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SleepNCT03455569

A Dyadic Sleep Intervention for Alzheimer's Disease Patients and Their Caregivers

A study testing Behavioral sleep education and Education only in people with Sleep and Alzheimer Disease, run by University of California, Los Angeles at 2 sites in United States.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Studies consistently show the negative health impact of sleep problems in both Alzheimer's disease (AD) patients and their caregivers. However, only a few sleep interventions have been conducted for AD patients or their caregivers in community settings and none have addressed both members of the dyad concurrently. Read more about this study

Who is it for?
Ages 60 years and older
Conditions the study is for
Sleep, Alzheimer Disease
What is being tested?
Behavioral sleep education and Education only
Could I receive a placebo?
No, everyone receives an active treatment
How many people
60 participants
Where
2 sitesUnited States
Study dates
11 Sep 2018to 1 Feb 2023
Phase
Interventional
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 60 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • AD diagnosis OR probable or possible AD as documented in electronic medical record, which includes Mini Mental State Exam score >12 (indicating mild to moderate severity of AD) and neuroimaging evidence
  • Community-dwelling
  • >1 sleep problem >3x/week on the Neuropsychiatric Inventory Nighttime Behavior Scale
  • Aged >60 years
  • Able to ambulate with or without assistive device
  • Have an eligible caregiver (see below)
Show all 12Show fewer
  • Live with an eligible patient
  • Aged >21 years
  • Have regularly assisted patient with >1 of 6 basic activities of daily living (ADLs) (i.e., bathing, dressing, toileting, transfers, continence, feeding) or >1 of 8 Instrumental ADL (IADLs) (i.e., using the telephone, shopping, preparing meals, housekeeping, laundry, transportation, taking medicine, managing money) for the past 6 months
  • Pittsburgh Sleep Quality Index (PSQI) total score >5
  • Montreal Cognitive Assessment (MoCA) score >= 23
  • Can communicate in English

Who cannot join

  • If AD patient is bed bound

Trial locations and contacts

2 sites in 1 country.

United States2 sites
  • University of California Los Angeles

    Los Angeles, California, 90095

  • Veterans Affairs Greater Los Angeles Healthcare System

    North Hills, California, 91343

Other trials in United States

About this study

Studies consistently show the negative health impact of sleep problems in both Alzheimer's disease (AD) patients and their caregivers. However, only a few sleep interventions have been conducted for AD patients or their caregivers in community settings and none have addressed both members of the dyad concurrently. To fill these gaps, this study aims to develop a sleep intervention program specifically tailored for AD patient/caregiver dyads who both experience sleep difficulties.

Read the detailed description

In 2015, Americans provided 18 billion hours of unpaid care for patients with Alzheimer's disease (AD) and other dementias, with an economic value of $221 billion. This estimate may be even higher among caregivers of AD patients when they have sleep problems. In fact, the caregivers' sleep is often disturbed by nighttime sleep disturbance of AD patients, which is one of the major reasons why those patients are admitted to institutions. Due to the bidirectional nature of sleep disturbance in AD patients and their caregivers, it is critical to develop a sleep intervention program for the dyad that addresses sleep disturbance in both individuals.

Nighttime sleep disturbance in AD patients is associated with shorter survival, lower quality of life, and decreased social engagement. Poor sleep among their caregivers is associated with increased depressive symptoms, higher levels of caregiver role burden, and increased inflammation, which is known to increase risk for cardiovascular disease. Such decline in caregivers' health may then impact the quality of care for AD patients.

Behavioral sleep intervention programs for AD patients or caregivers are feasible but long-term effects on improving sleep and health remain unclear. No behavioral sleep interventions have focused on the patient-caregiver dyad, and only a few behavioral sleep intervention studies have targeted community-dwelling AD patients or caregivers. Dyad-based sleep interventions may have better effects on sleep and other health outcomes because of the influence of AD patients on their caregivers and vice versa.

The proposed intervention focuses on educating caregivers to improve their own and the patients' sleep, using behavioral sleep management techniques. This intervention builds upon a previous caregiver focus group study (VA HSR\&D LIP 65-154, PI: Song) and the existing sleep interventional research studies, which included patients with mild cognitive impairments and AD patients. The sleep program involves 4 face-to-face meetings plus 1 telephone session. Phase 1 study aims to iteratively refine and finalize the intervention program materials with 5 AD patient/caregiver dyads. Phase 2 study aims to pilot test the effects of the intervention program (n=20 dyads) on sleep, health, and quality of life in both members of the group, compared to a non-directive education-only control program (n=20 dyads) in a small randomized controlled trial. Primary outcomes will include objective sleep efficiency and total wake time measured by actigraphy for AD patients and subjective sleep measured by the Pittsburgh Sleep Quality Index for caregivers. A unique aspect of the proposed study is that the program is tailored to address sleep problems of both patients and caregivers, and includes upstream biomarkers to evaluate a key mechanism of intervention benefits that can be further explored in future research.

Being tested
Behavioral sleep education, Education only
Keywords
Behavioral sleep management, Alzheimer's disease, Informal caregiver
Medical subject headings
Alzheimer Disease

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Behavioral sleep educationBehavioural

    This group will receive manual-based sleep hygiene recommendations and a behavioral sleep intervention including sleep compression therapy

  • Education onlyBehavioural

    This group will receive information about sleep, aging, and dementia, but without specific or individualized recommendations

Study groups in NCT03455569
Study groupRoleWhat they receive
Behavioral sleep educationExperimentalmanual-based sleep hygiene recommendations and a behavioral sleep intervention including sleep compression therapy
Receives: Behavioral: Behavioral sleep education
Education onlyExperimentaleducation on sleep, aging, and dementia but without specific or individualized recommendations
Receives: Behavioral: Education only

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Sleep efficiency for Alzheimer's disease patients

    Sleep efficiency (mean percent time asleep while in bed) will be calculated from 3 days of wrist actigraphy

    Measured: 3 months after the last session of the sleep intervention

  2. Total wake time for Alzheimer's disease patients

    Total wake time (mean total minutes awake from sleep onset to get up time) will be calculated from 3 days of wrist actigraphy

    Measured: 3 months after the last session of the sleep intervention

  3. Sleep quality for caregivers

    Total score on the Pittsburgh Sleep Quality Index will be used as a measure of sleep quality

    Measured: 3 months after the last session of the sleep intervention

Secondary outcomes (8)
  1. Cognitive function for Alzheimer's disease patients

    Total score on the Alzheimer's Disease Assessment Scale-Cognitive Subscale test will be used as a measure of cognitive function

    Measured: 3 months after the last session of the sleep intervention

  2. Problematic behaviors for Alzheimer's disease patients

    Total score on the Revised Memory and Behavior Problem Checklist will be used as a measure of problematic behaviors

    Measured: 3 months after the last session of the sleep intervention

  3. Depression for Alzheimer's disease patients

    Total score on the Cornell Scale for Depression in Dementia will be used as a measure of depression

    Measured: 3 months after the last session of the sleep intervention

  4. Caregiver burden for caregivers

    Total score on the Zarit Burden Interview will be used as a measure of caregiver burden

    Measured: 3 months after the last session of the sleep intervention

  5. Stress for caregivers

    Total score on the Perceived Stress Scale will be used as a measure of stress

    Measured: 3 months after the last session of the sleep intervention

  6. Depression for caregivers

    Total score on the Center for Epidemiological Study-Depression will be used as a measure of depression

    Measured: 3 months after the last session of the sleep intervention

  7. Inflammation for caregivers

    Levels of C-reactive protein and gene expression of inflammation will be measured

    Measured: 3 months after the last session of the sleep intervention

  8. Quality of life for Alzheimer's disease patients

    Total score on the Quality of Life-Alzheimer's Disease Scale will be used as a measure of quality of life

    Measured: 3 months after the last session of the sleep intervention

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted6 Mar 2018
  2. Study start11 Sep 2018
  3. Primary completion4 Jan 2023
  4. Study completion1 Feb 2023

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Health services research
Allocation
Randomised
Intervention model
Parallel groups
Masking
Double blind
Who is masked
Participant, Outcomes assessor
Enrolment
60 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03455569
Sponsor's protocol ID
1K23AG055668-05
Status last verified
Mar 2026
First submitted
28 Feb 2018
Last updated
27 Mar 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
Yes

Publications

  • Song Y, Papazyan A, Lee D, Mitchell MN, McCurry SM, Irwin MR, Teng E, Alessi CA, Martin JL. The feasibility of a sleep education program for informal dementia care dyads: A pilot randomized controlled trial. J Am Geriatr Soc. 2024 Apr;72(4):1207-1215. doi: 10.1111/jgs.18720. Epub 2024 Jan 9.

    PubMed 38193336

Questions about this trial

What is this clinical trial studying?

A study testing Behavioral sleep education and Education only in people with Sleep and Alzheimer Disease, run by University of California, Los Angeles at 2 sites in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 12 inclusion and 1 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 27 Mar 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 2 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Sleep efficiency for Alzheimer's disease patients (time frame: 3 months after the last session of the sleep intervention). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03455569, which also lists 1 linked publication.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 27 Mar 2026.

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