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DysphagiaPRO-ACTIVENCT03455608

PRO-ACTIVE: Prophylactic Swallow Intervention for Patients Receiving Radiotherapy for Head and Neck Cancer

A study testing RE-ACTIVE, PRO-ACTIVE EAT and PRO-ACTIVE EAT + EXERCISE in people with Dysphagia, run by University Health Network, Toronto at 13 sites in 2 countries.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Dysphagia (difficulty swallowing) is a common and potentially life-threatening toxicity of radiotherapy (RT) for patients with head and neck cancer (HNC). HNC survivors have a 20-24 percent lifetime risk of pneumonia after RT, which is associated with a 42 percent excess risk of death in survivorship. Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Dysphagia
What is being tested?
RE-ACTIVE, PRO-ACTIVE EAT and PRO-ACTIVE EAT + EXERCISE
Could I receive a placebo?
No, everyone receives an active treatment
How many people
952 participants
Where
13 sitesin 2 countries
Study dates
27 Sep 2018to 15 Nov 2024
Phase
Interventional
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Adults ≥ 18 years of age diagnosed with head and neck malignancy;
  • RT treatment planned for curative intent;
  • Dispositioned to receive external beam radiotherapy dose ≥60 gray to bilateral fields at participating institution;
  • Sufficient fluency in written English, French, Spanish or Simplified Chinese to be able to complete the study patient reported outcome questionnaires

Who cannot join

  • Distant metastasis at enrollment; or
  • Prior or planned total laryngectomy; or
  • Moderate/severe dysphagia at enrollment per baseline videofluoroscopy DIGEST grade ≥2 (as graded per central laboratory review)
  • Previously seen by speech language pathologist for swallowing therapy for the current head and neck cancer
  • Diagnosis of second primary non-head and neck cancers in the thorax or the central nervous system at enrollment
  • Head and neck radiotherapy for thyroid or cutaneous/skin primary tumors, regardless of neck fields

Trial locations and contacts

13 sites in 2 countries.

13 sites in 2 countries

United States10 sites
  • Greater Baltimore Medical Center

    Baltimore, Maryland, 21204

  • Boston University Medical Center

    Boston, Massachusetts, 02118

  • University of Cincinnati

    Cincinnati, Ohio, 45219

  • Cleveland Clinic

    Cleveland, Ohio, 44195

  • Henry Ford Health System

    Detroit, Michigan, 48202

  • University of Texas MD Anderson Cancer Center

    Houston, Texas, 77030

  • University of Wisconsin Hospitals and Clinics

    Madison, Wisconsin, 53792

  • University of Miami

    Miami, Florida, 33146

  • Memorial Sloan Kettering Cancer Center

    New York, New York, 10017

  • Orlando Health

    Orlando, Florida, 32806

Other trials in United States

Canada3 sites
  • London Health Sciences Centre

    London, Ontario

  • Jewish General Hospital

    Montreal, Quebec, H3T 1E2

  • University Health Network

    Toronto, Ontario, M5G 2M9

Other trials in Canada

About this study

Official title: PRO-ACTIVE: Comparing The Effectiveness of Prophylactic Swallow Intervention for Patients Receiving Radiotherapy for Head and Neck Cancer

Dysphagia (difficulty swallowing) is a common and potentially life-threatening toxicity of radiotherapy (RT) for patients with head and neck cancer (HNC). HNC survivors have a 20-24 percent lifetime risk of pneumonia after RT, which is associated with a 42 percent excess risk of death in survivorship. Moreover, dysphagia predisposes individuals to malnutrition, and at least half of HNC patients require feeding tubes during RT.

Patients are commonly referred for swallowing therapy with a speech pathologist. Some patients receive early intervention, before a swallowing problem begins-PRO-ACTIVE therapy. Other patients are monitored and prescribed dysphagia interventions only if and when a swallowing problem occurs-RE-ACTIVE therapy. Thus, REACTIVE therapy aims to reverse an already impaired swallowing ability, whereas PRO-ACTIVE therapy aims to prevent or reduce severity of dysphagia. These two broad categories of therapy represent the most common types of intervention offered to HNC patients across North America. Although there is single-institution evidence to support each practice, it is yet unknown which is most effective.

To address this gap, the primary aim of this international, multi-site 3-arm pragmatic randomized clinical trial is to compare the effectiveness of PRO-ACTIVE (high and low intensity) versus RE-ACTIVE swallowing therapy among 952 patients with HNC planning to undergo RT, using duration of feeding tube dependence after RT as the primary outcome. Our secondary aim proposes to compare the relative benefit or harm of these swallowing interventions on secondary outcomes considered relevant to our stakeholder partners.

Read the detailed description

Swallowing therapy is commonly provided as a behavioral treatment to lessen the risk or severity of dysphagia in head and neck cancer (HNC) patients; however, best practice is not established. This multi-site, international randomized clinical trial (RCT) will compare the effectiveness of PRO-ACTIVE (high and low intensity) versus RE-ACTIVE swallowing interventions in 952 HNC patients undergoing radiotherapy (RT). The 3 study arms represent alternate timing and intensity of swallowing therapy delivered by a speech language pathologist: 1) RE-ACTIVE, 2) PRO-ACTIVE EAT, and 3) PRO-ACTIVE EAT + EXERCISE.

The primary aim of the PRO-ACTIVE trial is to compare the effectiveness of PRO-ACTIVE versus RE-ACTIVE swallowing interventions among patients with HNC planned to undergo RT. We hypothesize that the combined PRO-ACTIVE therapies are more effective than RE-ACTIVE therapy; and, if so, that more intensive PRO-ACTIVE (EAT + EXERCISE) is superior to less intensive PRO-ACTIVE (EAT). Effectiveness will be measured based on reduced duration of feeding tube dependency as the primary endpoint, an outcome valued equally by patients, caregivers and clinicians.

The secondary aim of the PRO-ACTIVE trial is to compare the relative benefit or harm of swallowing therapy arms on secondary outcomes including videofluoroscopic swallowing evaluations, functional status measures, health status measures, and patient-reported outcomes.

Conditions
Dysphagia
Being tested
RE-ACTIVE, PRO-ACTIVE EAT, PRO-ACTIVE EAT + EXERCISE
Keywords
dysphagia, swallowing disorder, speech pathology, swallowing therapy, head and neck cancer, radiotherapy, toxicity, supportive care
Medical subject headings
Deglutition Disorders, Head and Neck Neoplasms

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • RE-ACTIVEBehavioural

    Reactive intervention started promptly if/when dysphagia is identified

  • PRO-ACTIVE EATBehavioural

    Early low intensity proactive intervention started before RT commences

  • PRO-ACTIVE EAT + EXERCISEBehavioural

    Early high intensity proactive intervention started before RT commences

Study groups in NCT03455608
Study groupRoleWhat they receive
RE-ACTIVEActive comparatorReactive intervention started promptly if/when dysphagia is identified (RE-ACTIVE)
Receives: Behavioral: RE-ACTIVE
PRO-ACTIVE EATActive comparatorEarly low intensity proactive intervention started before RT commences
Receives: Behavioral: PRO-ACTIVE EAT
PRO-ACTIVE EAT + EXERCISEActive comparatorEarly high intensity proactive intervention started before RT commences
Receives: Behavioral: PRO-ACTIVE EAT + EXERCISE

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Duration of feeding tube dependence

    Effectiveness will be measured based on duration of feeding tube dependency (count of days from end of radiotherapy to last feeding tube use within the 12-month study period)

    Measured: Baseline - 12 months

Secondary outcomes (14)
  1. The MD Anderson Dysphagia Inventory (MDADI)

    Measurement of swallowing-related Quality of Life

    Measured: Baseline, Week 6/7, 3 months, 12 months

  2. The MD Anderson Symptom Inventory for Head and Neck Cancer (MDASI-HN)

    Measurement of severity or burden of cancer-related symptoms and interference with daily functioning.

    Measured: Baseline, Week 2, Week 4, Week 6/7, 3 months, 12 months

  3. Dynamic Imaging Grade of Swallowing Toxicity (DIGEST)

    Videofluoroscopy study score ranging from 0 to 5, where 4 is worst.

    Measured: Baseline, 3 months, 12 months

  4. Pharyngeal Constriction Ratio (PCR)

    Videofluoroscopy study score ranging from 0 to 1, where 1 is worst.

    Measured: Baseline, 3 months, 12 months

  5. Penetration-Aspiration Scale (PAS)

    Videofluoroscopy study score ranging from 1 to 8, where 8 is worst.

    Measured: Baseline, 3 months, 12 months

  6. Peak esophageal opening

    Videofluoroscopy study score ranging from 0 to infinity, where lower value is worse.

    Measured: Baseline, 3 months, 12 months

  7. Performance Status Scale Head and Neck (PSS-HN)

    Measurement of swallowing and speech performance

    Measured: Baseline, Week 2, Week 4, Week 6/7, 3 months, 12 months

  8. Medical Outcome of Dysphagia (MOD)

    Patient reported symptoms related to health consequences secondary to dysphagia, namely: malnutrition, aspiration pneumonia and mood changes such as depression and anxiety

    Measured: Baseline, 3 months, 12 months

  9. Cancer Behavior Inventory (CBI-V3)

    Measurement of self-efficacy strategies for coping with cancer

    Measured: Baseline, 3 months, 12 months

  10. EQ-5D-5L

    Measurement of generic quality of life

    Measured: Baseline, 3 months, 12 months

  11. Medical History

    Intake details, radiation therapy details, chemotherapy details, tumour status, surgery history, tracheotomy, feeding tube status, feeding tube dependence, concomitant therapies, and complication details.

    Measured: Baseline, Week 6/7, 3 months, 12 months

  12. Pain Medications

    All pain medications (including over-the-counter) taken in the past 48 hours

    Measured: Baseline; Week 6/7, 3 Month, and 12 Months

  13. Mouth Opening/Trismus

    Measurement of interincisal opening

    Measured: Baseline; 3 Month and 12 Months

  14. Hospitalization/Emergency Department (ED) Presentation

    Hospitalization/ED presentation at cancer hospital or any external institutions

    Measured: Baseline, Week 6/7, 3 months, 12 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted6 Mar 2018
  2. Study start27 Sep 2018
  3. Primary completion15 Nov 2024
  4. Study completion15 Nov 2024

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
Single blind
Who is masked
Outcomes assessor
Enrolment
952 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03455608
Sponsor's protocol ID
CTO1363
Acronym
PRO-ACTIVE
Status last verified
Dec 2024
First submitted
11 Feb 2018
Last updated
10 Dec 2024
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Publications

  • Krisciunas GP, Sokoloff W, Stepas K, Langmore SE. Survey of usual practice: dysphagia therapy in head and neck cancer patients. Dysphagia. 2012 Dec;27(4):538-49. doi: 10.1007/s00455-012-9404-2. Epub 2012 Mar 29.

    PubMed 22456699
  • Xu B, Boero IJ, Hwang L, Le QT, Moiseenko V, Sanghvi PR, Cohen EE, Mell LK, Murphy JD. Aspiration pneumonia after concurrent chemoradiotherapy for head and neck cancer. Cancer. 2015 Apr 15;121(8):1303-11. doi: 10.1002/cncr.29207. Epub 2014 Dec 23.

    PubMed 25537836
  • Hunter KU, Lee OE, Lyden TH, Haxer MJ, Feng FY, Schipper M, Worden F, Prince ME, McLean SA, Wolf GT, Bradford CR, Chepeha DB, Eisbruch A. Aspiration pneumonia after chemo-intensity-modulated radiation therapy of oropharyngeal carcinoma and its clinical and dysphagia-related predictors. Head Neck. 2014 Jan;36(1):120-5. doi: 10.1002/hed.23275. Epub 2013 Jun 1.

    PubMed 23729173
  • Hutcheson KA, Bhayani MK, Beadle BM, Gold KA, Shinn EH, Lai SY, Lewin J. Eat and exercise during radiotherapy or chemoradiotherapy for pharyngeal cancers: use it or lose it. JAMA Otolaryngol Head Neck Surg. 2013 Nov;139(11):1127-34. doi: 10.1001/jamaoto.2013.4715.

    PubMed 24051544
  • Setton J, Lee NY, Riaz N, Huang SH, Waldron J, O'Sullivan B, Zhang Z, Shi W, Rosenthal DI, Hutcheson KA, Garden AS. A multi-institution pooled analysis of gastrostomy tube dependence in patients with oropharyngeal cancer treated with definitive intensity-modulated radiotherapy. Cancer. 2015 Jan 15;121(2):294-301. doi: 10.1002/cncr.29022. Epub 2014 Oct 6.

    PubMed 25286832
  • Mortensen HR, Jensen K, Aksglaede K, Lambertsen K, Eriksen E, Grau C. Prophylactic Swallowing Exercises in Head and Neck Cancer Radiotherapy. Dysphagia. 2015 Jun;30(3):304-14. doi: 10.1007/s00455-015-9600-y. Epub 2015 Feb 19.

    PubMed 25690840
  • Ohba S, Yokoyama J, Kojima M, Fujimaki M, Anzai T, Komatsu H, Ikeda K. Significant preservation of swallowing function in chemoradiotherapy for advanced head and neck cancer by prophylactic swallowing exercise. Head Neck. 2016 Apr;38(4):517-21. doi: 10.1002/hed.23913. Epub 2015 Jun 16.

    PubMed 25351675
  • van der Molen L, van Rossum MA, Rasch CR, Smeele LE, Hilgers FJ. Two-year results of a prospective preventive swallowing rehabilitation trial in patients treated with chemoradiation for advanced head and neck cancer. Eur Arch Otorhinolaryngol. 2014 May;271(5):1257-70. doi: 10.1007/s00405-013-2640-8. Epub 2013 Jul 28.

    PubMed 23892729
  • Carroll WR, Locher JL, Canon CL, Bohannon IA, McColloch NL, Magnuson JS. Pretreatment swallowing exercises improve swallow function after chemoradiation. Laryngoscope. 2008 Jan;118(1):39-43. doi: 10.1097/MLG.0b013e31815659b0.

    PubMed 17989581
  • Shaw SM, Flowers H, O'Sullivan B, Hope A, Liu LW, Martino R. The effect of prophylactic percutaneous endoscopic gastrostomy (PEG) tube placement on swallowing and swallow-related outcomes in patients undergoing radiotherapy for head and neck cancer: a systematic review. Dysphagia. 2015 Apr;30(2):152-75. doi: 10.1007/s00455-014-9592-z. Epub 2015 Mar 4.

    PubMed 25737196
  • MD Anderson Head and Neck Cancer Symptom Working Group. Beyond mean pharyngeal constrictor dose for beam path toxicity in non-target swallowing muscles: Dose-volume correlates of chronic radiation-associated dysphagia (RAD) after oropharyngeal intensity modulated radiotherapy. Radiother Oncol. 2016 Feb;118(2):304-14. doi: 10.1016/j.radonc.2016.01.019. Epub 2016 Feb 17.

    PubMed 26897515
  • Eisbruch A, Kim HM, Feng FY, Lyden TH, Haxer MJ, Feng M, Worden FP, Bradford CR, Prince ME, Moyer JS, Wolf GT, Chepeha DB, Ten Haken RK. Chemo-IMRT of oropharyngeal cancer aiming to reduce dysphagia: swallowing organs late complication probabilities and dosimetric correlates. Int J Radiat Oncol Biol Phys. 2011 Nov 1;81(3):e93-9. doi: 10.1016/j.ijrobp.2010.12.067. Epub 2011 May 17.

    PubMed 21592678
  • Hutcheson KA, Lewin JS, Barringer DA, Lisec A, Gunn GB, Moore MW, Holsinger FC. Late dysphagia after radiotherapy-based treatment of head and neck cancer. Cancer. 2012 Dec 1;118(23):5793-9. doi: 10.1002/cncr.27631. Epub 2012 May 17.

    PubMed 23640737
  • Rubin EB, Buehler AE, Halpern SD. States Worse Than Death Among Hospitalized Patients With Serious Illnesses. JAMA Intern Med. 2016 Oct 1;176(10):1557-1559. doi: 10.1001/jamainternmed.2016.4362. No abstract available.

    PubMed 27479808
  • Siegel RL, Miller KD, Jemal A. Cancer statistics, 2016. CA Cancer J Clin. 2016 Jan-Feb;66(1):7-30. doi: 10.3322/caac.21332. Epub 2016 Jan 7.

    PubMed 26742998

Questions about this trial

What is this clinical trial studying?

A study testing RE-ACTIVE, PRO-ACTIVE EAT and PRO-ACTIVE EAT + EXERCISE in people with Dysphagia, run by University Health Network, Toronto at 13 sites in 2 countries.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 4 inclusion and 6 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 10 Dec 2024. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 13 sites in United States, Canada. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Duration of feeding tube dependence (time frame: Baseline - 12 months). It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03455608, which also lists 31 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 10 Dec 2024; AzTrials last refreshed its copy on 29 Oct 2026.

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