AzTrials
AzTrials

Non-Small-Cell LungPhase 3NCT03456063

A Study of Neoadjuvant Atezolizumab Plus Chemotherapy Versus Placebo Plus Chemotherapy in Patients With Resectable Stage II, IIIA, or Select IIIB Non-Small Cell Lung Cancer (IMpower030)

A Phase 3 study testing Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody, Nab-paclitaxel and Pemetrexed in people with Non-Small-Cell Lung, run by Hoffmann-La Roche at 117 sites in 24 countries.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record

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Trial summary

This is a randomized, double-blinded study designed to evaluate the efficacy, safety, pharmacokinetics, and immunogenicity of neoadjuvant treatment with atezolizumab (MPDL3280A) or placebo in combination with platinum-based chemotherapy in participants with resectable Stage II, IIIA, or select IIIB non-small cell lung… Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Non-Small-Cell Lung
What is being tested?
Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody, Nab-paclitaxel and Pemetrexed
Type of treatment
Injection or infusion
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
453 participants
Where
117 sitesin 24 countries
Study dates
24 Apr 2018to 31 Dec 2025
Phase
Phase 3

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1
  • Histologically or cytologically confirmed, resectable Stage II, IIIA, or Select IIIB (T3N2 only) NSCLC of squamous or non-squamous histology. Staging should be based on the 8th edition of the AJCC/UICC staging system
  • Evaluation by an attending thoracic surgeon to confirm eligibility for an R0 resection with curative intent
  • Adequate pulmonary and cardiac function to undergo surgical resection
  • Measurable disease as defined by RECIST v1.1
  • Adequate hematologic and end organ function
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  • Negative HIV test at screening
  • Negative for active HBV and HCV at screening
  • Adequate tissue for PD-L1 IHC assessment

Who cannot join

  • NSCLC with histology of large cell neuroendocrine carcinoma or sarcomatoid carcinoma
  • Mixed NSCLC and small cell lung cancer histology
  • Any prior therapy for lung cancer
  • Malignancies other than NSCLC within 5 years prior to randomization, with the exception of those with a negligible risk of metastasis or death treated expected curative outcome
  • Non-squamous NSCLC histology with activating ALK and EGFR mutation
  • Pregnant or lactating women
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  • History of autoimmune disease
  • History of idiopathic pulmonary fibrosis, organizing pneumonia, drug-induced pneumonitis, or evidence of active of active pneumonitis on screening chest Computed Tomography (CT) scan
  • Prior treatment with cluster of differentiation 137 (CD137) agonist or immune checkpoint blockade therapies, anti-programmed-death-1 (anti-PD-1), and anti-PD-L1 therapeutic antibody
  • Severe infection within 4 weeks prior to randomization
  • Significant history of cardiovascular disease

Trial locations and contacts

117 sites in 24 countries.

117 sites in 24 countries

United States24 sites
  • Lehigh Valley Health Network

    Allentown, Pennsylvania, 18103

  • University of Michigan

    Ann Arbor, Michigan, 48109

  • Texas Oncology - South Austin

    Austin, Texas, 78745

  • Levine Cancer Institute

    Charlotte, North Carolina, 28204

  • National Jewish Health

    Denver, Colorado, 80206

  • Rocky Mountain Cancer Center

    Denver, Colorado, 80218

  • Barbara Ann Karmanos Cancer Institute

    Detroit, Michigan, 48201

  • Northwell Health

    Lake Success, New York, 11042

  • USC Norris Cancer Center

    Los Angeles, California, 90033

  • Minnesota Oncology Minneapolis

    Minneapolis, Minnesota, 55404

  • Sarah Cannon Research Institute / Tennessee Oncology

    Nashville, Tennessee, 37203

  • NYU Langone Medical Center

    New York, New York, 10016

  • Columbia University Medical Center

    New York, New York, 10032

  • Nebraska Methodist Estabrook Cancer Center

    Omaha, Nebraska, 68114

  • The Center for Cancer Prevention and Treatment at St.Joseph Hospital of Orange

    Orange, California, 92868

  • Illinois Cancer Care

    Peoria, Illinois, 61615

  • Mayo Clinic - Rochester

    Rochester, Minnesota, 55905

  • UC Davis Cancer Center

    Sacramento, California, 95817

  • Scripps Clinic

    San Diego, California, 92037

  • Mercy Clinic Cancer & Hematology

    Springfield, Missouri, 65804

  • Arizona Oncology

    Tucson, Arizona, 85711

  • Northwest Cancer Specialists - Vancouver

    Vancouver, Washington, 98684

  • Georgetown University

    Washington D.C., District of Columbia, 20007

  • Washington Cancer Institute

    Washington D.C., District of Columbia, 20010

Other trials in United States

Japan17 sites
  • Aichi Cancer Center Hospital

    Aichi, 464-8681

  • National Hospital Organization Kyushu Cancer Center

    Fukuoka, 811-1395

  • Hiroshima City Hiroshima Citizens Hospital

    Hiroshima, 730-8518

  • Hiroshima University Hospital

    Hiroshima, 734-8551

  • Kobe University Hospital

    Hyōgo, 650-0017

  • Hyogo Medical University Hospital

    Hyōgo, 663-8501

  • Kyoto University Hospital

    Kyoto, 606-8507

  • Fukushima Medical University Hospital

    Miyagi, 960-1295

  • Sendai Kousei Hospital

    Miyagi, 981-0914

  • Okayama University Hospital

    Okayama, 700-8558

  • Kurashiki Central Hospital

    Okayama, 710-8602

  • Osaka City General Hospital

    Osaka, 534-0021

  • Osaka International Cancer Institute

    Osaka, 541-8567

  • Juntendo University Hospital

    Tokyo, 113-8431

  • Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital

    Tokyo, 113-8677

  • The Cancer Institute Hospital of JFCR

    Tokyo, 135-8550

  • Tokyo Medical University Hospital

    Tokyo, 160-0023

Other trials in Japan

Spain10 sites
  • Hospital Universitari Vall d'Hebron

    Barcelona, 08035

  • Hospital de Basurto

    Bilbao, Vizcaya, 48013

  • Hospital Clinico San Carlos

    Madrid, 28040

  • Hospital Regional Universitario Carlos Haya

    Málaga, 29010

  • Hospital Son Llatzer

    Palma de Mallorca, Balearic Islands, 07198

  • Clinica Universitaria de Navarra

    Pamplona, Navarre, 31008

  • Corporacio Sanitaria Parc Tauli

    Sabadell, Barcelona, 08208

  • Hospital Universitario Virgen Macarena

    Seville, 41009

  • Hospital Clinico Universitario de Valencia

    Valencia, 46010

  • Hospital Universitario la Fe

    Valencia, 46026

Other trials in Spain

Germany8 sites
  • Universitätsklinikum Freiburg

    Freiburg im Breisgau, 79106

  • Asklepios-Fachkliniken Muenchen-Gauting

    Gauting, 82131

  • LungenClinic Großhansdorf GmbH

    Großhansdorf, 22927

  • Krankenhaus Martha-Maria Halle-Doelau gGmbH

    Halle, 06120

  • Pius-Hospital Oldenburg

    Oldenburg, 26121

  • Klinikum der Univer Regenburg

    Regensburg, 93053

  • Robert Bosch Krankenhaus

    Stuttgart, 70376

  • Missionsärztliche Klinik, Gemeinnützige Gesellschaft mbH

    Würzburg, 97074

Other trials in Germany

France6 sites
  • CHU Angers

    Angers, 49933

  • Centre Léon Bérard

    Lyon, 69008

  • Hopital d'Instruction des Armees de Begin

    Saint-Mandé, 94160

  • Centre Hospitalier Saint Quentin

    Saint-Quentin, 02321

  • CHU Strasbourg - Nouvel Hopital Civil

    Strasbourg, 67091

  • Hôpital d'Instruction des Armées de Sainte Anne

    Toulon, 83000

Other trials in France

Italy5 sites
  • Irccs Istituto Nazionale Dei Tumori (Int)

    Milan, Lombardy, 20133

  • Irccs Istituto Europeo Di Oncologia (IEO)

    Milan, Lombardy, 20141

  • IOV - Istituto Oncologico Veneto - IRCCS

    Padova, Veneto, 35128

  • A.O. Universitaria Pisana-Ospedale Cisanello

    Pisa, Tuscany, 56124

  • Policlinico Universitario Campus Biomedico

    Rome, Lazio, 00128

Other trials in Italy

South Korea5 sites
  • Kosin University Gospel Hospital

    Busan, 49267

  • St. Vincent's Hospital

    Gyeonggi-do, 16247

  • Seoul National University Hospital

    Seoul, 03080

  • Gangnam Severance Hospital

    Seoul, 06273

  • Korea University Guro Hospital

    Seoul, 08308

Other trials in South Korea

Austria4 sites
  • Kepler Universitätskliniken GmbH - Med Campus III

    Linz, 4020

  • Ordensklinikum Linz Elisabethinen

    Linz, 4020

  • Klinik Penzing

    Vienna, 1140

  • Krankenhaus Nord - Klinik Floridsdorf

    Vienna, 1210

Other trials in Austria

Israel4 sites
  • Soroka Medical Center

    Beersheba, 8410101

  • Rambam Health Care Campus

    Haifa, 3109601

  • Meir Medical Center

    Kfar Saba, 4428164

  • Sourasky / Ichilov Hospital

    Tel Aviv, 6423906

Other trials in Israel

Russia4 sites
  • Main Military Clinical Hospital named after N.N. Burdenko

    Moscow, Moscow Oblast, 105229

  • FSBI Russian Oncology Research Center n.a. Blokhin of MOH RF

    Moscow, Moscow Oblast, 115478

  • S-Pb clinical scientific practical center of specialized kinds of medical care (oncological)

    Saint Petersburg, Sankt-Peterburg, 197758

  • Scientific Research Oncology Institute named after N.N. Petrov

    Saint Petersburg, Sankt-Peterburg, 197758

Other trials in Russia

Sweden4 sites
  • Lungmedicinska kliniken, Centrum för kirurgi, ortopedi och cancervård, Universitetssjukhuset

    Linköping, 58185

  • Uni Hospital in Lund

    Lund, 22185

  • Karolinska Universitetssjukhuset, Solna

    Solna, 171 64

  • Uppsala University Hospital

    Uppsala, SE-75185

Other trials in Sweden

Australia3 sites
  • Box Hill Hospital

    Box Hill, Victoria, 3128

  • St George Hospital

    Kogarah, New South Wales, 2217

  • Peter MacCallum Cancer Center

    Melbourne, Victoria, 3000

Other trials in Australia

Brazil3 sites
  • Cenantron - Centro Avancado de Tratamento Oncologico

    Belo Horizonte, Minas Gerais, 30130-090

  • Hospital Nossa Senhora da Conceicao

    Porto Alegre, Rio Grande do Sul, 91350-200

  • Instituto do Cancer do Estado de Sao Paulo - ICESP

    São Paulo, São Paulo, 01246-000

Other trials in Brazil

Poland3 sites
  • Uniwersyteckie Centrum Kliniczne

    Gda?sk, 80-214

  • Krakowski Szpital Specjalistyczny im sw. Jana Paw?a II

    Krakow, 31-202

  • Narod.Inst.Onkol. im. M.Sklodowskiej - Curie-Panst.Inst.Bad

    Warsaw, 02-781

Other trials in Poland

Taiwan3 sites
  • Kaohsiung Chang Gung Memorial Hospital

    Kaohsiung City, 00833

  • Taipei Veterans General Hospital

    Taipei, 112

  • Taichung Veterans General Hospital

    Xitun Dist., 40705

Other trials in Taiwan

United Kingdom3 sites
  • Queen Elizabeth Hospital

    Birmingham, B15 2TH

  • Barts and the London NHS Trust.

    London, EC1A 7BE

  • The Clatterbridge Cancer Centre NHS Foundation Trust

    Metropolitan Borough of Wirral, CH63 4JY

Other trials in United Kingdom

South Africa2 sites
  • Medical Oncology Centre of Rosebank

    Johannesburg, 2196

  • Eugene Marais Hospital

    Pretoria

Other trials in South Africa

Switzerland2 sites
  • CHUV

    Lausanne, 1011

  • UniversitätsSpital Zürich

    Zurich, 8091

Other trials in Switzerland

Thailand2 sites
  • Chulalongkorn Hospital

    Bangkok, 10330

  • Maharaj Nakorn Chiang Mai Hospital

    Chiang Mai, 50200

Other trials in Thailand

China1 site
  • Shanghai Chest Hospital

    Shanghai, 200030

Other trials in China

Hungary1 site
  • Semmelweis Egyetem X

    Budapest, 1083

Other trials in Hungary

Serbia1 site
  • University Hospital Medical Center Bezanijska kosa

    Belgrade, 11080

Other trials in Serbia

Slovenia1 site
  • University Clinic Golnik

    Golnik, 4204

Other trials in Slovenia

Ukraine1 site
  • Chemotherapy SI Dnipropetrovsk MA of MOHU

    Dnipropetrovsk, 49102

Other trials in Ukraine

About this study

Official title: A Phase III, Double-Blinded, Multicenter, Randomized Study Evaluating the Efficacy and Safety of Neoadjuvant Treatment With Atezolizumab or Placebo in Combination With Platinum-Based Chemotherapy in Patients With Resectable Stage II, IIIA, or Select IIIB Non-Small Cell Lung Cancer

This is a randomized, double-blinded study designed to evaluate the efficacy, safety, pharmacokinetics, and immunogenicity of neoadjuvant treatment with atezolizumab (MPDL3280A) or placebo in combination with platinum-based chemotherapy in participants with resectable Stage II, IIIA, or select IIIB non-small cell lung cancer (NSCLC) followed by open-label adjuvant/postoperative atezolizumab or best supportive care and monitoring.

Being tested
Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody, Placebo Comparator, Nab-paclitaxel, Pemetrexed, Carboplatin

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibodyDrug

    Also called Tecentriq

    Atezolizumab will be administered as intravenous (IV) infusion at a dose of 1200 milligrams (mg) on Day 1 of each 21-day cycle (every 3 weeks) for 4 cycles during the neoadjuvant treatment phase

    Atezolizumab will be administered as IV infusion at a dose of 1200 milligrams (mg) every 3 weeks for 16 cycles during the post-operative adjuvant phase

  • Placebo ComparatorDrug

    Placebo will be administered as IV infusion at a dose of 1200 milligrams (mg) on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase

  • Nab-paclitaxelDrug

    Also called Abraxane

    Nab-paclitaxel 100 mg/m^2 will be administered intravenously on Days 1, 8, and 15 of each 21 day cycle for 4 cycles during the neoadjuvant treatment phase

  • PemetrexedDrug

    Also called Alimta

    Pemetrexed 500 mg/m^2 will be administered intravenously on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase

  • CarboplatinDrug

    Carboplatin initial target AUC of 6 mg/mL/min will be administered intravenously on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase

  • CisplatinDrug

    Cisplatin 75 mg/m^2 will be administered intravenously on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase

  • GemcitabineDrug

    Also called Gemzar

    Gemcitabine 1250 mg/m^2 will be administered intravenously on Day 1 and 8 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase

Study groups in NCT03456063
Study groupRoleWhat they receive
Arm A: Atezolizumab + platinum-based chemotherapyExperimentalNeoadjuvant treatment will consist of 4 cycles; atezolizumab + platinum-based chemotherapy Platinum-based chemotherapy may include: * carboplatin + pemetrexed * carboplatin + nab-paclitaxel * cisplatin + pemetrexed * cisplatin + gemcitabine Post-operative adjuvant treatment will consist of 16-cycles of atezolizumab
Receives: Drug: Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody; Drug: Nab-paclitaxel; Drug: Pemetrexed; Drug: Carboplatin; Drug: Cisplatin; Drug: Gemcitabine
Arm B: Placebo + platinum-based chemotherapyPlacebo comparatorNeoadjuvant treatment will consist of 4 cycles; placebo + platinum-based chemotherapy Platinum-based chemotherapy may include: * carboplatin + pemetrexed * carboplatin + nab-paclitaxel * cisplatin + pemetrexed * cisplatin + gemcitabine Participants will receive best supportive care and monitoring after surgery
Receives: Drug: Placebo Comparator; Drug: Nab-paclitaxel; Drug: Pemetrexed; Drug: Carboplatin; Drug: Cisplatin; Drug: Gemcitabine

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Stage IIB-IIIB Wild-type (WT): Independent Review Facility (IRF)-Assessed Event-free Survival (EFS)

    IRF-assessed EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: disease progression (PD) per Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1) that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the sum of diameters (SOD) of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 millimeters (mm) or unequivocal progression of existing non-target lesions. Kaplan-Meier (K-M) method was used to estimate median IRF-assessed EFS.

    Measured: Up to 87.8 months

  2. EGFR/ALK WT-ITT: IRF-assessed EFS

    IRF-assessed EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate median IRF-assessed EFS.

    Measured: Up to 87.8 months

Secondary outcomes (32)
  1. Stage IIB-IIIB WT: IRF-assessed Pathological Complete Response (pCR) Rate

    IRF-assessed pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  2. EGFR/ALK WT-ITT: IRF-assessed pCR Rate

    IRF-assessed pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  3. Stage IIB-IIIB WT: IRF-assessed Major Pathological Response (MPR) Rate

    IRF-assessed MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  4. EGFR/ALK WT-ITT: IRF-assessed MPR Rate

    IRF-assessed MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  5. Stage IIB-IIIB WT: Investigator-assessed MPR Rate at the Time of Surgical Resection

    MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  6. EGFR/ALK WT-ITT: Investigator-assessed MPR Rate at the Time of Surgical Resection

    MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  7. Stage IIB-IIIB WT: Investigator-assessed pCR Rate at the Time of Surgical Resection

    pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  8. EGFR/ALK WT-ITT: Investigator-assessed pCR Rate at the Time of Surgical Resection

    pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.

    Measured: At the time of surgery (from Day 114 to Day 144)

  9. Stage IIB-IIIB WT: Investigator-Assessed Objective Response Rate (ORR)

    ORR was defined as the percentage of participants with a best overall response of complete response (CR) or partial response (PR), as assessed by the investigator (confirmation not required) according to RECIST v1.1 during the neo-adjuvant treatment phase. CR was defined as the disappearance of all target and non-target lesions \& normalization of tumor marker level. Additionally, any pathological lymph nodes (whether target or non-target) must have a reduction in short axis to <10 mm. PR was defined as at least a 30% decrease in the SOD of all target lesions, taking as reference the baseline SOD, in the absence of CR. Percentages have been rounded off.

    Measured: Up to 89.5 months

  10. EGFR/ALK WT-ITT: Investigator-Assessed ORR

    ORR was defined as the percentage of participants with a best overall response of CR or PR, as assessed by the investigator (confirmation not required) according to RECIST v1.1 during the neo-adjuvant treatment phase. CR was defined as the disappearance of all target and non-target lesions \& normalization of tumor marker level. Additionally, any pathological lymph nodes (whether target or non-target) must have a reduction in short axis to <10 mm. PR was defined as at least a 30% decrease in the SOD of all target lesions, taking as reference the baseline SOD, in the absence of CR. Percentages have been rounded off.

    Measured: Up to 87.8 months

  11. Stage IIB-IIIB WT: Overall Survival (OS)

    OS was defined as the time from randomization to death from any cause during the course of the study. K-M method was used to estimate the median OS.

    Measured: Up to 87.8 months

  12. EGFR/ALK WT-ITT: OS

    OS was defined as the time from randomization to death from any cause during the course of the study. K-M method was used to estimate the median OS.

    Measured: Up to 87.8 months

  13. Stage IIB-IIIB WT: Investigator-assessed EFS

    EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate median Investigator-assessed EFS.

    Measured: Up to 87.8 months

  14. EGFR/ALK WT-ITT: Investigator-assessed EFS

    EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate median Investigator-assessed EFS.

    Measured: Up to 87.8 months

  15. Stage IIB-IIIB WT: Investigator-assessed DFS

    DFS was defined as the time from the first date of no disease (i.e., date of surgery) to local or distant recurrence (including occurrence of new primary NSCLC), or death due to any cause, whichever occurred first, as determined by the investigator during the adjuvant treatment and observation follow-up. DFS was analyzed only for participants who underwent surgery and had no evidence of residual NSCLC disease. K-M method was used to estimate median investigator-assessed DFS.

    Measured: From day of surgery (any time from Day 114 to Day 144) up to 87.8 months

  16. EGFR/ALK WT-ITT: Investigator-assessed DFS

    DFS was defined as the time from the first date of no disease (i.e., date of surgery) to local or distant recurrence (including occurrence of new primary NSCLC), or death due to any cause, whichever occurred first, as determined by the investigator during the adjuvant treatment and observation follow-up. DFS was analyzed only for participants who underwent surgery and had no evidence of residual NSCLC disease. K-M method was used to estimate median investigator-assessed DFS.

    Measured: From day of surgery (any time from Day 114 to Day 144) up to 87.8 months

  17. Stage IIB-IIIB WT: 2-year and 3-year OS Rate During the Study

    2-year and 3-year OS rates were defined as the percentage of participants who were alive 2 years and 3 years after randomization. OS was defined as the time from randomization to death from any cause. K-M method was used to estimate the OS rate. Percentages have been rounded off.

    Measured: At Years 2 and 3

  18. EGFR/ALK WT-ITT: 2-year and 3-year OS Rate During the Study

    2-year and 3-year OS rates were defined as the percentage of participants who were alive 2 years and 3 years after randomization. OS was defined as the time from randomization to death from any cause. K-M method was used to estimate the OS rate. Percentages have been rounded off.

    Measured: At Years 2 and 3

  19. Stage IIB-IIIB WT: 2-year and 3-year IRF-assessed EFS Rate During the Study

    2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. IRF-assessed EFS was defined as the time from randomization to the first occurrence of PD per RECIST v1.1 that precluded surgery, local or distant disease recurrence (including occurrence of new primary NSCLC), or death from any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.

    Measured: At Years 2 and 3

  20. EGFR/ALK WT-ITT: 2-year and 3-year IRF-assessed EFS Rate During the Study

    2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. IRF-assessed EFS was defined as the time from randomization to the first occurrence of PD per RECIST v1.1 that precluded surgery, local or distant disease recurrence (including occurrence of new primary NSCLC), or death from any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.

    Measured: At Years 2 and 3

  21. Stage IIB-IIIB WT: 2-year and 3-year Investigator-assessed EFS Rate During the Study

    2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.

    Measured: At Years 2 and 3

  22. EGFR/ALK WT-ITT: 2-year and 3-year Investigator-assessed EFS Rate During the Study

    2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.

    Measured: At Years 2 and 3

  23. Stage IIB-IIIB WT: Change From Baseline in Health-related Quality-of-life (HRQoL) Scores, as Assessed Using Global Health Status (GHS)/Quality of Life (QoL) Subscale of the European Organisation for Research and Treatment of Cancer (EORTC QLQ-C30)

    EORTC QLQ-C30 is a cancer-specific instrument with 30 questions to evaluate 5 aspects of participant functioning (physical, emotional, role, cognitive, \& social), 3 symptom scales (fatigue, nausea, vomiting, \& pain), GHS/QoL, and 6 single items (dyspnea, insomnia, appetite loss, constipation, diarrhea \& financial difficulties). Participants were asked to answer the following questions for GHS/QoL: "How would you rate your overall health during the past week?" and "How would you rate your overall QoL during the past week?" These questions were scored on a 7-point scale, with scores ranging from 1=Very poor to 7=Excellent. Scores were linearly transformed to a range of 0-100. High score on GHS/QoL scale indicates better HRQoL.

    Measured: Baseline; Day 1 Cycles 2,3,4,12,18,20; Pre-surgery (114 days); Surgery (144 days); Post-surgery (165 days); OFU visits 1-9 (every 2 cycles: cycles 5-21); Treatment/Follow-up discontinuation (621 days); SFU: every 3 months: Months 3-60 (1 Cycle=21 days)

  24. EGFR/ALK WT-ITT: Change From Baseline in HRQoL Scores, as Assessed Using GHS/QoL Subscale of the EORTC QLQ-C30

    EORTC QLQ-C30 is a cancer-specific instrument with 30 questions to evaluate 5 aspects of participant functioning (physical, emotional, role, cognitive, \& social), 3 symptom scales (fatigue, nausea, vomiting, \& pain), GHS/QoL, and 6 single items (dyspnea, insomnia, appetite loss, constipation, diarrhea \& financial difficulties). Participants were asked to answer the following questions: "How would you rate your overall health during the past week?" and "How would you rate your overall QoL during the past week?" These questions were scored on a 7-point scale, with scores ranging from 1=Very poor to 7=Excellent. Scores were linearly transformed to range of 0-100. High score on GHS/QoL scale indicates better HRQoL.

    Measured: Baseline; Day 1 Cycles 2,3,4,12,18,20; Pre-surgery (114 days); Surgery (144 days); Post-surgery (165 days); OFU visits 1-9 (every 2 cycles: cycles 5-21); Treatment/Follow-up discontinuation (621 days); SFU: every 3 months: Months 3-60 (1 Cycle=21 days)

  25. Number of Participants With Adverse Events (AEs), and Serious Adverse Events (SAEs)

    AE was defined as any untoward medical occurrence in a clinical investigation participant administered a pharmaceutical product, regardless of causal attribution. An AE was therefore any unfavorable and unintended sign (including an abnormal laboratory finding), symptom, or disease temporally associated with the use of a medicinal product, whether or not considered related to the medicinal product. SAE was any AE that met any of the following criteria: was fatal; was life-threatening; required or prolonged in-patient hospitalization; resulted in persistent or significant disability/incapacity; was a congenital anomaly/birth defect; was a significant medical event in the investigator's judgment.

    Measured: Up to approximately 23.44 months

  26. Number of Participants With Immune-mediated AEs

    AE was defined as any untoward medical occurrence in a clinical investigation participant administered a pharmaceutical product, regardless of causal attribution. An AE was therefore any unfavorable and unintended sign (including an abnormal laboratory finding), symptom, or disease temporally associated with the use of a medicinal product, whether or not considered related to the medicinal product. Participants with immune-mediated AEs have been reported here.

    Measured: Up to approximately 23.44 months

  27. Number of Participants With Surgical Delays

    Participants were scheduled to undergo surgical resection of their tumor upon completion of 4 cycles of neo-adjuvant therapy. Prior to the surgery, the attending surgeon and medical oncologist assessed the participant to check if it was clinically feasible for them to undergo surgery (pre-surgery visit). Pre-surgery visit occurred within 30 days after the last dose of neo-adjuvant treatment, and surgery was performed within 30 days after the pre-surgery visit. Assessment of surgical delays were made by assessing the data entered in the electronic case report forms (eCRFs).

    Measured: Day of surgery (any time from Day 114 to Day 144) to approximately 3.2 months

  28. Length of Surgical Delays

    Measured: Day of surgery (any time from Day 114 to Day 144) to approximately 3.2 months

  29. Number of Participants With Operative and Post-operative Complications

    Participants who underwent surgical resection of their tumor and had intraoperative or post-operative complications were reported.

    Measured: From day of surgery (up to approximately 144 days) up to end of SFU (up to approximately 19.7 months)

  30. Number of Participants With Reasons for Surgical Cancellations

    Participants who did not undergo surgical resection for various reasons have been reported here.

    Measured: From Day 114 (pre-surgery) to Day 144

  31. Serum Concentration of Atezolizumab at Specified Timepoints

    Measured: Pre-dose on Day 1 of Cycles 1, 3, 5, 7, 11, and 19; 30 minutes post-dose on Day 1 of Cycles 1 and 5; Treatment discontinuation (TD) or OFU completion or early discontinuation (ED) (621 days); Predose on PD or disease recurrence visit (651 days)

  32. Number of Participants With Anti-drug Antibodies (ADAs) to Atezolizumab

    Participants were considered to be ADA positive if they were ADA negative or had missing data at baseline but developed an ADA response following atezolizumab exposure (treatment-induced ADA response), or if they were ADA positive at baseline and the titer of one or more post-baseline samples was at least 0.60 titer unit greater than the titer of the baseline sample (treatment-enhanced ADA response).

    Measured: Up to 20.44 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted7 Mar 2018
  2. Study start24 Apr 2018
  3. Primary completion1 Oct 2025
  4. Study completion31 Dec 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 3
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
Double blind
Who is masked
Participant, Care provider
Enrolment
453 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03456063
Sponsor's protocol ID
GO40241
Other IDs
2023-504209-35-00, 2023
Status last verified
Oct 2026
First submitted
5 Mar 2018
Last updated
9 Oct 2026
Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
Yes: For eligible studies, qualified researchers may request access to individual patient level clinical data. See Roche's commitment to transparency of clinical study information here: https://go.roche.com/data\_sharing

Publications

  • Romero Roman A, Campo-Canaveral de la Cruz JL, Macia I, Escobar Campuzano I, Figueroa Almanzar S, Delgado Roel M, Galvez Munoz C, Garcia Fontan EM, Muguruza Trueba I, Romero Vielva L, Cano Garcia JR, Martinez Tellez E, Partida Gonzalez C, Jimenez Lopez MF, Jimenez Maestre U, Mongil Poce R, Sanchez Lorente D, Alvarez Kindelan A, Provencio Pulla M. Outcomes of surgical resection after neoadjuvant chemoimmunotherapy in locally advanced stage IIIA non-small-cell lung cancer. Eur J Cardiothorac Surg. 2021 Jul 14;60(1):81-88. doi: 10.1093/ejcts/ezab007.

    PubMed 33661301

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