIV during pregnancy and postpartum: A postpartum safety analysis in the CAP016 randomized control trial. HIV Med. 2026 Aug;27(8):1333-1343. doi: 10.1111/hiv.70258. Epub 2026 May 15.

    PubMed 42141514
  • Khoza N, Desmond AC, Moodley D. Adherence to Oral HIV Pre-exposure Prophylaxis During Pregnancy and the Post-partum Period: Lessons Learned in an Open-Labelled Clinical Trial. AIDS Behav. 2026 Apr;30(4):1097-1108. doi: 10.1007/s10461-025-04952-z. Epub 2025 Nov 15.

    PubMed 41240274
  • Moodley D, Lombard C, Govender V, Naidoo M, Desmond AC, Naidoo K, Mhlongo O, Sebitloane M, Newell ML, Clark R, Rooney JF, Gray G; CAP016 Team. Pregnancy and neonatal safety outcomes of timing of initiation of daily oral tenofovir disoproxil fumarate and emtricitabine pre-exposure prophylaxis for HIV prevention (CAP016): an open-label, randomised, non-inferiority trial. Lancet HIV. 2023 Mar;10(3):e154-e163. doi: 10.1016/S2352-3018(22)00369-1. Epub 2023 Feb 3.

    PubMed 36746169

Questions about this trial

What is this clinical trial studying?

A Phase 2/3 study testing Truvada in people with HIV-1-infection, run by University of KwaZulu at 1 site in South Africa.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 10 inclusion and 19 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 7 Nov 2022. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in South Africa. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this combined phase mean?

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Pregnancy Outcome-Preterm Deliveries (time frame: Within 72 hours postdelivery). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03227731, which also lists 3 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 7 Nov 2022; AzTrials last refreshed its copy on 29 Oct 2026.

Free account

Keep searching with a free account

You’ve used your 3 free searches for this session. Log in or create a free AzTrials account to keep searching clinical trials and save the ones you want to follow.

Create a free accountLog in