Non-Small-Cell LungPhase 3NCT03456063
A Study of Neoadjuvant Atezolizumab Plus Chemotherapy Versus Placebo Plus Chemotherapy in Patients With Resectable Stage II, IIIA, or Select IIIB Non-Small Cell Lung Cancer (IMpower030)
A Phase 3 study testing Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody, Nab-paclitaxel and Pemetrexed in people with Non-Small-Cell Lung, run by Hoffmann-La Roche at 117 sites in 24 countries.
Trial summary
This is a randomized, double-blinded study designed to evaluate the efficacy, safety, pharmacokinetics, and immunogenicity of neoadjuvant treatment with atezolizumab (MPDL3280A) or placebo in combination with platinum-based chemotherapy in participants with resectable Stage II, IIIA, or select IIIB non-small cell lung… Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Non-Small-Cell Lung
- What is being tested?
- Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody, Nab-paclitaxel and Pemetrexed
- Type of treatment
- Injection or infusion
- Could I receive a placebo?
- Yes, some participants may receive a placebo
- How many people
- 453 participants
- Where
- 117 sitesin 24 countries
- Study dates
- 24 Apr 2018to 31 Dec 2025
- Phase
- Phase 3
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Eastern Cooperative Oncology Group (ECOG) performance status 0 or 1
- Histologically or cytologically confirmed, resectable Stage II, IIIA, or Select IIIB (T3N2 only) NSCLC of squamous or non-squamous histology. Staging should be based on the 8th edition of the AJCC/UICC staging system
- Evaluation by an attending thoracic surgeon to confirm eligibility for an R0 resection with curative intent
- Adequate pulmonary and cardiac function to undergo surgical resection
- Measurable disease as defined by RECIST v1.1
- Adequate hematologic and end organ function
Show all 9Show fewer
- Negative HIV test at screening
- Negative for active HBV and HCV at screening
- Adequate tissue for PD-L1 IHC assessment
Who cannot join
- NSCLC with histology of large cell neuroendocrine carcinoma or sarcomatoid carcinoma
- Mixed NSCLC and small cell lung cancer histology
- Any prior therapy for lung cancer
- Malignancies other than NSCLC within 5 years prior to randomization, with the exception of those with a negligible risk of metastasis or death treated expected curative outcome
- Non-squamous NSCLC histology with activating ALK and EGFR mutation
- Pregnant or lactating women
Show all 11Show fewer
- History of autoimmune disease
- History of idiopathic pulmonary fibrosis, organizing pneumonia, drug-induced pneumonitis, or evidence of active of active pneumonitis on screening chest Computed Tomography (CT) scan
- Prior treatment with cluster of differentiation 137 (CD137) agonist or immune checkpoint blockade therapies, anti-programmed-death-1 (anti-PD-1), and anti-PD-L1 therapeutic antibody
- Severe infection within 4 weeks prior to randomization
- Significant history of cardiovascular disease
Trial locations and contacts
117 sites in 24 countries.
117 sites in 24 countries
United States24 sites
Lehigh Valley Health Network
Allentown, Pennsylvania, 18103
University of Michigan
Ann Arbor, Michigan, 48109
Texas Oncology - South Austin
Austin, Texas, 78745
Levine Cancer Institute
Charlotte, North Carolina, 28204
National Jewish Health
Denver, Colorado, 80206
Rocky Mountain Cancer Center
Denver, Colorado, 80218
Barbara Ann Karmanos Cancer Institute
Detroit, Michigan, 48201
Northwell Health
Lake Success, New York, 11042
USC Norris Cancer Center
Los Angeles, California, 90033
Minnesota Oncology Minneapolis
Minneapolis, Minnesota, 55404
Sarah Cannon Research Institute / Tennessee Oncology
Nashville, Tennessee, 37203
NYU Langone Medical Center
New York, New York, 10016
Columbia University Medical Center
New York, New York, 10032
Nebraska Methodist Estabrook Cancer Center
Omaha, Nebraska, 68114
The Center for Cancer Prevention and Treatment at St.Joseph Hospital of Orange
Orange, California, 92868
Illinois Cancer Care
Peoria, Illinois, 61615
Mayo Clinic - Rochester
Rochester, Minnesota, 55905
UC Davis Cancer Center
Sacramento, California, 95817
Scripps Clinic
San Diego, California, 92037
Mercy Clinic Cancer & Hematology
Springfield, Missouri, 65804
Arizona Oncology
Tucson, Arizona, 85711
Northwest Cancer Specialists - Vancouver
Vancouver, Washington, 98684
Georgetown University
Washington D.C., District of Columbia, 20007
Washington Cancer Institute
Washington D.C., District of Columbia, 20010
Japan17 sites
Aichi Cancer Center Hospital
Aichi, 464-8681
National Hospital Organization Kyushu Cancer Center
Fukuoka, 811-1395
Hiroshima City Hiroshima Citizens Hospital
Hiroshima, 730-8518
Hiroshima University Hospital
Hiroshima, 734-8551
Kobe University Hospital
Hyōgo, 650-0017
Hyogo Medical University Hospital
Hyōgo, 663-8501
Kyoto University Hospital
Kyoto, 606-8507
Fukushima Medical University Hospital
Miyagi, 960-1295
Sendai Kousei Hospital
Miyagi, 981-0914
Okayama University Hospital
Okayama, 700-8558
Kurashiki Central Hospital
Okayama, 710-8602
Osaka City General Hospital
Osaka, 534-0021
Osaka International Cancer Institute
Osaka, 541-8567
Juntendo University Hospital
Tokyo, 113-8431
Tokyo Metropolitan Cancer and Infectious diseases Center Komagome Hospital
Tokyo, 113-8677
The Cancer Institute Hospital of JFCR
Tokyo, 135-8550
Tokyo Medical University Hospital
Tokyo, 160-0023
Spain10 sites
Hospital Universitari Vall d'Hebron
Barcelona, 08035
Hospital de Basurto
Bilbao, Vizcaya, 48013
Hospital Clinico San Carlos
Madrid, 28040
Hospital Regional Universitario Carlos Haya
Málaga, 29010
Hospital Son Llatzer
Palma de Mallorca, Balearic Islands, 07198
Clinica Universitaria de Navarra
Pamplona, Navarre, 31008
Corporacio Sanitaria Parc Tauli
Sabadell, Barcelona, 08208
Hospital Universitario Virgen Macarena
Seville, 41009
Hospital Clinico Universitario de Valencia
Valencia, 46010
Hospital Universitario la Fe
Valencia, 46026
Germany8 sites
Universitätsklinikum Freiburg
Freiburg im Breisgau, 79106
Asklepios-Fachkliniken Muenchen-Gauting
Gauting, 82131
LungenClinic Großhansdorf GmbH
Großhansdorf, 22927
Krankenhaus Martha-Maria Halle-Doelau gGmbH
Halle, 06120
Pius-Hospital Oldenburg
Oldenburg, 26121
Klinikum der Univer Regenburg
Regensburg, 93053
Robert Bosch Krankenhaus
Stuttgart, 70376
Missionsärztliche Klinik, Gemeinnützige Gesellschaft mbH
Würzburg, 97074
France6 sites
CHU Angers
Angers, 49933
Centre Léon Bérard
Lyon, 69008
Hopital d'Instruction des Armees de Begin
Saint-Mandé, 94160
Centre Hospitalier Saint Quentin
Saint-Quentin, 02321
CHU Strasbourg - Nouvel Hopital Civil
Strasbourg, 67091
Hôpital d'Instruction des Armées de Sainte Anne
Toulon, 83000
Italy5 sites
Irccs Istituto Nazionale Dei Tumori (Int)
Milan, Lombardy, 20133
Irccs Istituto Europeo Di Oncologia (IEO)
Milan, Lombardy, 20141
IOV - Istituto Oncologico Veneto - IRCCS
Padova, Veneto, 35128
A.O. Universitaria Pisana-Ospedale Cisanello
Pisa, Tuscany, 56124
Policlinico Universitario Campus Biomedico
Rome, Lazio, 00128
South Korea5 sites
Kosin University Gospel Hospital
Busan, 49267
St. Vincent's Hospital
Gyeonggi-do, 16247
Seoul National University Hospital
Seoul, 03080
Gangnam Severance Hospital
Seoul, 06273
Korea University Guro Hospital
Seoul, 08308
Austria4 sites
Kepler Universitätskliniken GmbH - Med Campus III
Linz, 4020
Ordensklinikum Linz Elisabethinen
Linz, 4020
Klinik Penzing
Vienna, 1140
Krankenhaus Nord - Klinik Floridsdorf
Vienna, 1210
Israel4 sites
Soroka Medical Center
Beersheba, 8410101
Rambam Health Care Campus
Haifa, 3109601
Meir Medical Center
Kfar Saba, 4428164
Sourasky / Ichilov Hospital
Tel Aviv, 6423906
Russia4 sites
Main Military Clinical Hospital named after N.N. Burdenko
Moscow, Moscow Oblast, 105229
FSBI Russian Oncology Research Center n.a. Blokhin of MOH RF
Moscow, Moscow Oblast, 115478
S-Pb clinical scientific practical center of specialized kinds of medical care (oncological)
Saint Petersburg, Sankt-Peterburg, 197758
Scientific Research Oncology Institute named after N.N. Petrov
Saint Petersburg, Sankt-Peterburg, 197758
Sweden4 sites
Lungmedicinska kliniken, Centrum för kirurgi, ortopedi och cancervård, Universitetssjukhuset
Linköping, 58185
Uni Hospital in Lund
Lund, 22185
Karolinska Universitetssjukhuset, Solna
Solna, 171 64
Uppsala University Hospital
Uppsala, SE-75185
Australia3 sites
Box Hill Hospital
Box Hill, Victoria, 3128
St George Hospital
Kogarah, New South Wales, 2217
Peter MacCallum Cancer Center
Melbourne, Victoria, 3000
Brazil3 sites
Cenantron - Centro Avancado de Tratamento Oncologico
Belo Horizonte, Minas Gerais, 30130-090
Hospital Nossa Senhora da Conceicao
Porto Alegre, Rio Grande do Sul, 91350-200
Instituto do Cancer do Estado de Sao Paulo - ICESP
São Paulo, São Paulo, 01246-000
Poland3 sites
Uniwersyteckie Centrum Kliniczne
Gda?sk, 80-214
Krakowski Szpital Specjalistyczny im sw. Jana Paw?a II
Krakow, 31-202
Narod.Inst.Onkol. im. M.Sklodowskiej - Curie-Panst.Inst.Bad
Warsaw, 02-781
Taiwan3 sites
Kaohsiung Chang Gung Memorial Hospital
Kaohsiung City, 00833
Taipei Veterans General Hospital
Taipei, 112
Taichung Veterans General Hospital
Xitun Dist., 40705
United Kingdom3 sites
Queen Elizabeth Hospital
Birmingham, B15 2TH
Barts and the London NHS Trust.
London, EC1A 7BE
The Clatterbridge Cancer Centre NHS Foundation Trust
Metropolitan Borough of Wirral, CH63 4JY
South Africa2 sites
Medical Oncology Centre of Rosebank
Johannesburg, 2196
Eugene Marais Hospital
Pretoria
Switzerland2 sites
CHUV
Lausanne, 1011
UniversitätsSpital Zürich
Zurich, 8091
Thailand2 sites
Chulalongkorn Hospital
Bangkok, 10330
Maharaj Nakorn Chiang Mai Hospital
Chiang Mai, 50200
Serbia1 site
University Hospital Medical Center Bezanijska kosa
Belgrade, 11080
About this study
Official title: A Phase III, Double-Blinded, Multicenter, Randomized Study Evaluating the Efficacy and Safety of Neoadjuvant Treatment With Atezolizumab or Placebo in Combination With Platinum-Based Chemotherapy in Patients With Resectable Stage II, IIIA, or Select IIIB Non-Small Cell Lung Cancer
This is a randomized, double-blinded study designed to evaluate the efficacy, safety, pharmacokinetics, and immunogenicity of neoadjuvant treatment with atezolizumab (MPDL3280A) or placebo in combination with platinum-based chemotherapy in participants with resectable Stage II, IIIA, or select IIIB non-small cell lung cancer (NSCLC) followed by open-label adjuvant/postoperative atezolizumab or best supportive care and monitoring.
- Conditions
- Non-Small-Cell Lung
- Being tested
- Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody, Placebo Comparator, Nab-paclitaxel, Pemetrexed, Carboplatin
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibodyDrug
Also called Tecentriq
Atezolizumab will be administered as intravenous (IV) infusion at a dose of 1200 milligrams (mg) on Day 1 of each 21-day cycle (every 3 weeks) for 4 cycles during the neoadjuvant treatment phase
Atezolizumab will be administered as IV infusion at a dose of 1200 milligrams (mg) every 3 weeks for 16 cycles during the post-operative adjuvant phase
Placebo ComparatorDrug
Placebo will be administered as IV infusion at a dose of 1200 milligrams (mg) on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase
Nab-paclitaxelDrug
Also called Abraxane
Nab-paclitaxel 100 mg/m^2 will be administered intravenously on Days 1, 8, and 15 of each 21 day cycle for 4 cycles during the neoadjuvant treatment phase
PemetrexedDrug
Also called Alimta
Pemetrexed 500 mg/m^2 will be administered intravenously on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase
CarboplatinDrug
Carboplatin initial target AUC of 6 mg/mL/min will be administered intravenously on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase
CisplatinDrug
Cisplatin 75 mg/m^2 will be administered intravenously on Day 1 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase
GemcitabineDrug
Also called Gemzar
Gemcitabine 1250 mg/m^2 will be administered intravenously on Day 1 and 8 of each 21-day cycle for 4 cycles during the neoadjuvant treatment phase
| Study group | Role | What they receive |
|---|---|---|
| Arm A: Atezolizumab + platinum-based chemotherapy | Experimental | Neoadjuvant treatment will consist of 4 cycles; atezolizumab + platinum-based chemotherapy
Platinum-based chemotherapy may include:
* carboplatin + pemetrexed
* carboplatin + nab-paclitaxel
* cisplatin + pemetrexed
* cisplatin + gemcitabine
Post-operative adjuvant treatment will consist of 16-cycles of atezolizumab Receives: Drug: Atezolizumab (MPDL3280A), an engineered anti-PD-L1 antibody; Drug: Nab-paclitaxel; Drug: Pemetrexed; Drug: Carboplatin; Drug: Cisplatin; Drug: Gemcitabine |
| Arm B: Placebo + platinum-based chemotherapy | Placebo comparator | Neoadjuvant treatment will consist of 4 cycles; placebo + platinum-based chemotherapy
Platinum-based chemotherapy may include:
* carboplatin + pemetrexed
* carboplatin + nab-paclitaxel
* cisplatin + pemetrexed
* cisplatin + gemcitabine
Participants will receive best supportive care and monitoring after surgery Receives: Drug: Placebo Comparator; Drug: Nab-paclitaxel; Drug: Pemetrexed; Drug: Carboplatin; Drug: Cisplatin; Drug: Gemcitabine |
What is being measured
The primary outcome is the main question the study is designed to answer.
Stage IIB-IIIB Wild-type (WT): Independent Review Facility (IRF)-Assessed Event-free Survival (EFS)
IRF-assessed EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: disease progression (PD) per Response Evaluation Criteria in Solid Tumors Version 1.1 (RECIST v1.1) that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the sum of diameters (SOD) of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 millimeters (mm) or unequivocal progression of existing non-target lesions. Kaplan-Meier (K-M) method was used to estimate median IRF-assessed EFS.
Measured: Up to 87.8 months
EGFR/ALK WT-ITT: IRF-assessed EFS
IRF-assessed EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate median IRF-assessed EFS.
Measured: Up to 87.8 months
Secondary outcomes (32)
Stage IIB-IIIB WT: IRF-assessed Pathological Complete Response (pCR) Rate
IRF-assessed pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
EGFR/ALK WT-ITT: IRF-assessed pCR Rate
IRF-assessed pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
Stage IIB-IIIB WT: IRF-assessed Major Pathological Response (MPR) Rate
IRF-assessed MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
EGFR/ALK WT-ITT: IRF-assessed MPR Rate
IRF-assessed MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the central pathology laboratory. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
Stage IIB-IIIB WT: Investigator-assessed MPR Rate at the Time of Surgical Resection
MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
EGFR/ALK WT-ITT: Investigator-assessed MPR Rate at the Time of Surgical Resection
MPR rate was defined as the percentage of participants with ≤ 10% residual viable tumor cells in the primary tumor at the time of surgical resection, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
Stage IIB-IIIB WT: Investigator-assessed pCR Rate at the Time of Surgical Resection
pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
EGFR/ALK WT-ITT: Investigator-assessed pCR Rate at the Time of Surgical Resection
pCR rate was defined as the percentage of participants with an absence of any viable primary tumor cells at the time of surgical resection in the primary tumor and all sampled lymph nodes, as assessed by the investigator site pathologist after surgical resection of the primary tumor. Participants who did not meet this criteria, including those who did not undergo surgical resection were considered as non-responders. Percentages have been rounded off.
Measured: At the time of surgery (from Day 114 to Day 144)
Stage IIB-IIIB WT: Investigator-Assessed Objective Response Rate (ORR)
ORR was defined as the percentage of participants with a best overall response of complete response (CR) or partial response (PR), as assessed by the investigator (confirmation not required) according to RECIST v1.1 during the neo-adjuvant treatment phase. CR was defined as the disappearance of all target and non-target lesions \& normalization of tumor marker level. Additionally, any pathological lymph nodes (whether target or non-target) must have a reduction in short axis to <10 mm. PR was defined as at least a 30% decrease in the SOD of all target lesions, taking as reference the baseline SOD, in the absence of CR. Percentages have been rounded off.
Measured: Up to 89.5 months
EGFR/ALK WT-ITT: Investigator-Assessed ORR
ORR was defined as the percentage of participants with a best overall response of CR or PR, as assessed by the investigator (confirmation not required) according to RECIST v1.1 during the neo-adjuvant treatment phase. CR was defined as the disappearance of all target and non-target lesions \& normalization of tumor marker level. Additionally, any pathological lymph nodes (whether target or non-target) must have a reduction in short axis to <10 mm. PR was defined as at least a 30% decrease in the SOD of all target lesions, taking as reference the baseline SOD, in the absence of CR. Percentages have been rounded off.
Measured: Up to 87.8 months
Stage IIB-IIIB WT: Overall Survival (OS)
OS was defined as the time from randomization to death from any cause during the course of the study. K-M method was used to estimate the median OS.
Measured: Up to 87.8 months
EGFR/ALK WT-ITT: OS
OS was defined as the time from randomization to death from any cause during the course of the study. K-M method was used to estimate the median OS.
Measured: Up to 87.8 months
Stage IIB-IIIB WT: Investigator-assessed EFS
EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate median Investigator-assessed EFS.
Measured: Up to 87.8 months
EGFR/ALK WT-ITT: Investigator-assessed EFS
EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate median Investigator-assessed EFS.
Measured: Up to 87.8 months
Stage IIB-IIIB WT: Investigator-assessed DFS
DFS was defined as the time from the first date of no disease (i.e., date of surgery) to local or distant recurrence (including occurrence of new primary NSCLC), or death due to any cause, whichever occurred first, as determined by the investigator during the adjuvant treatment and observation follow-up. DFS was analyzed only for participants who underwent surgery and had no evidence of residual NSCLC disease. K-M method was used to estimate median investigator-assessed DFS.
Measured: From day of surgery (any time from Day 114 to Day 144) up to 87.8 months
EGFR/ALK WT-ITT: Investigator-assessed DFS
DFS was defined as the time from the first date of no disease (i.e., date of surgery) to local or distant recurrence (including occurrence of new primary NSCLC), or death due to any cause, whichever occurred first, as determined by the investigator during the adjuvant treatment and observation follow-up. DFS was analyzed only for participants who underwent surgery and had no evidence of residual NSCLC disease. K-M method was used to estimate median investigator-assessed DFS.
Measured: From day of surgery (any time from Day 114 to Day 144) up to 87.8 months
Stage IIB-IIIB WT: 2-year and 3-year OS Rate During the Study
2-year and 3-year OS rates were defined as the percentage of participants who were alive 2 years and 3 years after randomization. OS was defined as the time from randomization to death from any cause. K-M method was used to estimate the OS rate. Percentages have been rounded off.
Measured: At Years 2 and 3
EGFR/ALK WT-ITT: 2-year and 3-year OS Rate During the Study
2-year and 3-year OS rates were defined as the percentage of participants who were alive 2 years and 3 years after randomization. OS was defined as the time from randomization to death from any cause. K-M method was used to estimate the OS rate. Percentages have been rounded off.
Measured: At Years 2 and 3
Stage IIB-IIIB WT: 2-year and 3-year IRF-assessed EFS Rate During the Study
2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. IRF-assessed EFS was defined as the time from randomization to the first occurrence of PD per RECIST v1.1 that precluded surgery, local or distant disease recurrence (including occurrence of new primary NSCLC), or death from any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.
Measured: At Years 2 and 3
EGFR/ALK WT-ITT: 2-year and 3-year IRF-assessed EFS Rate During the Study
2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. IRF-assessed EFS was defined as the time from randomization to the first occurrence of PD per RECIST v1.1 that precluded surgery, local or distant disease recurrence (including occurrence of new primary NSCLC), or death from any cause, as assessed by the IRF. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.
Measured: At Years 2 and 3
Stage IIB-IIIB WT: 2-year and 3-year Investigator-assessed EFS Rate During the Study
2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.
Measured: At Years 2 and 3
EGFR/ALK WT-ITT: 2-year and 3-year Investigator-assessed EFS Rate During the Study
2-year and 3-year EFS rates were defined as the percentage of participants who remained event-free 2 years and 3 years after randomization. EFS was defined as the time from the date of randomization to any of the following events, whichever occurred first: PD per RECIST v1.1 that precluded surgery; local or distant disease recurrence (including occurrence of new primary NSCLC); or death due to any cause, as assessed by the investigator. PD was defined as at least a 20% increase in the SOD of target lesions, taking as reference the smallest SOD on study (including baseline). Additionally, the SOD must also demonstrate an absolute increase of ≥ 5 mm or unequivocal progression of existing non-target lesions. K-M method was used to estimate the EFS rates. Percentages have been rounded off.
Measured: At Years 2 and 3
Stage IIB-IIIB WT: Change From Baseline in Health-related Quality-of-life (HRQoL) Scores, as Assessed Using Global Health Status (GHS)/Quality of Life (QoL) Subscale of the European Organisation for Research and Treatment of Cancer (EORTC QLQ-C30)
EORTC QLQ-C30 is a cancer-specific instrument with 30 questions to evaluate 5 aspects of participant functioning (physical, emotional, role, cognitive, \& social), 3 symptom scales (fatigue, nausea, vomiting, \& pain), GHS/QoL, and 6 single items (dyspnea, insomnia, appetite loss, constipation, diarrhea \& financial difficulties). Participants were asked to answer the following questions for GHS/QoL: "How would you rate your overall health during the past week?" and "How would you rate your overall QoL during the past week?" These questions were scored on a 7-point scale, with scores ranging from 1=Very poor to 7=Excellent. Scores were linearly transformed to a range of 0-100. High score on GHS/QoL scale indicates better HRQoL.
Measured: Baseline; Day 1 Cycles 2,3,4,12,18,20; Pre-surgery (114 days); Surgery (144 days); Post-surgery (165 days); OFU visits 1-9 (every 2 cycles: cycles 5-21); Treatment/Follow-up discontinuation (621 days); SFU: every 3 months: Months 3-60 (1 Cycle=21 days)
EGFR/ALK WT-ITT: Change From Baseline in HRQoL Scores, as Assessed Using GHS/QoL Subscale of the EORTC QLQ-C30
EORTC QLQ-C30 is a cancer-specific instrument with 30 questions to evaluate 5 aspects of participant functioning (physical, emotional, role, cognitive, \& social), 3 symptom scales (fatigue, nausea, vomiting, \& pain), GHS/QoL, and 6 single items (dyspnea, insomnia, appetite loss, constipation, diarrhea \& financial difficulties). Participants were asked to answer the following questions: "How would you rate your overall health during the past week?" and "How would you rate your overall QoL during the past week?" These questions were scored on a 7-point scale, with scores ranging from 1=Very poor to 7=Excellent. Scores were linearly transformed to range of 0-100. High score on GHS/QoL scale indicates better HRQoL.
Measured: Baseline; Day 1 Cycles 2,3,4,12,18,20; Pre-surgery (114 days); Surgery (144 days); Post-surgery (165 days); OFU visits 1-9 (every 2 cycles: cycles 5-21); Treatment/Follow-up discontinuation (621 days); SFU: every 3 months: Months 3-60 (1 Cycle=21 days)
Number of Participants With Adverse Events (AEs), and Serious Adverse Events (SAEs)
AE was defined as any untoward medical occurrence in a clinical investigation participant administered a pharmaceutical product, regardless of causal attribution. An AE was therefore any unfavorable and unintended sign (including an abnormal laboratory finding), symptom, or disease temporally associated with the use of a medicinal product, whether or not considered related to the medicinal product. SAE was any AE that met any of the following criteria: was fatal; was life-threatening; required or prolonged in-patient hospitalization; resulted in persistent or significant disability/incapacity; was a congenital anomaly/birth defect; was a significant medical event in the investigator's judgment.
Measured: Up to approximately 23.44 months
Number of Participants With Immune-mediated AEs
AE was defined as any untoward medical occurrence in a clinical investigation participant administered a pharmaceutical product, regardless of causal attribution. An AE was therefore any unfavorable and unintended sign (including an abnormal laboratory finding), symptom, or disease temporally associated with the use of a medicinal product, whether or not considered related to the medicinal product. Participants with immune-mediated AEs have been reported here.
Measured: Up to approximately 23.44 months
Number of Participants With Surgical Delays
Participants were scheduled to undergo surgical resection of their tumor upon completion of 4 cycles of neo-adjuvant therapy. Prior to the surgery, the attending surgeon and medical oncologist assessed the participant to check if it was clinically feasible for them to undergo surgery (pre-surgery visit). Pre-surgery visit occurred within 30 days after the last dose of neo-adjuvant treatment, and surgery was performed within 30 days after the pre-surgery visit. Assessment of surgical delays were made by assessing the data entered in the electronic case report forms (eCRFs).
Measured: Day of surgery (any time from Day 114 to Day 144) to approximately 3.2 months
Length of Surgical Delays
Measured: Day of surgery (any time from Day 114 to Day 144) to approximately 3.2 months
Number of Participants With Operative and Post-operative Complications
Participants who underwent surgical resection of their tumor and had intraoperative or post-operative complications were reported.
Measured: From day of surgery (up to approximately 144 days) up to end of SFU (up to approximately 19.7 months)
Number of Participants With Reasons for Surgical Cancellations
Participants who did not undergo surgical resection for various reasons have been reported here.
Measured: From Day 114 (pre-surgery) to Day 144
Serum Concentration of Atezolizumab at Specified Timepoints
Measured: Pre-dose on Day 1 of Cycles 1, 3, 5, 7, 11, and 19; 30 minutes post-dose on Day 1 of Cycles 1 and 5; Treatment discontinuation (TD) or OFU completion or early discontinuation (ED) (621 days); Predose on PD or disease recurrence visit (651 days)
Number of Participants With Anti-drug Antibodies (ADAs) to Atezolizumab
Participants were considered to be ADA positive if they were ADA negative or had missing data at baseline but developed an ADA response following atezolizumab exposure (treatment-induced ADA response), or if they were ADA positive at baseline and the titer of one or more post-baseline samples was at least 0.60 titer unit greater than the titer of the baseline sample (treatment-enhanced ADA response).
Measured: Up to 20.44 months
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted7 Mar 2018
- Study start24 Apr 2018
- Primary completion1 Oct 2025
- Study completion31 Dec 2025
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Publications (1)Papers the sponsor has linked to this study.
- Other trials for Non-Small-Cell LungStudies of the same condition, open and under way.
- More trials run by Hoffmann-La RocheThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 3
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Double blind
- Who is masked
- Participant, Care provider
- Enrolment
- 453 participants (actual)
Sponsor and investigators
- Lead sponsor
- Hoffmann-La Roche
- Sponsor type
- Industry (pharma, biotech, devices)
- Responsible party
- Sponsor
- Investigators
- Clinical Trials, Study director, Hoffmann-La Roche
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT03456063
- Sponsor's protocol ID
- GO40241
- Other IDs
- 2023-504209-35-00, 2023
- Status last verified
- Oct 2026
- First submitted
- 5 Mar 2018
- Last updated
- 9 Oct 2026
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- Yes: For eligible studies, qualified researchers may request access to individual patient level clinical data. See Roche's commitment to transparency of clinical study information here: https://go.roche.com/data\_sharing
Publications
Romero Roman A, Campo-Canaveral de la Cruz JL, Macia I, Escobar Campuzano I, Figueroa Almanzar S, Delgado Roel M, Galvez Munoz C, Garcia Fontan EM, Muguruza Trueba I, Romero Vielva L, Cano Garcia JR, Martinez Tellez E, Partida Gonzalez C, Jimenez Lopez MF, Jimenez Maestre U, Mongil Poce R, Sanchez Lorente D, Alvarez Kindelan A, Provencio Pulla M. Outcomes of surgical resection after neoadjuvant chemoimmunotherapy in locally advanced stage IIIA non-small-cell lung cancer. Eur J Cardiothorac Surg. 2021 Jul 14;60(1):81-88. doi: 10.1093/ejcts/ezab007.
PubMed 33661301