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Diabetic RetinopathyNCT04132401

AI for the Detection of Retinal Disease and Glaucoma in Patients With Diabetes Mellitus in Primary Care

An observational study of Diabetic Retinopathy and Glaucoma, run by Fundacio d'Investigacio en Atencio Primaria Jordi Gol i Gurina at 1 site in Spain.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Background: Diabetic retinopathy (DR) is one of the most important causes of blindness worldwide, especially in developed countries. In diabetic patients, periodic examination of the back of the eye using a nonmydriatic camera has been widely demonstrated to be an effective system to control and prevent the onset of… Read more about this study

Who is it for?
Any age
What is being tested?
algorithm
How many people
902 participants
Where
1 siteSpain
Study dates
1 May 2021to 26 Sep 2023
Phase
Observational
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages Any age
  • All sexes
  • No healthy volunteers
  • Child, Adult, Older adult

Study population: Adults with a clinical diagnosis of type 1 or type 2 diabetes mellitus attending primary care centres who underwent fundus photography as part of a diabetic retinopathy screening programme. The retinal images obtained were assessed for diabetic retinopathy and other central-involved retinal pathologies and glaucoma.

Who may be able to join

  • Clinical diagnosis of type II diabetes mellitus
  • Fundus photograph taken as part of the screening for diabetic retinopathy

Who cannot join

  • patients with glaucoma under treatment
  • patients with advanced dementia who do not collaborate in taking photographs
  • patients with significant deafness who cannot follow the instructions for taking photographs
  • patients with mobility problems (wheelchairs, important kyphosis) or tremor who cannot take photographs
  • patients with pathologies that interfere with the quality of images such as cataracts, nystagmus, corneal leucoma or corneal transplants.

Trial locations and contacts

1 site in 1 country.

Spain1 site
  • CAP Bages

    Manresa, Barcelona, 08242

Other trials in Spain

About this study

Official title: Artificial Intelligence for the Detection of Central Retinal Disease and Non-mydriatic Glaucoma in the Context of Patients With Diabetes Mellitus in Primary Care: A Prospective Study Comparing the Diagnostic Capacity of an AI Algorithm

Background: Diabetic retinopathy (DR) is one of the most important causes of blindness worldwide, especially in developed countries. In diabetic patients, periodic examination of the back of the eye using a nonmydriatic camera has been widely demonstrated to be an effective system to control and prevent the onset of DR. Convolutional neural networks have been used to detect DR, achieving very high sensitivities and specificities.

Hypothesis: It is possible to develop algorithms based on artificial intelligence that can demonstrate equal or superior performance and that constitute an alternative to the current screening of DR and other ophthalmic pathologies in diabetic patients.

Read more

Objectives:

  • Development of an artificial intelligence system for the detection of signs of retinal pathology and other ophthalmic pathologies in diabetic patients.
  • Scientific validation of the system to be used as a screening system in primary care.

Methods: This project consisted of carrying out two studies simultaneously:

  1. Development of an algorithm with artificial intelligence to detect signs of DR and other pathologies of the central retina in patients with diabetes.
  2. An observational, cross-sectional study comparing the diagnostic capacity of the algorithms with that of the family medicine specialists who read the fundus images. The reference was double-blind reading by ophthalmologists who specialize in retina.

The cession of the images began at the end of 2018. The images used for the validation were obtained during routine diabetic retinopathy screening between May and August 2021. The results have since been published.

The study allowed the development of an algorithm based on AI able to demonstrate an equal or superior performance, and to constitute a complement or an alternative to the current screening of DR in diabetic patients.

Read the detailed description

Study Design This project followed a methodology consisting of 2 concomitant studies: In the first study, an AI algorithm was developed to detect the signs of DR in patients with diabetes. The second part of the project consisted of an observational, cross-sectional study comparing the diagnostic capacity of the algorithm with that of the family medicine physicians and with retina specialists. The reference was a blinded double reading conducted by the retina specialists (with a blinded third reading in case of disagreement in the previous 2 readings). In this way, the results obtained, both by the AI algorithm and by family medicine specialists, were compared using the gold standard (accuracy, sensitivity, specificity, area under the curve, retina specialists (with a blinded third reading in case of disagreement in the previous 2 readings). In this way, the results obtained, both by the AI algorithm and by family medicine specialists, were compared using the gold standard (accuracy, sensitivity, specificity, area under the curve, etc). The inclusion of nurses who received training in fundus readings was considered to compare their diagnostic capacity.

Study Population, Site Participation, and Recruitment. Images for the development of the algorithm were ceded by the CHS and included images from the whole Catalan population. The study took place in the primary care centers managed by the Catalan Health Institute in Central Catalonia, which includes the counties of Bages, Osona, Berguedà, and Anoia. The reference population was the population assigned to these primary care centers. This population included about 512,000 people in 2017, with an estimated prevalence of diabetes of 7.1%. The study period included 2010-2017 for the development of the algorithm with AI. Once the algorithm had been developed, the study was conducted on fundus images obtained during routine diabetic retinopathy screening over a period of about 3-4 months, between May and August 2021.

Conduct of the Study. For the development of the AI algorithm, all fundus images labeled as DR of patients from primary care centers in Catalonia between 2010 and 2017 were included. For the study, all the images of patients who underwent an eye fundus examination were included until the adequate number of patients was reached. A high percentage of the fundus images had sufficient quality; that is, a 40-degree vision of the central retina where at least a three-fourth part of the optic nerve, a well-focused macula, and well-defined veins and arteries of the upper and lower arcs can be seen. Eye fundus images that did not have adequate technical quality (dark) or that could not be evaluated due to the opacity of the media (eg, for cataracts) were excluded.

Data Collection. For the development of the AI algorithm, anonymized images with the corresponding label that classifies each image (in one of the classes with which the algorithm was trained) were required. The personnel responsible for information technology (IT) of the CHS evaluated the best strategy for the anonymization and extraction of the images from the computer systems of the CHS, as well as the identification of each image with a unique identifier. A tabulated file type CSV or TXT was used to relate each image identifier with the corresponding classification. The person responsible for IT of the CHS, together with the technical manager of OPTretina, agreed on the best way to transfer these 2 sources of information, in a secure way, from the CHS servers to the OPTretina servers (SSH File Transfer Protocol, external hard disk), depending on the volume of data to be transferred and the internal policy of the CHS. OPTretina is experienced in developing AI models for automatic fundus image classification and is a Spanish Agency of Medicines and Health Products-certified medical device manufacturer. For the study, anonymized weekly fundus readings collected by family medicine physician readers of fundus images in Central Catalonia were collected. The images were transferred to the OPTretina servers to be first analyzed by the diagnostic algorithm and then by the retina specialists who made the definitive diagnosis. The person responsible for IT of the CHS, together with the technical manager of OPTretina, agreed on the best way to transfer these data in a secure manner.

Being tested
algorithm
Keywords
fundus oculi, artificial intelligence, computer assisted diagnosis, neural network computer, Diabetic Retinopathy, Age-Related Macular Degeneration, Choroidal Nevus, Glaucoma
Medical subject headings
Diabetic Retinopathy, Glaucoma, Macular Degeneration, Epiretinal Membrane

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • algorithmDiagnostic test

    The diagnostic capacity of the algorithm will be compared with that of the family medicine physicians and with retina specialists. The reference will be a blinded double reading conducted by the retina specialists

Study groups in NCT04132401
Study groupRoleWhat they receive
family medicine physiciansRetina reading
Receives: Diagnostic Test: algorithm
retina specialistsRetina reading (gold standard)
Receives: Diagnostic Test: algorithm

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Sensitivity of the algorithm

    True positive rate of the algorithm

    Measured: 1 year

  2. Specificity of the algorithm

    True negative rate of the algorithm

    Measured: 1 year

  3. Accuracy of the algorithm

    Ratio of number of correct predictions to the total number of input samples

    Measured: 1 year

  4. Area under the receiver operating characteristic curve of the algorithm

    Diagnostic ability of the algorithm

    Measured: 1 year

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted18 Oct 2019
  2. Study start1 May 2021
  3. Primary completion31 Mar 2022
  4. Study completion26 Sep 2023

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Observational
Observational model
Cohort
Time perspective
Cross-sectional
Enrolment
902 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04132401
Sponsor's protocol ID
P18/109
Status last verified
Aug 2022
First submitted
10 Oct 2019
Last updated
9 Jul 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
Yes: The protocol has been published.

Publications

  • Bourne RR, Stevens GA, White RA, Smith JL, Flaxman SR, Price H, Jonas JB, Keeffe J, Leasher J, Naidoo K, Pesudovs K, Resnikoff S, Taylor HR; Vision Loss Expert Group. Causes of vision loss worldwide, 1990-2010: a systematic analysis. Lancet Glob Health. 2013 Dec;1(6):e339-49. doi: 10.1016/S2214-109X(13)70113-X. Epub 2013 Nov 11.

    PubMed 25104599
  • Sanchez Gonzalez S, Calvo Lozano J, Sanchez Gonzalez J, Pedregal Gonzalez M, Cornejo Castillo M, Molina Fernandez E, Barral FJ, Perez Espinosa JR. [Assessment of the use of retinography as a screening method for the early diagnosis of chronic glaucoma in Primary Care: Validation for screening in populations with open-angle glaucoma risk factors]. Aten Primaria. 2017 Aug-Sep;49(7):399-406. doi: 10.1016/j.aprim.2016.10.008. Epub 2017 Jan 23. Spanish.

    PubMed 28126193
  • Gomez-Ulla F, Fernandez MI, Gonzalez F, Rey P, Rodriguez M, Rodriguez-Cid MJ, Casanueva FF, Tome MA, Garcia-Tobio J, Gude F. Digital retinal images and teleophthalmology for detecting and grading diabetic retinopathy. Diabetes Care. 2002 Aug;25(8):1384-9. doi: 10.2337/diacare.25.8.1384.

    PubMed 12145239
  • Dankwa-Mullan I, Rivo M, Sepulveda M, Park Y, Snowdon J, Rhee K. Transforming Diabetes Care Through Artificial Intelligence: The Future Is Here. Popul Health Manag. 2019 Jun;22(3):229-242. doi: 10.1089/pop.2018.0129. Epub 2018 Oct 2.

    PubMed 30256722
  • Quellec G, Charriere K, Boudi Y, Cochener B, Lamard M. Deep image mining for diabetic retinopathy screening. Med Image Anal. 2017 Jul;39:178-193. doi: 10.1016/j.media.2017.04.012. Epub 2017 Apr 28.

    PubMed 28511066
  • Usher D, Dumskyj M, Himaga M, Williamson TH, Nussey S, Boyce J. Automated detection of diabetic retinopathy in digital retinal images: a tool for diabetic retinopathy screening. Diabet Med. 2004 Jan;21(1):84-90. doi: 10.1046/j.1464-5491.2003.01085.x.

    PubMed 14706060
  • Somfai GM, Tatrai E, Laurik L, Varga B, Olvedy V, Jiang H, Wang J, Smiddy WE, Somogyi A, DeBuc DC. Automated classifiers for early detection and diagnosis of retinopathy in diabetic eyes. BMC Bioinformatics. 2014 Apr 12;15:106. doi: 10.1186/1471-2105-15-106.

    PubMed 24725911
  • Abramoff MD, Lou Y, Erginay A, Clarida W, Amelon R, Folk JC, Niemeijer M. Improved Automated Detection of Diabetic Retinopathy on a Publicly Available Dataset Through Integration of Deep Learning. Invest Ophthalmol Vis Sci. 2016 Oct 1;57(13):5200-5206. doi: 10.1167/iovs.16-19964.

    PubMed 27701631
  • Abramoff MD, Lavin PT, Birch M, Shah N, Folk JC. Pivotal trial of an autonomous AI-based diagnostic system for detection of diabetic retinopathy in primary care offices. NPJ Digit Med. 2018 Aug 28;1:39. doi: 10.1038/s41746-018-0040-6. eCollection 2018.

    PubMed 31304320
  • Li Z, Keel S, Liu C, He Y, Meng W, Scheetz J, Lee PY, Shaw J, Ting D, Wong TY, Taylor H, Chang R, He M. An Automated Grading System for Detection of Vision-Threatening Referable Diabetic Retinopathy on the Basis of Color Fundus Photographs. Diabetes Care. 2018 Dec;41(12):2509-2516. doi: 10.2337/dc18-0147. Epub 2018 Oct 1.

    PubMed 30275284
  • Vidal-Alaball J, Arocas Bonache A, Sole-Casals J, Royo Fibla D, Marin-Gomez FX, Distefano LN, Boixadera A, Casado-Garcia A, Garcia-Dominguez M, Ines A, Heras J, Zapata MA. Clinical validation of artificial intelligence algorithms for the detection of different central-involved retinal pathologies and glaucoma from non-mydriatic images. Front Artif Intell. 2026 Mar 10;9:1754682. doi: 10.3389/frai.2026.1754682. eCollection 2026.

    PubMed 41883753

Questions about this trial

What is this clinical trial studying?

An observational study of Diabetic Retinopathy and Glaucoma, run by Fundacio d'Investigacio en Atencio Primaria Jordi Gol i Gurina at 1 site in Spain.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 2 inclusion and 5 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 9 Jul 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Spain. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Sensitivity of the algorithm (time frame: 1 year). The study lists 4 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT04132401, which also lists 11 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 9 Jul 2026.

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