SchizophreniaPhase 3NCT03510325
Sequential Multiple-Assignment Randomized Trials to Compare Antipsychotic Treatments(SMART-CAT)
A Phase 3 study testing Phase 1: Olanzapine, Phase 1: Risperidone and Phase 1: Amisulpride in people with Schizophrenia, run by Shanghai Mental Health Center at 7 sites in China.
Trial summary
This study is a sequential multiple-assignment randomized trial (RCT) of antipsychotic medication treatment in first-episode schizophrenia patients in the real-world settings.Through analysis of treatment efficacy rate and adverse reactions and pharmacoeconomic evaluation, this project intends to provide evidence for… Read more about this study
- Who is it for?
- Ages 16 to 45 years
- Conditions the study is for
- Schizophrenia
- What is being tested?
- Phase 1: Olanzapine, Phase 1: Risperidone and Phase 1: Amisulpride
- Type of treatment
- Pill or oral medicine
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 762 participants
- Where
- 7 sitesChina
- Study dates
- 12 Feb 2019to 27 Sep 2023
- Phase
- Phase 3
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 16 to 45 years
- All sexes
- No healthy volunteers
- Child, Adult
Who may be able to join
- Patients must meet the DSM-5 diagnostic criteria for schizophrenia , schizophreniform disorder or schizoaffective disorder, based upon the structured clinical interview by research psychiatrist using Mini International Neuropsychiatric Interview 7.0 (M.I.N.I. 7.0), review of their clinical records, and input from available informants.
- Inpatients or outpatients.
- 16-45 years of age.
- First episode, and the course no more than 3 years.
- Drug-naïve, or any antipsychotic medication had been used no more than 2 weeks, and the cumulative antipsychotic drug exposure time no more than 6 weeks in lifetime.
- The severity of psychotic symptoms is moderate or above, and the specific criteria including: have a score ≥4 on at least one item of Positive and Negative Syndrome Scale (PANSS) (delusions, conceptual disorganization, hallucinatory behavior, grandiosity, or suspiciousness/persecution), and PANSS total score >70.
- Patients must demonstrate adequate decisional capacity to make a choice about participating in this research study and must provide informed consent to participate.
Who cannot join
- Patients were excluded if more than 3 years had passed since the onset of psychosis;
- They met any of the contraindications for any of the study drugs;
- Mental symptoms were caused by organic disease, severe physical illness, psychoactive substance dependence, mental retardation;
- They were pregnancy or breast-feeding; they were extreme agitation, stupor or negative suicide.
Trial locations and contacts
7 sites in 1 country.
7 sites in 1 country
China7 sites
Beijing Anding Hospital of Capital Medical University
Beijing, Beijing Municipality, 100000
Dalian Seventh People's Hospital
Dalian, Liaoning, 116000
Hangzhou Seventh People's Hospital
Hangzhou, Zhejiang, 310000
First Affiliated Hospital of Kunming Medical University
Kunming, Yunnan, 650000
Nanjing Brain Hospital Affiliated to Nanjing Medical University
Nanjing, Jiangsu, 210000
Shanghai Mental Health Center, Shanghai Jiao Tong University School of Medicine
Shanghai, Shanghai Municipality, 200030
Renmin Hospital of Wuhan University
Wuhan, Hubei, 430000
About this study
Official title: Sequential Multiple-Assignment Randomized Trials to Compare Antipsychotic Treatments
This study is a sequential multiple-assignment randomized trial (RCT) of antipsychotic medication treatment in first-episode schizophrenia patients in the real-world settings.Through analysis of treatment efficacy rate and adverse reactions and pharmacoeconomic evaluation, this project intends to provide evidence for the selection of antipsychotics in FES patients as well as the efficacy and safety of using clozapine in the early phase of schizophrenia treatment by comparing with other SGAs.
Read the detailed description
A total of 720 first-episode schizophrenia (FES) patients will be enrolled and followed up for 12 months in this study. The trial includes three treatment phases (each phase lasting for 8 weeks) and a naturalistic follow-up phase. Phase 1 is a 8-week randomized controlled trial; patients will be randomly assigned to one of the treatments with oral olanzapine, risperidone, amisulpride, aripiprazole or perphenazine. Patients who had an acceptable response to the randomly assigned drug therapy will remain on that treatment for a 12-month treatment period. Subjects who fail to respond in phase 1 will switch to phase 2, an equipoise-stratified randomization trial, in which patients will be randomly assigned to oral olanzapine, amisulpride or clozapine for another 8 weeks. No-responders in phase 2 will further enter an open label trial (phase 3). Patients who receive clozapine in phase 2 will be assigned to an extended clozapine treatment or modified electroconvulsive therapy add-on therapy (Phase 3A). Patients who were not assigned to clozapine in phase 2 will be assigned to treatment with clozapine or another SGAs not previously used in phase 1 and 2 (Phase 3B).
- Conditions
- Schizophrenia
- Being tested
- Phase 1: Olanzapine, Phase 1: Risperidone, Phase 1: Amisulpride, Phase 1: Aripiprazole, Phase 1: Perphenazine
- Keywords
- Schizophrenia;, Antipsychotics;, first-episode;, switch
- Medical subject headings
- Schizophrenia
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Phase 1: OlanzapineDrug
Initial dosage: 5-10 mg; recommended dosage: 5-20 mg/d; dosage form: po. duration: 8 weeks
Phase 1: RisperidoneDrug
Initial dosage: 1-2 mg; recommended dosage: 2-6 mg/d; dosage form: po. duration: 8 weeks
Phase 1: AmisulprideDrug
Initial dosage: 200-400 mg; recommended dosage: 400-1200 mg/d; dosage form: po. duration: 8 weeks
Phase 1: AripiprazoleDrug
Initial dosage: 5-10 mg; recommended dosage: 10-30 mg/d; dosage form: po. duration: 8 weeks
Phase 1: PerphenazineDrug
Initial dosage: 2-4 mg; recommended dosage: 6-36 mg/d; dosage form: po. duration: 8 weeks
Phase 2: OlanzapineDrug
Initial dosage: 5-10 mg; recommended dosage: 5-20 mg/d; dosage form: po. duration: 8 weeks
Phase 2: AmisulprideDrug
Initial dosage: 200-400 mg; recommended dosage: 400-1200 mg/d; dosage form: po. duration: 8 weeks
Phase 2: ClozapineDrug
Initial dosage: 25-50 mg; recommended dosage: 200-400 mg/d; dosage form: po. duration: 8 weeks
Phase 3A: Clozapine extended treatment or Combined clozapine-MECT therapyOther
Clozapine extended treatment:
dosage: 200-600 mg/d; dosage form: po.
Combined clozapine-MECT therapy:
Dosage of clozapine: 200-600 mg/d; The modified electroconvulsive therapy (MECT) will be administered three times per week for the first 2 weeks, then twice a week for the next 2 weeks. The total treatment duration is about one month.
Phase 3B: Clozapine or another SGAsDrug
Clozapine:
Initial dosage: 25-50 mg; recommended dosage: 200-600 mg/d; duration: 8 weeks
Another Second generation antipsychotics (SGAs) (not previously used in phase 1 and 2): Olanzapine, risperidone, amisulpride, or aripiprazole The dosage of each drug is the same as that of phase 1 and phase 2.
| Study group | Role | What they receive |
|---|---|---|
| 【Phase 1】 Olanzapine RCT | Experimental | Phase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Olanzapine RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. Receives: Drug: Phase 1: Olanzapine |
| 【Phase 1】 Risperidone RCT | Experimental | Phase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Risperidone RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. Receives: Drug: Phase 1: Risperidone |
| 【Phase 1】 Amisulpride RCT | Experimental | Phase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Amisulpride RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. Receives: Drug: Phase 1: Amisulpride |
| 【Phase 1】 Aripiprazole RCT | Experimental | Phase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five 8-week treatment arms with different oral antipsychotics, one of which is 'Aripiprazole RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. Receives: Drug: Phase 1: Aripiprazole |
| 【Phase 1】 Perphenazine RCT | Experimental | Phase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Perphenazine RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. Receives: Drug: Phase 1: Perphenazine |
| 【Phase 2】 Olanzapine ESR | Experimental | Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2, a 8-week equipoise-stratified randomization (ESR) trial; patients treated with risperidone, amisulpride, aripiprazole or perphenazine in phase 1 will be randomly assigned to one of three treatment arms, one of which is 'Olanzapine ESR'. Non-responders or patients with intolerable side effects in phase 2 will switch to phase 3. Receives: Drug: Phase 2: Olanzapine |
| 【Phase 2】 Amisulpride ESR | Experimental | Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2, a 8-week equipoise-stratified randomization (ESR) trial; patients treated with olanzapine, risperidone, aripiprazole or perphenazine in phase 1 will be randomly assigned to one of three treatment arms, one of which is 'Amisulpride ESR'. Non-responders or patients with intolerable side effects in phase 2 will switch to phase 3. Receives: Drug: Phase 2: Amisulpride |
| 【Phase 2】 Clozapine ESR | Experimental | Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2, a 8-week equipoise-stratified randomization (ESR) trial; patients in phase 1 will be randomly assigned to one of three treatment arms, one of which is 'Clozapine ESR'. Non-responders or patients with intolerable side effects in phase 2 will switch to phase 3. Receives: Drug: Phase 2: Clozapine |
| 【Phase 3】 Clozapine extended treatment or MECT add-on therapy | Experimental | If a patient received clozapine in phase 2 failed to response, the individual will be assigned to the clozapine extended treatment or modified electroconvulsive therapy (MECT) add-on therapy. Receives: Other: Phase 3A: Clozapine extended treatment or Combined clozapine-MECT therapy |
| 【Phase 3】 Clozapine or another SGAs (olanzapine, amisulpride, risperidone, or aripiprazole) | Experimental | Non-clozapine users in phase 2 will be assigned to clozapine or another Second generation antipsychotics (SGAs) not previously used in phase 1 and 2. Receives: Drug: Phase 3B: Clozapine or another SGAs |
What is being measured
The primary outcome is the main question the study is designed to answer.
Treatment efficacy rate
A 40% reduction or more of the total score in the Positive and Negative Syndrome Scale (PANSS). The PANSS scale consists of 30 items, and each item is rated on a 7-point scale, ranging from 1 (no symptoms) to 7 (extremely severe).
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
All-cause dropout rate
Marked by the treatment discontinuation for any reasons, including poor efficacy, intolerance of adverse reactions, poor compliance and other reasons.
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Secondary outcomes (36)
Change from baseline in Clinician-Rated Dimensions of Psychosis Symptom severity (CRDPS)
Clinician-Rated Dimensions of Psychosis Symptom severity (CRDPS). The CRDPS scale evaluates eight symptom dimensions of psychosis. Each symptom domain is rated for the past 7 days on a 5-point scale ranging from 0 (absent) to 4 (present and severe).
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Cost inventory
Direct medical costs (for example, antipsychotics costs, medical examinations costs, health care and service costs and adverse events costs) and indirect costs (such as traffic, nursing, and losing of labor) of the treatments.
Measured: baseline,2 months,4 months, 6 months and 12 months
Change from baseline in Clinical Global Impression Scale-Severity (CGI-S)
Clinical Global Impression Scale-Severity (CGI-S), including assessment of disease severity and overall efficacy. The severity of the disease was scored on an eight-point scale ranging from 0 (not rated) to 7 (extremely severe). The overall efficacy was assessed on an 8-point scale ranging from 0 (not assessed) to 7 (significant deterioration).
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Change from baseline in Calgary Depression Scale for Schizophrenia (CDSS)
The Calgary Depression Scale for Schizophrenia (CDSS) consists of nine items, each scored from 0 to 3. A total score greater than 6 is considered depression.
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Social function
Chinese version of UPSA-B, the UCSD (University of California,San Diego) Performance-based Skills Assessment-Brief, consists of two parts: financial skill (A and B) and communication skill. The score of financial skill A range from 0 to 5. The score of financial skill B range from 0 to 6. The score of communication skill range from 0 to 9. The higher scores mean a better outcome.
Measured: baseline,2 months,4 months and 6 months and 12 months
Life quality: The Heinirich Quality of life Scale (HRQOL)
The Heinirich Quality of life Scale (HRQOL) consists of 21 items, each scored from 0 to 6. The higher scores mean a better outcome.
Measured: baseline,2 months,4 months and 6 months and 12 months
Life quality: Medication Satisfaction Questionnaire (MSN)
Medication Satisfaction Questionnaire (MSN) has one item, scored from 1 to 7. The higher scores indicate higher satisfaction with the medication.
Measured: baseline,2 months,4 months and 6 months and 12 months
Life quality: Subjective Well-being under Neuroleptics (SWN)
Subjective Well-being under Neuroleptics (SWN) consists of 20 items, each scored from 1-6.
Measured: baseline,2 months,4 months and 6 months and 12 months
Extrapyramidal adverse effects: The Barnes Akathisia Scale (BAS)
The Barnes Akathisia Scale (BAS) will be used to evaluate objective performance and subjective experience of akathisia, scored from 0 to 3, and the overall clinical evaluation of akathisia is scored from 0 to 5. The higher scores mean a more serious side effect.
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Extrapyramidal adverse effects: Simpson-Angus Extrapyramidal Side Effects Scale (SAS)
Simpson-Angus Extrapyramidal Side Effects Scale (SAS) consists of 10 items, each scored from 0 to 4. The higher scores mean a more serious side effect.
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Extrapyramidal adverse effects: Abnormal Involuntary Movement Scale (AIMS)
Abnormal Involuntary Movement Scale (AIMS) consists of 12 items. The first 10 of 12 items is scored from 0 to 4, and the last 2 is scored from 0 to 1. The higher scores mean the more obvious abnormal involuntary movement.
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Sexual dysfunction
Arizona Sexual Experiences Scale (ASEX) includes 5 items, each scored from 1-6. A total score greater than or equal to 19 and any item greater than or equal to 5, or any 3 items greater than or equal to 4, can help clinical diagnosis of sexual dysfunction.
Measured: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Change from baseline in cognitive function: MCCB
MATRICS consensus cognitive battery (MCCB) consists of 10 tests that assess cognitive performance in 7 domains, including processing speed, attention/vigilance, working memory, verbal memory, visual learning, reasoning and problem solving, and social cognition.
Measured: baseline,2 months,4 months and 6 months and 12 months
Change from baseline in cognitive function: NBSC
New cognitive battery for patients with schizophrenia in China(NBSC). NBSC includes 4 tests from MCCB and 5 new tests (Trial making A, BACS, HVLT-R learning and recall, CPTIP, dominant hand Grooved Pegboard, Color Trails I and II, PASAT)
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: Blood pressure
Blood pressure in mmHg
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: Heart rate
Heart rate
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: Respiratory rate
respiratory rate
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: Vital signs
body temperature in celsius
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: Blood count
Blood count
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: Liver function
*Concentration of ALT, AST, GGT, ALP, TB, and DB.
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: renal function
*Concentration of serum creatinine, blood urea nitrogen, uric acid, serum cystatin C, homocysteine.
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: thyroid function
Thyroid function related hormone levels will be tested, including FT3, FT4, T3, TSH, and T4.
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: prolactin
Serum prolactin level
Measured: baseline,2 months,4 months and 6 months and 12 months
Safety index: QTc interval
QTc interval
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: body weight
Weight in kilograms
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: BMI
BMI in kg/m^2
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: waist circumstance
Waist circumstance in centimeter
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: fasting blood-glucose
Fasting blood-glucose
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: insulin index
Insulin resistance was assessed using homeostasis model assessment (HOMA-IR).
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: serum lipid level
Concentration of serum triglyceride, LDL-C(low density lipoprotein cholesterol), HDL-C(high density lipoprotein cholesterol) and apolipoprotein.
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: assessment of feeding behavior
Three-Factor Eating Questionnaire (TFEQ-21) consists of 21 items, including 3 dimensions (non-controlled eating, cognitively restricted eating, and emotional eating). Each item is scored from 1 to 4, and the first 16 item requires reverse scoring before calculating dimension scores. The higher scores mean a higher tendency for non-controlled eating, cognitively restricted eating, and emotional eating.
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: Visual Analogue Scale (VAS)
Visual Analogue Scale (VAS) was used to evaluate the desire to eat, hunger sensation and willingness to eat. The scale consists of 3 items, each scored from 0 to 10. The higher scores mean a stronger desire to eat, hunger sensation and willingness to eat.
Measured: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: Physical Activity Evaluation
Physical Activity Evaluation
Measured: baseline,2 months,4 months and 6 months and 12 months
MRI examinaitons
Change of grey matter volume and functional connectivity in certain brain region was focused in the MRI examinations, to evaluate the ability of MRI examinaitons (structural MRI, functional MRI and Magnetic Resonance Spectroscopy) to predict response to antipsychotic treatment in first-episode schizophrenia.
Measured: baseline,2 months and 4 months
Pharmacogenomics
*Blood sample was collected and genes related to drug efficacy and adverse reaction were tested to evaluate the ability of pharmacogenomics to predict response to antipsychotic treatment in first-episode schizophrenia.
Measured: baseline,2 months,4 months
Lipidomics
*Serum sample was collected for lipidomic analysis to investigate correlation between serum lipids and rapid weight gain in first-episode schizophrenia.
Measured: baseline,2 months,4 months
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted27 Apr 2018
- Study start12 Feb 2019
- Primary completion27 Sep 2023
- Study completion27 Sep 2023
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for SchizophreniaStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 3
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Sequential
- Model description
- The sequential multiple assignment randomized trial design (SMART) design is based on the combination of sequential therapy and dynamic therapy, which is more suitable to assess the effectiveness of treatment options in the real world setting. Participants who had an acceptable response to the randomly assigned drug therapy will remain on that treatment for a 12-month treatment period, while non-responders will move to the next phase of the study to receive a new treatment.
- Masking
- Single blind
- Who is masked
- Outcomes assessor
- Enrolment
- 762 participants (actual)
Sponsor and investigators
- Lead sponsor
- Shanghai Mental Health Center
- Sponsor type
- University, hospital or other
- Responsible party
- Sponsor
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT03510325
- Sponsor's protocol ID
- CRC2017ZD03
- Status last verified
- Aug 2023
- First submitted
- 12 Feb 2018
- Last updated
- 8 Apr 2025
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- No
- Individual data sharing
- No
Publications
Li X, Lu C, Zhai Z, Smith RC, Zhang S, Wang H, Wang C, Yao Z, Chen Z, Xu X, Xie S, Feng T, Gao T, Dong Y, Zhuo K, Xiang Q, Jin H, Davis JM, Jiang K, Xu Y, Leucht S, Liu D. Clozapine After 1 Failed Antipsychotic Drug Trial in First-Episode Psychosis: A Randomized Clinical Trial. JAMA Psychiatry. 2026 Jun 1;83(6):570-580. doi: 10.1001/jamapsychiatry.2026.0086.
PubMed 41811299Li X, Guo X, Fan X, Feng T, Wang C, Yao Z, Xu X, Chen Z, Wang H, Xie S, He J, Zhuo K, Xiang Q, Cen H, Wang J, Smith RC, Jin H, Keshavan MS, Marder SR, Davis JM, Jiang K, Xu Y, Liu D. Sequential Multiple-Assignment Randomized Trials to Compare Antipsychotic Treatments (SMART-CAT) in first-episode schizophrenia patients: Rationale and trial design. Schizophr Res. 2021 Apr;230:87-94. doi: 10.1016/j.schres.2020.11.010. Epub 2020 Dec 2.
PubMed 33279374
Study at a glance
From the registry record, last updated by the sponsor on 8 Apr 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Sequential Multiple-Assignment Randomized Trials to Compare Antipsychotic Treatments
- ClinicalTrials.gov ID
- NCT03510325
- Acronym / sponsor ID
- CRC2017ZD03
- Conditions
- Schizophrenia
- Keywords
- Schizophrenia;, Antipsychotics;, first-episode;, switch
- Phase
- Phase 3
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 762 participants (actual)
- Lead sponsor
- Shanghai Mental Health CenterUniversity, hospital or other
- Study start
- 12 Feb 2019 (actual)
- Primary completion
- 27 Sep 2023 (actual)
- Study completion
- 27 Sep 2023 (actual)
- First posted
- 27 Apr 2018 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This study is a sequential multiple-assignment randomized trial (RCT) of antipsychotic medication treatment in first-episode schizophrenia patients in the real-world settings.Through analysis of treatment efficacy rate and adverse reactions and pharmacoeconomic evaluation, this project intends to provide evidence for the selection of antipsychotics in FES patients as well as the efficacy and safety of using clozapine in the early phase of schizophrenia treatment by comparing with other SGAs.
Detailed description
A total of 720 first-episode schizophrenia (FES) patients will be enrolled and followed up for 12 months in this study. The trial includes three treatment phases (each phase lasting for 8 weeks) and a naturalistic follow-up phase. Phase 1 is a 8-week randomized controlled trial; patients will be randomly assigned to one of the treatments with oral olanzapine, risperidone, amisulpride, aripiprazole or perphenazine. Patients who had an acceptable response to the randomly assigned drug therapy will remain on that treatment for a 12-month treatment period. Subjects who fail to respond in phase 1 will switch to phase 2, an equipoise-stratified randomization trial, in which patients will be randomly assigned to oral olanzapine, amisulpride or clozapine for another 8 weeks. No-responders in phase 2 will further enter an open label trial (phase 3). Patients who receive clozapine in phase 2 will be assigned to an extended clozapine treatment or modified electroconvulsive therapy add-on therapy (Phase 3A). Patients who were not assigned to clozapine in phase 2 will be assigned to treatment with clozapine or another SGAs not previously used in phase 1 and 2 (Phase 3B).
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Sequential
- Masking
- Single blind (outcomes assessor)
- Number of arms
- 10
- Model description
- The sequential multiple assignment randomized trial design (SMART) design is based on the combination of sequential therapy and dynamic therapy, which is more suitable to assess the effectiveness of treatment options in the real world setting. Participants who had an acceptable response to the randomly assigned drug therapy will remain on that treatment for a 12-month treatment period, while non-responders will move to the next phase of the study to receive a new treatment.
| Arm | Type | Receives |
|---|---|---|
| 【Phase 1】 Olanzapine RCT | Experimental | Drug: Phase 1: OlanzapinePhase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Olanzapine RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. |
| 【Phase 1】 Risperidone RCT | Experimental | Drug: Phase 1: RisperidonePhase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Risperidone RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. |
| 【Phase 1】 Amisulpride RCT | Experimental | Drug: Phase 1: AmisulpridePhase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Amisulpride RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. |
| 【Phase 1】 Aripiprazole RCT | Experimental | Drug: Phase 1: AripiprazolePhase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five 8-week treatment arms with different oral antipsychotics, one of which is 'Aripiprazole RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. |
| 【Phase 1】 Perphenazine RCT | Experimental | Drug: Phase 1: PerphenazinePhase 1 of the trial is a 8-week randomized controlled trial (RCT); patients will be randomly assigned to one of five treatment arms with different oral antipsychotics, one of which is 'Perphenazine RCT'. Non-responders or patients with intolerable side effects in phase 1 will switch to phase 2. |
| 【Phase 2】 Olanzapine ESR | Experimental | Drug: Phase 2: OlanzapineNon-responders or patients with intolerable side effects in phase 1 will switch to phase 2, a 8-week equipoise-stratified randomization (ESR) trial; patients treated with risperidone, amisulpride, aripiprazole or perphenazine in phase 1 will be randomly assigned to one of three treatment arms, one of which is 'Olanzapine ESR'. Non-responders or patients with intolerable side effects in phase 2 will switch to phase 3. |
| 【Phase 2】 Amisulpride ESR | Experimental | Drug: Phase 2: AmisulprideNon-responders or patients with intolerable side effects in phase 1 will switch to phase 2, a 8-week equipoise-stratified randomization (ESR) trial; patients treated with olanzapine, risperidone, aripiprazole or perphenazine in phase 1 will be randomly assigned to one of three treatment arms, one of which is 'Amisulpride ESR'. Non-responders or patients with intolerable side effects in phase 2 will switch to phase 3. |
| 【Phase 2】 Clozapine ESR | Experimental | Drug: Phase 2: ClozapineNon-responders or patients with intolerable side effects in phase 1 will switch to phase 2, a 8-week equipoise-stratified randomization (ESR) trial; patients in phase 1 will be randomly assigned to one of three treatment arms, one of which is 'Clozapine ESR'. Non-responders or patients with intolerable side effects in phase 2 will switch to phase 3. |
| 【Phase 3】 Clozapine extended treatment or MECT add-on therapy | Experimental | Other: Phase 3A: Clozapine extended treatment or Combined clozapine-MECT therapyIf a patient received clozapine in phase 2 failed to response, the individual will be assigned to the clozapine extended treatment or modified electroconvulsive therapy (MECT) add-on therapy. |
| 【Phase 3】 Clozapine or another SGAs (olanzapine, amisulpride, risperidone, or aripiprazole) | Experimental | Drug: Phase 3B: Clozapine or another SGAsNon-clozapine users in phase 2 will be assigned to clozapine or another Second generation antipsychotics (SGAs) not previously used in phase 1 and 2. |
Who may qualify
- Ages
- 16 to 45 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Child, Adult
Key inclusion criteria (7 listed)
- Patients must meet the DSM-5 diagnostic criteria for schizophrenia , schizophreniform disorder or schizoaffective disorder, based upon the structured clinical interview by research psychiatrist using Mini International Neuropsychiatric Interview 7.0 (M.I.N.I. 7.0), review of their clinical records, and input from available informants.
- Inpatients or outpatients.
- 16-45 years of age.
- First episode, and the course no more than 3 years.
- Drug-naïve, or any antipsychotic medication had been used no more than 2 weeks, and the cumulative antipsychotic drug exposure time no more than 6 weeks in lifetime.
Key exclusion criteria (4 listed)
- Patients were excluded if more than 3 years had passed since the onset of psychosis;
- They met any of the contraindications for any of the study drugs;
- Mental symptoms were caused by organic disease, severe physical illness, psychoactive substance dependence, mental retardation;
- They were pregnancy or breast-feeding; they were extreme agitation, stupor or negative suicide.
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Phase 1: OlanzapineInitial dosage: 5-10 mg; recommended dosage: 5-20 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 1】 Olanzapine RCT |
| Phase 1: RisperidoneInitial dosage: 1-2 mg; recommended dosage: 2-6 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 1】 Risperidone RCT |
| Phase 1: AmisulprideInitial dosage: 200-400 mg; recommended dosage: 400-1200 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 1】 Amisulpride RCT |
| Phase 1: AripiprazoleInitial dosage: 5-10 mg; recommended dosage: 10-30 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 1】 Aripiprazole RCT |
| Phase 1: PerphenazineInitial dosage: 2-4 mg; recommended dosage: 6-36 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 1】 Perphenazine RCT |
| Phase 2: OlanzapineInitial dosage: 5-10 mg; recommended dosage: 5-20 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 2】 Olanzapine ESR |
| Phase 2: AmisulprideInitial dosage: 200-400 mg; recommended dosage: 400-1200 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 2】 Amisulpride ESR |
| Phase 2: ClozapineInitial dosage: 25-50 mg; recommended dosage: 200-400 mg/d; dosage form: po. duration: 8 weeks | Drug | 【Phase 2】 Clozapine ESR |
| Phase 3A: Clozapine extended treatment or Combined clozapine-MECT therapyClozapine extended treatment: dosage: 200-600 mg/d; dosage form: po. Combined clozapine-MECT therapy: Dosage of clozapine: 200-600 mg/d; The modified electroconvulsive therapy (MECT) will be administered three times per week for the first 2 weeks, then twice a week for the next 2 weeks. The total treatment duration is about one month. | Other | 【Phase 3】 Clozapine extended treatment or MECT add-on therapy |
| Phase 3B: Clozapine or another SGAsClozapine: Initial dosage: 25-50 mg; recommended dosage: 200-600 mg/d; duration: 8 weeks Another Second generation antipsychotics (SGAs) (not previously used in phase 1 and 2): Olanzapine, risperidone, amisulpride, or aripiprazole The dosage of each drug is the same as that of phase 1 and phase 2. | Drug | 【Phase 3】 Clozapine or another SGAs (olanzapine, amisulpride, risperidone, or aripiprazole) |
Primary outcome
Treatment efficacy rate
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
A 40% reduction or more of the total score in the Positive and Negative Syndrome Scale (PANSS). The PANSS scale consists of 30 items, and each item is rated on a 7-point scale, ranging from 1 (no symptoms) to 7 (extremely severe).
All-cause dropout rate
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Marked by the treatment discontinuation for any reasons, including poor efficacy, intolerance of adverse reactions, poor compliance and other reasons.
36 secondary outcomes
Change from baseline in Clinician-Rated Dimensions of Psychosis Symptom severity (CRDPS)
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Cost inventory
Time frame: baseline,2 months,4 months, 6 months and 12 months
Change from baseline in Clinical Global Impression Scale-Severity (CGI-S)
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Change from baseline in Calgary Depression Scale for Schizophrenia (CDSS)
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Social function
Time frame: baseline,2 months,4 months and 6 months and 12 months
Life quality: The Heinirich Quality of life Scale (HRQOL)
Time frame: baseline,2 months,4 months and 6 months and 12 months
Life quality: Medication Satisfaction Questionnaire (MSN)
Time frame: baseline,2 months,4 months and 6 months and 12 months
Life quality: Subjective Well-being under Neuroleptics (SWN)
Time frame: baseline,2 months,4 months and 6 months and 12 months
Extrapyramidal adverse effects: The Barnes Akathisia Scale (BAS)
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Extrapyramidal adverse effects: Simpson-Angus Extrapyramidal Side Effects Scale (SAS)
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Extrapyramidal adverse effects: Abnormal Involuntary Movement Scale (AIMS)
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Sexual dysfunction
Time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months
Change from baseline in cognitive function: MCCB
Time frame: baseline,2 months,4 months and 6 months and 12 months
Change from baseline in cognitive function: NBSC
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: Blood pressure
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: Heart rate
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: Respiratory rate
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: Vital signs
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: Blood count
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: Liver function
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: renal function
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: thyroid function
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: prolactin
Time frame: baseline,2 months,4 months and 6 months and 12 months
Safety index: QTc interval
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: body weight
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: BMI
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: waist circumstance
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: fasting blood-glucose
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: insulin index
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: serum lipid level
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: assessment of feeding behavior
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: Visual Analogue Scale (VAS)
Time frame: baseline,2 months,4 months and 6 months and 12 months
Metabolic side effects: Physical Activity Evaluation
Time frame: baseline,2 months,4 months and 6 months and 12 months
MRI examinaitons
Time frame: baseline,2 months and 4 months
Pharmacogenomics
Time frame: baseline,2 months,4 months
Lipidomics
Time frame: baseline,2 months,4 months
Results and safety
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 8 Apr 2025.
- Derived from this study: PubMed 41811299Li X, Lu C, Zhai Z, Smith RC, Zhang S, Wang H, Wang C, Yao Z, Chen Z, Xu X, Xie S, Feng T, Gao T, Dong Y, Zhuo K, Xiang Q, Jin H, Davis JM, Jiang K, Xu Y, Leucht S, Liu D. Clozapine After 1 Failed Antipsychotic Drug Trial in First-Episode Psychosis: A Randomized Clinical Trial. JAMA Psychiatry. 2026 Jun 1;83(6):570-580. doi: 10.1001/jamapsychiatry.2026.0086.
- Derived from this study: PubMed 33279374Li X, Guo X, Fan X, Feng T, Wang C, Yao Z, Xu X, Chen Z, Wang H, Xie S, He J, Zhuo K, Xiang Q, Cen H, Wang J, Smith RC, Jin H, Keshavan MS, Marder SR, Davis JM, Jiang K, Xu Y, Liu D. Sequential Multiple-Assignment Randomized Trials to Compare Antipsychotic Treatments (SMART-CAT) in first-episode schizophrenia patients: Rationale and trial design. Schizophr Res. 2021 Apr;230:87-94. doi: 10.1016/j.schres.2020.11.010. Epub 2020 Dec 2.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
The record lists no contact. Use the official record to reach the sponsor.
7 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 3 study testing Phase 1: Olanzapine, Phase 1: Risperidone and Phase 1: Amisulpride in people with Schizophrenia, run by Shanghai Mental Health Center at 7 sites in China.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 7 inclusion and 4 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 8 Apr 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 7 sites in China. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Treatment efficacy rate (time frame: baseline,0.5 months,1 months, 2 months,4 months , 6 months , 8 months and 12 months). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT03510325, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 8 Apr 2025.