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ShigellosisPhase 1/2NCT04056117

A Study to Determine If a New Shigella Vaccine is Safe, Induces Immunity and The Best Dose Among Kenyan Infants

A Phase 1/2 study testing Shigella 4V, MenACWY and Rabies in people with Shigellosis, run by LimmaTech Biologics AG at 2 sites in Kenya.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
Search all trials

Trial summary

In this study, the tetravalent bioconjugate candidate vaccine Shigella4V will be tested to obtain first-in-human data on its safety and immunogenicity in infants and to identify the preferred dose of Shigella4V in 9 month old infants. Read more about this study

Who is it for?
Ages 8 months to 50 yearsHealthy volunteers can take part
Conditions the study is for
Shigellosis
What is being tested?
Shigella 4V, MenACWY and Rabies
Type of treatment
Vaccines
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
597 participants
Where
2 sitesKenya
Study dates
2 Sep 2019to 14 Nov 2022
Phase
Phase 1/2
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 8 months to 50 years
  • All sexes
  • Healthy volunteers accepted
  • Child, Adult

Who may be able to join

  • All ages
  • Healthy by medical history, laboratory findings and physical examination before entering into the study (Participants with a minor illness (such as mild diarrhoea, mild upper respiratory infection) without fever may be enrolled at the discretion of the investigator)
  • Seronegative for HIV, hepatitis B and C (as per screening laboratory tests)
  • Resident in the study area village during the whole trial period (Kilifi -Kilifi Health and Demographic Surveillance System (Described in more detail in the SSA); (Kericho-a 75km radius from the Kericho Clinical Research Centre).
  • Previously completed routine primary vaccinations (6,10 and 14 weeks or thereabouts) to the best knowledge of the participant/parent/guardian.
  • Signed/thumb written informed consent, in accordance with local practice, provided by adult volunteers (participants 18 years of age and older), parents or legal representatives for children and infants participants as applicable, who, in the opinion of the investigator, can and will comply with the requirements of the protocol
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  • Demonstrated comprehension of the protocol procedures by passing score of 90% or better on a written/verbal comprehension test.
  • Adults
  • Female and male participants between, and including 18-50 years at the time of first vaccination
  • Female participants of non-childbearing potential may be enrolled in the study. Non-childbearing potential is defined as pre-menarche, current bilateral tubal ligation or occlusion, hysterectomy, bilateral ovariectomy or post-menopause. Female volunteers of childbearing potential may be enrolled in the study if the participant: has a negative urine pregnancy test at the day of screening and vaccinations, respectively, and
  • agree to use effective contraception for 30 days prior to vaccination and
  • agree to continue contraception at least for 2 months after completion of vaccination series.
  • Children and Infants
  • Female and male aged 9 months (+/- 1 month) old (infants) or between, and including, 2-5 years of age (children) at the time of the first vaccination
  • Born full-term (i.e. after a gestation period of 37 to less than 42 completed weeks)

Who cannot join

  • All ages
  • Any clinically significant deviation from the normal range in biochemistry or haematological blood tests.
  • Suspected or known hypersensitivity (including allergy) to any of the vaccine components or to previous vaccine, or to medicinal products or medical equipment whose use is foreseen in this study
  • Clinical conditions representing a contraindication to intramuscular vaccination and blood draws
  • Any confirmed or suspected immunosuppressive or immune-deficient condition.
  • Systemic administration of corticosteroids (PO/IV/IM): prednisone ≥20 mg/day, or equivalent for more than 14 consecutive days from birth (for infants) / within 90 days prior to informed consent. Inhaled except for doses > 800 mg/day and topical steroids are allowed.
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  • Administration of antineoplastic or radiotherapy from birth / within 90 days prior to informed consent. Participants may be on chronic or as needed medications if, in the opinion of the site principal investigator or appropriate sub-investigator, they pose no additional risk to participant safety or assessment of reactogenicity and immunogenicity and do not indicate a worsening of medical diagnosis or condition
  • Known exposure to Shigella during lifetime of the subject
  • Concurrently participating in another clinical study, or participation in the preceding month, at any time during the study period, in which the participant has been or will be exposed to an investigational or a non-investigational vaccine/product (pharmaceutical product or device)
  • Acute disease and /or fever at the time of enrolment Note: enrolment may be postponed/delayed until such transient circumstances have terminated
  • History of any malignancy of lymphoproliferative disorder
  • Known to be part of study personnel or being a close family member to the personnel conducting this study.
  • Previous history of significant persistent neutropenia, or drug related Neutropenia
  • Adults with clinical wasting; children with weight-for-age Z score less than -3SD.
  • History of any chronic or progressive disease (e.g., neoplasm, insulin dependent diabetes, cardiac, renal or hepatic disease) that according to judgment of the investigator could interfere with the study outcomes or pose a threat to the participant's health
  • History of surgical splenectomy or Sickle cell disease (SCD test performed at KEMRI-CGMRC only).
  • Administration of immunoglobulin and/or any blood products within the three months preceding the first dose of study vaccine
  • Any medical, social condition, or occupational reason that, in the judgment of the investigator, is a contraindication to protocol participation or impairs the volunteer's/parent's/guardian's ability to give informed consent, increases the risk to the potential participant because of participation in the study, affect the ability of the volunteer to participate in the study or impair interpretation of the study data .
  • Adults
  • Women who are breastfeeding
  • History of chronic alcohol consumption and/or drug abuse. Chronic alcohol consumption is defined as: a prolonged period of frequent, heavy alcohol use; the inability to control drinking once it has begun; physical dependence manifested by withdrawal symptoms when the individual stops using alcohol; tolerance, or the need to use more and more alcohol to achieve the same effects; a variety of social and/or legal problems arising from alcohol use.

Trial locations and contacts

2 sites in 1 country.

Kenya2 sites
  • Kenya Medical Research Institute (KEMRI)/ United States Army Medical Research Directorate- Kenya (USAMRD-K)

    Kericho, 1357-20200

  • KEMRI-Centre Geographic Medical Research-COAST (KEMRI-CGMRC)

    Kilifi, 230-80108

Other trials in Kenya

About this study

Official title: Safety and Immunogenicity of a Shigella-Tetravalent Bioconjugate Vaccine: A Phase 1/2 Randomized Controlled and Age Descending Study Including Dose Finding in 9 Month Old Infants

In this study, the tetravalent bioconjugate candidate vaccine Shigella4V will be tested to obtain first-in-human data on its safety and immunogenicity in infants and to identify the preferred dose of Shigella4V in 9 month old infants.

Read the detailed description

Shigella4V is a tetravalent bioconjugate vaccine including O antigen-polysaccharides of the most predominant Shigella serotypes.

The study will be conducted in two steps. In Step1: safety and reactogenicity of the vaccine will be evaluated first in adults and subsequently in children and infants through an age-descending and dose escalation approach. In Step 2: in order to further evaluate safety and to identify the optimum immunogenic dose, infants will be randomised to receive 1 of 4 different vaccine doses or control vaccine.

Adults will receive a 2 dose schedule, children and infants will receive a 3 dose schedule. For each vaccine dose, formulation with and without Aluminium adjuvant will be tested.

Conditions
Shigellosis
Being tested
Shigella 4V, MenACWY, Rabies, Diphtheria, Tetanus and Pertussis (DTaP), Placebo
Medical subject headings
Dysentery, Bacillary

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Shigella 4VBiological

    Non-adjuvanted and adjuvanted Shigella 4V administrated at 4 different doses: very low, low, medium and high.

  • MenACWYBiological

    Control vaccine administrated to adults and infants

  • RabiesBiological

    Control vaccine administrated to children

  • Diphtheria, Tetanus and Pertussis (DTaP)Biological

    Control vaccine administrated to infants

  • PlaceboBiological

    Control administrated to adults

Study groups in NCT04056117
Study groupRoleWhat they receive
NA (Non-adjuvanted) - very low dose - infantsExperimentalInfants receive 3 very low doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - very low dose - infantsExperimentalInfants receive 3 very low doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (Non-adjuvanted) - low dose -infantsExperimentalInfants receive 3 low doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - low dose - infantsExperimentalInfants receive 3 low doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (non-adjuvanted) - medium dose - infantsExperimentalInfants receive 3 medium doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - medium dose - infantsExperimentalInfants receive 3 medium doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (non-adjuvanted) - medium dose - childrenExperimentalChildren receive 3 medium doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - medium dose - childrenExperimentalChildren receive 3 medium doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (non-adjuvanted) - medium dose-adultsExperimentalAdults receive 2 medium doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - medium dose - adultsExperimentalAdults receive 2 medium doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (non-adjuvanted) - high dose - infantsExperimentalInfants receive 3 high doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - high dose - infantsExperimentalInfants receive 3 high doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (non-adjuvanted) - high dose - childrenExperimentalChilldren receive 3 high doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - high dose - childrenExperimentalChilldren receive 3 high doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
NA (non-adjuvanted) - high dose - adultsExperimentalAdults receive 2 high doses of the non-adjuvanted investigational product
Receives: Biological: Shigella 4V
A (adjuvanted) - high dose - adultsExperimentalAdults receive 2 high doses of the adjuvanted investigational product
Receives: Biological: Shigella 4V
MenACWY-PlaceboExperimentalAdults receive one administration of MenACWY followed by one placebo administration
Receives: Biological: MenACWY; Biological: Placebo
RabiesOtherChildren receive three administrations of Rabies
Receives: Biological: Rabies
MenACWY-DTaPOtherInfants receive two administrations of MenACWY followed by DTaP administration
Receives: Biological: MenACWY; Biological: Diphtheria, Tetanus and Pertussis (DTaP)

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Safety - Solicited Local and Systemic Adverse Events (AEs)

    Safety and tolerability of the candidate vaccine Shigella4V as determined by occurrence, severity and relationship of solicited AEs

    Measured: during 7 days following each vaccination

  2. Safety - Unsolicited Adverse Events (AEs)

    Safety and tolerability of the candidate vaccine Shigella4V as determined by occurrence, severity and relationship of unsolicited AEs

    Measured: during 28 days following each vaccination

  3. Safety - Serious Adverse Events (SAEs)

    Safety and tolerability of the candidate vaccine Shigella4V as determined by occurrence, severity and relationship of SAEs

    Measured: throughout the study duration, up to 15 months

  4. Immunology - change in serum immunoglobulin G (IgG)

    Serum IgG responses and fold-increases between post- and pre-vaccination samples from infants of step 2, as determined by enzyme-linked immunosorbent assay (ELISA) against lipopolysaccharide (LPS) corresponding to the 4 Shigella serotypes included in the Shigella4V bioconjugate.

    Measured: throughout the study, up to 15 months

Secondary outcomes (6)
  1. Safety - clinically significant changes in cell blood count (CBC) with differentials

    Assess the safety of the candidate vaccine Shigella4V by measuring clinical significant changes in haematological safety parameters

    Measured: throughout the study, up to 15 months

  2. Safety - clinically significant changes in creatinine level

    Assess the safety of the candidate vaccine Shigella4V by measuring clinical significant changes in biochemical safety parameters

    Measured: throughout the study, up to 15 months

  3. Safety - clinically significant changes in alanine aminotransferase (ALT) level

    Assess the safety of the candidate vaccine Shigella4V by measuring clinical significant changes in biochemical safety parameters

    Measured: throughout the study, up to 15 months

  4. Safety - clinically significant changes in aspartate aminotransferase (AST) level

    Assess the safety of the candidate vaccine Shigella4V by measuring clinical significant changes in biochemical safety parameters

    Measured: throughout the study, up to 15 months

  5. Immunogenicity - change is serum IgG

    Serum IgG responses and fold-increases between post- and pre-vaccination samples from all participants of step 1, as determined by ELISA against LPS corresponding to the 4 Shigella serotypes included in the Shigella4V bioconjugate.

    Measured: throughout the study, up to 15 months

  6. Immunogenicity - change in anti-Shigella LPS antibody titre

    Percentage of participants (from step 1 and 2) achieving at least a four-fold rise in anti-Shigella LPS antibody titre after each injection compared to baseline.

    Measured: throughout the study, up to 15 months

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted14 Aug 2019
  2. Study start2 Sep 2019
  3. Primary completion1 Sep 2022
  4. Study completion14 Nov 2022

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1/2
Primary purpose
Prevention
Allocation
Randomised
Intervention model
Parallel groups
Model description
This phase 1/2 trial is a multicentre, randomized, controlled, double blind, with two steps; a step 1 with a safety cohort and a step 2 with a dose-finding cohort. Safety of the vaccine will be evaluated first in adults and subsequently in children and infants through an age-descending and dose escalation approach (safety cohort, step 1). Following confirmation of vaccine safety, further cohorts of infants (dose-finding cohort) will be enrolled to evaluate immunogenicity of the vaccine at different doses and expand safety data (step 2). Vaccination in Step 1 will be staggered with adults being the first to be vaccinated and infants last. In step 2 infants will be vaccinated concurrently, with each group randomised to receive 1 of 4 different vaccine doses. A control vaccine will be used, and participants will be randomized at a ratio of 3:1 in adults, 2:1 in children, 2:1 in infants in step 1 and 8:1 in infants in step 2, to receive the candidate vaccine versus the control vaccine.
Masking
Double blind
Who is masked
Participant, Investigator
Enrolment
597 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04056117
Sponsor's protocol ID
S4V01
Status last verified
Jun 2026
First submitted
26 Jul 2019
Last updated
23 Jun 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Publications

  • GBD 2015 LRI Collaborators. Estimates of the global, regional, and national morbidity, mortality, and aetiologies of lower respiratory tract infections in 195 countries: a systematic analysis for the Global Burden of Disease Study 2015. Lancet Infect Dis. 2017 Nov;17(11):1133-1161. doi: 10.1016/S1473-3099(17)30396-1. Epub 2017 Aug 23.

    PubMed 28843578
  • Livio S, Strockbine NA, Panchalingam S, Tennant SM, Barry EM, Marohn ME, Antonio M, Hossain A, Mandomando I, Ochieng JB, Oundo JO, Qureshi S, Ramamurthy T, Tamboura B, Adegbola RA, Hossain MJ, Saha D, Sen S, Faruque AS, Alonso PL, Breiman RF, Zaidi AK, Sur D, Sow SO, Berkeley LY, O'Reilly CE, Mintz ED, Biswas K, Cohen D, Farag TH, Nasrin D, Wu Y, Blackwelder WC, Kotloff KL, Nataro JP, Levine MM. Shigella isolates from the global enteric multicenter study inform vaccine development. Clin Infect Dis. 2014 Oct;59(7):933-41. doi: 10.1093/cid/ciu468. Epub 2014 Jun 23.

    PubMed 24958238
  • Mani S, Wierzba T, Walker RI. Status of vaccine research and development for Shigella. Vaccine. 2016 Jun 3;34(26):2887-2894. doi: 10.1016/j.vaccine.2016.02.075. Epub 2016 Mar 12.

    PubMed 26979135
  • Ashkenazi S, Cohen D. An update on vaccines against Shigella. Ther Adv Vaccines. 2013 Sep;1(3):113-23. doi: 10.1177/2051013613500428.

    PubMed 24757519
  • Kotloff KL, Nataro JP, Blackwelder WC, Nasrin D, Farag TH, Panchalingam S, Wu Y, Sow SO, Sur D, Breiman RF, Faruque AS, Zaidi AK, Saha D, Alonso PL, Tamboura B, Sanogo D, Onwuchekwa U, Manna B, Ramamurthy T, Kanungo S, Ochieng JB, Omore R, Oundo JO, Hossain A, Das SK, Ahmed S, Qureshi S, Quadri F, Adegbola RA, Antonio M, Hossain MJ, Akinsola A, Mandomando I, Nhampossa T, Acacio S, Biswas K, O'Reilly CE, Mintz ED, Berkeley LY, Muhsen K, Sommerfelt H, Robins-Browne RM, Levine MM. Burden and aetiology of diarrhoeal disease in infants and young children in developing countries (the Global Enteric Multicenter Study, GEMS): a prospective, case-control study. Lancet. 2013 Jul 20;382(9888):209-22. doi: 10.1016/S0140-6736(13)60844-2. Epub 2013 May 14.

    PubMed 23680352
  • Anderson M, Sansonetti PJ, Marteyn BS. Shigella Diversity and Changing Landscape: Insights for the Twenty-First Century. Front Cell Infect Microbiol. 2016 Apr 19;6:45. doi: 10.3389/fcimb.2016.00045. eCollection 2016.

    PubMed 27148494
  • Kotloff KL, Platts-Mills JA, Nasrin D, Roose A, Blackwelder WC, Levine MM. Global burden of diarrheal diseases among children in developing countries: Incidence, etiology, and insights from new molecular diagnostic techniques. Vaccine. 2017 Dec 14;35(49 Pt A):6783-6789. doi: 10.1016/j.vaccine.2017.07.036. Epub 2017 Jul 29.

    PubMed 28765005
  • Juergens C, de Villiers PJ, Moodley K, Jayawardene D, Jansen KU, Scott DA, Emini EA, Gruber WC, Schmoele-Thoma B. Safety and immunogenicity of 13-valent pneumococcal conjugate vaccine formulations with and without aluminum phosphate and comparison of the formulation of choice with 23-valent pneumococcal polysaccharide vaccine in elderly adults: a randomized open-label trial. Hum Vaccin Immunother. 2014;10(5):1343-53. doi: 10.4161/hv.27998. Epub 2014 Feb 27.

    PubMed 24576885
  • Bryant K, McVernon J, Marchant C, Nolan T, Marshall G, Richmond P, Marshall H, Nissen M, Lambert S, Aris E, Mesaros N, Miller J. Immunogenicity and safety of measles-mumps-rubella and varicella vaccines coadministered with a fourth dose of Haemophilus influenzae type b and Neisseria meningitidis serogroups C and Y-tetanus toxoid conjugate vaccine in toddlers: a pooled analysis of randomized trials. Hum Vaccin Immunother. 2012 Aug;8(8):1036-41. doi: 10.4161/hv.20357. Epub 2012 Aug 1.

    PubMed 22617844
  • Miller E, Andrews N, Waight P, Findlow H, Ashton L, England A, Stanford E, Matheson M, Southern J, Sheasby E, Goldblatt D, Borrow R. Safety and immunogenicity of coadministering a combined meningococcal serogroup C and Haemophilus influenzae type b conjugate vaccine with 7-valent pneumococcal conjugate vaccine and measles, mumps, and rubella vaccine at 12 months of age. Clin Vaccine Immunol. 2011 Mar;18(3):367-72. doi: 10.1128/CVI.00516-10. Epub 2010 Dec 29.

    PubMed 21191076
  • Taylor DN, Trofa AC, Sadoff J, Chu C, Bryla D, Shiloach J, Cohen D, Ashkenazi S, Lerman Y, Egan W, et al. Synthesis, characterization, and clinical evaluation of conjugate vaccines composed of the O-specific polysaccharides of Shigella dysenteriae type 1, Shigella flexneri type 2a, and Shigella sonnei (Plesiomonas shigelloides) bound to bacterial toxoids. Infect Immun. 1993 Sep;61(9):3678-87. doi: 10.1128/iai.61.9.3678-3687.1993.

    PubMed 8359890
  • Ashkenazi S, Passwell JH, Harlev E, Miron D, Dagan R, Farzan N, Ramon R, Majadly F, Bryla DA, Karpas AB, Robbins JB, Schneerson R. Safety and immunogenicity of Shigella sonnei and Shigella flexneri 2a O-specific polysaccharide conjugates in children. J Infect Dis. 1999 Jun;179(6):1565-8. doi: 10.1086/314759.

    PubMed 10228084

Questions about this trial

What is this clinical trial studying?

A Phase 1/2 study testing Shigella 4V, MenACWY and Rabies in people with Shigellosis, run by LimmaTech Biologics AG at 2 sites in Kenya.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 15 inclusion and 21 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 23 Jun 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 2 sites in Kenya. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this combined phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Safety - Solicited Local and Systemic Adverse Events (AEs) (time frame: during 7 days following each vaccination). The study lists 4 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT04056117, which also lists 12 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 23 Jun 2026.

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