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Spinal StenosisUppStenNCT03495661

Decompression vs Physical Training for the Treatment of Lumbar Spinal Stenosis

A study testing Decompression in people with Spinal Stenosis and Spinal Stenosis Lumbar, run by Uppsala University at 1 site in Sweden.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Lumbar spinal stenosis (LSS) is characterized by low back and leg pain, walking disturbances and sometimes instability, impaired balance and numbness of the lower limbs. This condition is caused by degenerative changes in the lumbar spine including bulging discs, osteophytes from the arthritic facet joints and… Read more about this study

Who is it for?
Ages 50 to 85 years
What is being tested?
Decompression
Type of treatment
Surgery or procedure
Could I receive a placebo?
No, everyone receives an active treatment
How many people
156 participants
Where
1 siteSweden
Study dates
4 May 2018to 14 Dec 2021
Phase
Interventional
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 50 to 85 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Age 50-85 years.
  • Clinical symptoms of lumbar spinal stenosis (pseudoclaudication) that indicate and motivate surgery. NRS in lower limbs ≥3.
  • MRI with finding of LSS at 1-3 lumbar levels. Dural sac area ≤ 75 mm² or degree of stenosis C or D according to Schizas classification.
  • The surgical treatment to be provided is decompression alone.
  • The patient has given oral and written informed consent to the participation in the study.

Who cannot join

  • Degenerative deformity with Cobb angle > 20°.
  • Spondylolysis.
  • Symptomatic osteoarthritis in the lower limbs that affects and limits their function.
  • Arterial insufficiency (claudication intermittent) .
  • Past lumbar surgery other than disc hernia.
  • Conditions that affect the spine such as ankylosing spondylitis, Diffuse Idiopathic Skeletal Hyperostosis (DISH), spondylodiscitis/infections, malignancy, neurological diseases.
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  • Heart and lung diseases that present a significant risk for surgery or make it impossible for the patient to take part in physical training program (ASA>3).
  • Polyneuropathies.
  • Psychological factors that make the patient incapable of inclusion in the study (eg drug addiction, dementia)

Trial locations and contacts

1 site in 1 country.

Sweden1 site
  • Uppsala University Hospital

    Uppsala, 75185

Other trials in Sweden

About this study

Official title: Uppsala Spinal Stenosis Study

Lumbar spinal stenosis (LSS) is characterized by low back and leg pain, walking disturbances and sometimes instability, impaired balance and numbness of the lower limbs. This condition is caused by degenerative changes in the lumbar spine including bulging discs, osteophytes from the arthritic facet joints and thickened ligamentum flavum which together cause narrowing of the spinal canal and thus affect the lumbar nerve roots. This diagnosis is attracting more and more interest due to the aging population with increasing demands for physical activity. LSS is the most common indication for spinal surgery. The surgical treatment involves relieving the pressure from the nerve structures in the stenotic segments through a posterior approach. In several studies, surgery has been shown to have better results than the conservative treatment. However, methodological difficulties and a large proportion of cross-over in these studies indicate that there is still uncertainty about whether surgery is generally a better option.

It has been speculated whether the compression of the nerve roots causes in some patients permanent nerve damage with muscle denervation, while in other cases a reinnervation and recovery of the function may occur. Results from neurography and EMG studies have been shown these modalities to have a possible predictive value for the natural process of LSS. If a neurophysiological examination could be able to predict which patients are able to benefit from surgery, many patients could avoid surgery and the risks involved in it.

Read more

The aim of this study is primarily to evaluate whether surgery with decompression leads to superior results than the non-surgical treatment with structured physical therapy.

The main secondary aim is to investigate by means of Neurography and EMG, whether the degree of neurological affection caused by nerve compression affects the outcome of surgery for LSS.

Read the detailed description

Background

Lumbar spinal stenosis (LSS) is characterized by low back and leg pain, walking disturbances and sometimes instability, impaired balance and numbness of the lower limbs. This condition is caused by degenerative changes in the lumbar spine including bulging discs, osteophytes from the arthritic facet joints and thickened ligamentum flavum which together cause narrowing of the spinal canal and thus affect the lumbar nerve roots. LSS affects mainly older populations and is unusual under 50 years old. This diagnosis is attracting more and more interest due to the aging population with increasing demands for physical activity. LSS is the most common indication for spinal surgery. The surgical treatment involves relieving the pressure from the nerve structures in the stenotic segments through a posterior approach. The hypertrophic ligaments and parts of the facet joints are removed (i.e., decompression). Adding fusion to the decompression for stabilization of the decompressed segment has not been shown to provide superior results than decompression alone. In several studies, surgery has been shown to have better results than the conservative treatment. However, methodological difficulties and a large proportion of cross-over in these studies indicate that there is still uncertainty about whether surgery is generally a better option.

After decompression, only 60-70% of patients reported to be satisfied with the result and a minor proportion of them experienced even no improvement at all [Strömqvist]. Conservative treatment has shown in some studies to have good results for some patient groups and other studies have shown that the benefit of the surgical treatment decreases over time and that physical exercise may reduce the need for surgery. Moreover, surgery itself has a positive placebo effect that can improve symptoms in some diseases.

It has been speculated whether the compression of the nerve roots causes in some patients permanent nerve damage with muscle denervation, while in other cases a reinnervation and recovery of the function may occur. Results from neurography and EMG studies have been shown these modalities to have a possible predictive value for the natural process of LSS. If a neurophysiological examination could be able to predict which patients are able to benefit from surgery, many patients could avoid surgery and the risks involved in it.

The degeneration of the lumbar spine is progressively impairing the spinal sagittal balance. The need to make extensive correction and fusion in addition to the decompression in order to restore the sagittal balance is debated among spinal surgeons. The experience gained from previous RCTs is that the patients' back pain is reduced by decompression only. Many patients also report that their posture improved after decompression alone.

Previous trials in the connective tissue and blood samples have shown that proinflammatory factors and nociceptors (molecules that induce pain) are upregulated in patients with patellar tendinosis which is an inflammatory condition. Changes in the connective tissue that cause LSS are mainly inflammatory (arthritic facet joints and ligamentum flavum) and a possible theory around LSS pathophysiology may be that the nerves are biologically affected by proinflammatory factors and nociceptors. Identification of some of these factors could lead to better explanation of the pathomechanism behind the nerve compression in LSS and to the development of future pharmacological treatments to be used in conjunction with surgery.

Aims

The aim of this study is primarily to evaluate whether surgery with decompression leads to superior results than the non-surgical treatment with structured physical therapy. For this evaluation, the Oswestry Disability Index (ODI) will be used.

The main secondary aim is to investigate by means of Neurography and EMG, whether the degree of neurological affection caused by nerve compression affects the outcome of surgery for LSS.

Aims The aim of this study is primarily to evaluate whether surgery with decompression leads to superior results than the non-surgical treatment with structured physical therapy. For his evaluation, the Oswestry Disability Index (ODI) will be used.

The main secondary aim is to investigate by means of Neurography and EMG, whether the degree of neurological affection caused by nerve compression affects the outcome of surgery for LSS.

The questions at issue are:

  1. Does decompression provide a better clinical outcome than the non-surgical treatment?
  2. Is there any correlation between the clinical grade of symptoms and the degree of neurological affection measured by ENG/EMG?
  3. Is there any connection between the neurological affection and the proinflammatory markers/nociceptors in the blood as well as in histological findings from ligamentum flavum? Are these correlated with the clinical grade of symptoms?
  4. Does decompression provide superior neurological recovery, measured by ENG/EMG, in comparison to the non-surgical treatment ?
  5. Can decompression improve the spinal sagittal balance?

Follow-up 6 months, 1, 2 and 5 years

The results at 2 years will be the most important goal of the study, on which the main clinical results will be built. The neurophysiological results can be analyzed and presented after the 6-month follow up.

Flow-chart

Recruitment The patient is recruited during an outpatient visit to a surgeon. Oral and written information about the study is given.

ICF The patient gives oral and written consent. The consent is documented in the patient journal and the written consent is filed in the study document binder.

Baseline data - PROMs via Swespine Study

  • 6MWT
  • Scoliosis standing digital X-rays (AP and lateral views)
  • ENG/EMG
  • Blood samples for analysis of inflammatory markers (OLINK)

Randomizing Simple block randomization to the two treatment arms.

Treatment arms A. Decompression. Central decompression of the stenotic segments with undercutting of the lateral recesses, free mobilization, and routine follow-up postoperatively by physiotherapist.

  1. Non-surgical treatment. Exercise on exercise bike according to the "Östersund model" [Nord] 30 min, 3 times/week for 4 months.

Follow-up 6 months - PROMs via Swespine Study

  • 6MWT
  • Scoliosis standing digital X-rays (AP and lateral views)
  • ENG/EMG
  • Blood samples for analysis of inflammatory markers (OLINK)

Cross-over Feasibility for cross-over from group B till A after 6-month follow-up.

Follow-up 1,2 years - PROMs via Swespine Study

  • 6MWT

Follow -up 5 years - PROMs via Swespine Study

In the treatment group A, in conjunction with the surgical procedure, ligamentum flavum will be collected (which is usually removed during the decompression surgery) and will be examined with histological methods regarding proinflammatory markers and nociceptors . An 1x1 cm tissue piece will be dissected and saved. The ligament samples will be examined by immunohistochemistry and with proteomics analysis. Proteomics analysis will be performed in collaboration with Olink Uppsala (www.olink.com) where 92 inflammation-related factors will be investigated. Sample management will be in accordance with the Ethics Examination Act of Human Research (2003: 460) and according to the rules of Uppsala Biobank.

Being tested
Decompression
Keywords
lumbar spine stenosis, decompression, laminectomy, physiotherapy, physical therapy, electroneurography, ENG, electromyography, EMG, Neurogenic Claudication, Pseudoclaudication
Medical subject headings
Spinal Stenosis

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • DecompressionProcedure or surgery

    Also called Laminectomy

    Central decompression of the stenotic segment(s) with undercutting of the lateral recesses.

Study groups in NCT03495661
Study groupRoleWhat they receive
Surgical (Decompression)Active comparatorCentral decompression of the stenotic segment(s) with undercutting of the lateral recesses.
Receives: Procedure: Decompression
Non-surgicalNo interventionPhysical therapy according to the "Östersund model": training on stationary bicycle 30 min, 3 times/week under 4 months.

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Oswestry Disability Index (ODI)

    Through the Swedish National Spine Registry (SweSpine)

    Measured: Baseline

  2. Oswestry Disability Index (ODI)

    Through the Swedish National Spine Registry (SweSpine)

    Measured: 6 months

  3. Oswestry Disability Index (ODI)

    Through the Swedish National Spine Registry (SweSpine)

    Measured: 1 year

  4. Oswestry Disability Index (ODI)

    Through the Swedish National Spine Registry (SweSpine)

    Measured: 2 years

  5. Oswestry Disability Index (ODI)

    Through the Swedish National Spine Registry (SweSpine)

    Measured: 5 years

Secondary outcomes (13)
  1. Motor Amplitude (ENG)

    Measured: Baseline and 6 months postoperatively

  2. Denervation Activity (EMG)

    Measured: Baseline and 6 months follow-up

  3. Sensory Amplitude (ENG)

    Measured: Baseline and 6 months follow-up

  4. Late Responses (F-wave and H.Reflex)

    Measured: Baseline and 6 months follow-up

  5. Motor Unit Number Index (MUNIX)

    Measured: Baseline and 6 months follow-up

  6. Grade of Reinnervation (EMG)

    Measured: Baseline and 6 months follow-up

  7. EQ-5D

    Through the Swedish National Spine Registry (SweSpine)

    Measured: Baseline and 6 months, 1, 2, 5 years follow-up

  8. NRS for Low Back and Leg Pain

    Through the Swedish National Spine Registry (SweSpine)

    Measured: Baseline and 6 months, 1, 2, 5 years follow-up

  9. Subjective Walking Ability

    Through the Swedish National Spine Registry (SweSpine)

    Measured: Baseline and 6 months, 1, 2, 5 years follow-up

  10. Global Assessment (GA)

    Through the Swedish National Spine Registry (SweSpine)

    Measured: Baseline and 6 months, 1, 2, 5 years follow-up

  11. Patient Satisfaction

    Through the Swedish National Spine Registry (SweSpine)

    Measured: Baseline and 6 months, 1, 2, 5 years follow-up

  12. Objective Walking Ability

    6 Minutes Walk Test (6MWT)

    Measured: Baseline and 6 months, 1, 2 years follow-up

  13. Lumbar Lordosis (LL) and Sagittal Vertebral Axis (SVA)

    Standing Scoliosis X-rays (AP and Lateral view)

    Measured: Baseline and 6 months follow-up

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted12 Apr 2018
  2. Study start4 May 2018
  3. Primary completion14 Dec 2021
  4. Study completion14 Dec 2021

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
prospective clinical randomised clinical trial
Masking
Double blind
Who is masked
Participant, Care provider
Enrolment
156 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03495661
Sponsor's protocol ID
u1
Acronym
UppSten
Status last verified
Dec 2021
First submitted
22 Mar 2018
Last updated
16 Dec 2021
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No

Publications

  • Pazarlis K, Punga A, Schizas N, Sanden B, Michaelsson K, Forsth P. Study protocol for a randomised controlled trial with clinical, neurophysiological, laboratory and radiological outcome for surgical versus non-surgical treatment for lumbar spinal stenosis: the Uppsala Spinal Stenosis Trial (UppSten). BMJ Open. 2019 Aug 20;9(8):e030578. doi: 10.1136/bmjopen-2019-030578.

    PubMed 31434781

Questions about this trial

What is this clinical trial studying?

A study testing Decompression in people with Spinal Stenosis and Spinal Stenosis Lumbar, run by Uppsala University at 1 site in Sweden.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 9 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 16 Dec 2021. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Sweden. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Oswestry Disability Index (ODI) (time frame: Baseline). The study lists 5 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03495661, which also lists 1 linked publication.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 16 Dec 2021; AzTrials last refreshed its copy on 6 Nov 2026.

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