Mitral RegurgitationENCIRCLENCT04153292
The ENCIRCLE Trial
A study testing SAPIEN M3 valve and dock in people with Mitral Regurgitation and Mitral Valve Insufficiency, run by Edwards Lifesciences at 54 sites in 6 countries.
Trial summary
This study will establish the safety and effectiveness of the SAPIEN M3 System in subjects with symptomatic, at least 3+ mitral regurgitation (MR) for whom commercially available surgical or transcatheter treatment options are deemed unsuitable. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Mitral Regurgitation, Mitral Valve Insufficiency
- What is being tested?
- SAPIEN M3 valve and dock
- Type of treatment
- Medical device
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 786 participants
- Where
- 54 sitesin 6 countries
- Study dates
- 12 Nov 2020to 10 Oct 2031
- Phase
- Interventional
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- 18 years of age or older
- MR ≥ 3+
- NYHA functional class ≥ II
- Per the Heart Team, commercially available surgical or transcatheter treatment options are deemed unsuitable due to clinical, anatomic or technical considerations.
- Subject's heart failure management has been optimized based on subject characteristics and applicable guidelines, and stable for at least 30 days prior to enrollment.
- The subject or subject's legal representative has been informed of the nature of the study, agrees to its provisions and has provided written informed consent.
Who cannot join
- Mitral/cardiac anatomy that would preclude appropriate delivery and deployment of the SAPIEN M3 dock or valve
- Inappropriate anatomy for femoral introduction and delivery of the SAPIEN M3 dock and valve
- Presence of any device that will contact or interfere with the SAPIEN M3 System during delivery or after implantation
- Left ventricular ejection fraction <25%
- Severe right ventricular dysfunction
- Need for aortic, tricuspid or pulmonic valve intervention within the next 12 months
Show all 28Show fewer
- History of heart transplant
- Cardiac imaging evidence of intracardiac mass, thrombus or vegetation
- Active bacterial endocarditis within 180 days of the procedure
- Hemodynamic instability requiring inotropic or mechanical support within 30 days of the procedure
- Myocardial infarction within 30 days of the procedure
- Clinically significant untreated coronary artery disease requiring revascularization
- Any percutaneous cardiovascular intervention, cardiovascular surgery, or carotid surgery within 30 days of the procedure
- Stroke or transient ischemic attack within 90 days of the procedure
- Irreversible, severe pulmonary hypertension
- Chronic obstructive pulmonary disease requiring home oxygen therapy or chronic outpatient oral steroid use
- Renal insufficiency or receiving renal replacement therapy
- Liver disease
- Planned surgery within the next 12 months
- Inability to tolerate or a medical condition precluding treatment with antithrombotic therapy, including heparin administration during the procedure
- Active infection requiring current antibiotic therapy
- Active SARS-CoV-2 infection (Coronavirus-19 [COVID-19]) or previously diagnosed with COVID-19 with sequelae that could confound endpoint assessments
- Leukopenia, anemia, thrombocytopenia, history of bleeding diathesis or coagulopathy or hypercoagulable states
- Refusal of blood products
- Female who is pregnant or lactating
- Estimated life expectancy <12 months due to non-cardiac conditions
- Participating in another investigational drug or device study that has not reached its primary endpoint
- Subject considered to be part of a vulnerable population
Trial locations and contacts
54 sites in 6 countries.
54 sites in 6 countries
United States44 sites
Emory University
Atlanta, Georgia, 30308
Piedmont Healthcare
Atlanta, Georgia, 30309
Austin Heart
Austin, Texas, 78705
Medstar Union Memorial Hospital
Baltimore, Maryland, 21218
Our Lady of the Lake Regional Medical Center
Baton Rouge, Louisiana, 70808
Massachusetts General Hospital
Boston, Massachusetts, 02114
University of Buffalo
Buffalo, New York, 14203
Novant Health and Vascular Institute
Charlotte, North Carolina, 28204
The Christ Hospital
Cincinnati, Ohio, 45219
Cleveland Clinic Foundation
Cleveland, Ohio, 44122
Mount Carmel East Hospital
Columbus, Ohio, 43123
Henry Ford
Detroit, Michigan, 48202
Cardiac & Vascular Institute Foundation
Gainesville, Florida, 32605
Northshore University Health System
Glenview, Illinois, 60026
HCA Houston Healthcare Medical (SCRI)
Houston, Texas, 77004
UT Memorial Hermann
Houston, Texas, 77030
Heart Center Hospital
Huntsville, Alabama, 35801
Ascension St. Vincent's Hospital
Jacksonville, Florida, 32204
University of Kansas
Kansas City, Kansas, 66160
Saint Luke's Kansas City
Kansas City, Missouri, 64111
Scripps Health
La Jolla, California, 92037
Dartmouth-Hitchcock Medical Center
Lebanon, New Hampshire, 03756
Good Samaritan Hospital
Los Angeles, California, 90017
Cedars-Sinai Medical Center
Los Angeles, California, 90048
Kaiser Sunset LA
Los Angeles, California, 90071
UC Health Northern Colorado (Medical Center of the Rockies)
Loveland, Colorado, 80538
UPMC Heart and Vascular Institute
Mechanicsburg, Pennsylvania, 17050
Intermountain Medical Center
Murray, Utah, 84107
Naples Community Hospital
Naples, Florida, 34102
Saint Thomas Health
Nashville, Tennessee, 37205
Robert Wood Johnson University Hospital
New Brunswick, New Jersey, 08901
Weill Cornell Medicine
New York, New York, 10007
Sentara Norfolk
Norfolk, Virginia, 23507
Oklahoma Heart Hospital
Oklahoma City, Oklahoma, 73120
Banner University Medical Center
Phoenix, Arizona, 85006
Saint Josephs Hospital Medical Center Dignity Health
Phoenix, Arizona, 85013
Carilion Roanoke Memorial Hospital
Roanoke, Virginia, 24014
Mayo Clinic
Rochester, Minnesota, 55905
CentraCare
Saint Cloud, Minnesota, 56303
California Pacific Medical Center
San Francisco, California, 94109
Sarasota Memorial Hospital
Sarasota, Florida, 34239
University of Washington Seattle
Seattle, Washington, 98195
Oklahoma Heart Institute
Tulsa, Oklahoma, 74104
Cardiovascular Research Institute of Kansas (CRIOK)
Wichita, Kansas, 67226
Canada3 sites
Laval University
Québec, Quebec, G1V 0A6
St. Michael's
Toronto, M5B 1W8
St. Pauls
Vancouver, V6E 1M7
Australia2 sites
Royal Prince Alfred Hospital
Camperdown, NSW2050
The Prince Charles Hospital
Chermside, Queensland, 4032
Netherlands2 sites
Leiden University Medical Center
Leiden, 2333 ZA
Rotterdam Erasmus MC
Rotterdam, 3015 CE
United Kingdom2 sites
Saint Bartholomew's Medical Center
London, EC1A 7BE
Saint Thomas Hospital
London, SE1 7EH
About this study
Official title: SAPIEN M3 System Transcatheter Mitral Valve Replacement Via Transseptal Access
This study will establish the safety and effectiveness of the SAPIEN M3 System in subjects with symptomatic, at least 3+ mitral regurgitation (MR) for whom commercially available surgical or transcatheter treatment options are deemed unsuitable.
Following completion of enrollment, subjects will be eligible for enrollment in the continued access phase of the trial.
Read the detailed description
This is a prospective single-arm, multicenter study.
- Conditions
- Mitral Regurgitation, Mitral Valve Insufficiency
- Being tested
- SAPIEN M3 valve and dock
- Medical subject headings
- Mitral Valve Insufficiency
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
SAPIEN M3 valve and dockDevice
During the procedure a SAPIEN M3 dock and a SAPIEN M3 valve will be implanted via transseptal approach.
| Study group | Role | What they receive |
|---|---|---|
| TMVR - Main Cohort | Experimental | Subjects for whom commercially available surgical or transcatheter treatment options are deemed unsuitable will have transcatheter mitral valve replacement (TMVR). Receives: Device: SAPIEN M3 valve and dock |
| TMVR - Failed TEER Registry | Experimental | Subjects who have had an attempted but failed transcatheter edge-to-edge repair (TEER) procedure will have TMVR. Receives: Device: SAPIEN M3 valve and dock |
| TMVR - MAC Registry | Experimental | Subjects with mitral annular calcification (MAC) will have TMVR. Receives: Device: SAPIEN M3 valve and dock |
What is being measured
The primary outcome is the main question the study is designed to answer.
Non-hierarchical composite of death and heart failure rehospitalization
Number of subjects with death and/or heart failure rehospitalization
Measured: 1 year
Secondary outcomes (4)
Improvement in NYHA functional class compared to baseline
New York Heart Association (NYHA) functional classification of heart failure is based on how much a patient is limited during physical activity. The rating ranges from I-IV. I = no limitations of physical activity; II = slight limitations of physical activity, ordinary physical activity results in fatigue, palpitation, shortness of breath; III = marked limitations of physical activity, less than ordinary activity causes fatigue, palpitation, or shortness of breath; IV = unable to carry on any physical activity without discomfort, symptoms of heart failure at rest.
Measured: 1 year
Improvement in KCCQ Overall Score compared to baseline
The Kansas City Cardiomyopathy Questionnaire (KCCQ) is a 23-item, self-administered instrument that quantifies physical function, symptoms (frequency, severity and recent change), social function, self-efficacy and knowledge, and quality of life. An overall summary score can be derived from the physical function, symptom (frequency and severity), social function and quality of life domains. Scores are transformed to a range of 0-100, in which higher scores reflect better health status.
Measured: 1 year
Improvement in MR compared to baseline
Number of subjects with improved MR compared to baseline
Measured: 1 year
Decrease in LVEDVi compared to baseline
Number of subjects with decreased left ventricular end-diastolic volume index (LVEDVi) compared to baseline
Measured: 1 year
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted6 Nov 2019
- Study start12 Nov 2020
- Primary completion10 Oct 2027 (estimated)
- Study completion10 Oct 2031 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (1)Papers the sponsor has linked to this study.
- Other trials for Mitral RegurgitationStudies of the same condition, open and under way.
- More trials run by Edwards LifesciencesThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase N/A
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Single group
- Masking
- None (open label)
- Enrolment
- 786 participants (actual)
Sponsor and investigators
- Lead sponsor
- Edwards Lifesciences
- Sponsor type
- Industry (pharma, biotech, devices)
- Responsible party
- Sponsor
- Investigators
- John Webb, MD, Principal investigator, St. Paul's HospitalMayra Guerrero, MD, Principal investigator, Mayo ClinicDavid Daniels, MD, Principal investigator, California Pacific Medical Center
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04153292
- Sponsor's protocol ID
- 2018-19
- Acronym
- ENCIRCLE
- Status last verified
- Sep 2026
- First submitted
- 4 Nov 2019
- Last updated
- 6 Oct 2026
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- Yes
- Individual data sharing
- No
Publications
Guerrero ME, Daniels DV, Makkar RR, Thourani VH, Asch FM, Pham M, Muhammad KI, Greenbaum AB, Vasquez A, Oldemeyer JB, Dahle TG, Rihal C, Morse MA, Rodriguez E, O'Neill BP, Russo M, Whisenant B, Yadav P, Yu X, Wang DD, Makar M, Baran DA, Mahoney P, Reddy G, Blanke P, Webb J; ENCIRCLE Trial Executive Committee and Study Investigators. Percutaneous transcatheter valve replacement in individuals with mitral regurgitation unsuitable for surgery or transcatheter edge-to-edge repair: a prospective, multicountry, single-arm trial. Lancet. 2025 Nov 29;406(10519):2541-2550. doi: 10.1016/S0140-6736(25)02073-2. Epub 2025 Oct 27.
PubMed 41167201
Study at a glance
From the registry record, last updated by the sponsor on 6 Oct 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- SAPIEN M3 System Transcatheter Mitral Valve Replacement Via Transseptal Access
- ClinicalTrials.gov ID
- NCT04153292
- Acronym / sponsor ID
- ENCIRCLE / 2018-19
- Conditions
- Mitral Regurgitation, Mitral Valve Insufficiency
- Study type
- Interventional
- Recruitment status
- Active, not recruiting
- Enrolment
- 786 participants (actual)
- Lead sponsor
- Edwards LifesciencesIndustry (pharma, biotech, devices)
- Study start
- 12 Nov 2020 (actual)
- Primary completion
- 10 Oct 2027 (estimated)
- Study completion
- 10 Oct 2031 (estimated)
- First posted
- 6 Nov 2019 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This study will establish the safety and effectiveness of the SAPIEN M3 System in subjects with symptomatic, at least 3+ mitral regurgitation (MR) for whom commercially available surgical or transcatheter treatment options are deemed unsuitable.
Following completion of enrollment, subjects will be eligible for enrollment in the continued access phase of the trial.
Detailed description
This is a prospective single-arm, multicenter study.
Study design
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 3
| Arm | Type | Receives |
|---|---|---|
| TMVR - Main Cohort | Experimental | Device: SAPIEN M3 valve and dockSubjects for whom commercially available surgical or transcatheter treatment options are deemed unsuitable will have transcatheter mitral valve replacement (TMVR). |
| TMVR - Failed TEER Registry | Experimental | Device: SAPIEN M3 valve and dockSubjects who have had an attempted but failed transcatheter edge-to-edge repair (TEER) procedure will have TMVR. |
| TMVR - MAC Registry | Experimental | Device: SAPIEN M3 valve and dockSubjects with mitral annular calcification (MAC) will have TMVR. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (6 listed)
- 18 years of age or older
- MR ≥ 3+
- NYHA functional class ≥ II
- Per the Heart Team, commercially available surgical or transcatheter treatment options are deemed unsuitable due to clinical, anatomic or technical considerations.
- Subject's heart failure management has been optimized based on subject characteristics and applicable guidelines, and stable for at least 30 days prior to enrollment.
Key exclusion criteria (28 listed)
- Mitral/cardiac anatomy that would preclude appropriate delivery and deployment of the SAPIEN M3 dock or valve
- Inappropriate anatomy for femoral introduction and delivery of the SAPIEN M3 dock and valve
- Presence of any device that will contact or interfere with the SAPIEN M3 System during delivery or after implantation
- Left ventricular ejection fraction <25%
- Severe right ventricular dysfunction
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| SAPIEN M3 valve and dockDuring the procedure a SAPIEN M3 dock and a SAPIEN M3 valve will be implanted via transseptal approach. | Device | TMVR - Failed TEER Registry, TMVR - MAC Registry, TMVR - Main Cohort |
Primary outcome
Non-hierarchical composite of death and heart failure rehospitalization
Time frame: 1 year
Number of subjects with death and/or heart failure rehospitalization
4 secondary outcomes
Improvement in NYHA functional class compared to baseline
Time frame: 1 year
Improvement in KCCQ Overall Score compared to baseline
Time frame: 1 year
Improvement in MR compared to baseline
Time frame: 1 year
Decrease in LVEDVi compared to baseline
Time frame: 1 year
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 6 Oct 2026.
- Derived from this study: PubMed 41167201Guerrero ME, Daniels DV, Makkar RR, Thourani VH, Asch FM, Pham M, Muhammad KI, Greenbaum AB, Vasquez A, Oldemeyer JB, Dahle TG, Rihal C, Morse MA, Rodriguez E, O'Neill BP, Russo M, Whisenant B, Yadav P, Yu X, Wang DD, Makar M, Baran DA, Mahoney P, Reddy G, Blanke P, Webb J; ENCIRCLE Trial Executive Committee and Study Investigators. Percutaneous transcatheter valve replacement in individuals with mitral regurgitation unsuitable for surgery or transcatheter edge-to-edge repair: a prospective, multicountry, single-arm trial. Lancet. 2025 Nov 29;406(10519):2541-2550. doi: 10.1016/S0140-6736(25)02073-2. Epub 2025 Oct 27.
- Individual participant dataSharing planned: No
Related trials for Mitral Regurgitation
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A Feasibility Study of the Millipede Transcatheter Annuloplasty Ring System in Patients With Functional Mitral Regurgitation
Mitral Regurgitation Functional, Mitral Valve Disease
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The PALMETTO Study
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Mitral Regurgitation, ATTR-Cardiomyopathy
Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
John Webb, MD principal investigator
St. Paul's Hospital
Mayra Guerrero, MD principal investigator
Mayo Clinic
David Daniels, MD principal investigator
California Pacific Medical Center
54 sites in 6 countries: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A study testing SAPIEN M3 valve and dock in people with Mitral Regurgitation and Mitral Valve Insufficiency, run by Edwards Lifesciences at 54 sites in 6 countries.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 6 inclusion and 28 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: under way, not looking for participants, as of the sponsor's last update on 6 Oct 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 54 sites in United States, Canada, Australia, Netherlands, United Kingdom and 1 more country. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Non-hierarchical composite of death and heart failure rehospitalization (time frame: 1 year). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04153292, which also lists 1 linked publication.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 6 Oct 2026.