CArdio PulmOnary Exercise Testing and IntRAvenous Iron- 'CAPOEIRA-I STUDY'

Anaemia is common in the elective surgical population, a prevalence of around 30% being consistently reported in large cohorts.

Cardiopulmonary exercise testing (CPET), which provides an objective assessment of aerobic fitness by measuring oxygen consumption (O2) and carbon dioxide production is widely considered the gold standard assessment of functional capacity as it dynamically tests the pulmonary, cardiovascular and musculoskeletal system and their interplay in a single test. CPET parameters are affected by a number of patient factors including effort, ability to turn the pedals on an exercise bike, pulmonary function, and crucially oxygen delivery to the respiring tissues, which is dependent on blood oxygen content and flow to the tissues via cardiac output.

The oxygen carrying capacity of arterial blood is largely influenced by the haemoglobin content (or total haemoglobin mass (tHb-mass)). tHb-mass affects CPET performance to a greater degree than haemoglobin concentration ([Hb]). [Hb] is dependent on plasma volume (PV) and shows a greater fluctuation day to day than tHb-mass.

Studies in athletes show the detrimental affect of blood volume loss (i.e. deliberate venesection) and haemoglobin content loss on CPET performance. The corollary of this is illegal blood manipulation, which improves CPET performance. The same is seen post altitude training camps with increased tHb-mass leading to improved maximal exercise performance.

Aerobic capacity is defined as the maximum amount of oxygen that can be consumed by the body per unit time and is the gold standard measure of physical fitness. VO2max is classically defined as 'a plateau in oxygen uptake attained during maximal exercise despite further increases in exercise workload, thereby defining the limits of the cardiorespiratory system'. However, many individuals do not reach a plateau in oxygen uptake despite maximum exertion, and the term VO2peak is used instead. This is the highest measured oxygen consumption during exercise and is typically averaged over a 30 second period. O2 at anaerobic threshold (VO2AT) is defined as: 'the highest sustained intensity of exercise for which the measurement of oxygen uptake can account for the entire energy requirement.' An alternative definition is 'the exercise intensity at which lactate starts to accumulate in the blood stream above rest'. These oxygen uptake variables are in part dependent on the oxygen carrying capacity of the blood, which is in turn dependent on blood haemoglobin levels.

Major surgery places an increased metabolic demand on the body. Perhaps for this reason, both lower preoperative VO2peak and VO2AT values are associated with increased morbidity and mortality after major surgery. Much of the literature in this area is derived from studies reporting CPET variables. Given that the oxygen uptake variables VO2peak and VO2AT are positively correlated with tHb-mass, it may be that some of the physical fitness-outcome relationship is mediated through haemoglobin-related effects rather than cardiorespiratory function, providing a mechanistic basis to poor CPET performance in many patients with anaemia.

Few studies have examined the impact of blood manipulation - either transfusion or iron therapy - on CPET variables in patients. A study by Wright et al examined 20 patients with chronic anaemia due to 'stable haematological conditions' requiring blood transfusions. A CPET was performed before the blood transfusion and repeated 2-6 days after the transfusion of 1-4 units of blood (median 3). A mean rise in [Hb] from 8.3-11.2 g dl-1 was associated with a mean (SD) rise in O2AT from 10.4 (2.4) to 11.6 (2.5) mlkg-1min -1, (p= 0.018). (10). When corrected for the change in Hb concentration, the anaerobic threshold increased by a mean (SD) of 0.39 (0.74) ml kg-1 min-1 per g dl-1 Hb.

The results were consistent with a study in patients with beta thalassaemia major that compared exercise performance before, and 2 hours after haemotransfusion. Exercise duration increased from 7.3 (+/- 2.8) to 10.3 (+/- 2.3) minutes (p<0.05), and O2 peak increased from 28.5 (+/- 5.0) to 36.2 (+/- 7.1) ml kg-1min-1; (p<0.05).

Measuring haemoglobin concentration vs. total haemoglobin mass

Traditionally, the concentration of circulating haemoglobin [Hb] has been used as a clinical measure of the blood's oxygen carrying capacity. However, a low [Hb] may be due to a reduced amount of haemoglobin (absolute mass of circulating haemoglobin; tHb-mass) or an increased volume of dilution (plasma volume). Thus, [Hb] may be stable and tHb-mass low in the context of acute bleeding, [Hb] normal or elevated but tHb-mass low in the context of dehydration, or [Hb] low but tHb-mass normal or high in the context of excess plasma volume (fluid). Therefore, the use of [Hb] to define blood oxygen carrying capacity may be misleading under some circumstances.

tHb-mass represents the absolute mass of circulating haemoglobin in the body, the measured [Hb] being dependent upon tHb-mass and blood volume (BV) (sum of plasma volume (PV) and total red cell volume]). The proportion of oxygen carried in solution in plasma is trivial (0.3 ml per 100 ml of plasma) under normal physiological conditions, whereas each gram of Hb binds up to 1.39 mL of oxygen. Thus, tHb-mass is the principal determinant of total blood O2-carrying capacity and may provide additional information regarding the clinical status of patients than that provided by [Hb] alone.

Alternatively, a recently developed blood test capable of estimating absolute vascular volumes may be applied as a direct test to correct for any plasma volume fluctuations influencing a [Hb] value. As the model requires only a simple blood sample it may be a suitable alternative to estimate vascular volumes (and tHb-mass) if the patient is unable to perform the oCOR technique.

Classification of anaemia

The terminology around the classification of anaemia can be complex. There is no single laboratory parameter comprehensively reflecting the overall iron status of an individual. The POAS pathway used at UHS simplifies this (Appendix 1). In the perioperative period there are a number of possible causes of iron-related anaemia:

• Iron deficiency: Ferritin <30 g,l-1
• Iron deficiency and functional iron deficiency (FID) (ferritin 30-100g.l-1 with TSAT <20% and a CRP >5.
• Iron restriction/deplete Ferritin 30-100 with TSAT >20% or CRP raised/normal.
• If Ferritin is >100g,l-1 cause of anaemia could be non iron deficient anaemia or FID
• Functional iron deficiency: insufficient iron incorporation into erythroid precursors despite apparently adequate body iron stores. Recognised by the presence of stainable iron in the bone marrow, with a normal serum ferritin value,
• Anaemia of chronic inflammation: functional iron deficiency caused by chronic inflammation.
• A blood film is useful to detect iron deficiency alongside FID to determine which patients may benefit from iron therapy.

The investigators have defined how anaemia is classified and who would be eligible for intravenous iron therapy based on international consensus and local hospital guidelines. Patients who do not fall into the clear groups of iron deficiency, iron repletion or functional iron deficiency as per the POAS guidance are not suitable for intravenous iron and will not be eligible for this study.

Research statement

Preoperative anaemia is common, and is associated with poorer outcomes after major surgery. Impaired physical performance, as assessed by CPET, is likewise associated with impaired outcomes, and may be partly due to pre-operative anaemia.

The investigators wish to test the feasibility of performing a CPET test then administering intravenous iron and repeating a CPET prior to surgery in patients being considered for elective surgery. The investigators want to find out if treating anaemic patients who are suitable for intravenous iron therapy affects their CPET variables. This will help to inform further work to see if intravenous iron therapy combined with CPET adjusted risk stratification improves morbidity and/or mortality for anaemic patients undergoing major elective surgery.