Breast CancerPhase 2TRAIN-3NCT03820063
Image-guided De-escalation of Neo-adjuvant Chemotherapy in HER2-positive Breast Cancer: the TRAIN-3 Study
A Phase 2 study testing PTC-Pz in people with Breast Cancer, run by Borstkanker Onderzoek Groep at 52 sites in Netherlands.
Trial summary
This is a multicenter, single arm, phase II study evaluating the efficacy of image-guided de-escalating neoadjuvant treatment with paclitaxel, Herceptin® (trastuzumab), carboplatin, and pertuzumab (PTC-Ptz) in stage II-Ill HER2-positive breast cancer. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Breast Cancer
- What is being tested?
- PTC-Pz
- Type of treatment
- Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 462 participants
- Where
- 52 sitesNetherlands
- Study dates
- 27 Feb 2019to 1 May 2032
- Phase
- Phase 2
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Histologically confirmed primairy infiltrating breast cancer.
- Stage II or Ill disease.
- Overexpression and/or amplification of HER2 in an invasive component of the core biopsy.
- Age <:18
- ECOG Group performance status
- LVEF >50% measured by echocardiography, MRI or MUGA
- Known HR-status ( in percentages)
Who cannot join
- Previous radiation therapy of chemotherapy
- Pregnancy or breastfeeding
- Evidence of distant metastases
- Evidence of bilateral infiltrating breast cancer
- Concurrent anti-cancer treatment or another investigational drug
Trial locations and contacts
52 sites in 1 country.
52 sites in 1 country
Netherlands52 sites
Jeroen Bosch Ziekenhuis
's-Hertogenbosch
Noordwest Ziekenhuisgroep
Alkmaar
Ziekenhuisgroep Twente
Almelo
Meander Medisch Centrum
Amersfoort
Ziekenhuis Amstelland
Amstelveen
Amsterdam UMC
Amsterdam
NKI-AVL
Amsterdam
OLVG
Amsterdam
Gelre ziekenhuizen
Apeldoorn
Rijnstate
Arnhem
Rode Kruis Ziekenhuis
Beverwijk
Alexander Monro ziekenhuis
Bilthoven
Amphia Ziekenhuis
Breda
Reinier de Graaf Groep
Delft
Deventer ziekenhuis
Deventer
van Weel Bethesda
Dirksland
Nij Smellinghe
Drachten
Ziekenhuisvoorziening Gelderse Vallei
Ede
Catharina ziekenhuis
Eindhoven
Maxima Medisch Centrum
Eindhoven
Sint Annaziekenhuis
Geldrop
RIVAS Beatrixziekenhuis
Gorinchem
Groene Hart Ziekenhuis
Gouda
Martini ziekenhuis
Groningen
Ziekenhuis St. Jansdal
Harderwijk
Tjongerschans
Heerenveen
Zuyderland Medisch Centrum
Heerlen
Elkerliek ziekenhuis
Helmond
Tergooi
Hilversum
Spaarne Gasthuis
Hoofddorp
Medisch Centrum Leeuwarden
Leeuwarden
MUMC
Maastricht
Sint Antonius ziekenhuis
Nieuwegein
Canisius Wilhelmina Ziekenhuis
Nijmegen
Bernhoven
Oss
Stichting ziekenhuizen West-Friesland en Waterland
Purmerend
Laurentius ziekenhuis
Roermond
Erasmus MC, Universitair Medisch Centrum Rotterdam
Rotterdam
Franciscus Gasthuis en Vlietland
Rotterdam
Ikazia Ziekenhuis
Rotterdam
Maasstadziekenhuis
Rotterdam
ZorgSaam
Terneuzen
Haaglanden MC
The Hague
Haga Ziekenhuis
The Hague
Rivierenland Ziekenhuis
Tiel
Elisabeth TweeSteden ziekenhuis
Tilburg
Diakonessenhuis Utrecht
Utrecht
Universitair Medisch Centrum Utrecht
Utrecht
VieCurie Medisch Centrum voor Noord-Limburg
Venlo
SKB Ziekenhuis Winterswijk
Winterswijk
Zaans Medisch Centrum
Zaandam
Isala Klinieken
Zwolle
About this study
This is a multicenter, single arm, phase II study evaluating the efficacy of image-guided de-escalating neoadjuvant treatment with paclitaxel, Herceptin® (trastuzumab), carboplatin, and pertuzumab (PTC-Ptz) in stage II-Ill HER2-positive breast cancer.
Read the detailed description
High pathological complete response (pCR)-rates are seen using different neoadjuvant chemotherapy schedules with trastuzumab and pertuzumab in HER2-positive stage II - III breast cancer patients. Total pCR rates in breast and axilla have been described as high as 64%, and with an even higher rate of >80% in patients with HER2-positive and hormone receptor (HR) negative tumors. PCR is associated with better long-term outcomes in patients with HER2-positive breast cancer. Three year progression-free survival ranges between 85-90%. Neoadjuvant treatment of HER2-positive breast cancer typically consists of six to nine cycles of treatment. Longer duration of treatment is associated with higher pCR-rates but gives more toxicity. Pathological complete responses are sometimes seen after only 10-12 days of neoadjuvant treatment. It is therefore important to investigate which patients can safely be treated with less than six cycles of chemotherapy and who requires more than six cycles for maximum activity.
The radiologic response of a breast tumor after neoadjuvant therapy is predictive of the pathologic response, although the accuracy differs between breast cancer subtypes. It is hypothesized that patients with an early complete radiologic response may not benefit from additional chemotherapy and can be referred for early surgery. Patients who have not achieved pCR after early surgery despite radiologic complete response (rCR) are candidates for further adjuvant chemotherapy to complete the initially planned number of treatment cycles and maintain maximum treatment activity. Imaged guided de-escalation in which the number of treatment cycles is determined by the radiologic response could thus reduce toxicity in neoadjuvant treatment while maintaining activity.
This study will evaluate the efficacy of image-guided de-escalation of neoadjuvant chemotherapy in patients with HER2-positive breast cancer.
To maintain efficacy, patients who do not achieve pCR will complete a total of nine cycles taxane-containing chemotherapy followed by 14 cycles of treatment with adjuvant T-DM1. Patients who achieve early pCR will continue treatment with Herceptin® and pertuzumab to complete one full year of treatment.
- Conditions
- Breast Cancer
- Being tested
- PTC-Pz
- Keywords
- neo adjuvant, HER2 positive, de-escalation
- Medical subject headings
- Breast Neoplasms
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
PTC-PzDrug
- Paclitaxel 80mg/m2 administered intravenously on day 1 and day 8
- Herceptin® 6mg/kg administered intravenously on day 1 (loading dose 8mg/kg) or Herceptin® administered subcutaneously 600mg on day 1
- Carboplatin AUC 6mg•ml/min administered intravenously on day 1
- Pertuzumab 420mg administered intravenously on day 1 (loading dose 840mg)
- Treatment cycles are repeated on day 22
In case of non pCR; Adjuvant T-DM1, 3.6mg/kg Q 22 days, for 14 cycles.
| Study group | Role | What they receive |
|---|---|---|
| PTC-Pz | Experimental | * Paclitaxel 80mg/m2 administered intravenously on day 1 and day 8
* Herceptin® 6mg/kg administered intravenously on day 1 (loading dose 8mg/kg) or Herceptin® administered subcutaneously 600mg on day 1
* Carboplatin AUC 6mg•ml/min administered intravenously on day 1
* Pertuzumab 420mg administered intravenously on day 1 (loading dose 840mg)
* Treatment cycles are repeated on day 22
Patients who do not achieve pCR will complete a total of nine cycles taxane-containing chemotherapy followed by 14 cycles of treatment with adjuvant T-DM1. Receives: Drug: PTC-Pz |
What is being measured
The primary outcome is the main question the study is designed to answer.
Event free survival at three years
Number of patients without progression of disease recurrence, second primary or death
Measured: 3 years
Secondary outcomes (10)
Overall survival at three years
Number of patients alive at three years
Measured: 3 years
Pathologic complete response in breast and axilla
Number of patients with absence of invasive tumor cells in breast and axilla at surgery
Measured: an average of 6 months
Radiologic complete response
Number of patients with absence of pathologic enhancement on MRI
Measured: an average of 6 months
Number of neoadjuvant chemotherapy cycles administered
Number of neoadjuvant chemotherapy cycles administered per patient
Measured: an average of 1 year
Number of radical and non-radical resections
Number of patients with radical and non-radical resections
Measured: an average of 6 months
Incidence and severity of adverse events
Number of patients with toxicity grade >= 3 (CTCAE v5.0) until 30 days after last adjuvant administration
Measured: an average of 1 year
Incidence and severity of cardiotoxicity and neuropathy
Number of patients with cardiotoxicity and neuropathy grade >= 2 (CTCAE v5.0) until 30 days after last adjuvant administration
Measured: an average of 1 year
Incidence of symptomatic LVSD (heart failure),
Number of patients with an asymptomatic decline in LVEF requiring treatment or leading to discontinuation of pertuzumab and Herceptin, or a decrease ≥10 percentage points from baseline to a LVEF <50%
Measured: an average of 1 year
Grade ≥3 laboratory test abnormalities
Number of patients with Grade ≥3 laboratory test abnormalities
Measured: an average of 1 year
Incidence of number of tumor positive Vacuum Assisted Core Biopsy
Number of patients with tumor present at Vacuum Assisted Core Biopsy at the moment of radiological complete response on MRI
Measured: an average 6 months
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted29 Jan 2019
- Study start27 Feb 2019
- Primary completion15 Nov 2022
- Study completion1 May 2032 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Breast CancerStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Model description
- neoadjuvant courses PTC-Ptz; adjuvant courses Ptz (pCR) or T-DM1 (non-pCR)
- Masking
- None (open label)
- Enrolment
- 462 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Borstkanker Onderzoek Groep
- Sponsor type
- Research network
- Collaborators
- Roche Pharma AG, BOOG Study Center
- Responsible party
- Sponsor
- Investigators
- G S Sonke, MD, Principal investigator, The Netherlands Cancer InstituteA E van Leeuwen- Stok, PhD, Study director, BOOG Study Center
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT03820063
- Sponsor's protocol ID
- BOOG 2018-01
- Acronym
- TRAIN-3
- Status last verified
- Sep 2026
- First submitted
- 25 Jan 2019
- Last updated
- 5 Oct 2026
- Results posted
- No
- Data monitoring committee
- No
- FDA-regulated drug
- No
- FDA-regulated device
- No
Publications
Louis FM, van der Voort A, van Ramshorst MS, Daletzakis A, Mandjes IA, Kemper I, Agterof MJ, van der Steeg WA, Heijns JB, van Bekkum ML, Siemerink EJM, Kuijer PM, Scholten A, Wesseling J, Vrancken Peeters MTFD, Egeler MD, van de Poll-Franse LV, Mann RM, Sonke GS; Dutch Breast Cancer Research Group (BOOG). MRI-based personalisation of neoadjuvant chemotherapy duration in HER2-positive early breast cancer (TRAIN-3): primary results from a multicentre, single-arm, phase 2 study. Lancet Oncol. 2026 Mar;27(3):349-360. doi: 10.1016/S1470-2045(25)00707-7. Epub 2026 Feb 16.
PubMed 41713473van der Voort A, Louis FM, van Ramshorst MS, Kessels R, Mandjes IA, Kemper I, Agterof MJ, van der Steeg WA, Heijns JB, van Bekkum ML, Siemerink EJ, Kuijer PM, Scholten A, Wesseling J, Vrancken Peeters MTFD, Mann RM, Sonke GS; Dutch Breast Cancer Research Group. MRI-guided optimisation of neoadjuvant chemotherapy duration in stage II-III HER2-positive breast cancer (TRAIN-3): a multicentre, single-arm, phase 2 study. Lancet Oncol. 2024 May;25(5):603-613. doi: 10.1016/S1470-2045(24)00104-9. Epub 2024 Apr 5.
PubMed 38588682
Study at a glance
From the registry record, last updated by the sponsor on 5 Oct 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Image-guided De-escalation of Neo-adjuvant Chemotherapy in HER2-positive Breast Cancer: the TRAIN-3 Study
- ClinicalTrials.gov ID
- NCT03820063
- Acronym / sponsor ID
- TRAIN-3 / BOOG 2018-01
- Conditions
- Breast Cancer
- Keywords
- neo adjuvant, HER2 positive, de-escalation
- Phase
- Phase 2
- Study type
- Interventional
- Recruitment status
- Active, not recruiting
- Enrolment
- 462 participants (estimated)
- Lead sponsor
- Borstkanker Onderzoek GroepResearch network
- Collaborators
- Roche Pharma AG, BOOG Study Center
- Study start
- 27 Feb 2019 (actual)
- Primary completion
- 15 Nov 2022 (actual)
- Study completion
- 1 May 2032 (estimated)
- First posted
- 29 Jan 2019 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This is a multicenter, single arm, phase II study evaluating the efficacy of image-guided de-escalating neoadjuvant treatment with paclitaxel, Herceptin® (trastuzumab), carboplatin, and pertuzumab (PTC-Ptz) in stage II-Ill HER2-positive breast cancer.
Detailed description
High pathological complete response (pCR)-rates are seen using different neoadjuvant chemotherapy schedules with trastuzumab and pertuzumab in HER2-positive stage II - III breast cancer patients. Total pCR rates in breast and axilla have been described as high as 64%, and with an even higher rate of >80% in patients with HER2-positive and hormone receptor (HR) negative tumors. PCR is associated with better long-term outcomes in patients with HER2-positive breast cancer. Three year progression-free survival ranges between 85-90%. Neoadjuvant treatment of HER2-positive breast cancer typically consists of six to nine cycles of treatment. Longer duration of treatment is associated with higher pCR-rates but gives more toxicity. Pathological complete responses are sometimes seen after only 10-12 days of neoadjuvant treatment. It is therefore important to investigate which patients can safely be treated with less than six cycles of chemotherapy and who requires more than six cycles for maximum activity.
The radiologic response of a breast tumor after neoadjuvant therapy is predictive of the pathologic response, although the accuracy differs between breast cancer subtypes. It is hypothesized that patients with an early complete radiologic response may not benefit from additional chemotherapy and can be referred for early surgery. Patients who have not achieved pCR after early surgery despite radiologic complete response (rCR) are candidates for further adjuvant chemotherapy to complete the initially planned number of treatment cycles and maintain maximum treatment activity. Imaged guided de-escalation in which the number of treatment cycles is determined by the radiologic response could thus reduce toxicity in neoadjuvant treatment while maintaining activity.
This study will evaluate the efficacy of image-guided de-escalation of neoadjuvant chemotherapy in patients with HER2-positive breast cancer.
To maintain efficacy, patients who do not achieve pCR will complete a total of nine cycles taxane-containing chemotherapy followed by 14 cycles of treatment with adjuvant T-DM1. Patients who achieve early pCR will continue treatment with Herceptin® and pertuzumab to complete one full year of treatment.
Study design
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 1
- Model description
- neoadjuvant courses PTC-Ptz; adjuvant courses Ptz (pCR) or T-DM1 (non-pCR)
| Arm | Type | Receives |
|---|---|---|
| PTC-Pz | Experimental | Drug: PTC-Pz* Paclitaxel 80mg/m2 administered intravenously on day 1 and day 8 * Herceptin® 6mg/kg administered intravenously on day 1 (loading dose 8mg/kg) or Herceptin® administered subcutaneously 600mg on day 1 * Carboplatin AUC 6mg•ml/min administered intravenously on day 1 * Pertuzumab 420mg administered intravenously on day 1 (loading dose 840mg) * Treatment cycles are repeated on day 22 Patients who do not achieve pCR will complete a total of nine cycles taxane-containing chemotherapy followed by 14 cycles of treatment with adjuvant T-DM1. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (7 listed)
- Histologically confirmed primairy infiltrating breast cancer.
- Stage II or Ill disease.
- Overexpression and/or amplification of HER2 in an invasive component of the core biopsy.
- Age <:18
- ECOG Group performance status
Key exclusion criteria (5 listed)
- Previous radiation therapy of chemotherapy
- Pregnancy or breastfeeding
- Evidence of distant metastases
- Evidence of bilateral infiltrating breast cancer
- Concurrent anti-cancer treatment or another investigational drug
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| PTC-Pz* Paclitaxel 80mg/m2 administered intravenously on day 1 and day 8 * Herceptin® 6mg/kg administered intravenously on day 1 (loading dose 8mg/kg) or Herceptin® administered subcutaneously 600mg on day 1 * Carboplatin AUC 6mg•ml/min administered intravenously on day 1 * Pertuzumab 420mg administered intravenously on day 1 (loading dose 840mg) * Treatment cycles are repeated on day 22 In case of non pCR; Adjuvant T-DM1, 3.6mg/kg Q 22 days, for 14 cycles. | Drug | PTC-Pz |
Primary outcome
Event free survival at three years
Time frame: 3 years
Number of patients without progression of disease recurrence, second primary or death
10 secondary outcomes
Overall survival at three years
Time frame: 3 years
Pathologic complete response in breast and axilla
Time frame: an average of 6 months
Radiologic complete response
Time frame: an average of 6 months
Number of neoadjuvant chemotherapy cycles administered
Time frame: an average of 1 year
Number of radical and non-radical resections
Time frame: an average of 6 months
Incidence and severity of adverse events
Time frame: an average of 1 year
Incidence and severity of cardiotoxicity and neuropathy
Time frame: an average of 1 year
Incidence of symptomatic LVSD (heart failure),
Time frame: an average of 1 year
Grade ≥3 laboratory test abnormalities
Time frame: an average of 1 year
Incidence of number of tumor positive Vacuum Assisted Core Biopsy
Time frame: an average 6 months
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 5 Oct 2026.
- Derived from this study: PubMed 41713473Louis FM, van der Voort A, van Ramshorst MS, Daletzakis A, Mandjes IA, Kemper I, Agterof MJ, van der Steeg WA, Heijns JB, van Bekkum ML, Siemerink EJM, Kuijer PM, Scholten A, Wesseling J, Vrancken Peeters MTFD, Egeler MD, van de Poll-Franse LV, Mann RM, Sonke GS; Dutch Breast Cancer Research Group (BOOG). MRI-based personalisation of neoadjuvant chemotherapy duration in HER2-positive early breast cancer (TRAIN-3): primary results from a multicentre, single-arm, phase 2 study. Lancet Oncol. 2026 Mar;27(3):349-360. doi: 10.1016/S1470-2045(25)00707-7. Epub 2026 Feb 16.
- Derived from this study: PubMed 38588682van der Voort A, Louis FM, van Ramshorst MS, Kessels R, Mandjes IA, Kemper I, Agterof MJ, van der Steeg WA, Heijns JB, van Bekkum ML, Siemerink EJ, Kuijer PM, Scholten A, Wesseling J, Vrancken Peeters MTFD, Mann RM, Sonke GS; Dutch Breast Cancer Research Group. MRI-guided optimisation of neoadjuvant chemotherapy duration in stage II-III HER2-positive breast cancer (TRAIN-3): a multicentre, single-arm, phase 2 study. Lancet Oncol. 2024 May;25(5):603-613. doi: 10.1016/S1470-2045(24)00104-9. Epub 2024 Apr 5.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
G S Sonke, MD principal investigator
The Netherlands Cancer Institute
A E van Leeuwen- Stok, PhD study director
BOOG Study Center
52 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2 study testing PTC-Pz in people with Breast Cancer, run by Borstkanker Onderzoek Groep at 52 sites in Netherlands.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 7 inclusion and 5 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: under way, not looking for participants, as of the sponsor's last update on 5 Oct 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 52 sites in Netherlands. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Event free survival at three years (time frame: 3 years). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT03820063, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 5 Oct 2026.