Non Small Cell Lung CancerNCT04197076
Neoadjuvant Therapy in Resectable Non-Small Cell Lung Cancer Stages IIB-IIIB
An observational study of Non Small Cell Lung Cancer, run by Shanghai Chest Hospital at 1 site in China.
Trial summary
This study aims to investigate the efficacy and safety of targeted therapy and chemotherapy±immunotherapy as neoadjuvant therapy in stage IIB-IIIB NSCLC patients.(observational study) Read more about this study
- Who is it for?
- Ages 18 to 75 years
- Conditions the study is for
- Non Small Cell Lung Cancer
- What is being tested?
- anti-PD-1 or anti-PD-L1, EGFR-TKI, ALK inhibitor, ROS1 inhibitor and investigator decided
- How many people
- 200 participants
- Where
- 1 siteChina
- Study dates
- 25 Feb 2019to 31 Dec 2024
- Phase
- Observational
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 to 75 years
- All sexes
- No healthy volunteers
- Adult, Older adult
Study population: NSCLC participants in stage IIB-IIIB(American Joint Committee on Cancer 8th edition criteria)
Who may be able to join
- Primary non-small cell lung cancer confirmed by cytology or histology
- According to the TNM stage (8th Edition) of IASLC lung cancer, it is determined to be IIB-IIIB stage non-small cell lung cancer, which is considered to be resectable;
- There must be at least one evaluable focus judged according to recist1.1 standard (the longest diameter on spiral CT is at least 10 mm, and the longest diameter on general CT is at least 20 mm)
- ECOG PS 0 or 1
- There are tumor samples available for gene detection (EGFR / ALK / ros1) and PD-L1 immunohistochemistry (IHC) in the subjects, and the tumor samples should be obtained within 3 months before enrollment.
- If all suspected mediastinal lymph nodes (including those with pathological enlargement or FDG concentration on PET / CT) can be examined by EBUS, thoracoscopy or mediastinoscopy, further sampling is required for pathological confirmation.
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- Male or female, ≥ 18 years old
- Adequate blood function: absolute neutrophil count (ANC) ≥ 2 × 109 / L, platelet count ≥ 100 × 109 / L and hemoglobin 110 ≥ 9 g / dl
- Adequate liver function: total bilirubin ≤ upper limit of normal value (ULN); AST and alt ≤ upper limit of normal value (ULN); alkaline phosphatase ≤ upper limit of normal value (ULN)
- Adequate renal function: serum creatinine ≤ upper limit of normal value (ULN) or calculated creatinine clearance ≥ 60ml / min
- No anti-tumor drug treatment in the past
- For patients who have had previous surgery, it is required that more than 4 weeks have passed since the start of study treatment, and the patients have recovered
- Women with a full uterus must have negative pregnancy test results within 28 days before entering the study (unless it is 24 months after amenorrhea). If the pregnancy test is more than 7 days from the first administration, a urine pregnancy test is required for verification (within 7 days before the first administration)
- Sign the informed consent form (the informed consent form needs to be approved by the independent ethics committee, and the informed consent of the patient should be obtained before starting any substantive trial procedure)
Who cannot join
- Have other malignant tumors in the last 5 years
- AST and / or ALT > 2.5 times of the upper limit of normal value (ULN), with alkaline phosphatase > 5 times of the upper limit of normal value (ULN)
- Previously received radiotherapy
- Previously used chemotherapy drugs, targeted and immunotherapy drugs (except bisphosphonates)
- There are any uncontrolled systemic diseases, including active infection, uncontrolled hypertension, diabetes, unstable angina, congestive heart failure, myocardial infarction (within 1 year before treatment), serious arrhythmia requiring drug treatment, liver, kidney and metabolic diseases
- Women in pregnancy or lactation
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- The patient (male or female) has the possibility of childbearing but is unwilling or does not take effective contraceptive measures
- Receive the experimental treatment of other clinical studies at the same time (in the treatment period of clinical studies)
- Known to be allergic to possible chemotherapy drugs
- There is evidence of other diseases, neurological or metabolic dysfunction, abnormal physical examination or laboratory examination, and it is suspected that there may be a high risk of contraindications to the study drug or complications related to treatment
Trial locations and contacts
1 site in 1 country.
China1 site, 1 recruiting
- Recruiting
Oncology Department, Shanghai Chest Hospital
Shanghai
Yaxian Yao, 15216769608
About this study
Official title: An Open, Observational Clinical Study, 2-3 Cycles Treatment as Neoadjuvant Therapy for NSCLC With Stage IIB-IIIB
This study aims to investigate the efficacy and safety of targeted therapy and chemotherapy±immunotherapy as neoadjuvant therapy in stage IIB-IIIB NSCLC patients.(observational study)
Read the detailed description
This is an open, observational clinical study, 2-3 cycles treatment will be planned as neo-adjuvant therapy for NSCLC participants in stage IIB-IIIB.
Study design:
Newly diagnosed Resectable IIB-IIIB NSCLC EGFR/ALK/ROS1 TEST PD-L1 TEST Collect puncture biopsy tissue/ Blood sample in screening period Chest enhanced CT Conditions allowed, whole body PETCT Exam; Group A:Targeted therapy Tumors with Driver genes (EGFR/ALK/ROS1 Positive) 2 cycles(42 days; Group B:Immunotherapy Enroll Patients from 816 Research treated with Neoadjuvant immunotherapy Or, treated with immunotherapy in practice(with approval) Group C:Routine Chemotherapy Driver genes(EGFR/ALK/ROS1 Negative) and PD-L1 Test negative or unknown; Operation (within 6 Ws postoperation) Standard treatment, Allow adjuvant chemotherapy±radio therapy Collect resected tissue sample(Tumor T and Node N) /Blood sample; comparisons before and after treatment: Imaging:CT、PET-CT Sample:Tumor tissue、blood
Objective and End point:
- Main objective and end point:DFS,pCR rate
- Second objective and end point:OS
- Exploratory objective and end point:cRR rate、relevant AE、Change of Scoring Scale、exploration for relevant biological indicators
- Conditions
- Non Small Cell Lung Cancer
- Being tested
- anti-PD-1 or anti-PD-L1, EGFR-TKI, ALK inhibitor, ROS1 inhibitor, investigator decided
- Medical subject headings
- Carcinoma, Non-Small-Cell Lung
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
anti-PD-1 or anti-PD-L1Drug
Also called Neoadjuvant immunotherapy
immunotherapy anti-PD-1 or anti-PD-L1
EGFR-TKI, ALK inhibitor, ROS1 inhibitorDrug
Also called Neoadjuvant targeted therapy
targeted therapy EGFR-TKI, ALK inhibitor, ROS1 inhibitor
investigator decidedDrug
Also called Neoadjuvant chemotherapy
chemotherapy
| Study group | Role | What they receive |
|---|---|---|
| Neoadjuvant immunotherapy | pd-1 or pd-l1 inhabitors Receives: Drug: anti-PD-1 or anti-PD-L1 | |
| Neoadjuvant targeted therapy | TKIs Receives: Drug: EGFR-TKI, ALK inhibitor, ROS1 inhibitor | |
| Neoadjuvant chemotherapy | chemotherapy Receives: Drug: investigator decided |
What is being measured
The primary outcome is the main question the study is designed to answer.
DFS: disease free survival
The time length from randomization(mainly from the receipt of pathology and genetic diagnosis reports)to any of the following events: disease progression, disease recurrence or death from any cause. Disease progression or relapse will be assessed according to RECIST 1.1
Measured: 36 months
pCR: pathologic complete response
the proportion of patients achieved pathologic complete response(lung and lymph node without tumor residual assessed by pathology review)
Measured: 36 months
Secondary outcomes (1)
OS: Overall survival
The time length from the date of randomization (according to the received pathology and genetic diagnosis report) to the date of death.
Measured: 36 months
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted12 Dec 2019
- Study start25 Feb 2019
- Primary completion31 Dec 2022 (estimated)
- Study completion31 Dec 2024 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Non Small Cell Lung CancerStudies of the same condition, open and under way.
- More trials run by Shanghai Chest HospitalThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Observational
- Observational model
- Cohort
- Time perspective
- Prospective
- Enrolment
- 200 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Shanghai Chest Hospital
- Sponsor type
- University, hospital or other
- Responsible party
- Principal investigator, Lu Shun, Shanghai Chest Hospital
- Investigators
- Shun Lu, Study chair, Shanghai Chest Hospital
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04197076
- Sponsor's protocol ID
- Neoadjuvant study of NSCLC
- Status last verified
- Jul 2022
- First submitted
- 27 Apr 2019
- Last updated
- 29 Jul 2022
- Results posted
- No
- Data monitoring committee
- No
- FDA-regulated drug
- No
- FDA-regulated device
- No
- Individual data sharing
- No
Publications
Qi Y, Gu L, Shen J, Yao Y, Zhao Y, Lu S, Chen Z. An open, observational clinical study of neoadjuvant therapy in resectable stage III non-small cell lung cancer. Front Oncol. 2023 Aug 16;13:1194100. doi: 10.3389/fonc.2023.1194100. eCollection 2023.
PubMed 37655106Gu L, Wang X, Sun Y, Xu Y, Niu X, Zhao R, Yao Y, Jian H, Han Y, Wei J, Chen Z, Lu S. An open, observational, three-arm clinical study of 2-3 cycles of treatment as neoadjuvant therapy in operable locally advanced non-small cell lung cancer: An interim analysis. Front Immunol. 2022 Aug 19;13:938269. doi: 10.3389/fimmu.2022.938269. eCollection 2022.
PubMed 36059450
Study at a glance
From the registry record, last updated by the sponsor on 29 Jul 2022. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- An Open, Observational Clinical Study, 2-3 Cycles Treatment as Neoadjuvant Therapy for NSCLC With Stage IIB-IIIB
- ClinicalTrials.gov ID
- NCT04197076
- Acronym / sponsor ID
- Neoadjuvant study of NSCLC
- Conditions
- Non Small Cell Lung Cancer
- Study type
- Observational
- Recruitment status
- Unknown status
- Enrolment
- 200 participants (estimated)
- Lead sponsor
- Shanghai Chest HospitalUniversity, hospital or other
- Study start
- 25 Feb 2019 (actual)
- Primary completion
- 31 Dec 2022 (estimated)
- Study completion
- 31 Dec 2024 (estimated)
- First posted
- 12 Dec 2019 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This study aims to investigate the efficacy and safety of targeted therapy and chemotherapy±immunotherapy as neoadjuvant therapy in stage IIB-IIIB NSCLC patients.(observational study)
Detailed description
This is an open, observational clinical study, 2-3 cycles treatment will be planned as neo-adjuvant therapy for NSCLC participants in stage IIB-IIIB.
Study design:
Newly diagnosed Resectable IIB-IIIB NSCLC EGFR/ALK/ROS1 TEST PD-L1 TEST Collect puncture biopsy tissue/ Blood sample in screening period Chest enhanced CT Conditions allowed, whole body PETCT Exam; Group A:Targeted therapy Tumors with Driver genes (EGFR/ALK/ROS1 Positive) 2 cycles(42 days; Group B:Immunotherapy Enroll Patients from 816 Research treated with Neoadjuvant immunotherapy Or, treated with immunotherapy in practice(with approval) Group C:Routine Chemotherapy Driver genes(EGFR/ALK/ROS1 Negative) and PD-L1 Test negative or unknown; Operation (within 6 Ws postoperation) Standard treatment, Allow adjuvant chemotherapy±radio therapy Collect resected tissue sample(Tumor T and Node N) /Blood sample; comparisons before and after treatment: Imaging:CT、PET-CT Sample:Tumor tissue、blood
Objective and End point:
- Main objective and end point:DFS,pCR rate
- Second objective and end point:OS
- Exploratory objective and end point:cRR rate、relevant AE、Change of Scoring Scale、exploration for relevant biological indicators
Study design
- Observational model
- Cohort
- Time perspective
- Prospective
- Number of arms
- 3
| Arm | Type | Receives |
|---|---|---|
| Neoadjuvant immunotherapy | – | Drug: anti-PD-1 or anti-PD-L1pd-1 or pd-l1 inhabitors |
| Neoadjuvant targeted therapy | – | Drug: EGFR-TKI, ALK inhibitor, ROS1 inhibitorTKIs |
| Neoadjuvant chemotherapy | – | Drug: investigator decidedchemotherapy |
Who may qualify
- Ages
- 18 to 75 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
- Study population
- NSCLC participants in stage IIB-IIIB(American Joint Committee on Cancer 8th edition criteria)
Key inclusion criteria (14 listed)
- Primary non-small cell lung cancer confirmed by cytology or histology
- According to the TNM stage (8th Edition) of IASLC lung cancer, it is determined to be IIB-IIIB stage non-small cell lung cancer, which is considered to be resectable;
- There must be at least one evaluable focus judged according to recist1.1 standard (the longest diameter on spiral CT is at least 10 mm, and the longest diameter on general CT is at least 20 mm)
- ECOG PS 0 or 1
- There are tumor samples available for gene detection (EGFR / ALK / ros1) and PD-L1 immunohistochemistry (IHC) in the subjects, and the tumor samples should be obtained within 3 months before enrollment.
Key exclusion criteria (10 listed)
- Have other malignant tumors in the last 5 years
- AST and / or ALT > 2.5 times of the upper limit of normal value (ULN), with alkaline phosphatase > 5 times of the upper limit of normal value (ULN)
- Previously received radiotherapy
- Previously used chemotherapy drugs, targeted and immunotherapy drugs (except bisphosphonates)
- There are any uncontrolled systemic diseases, including active infection, uncontrolled hypertension, diabetes, unstable angina, congestive heart failure, myocardial infarction (within 1 year before treatment), serious arrhythmia requiring drug treatment, liver, kidney and metabolic diseases
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| anti-PD-1 or anti-PD-L1Also: Neoadjuvant immunotherapyimmunotherapy anti-PD-1 or anti-PD-L1 | Drug | Neoadjuvant immunotherapy |
| EGFR-TKI, ALK inhibitor, ROS1 inhibitorAlso: Neoadjuvant targeted therapytargeted therapy EGFR-TKI, ALK inhibitor, ROS1 inhibitor | Drug | Neoadjuvant targeted therapy |
| investigator decidedAlso: Neoadjuvant chemotherapychemotherapy | Drug | Neoadjuvant chemotherapy |
Primary outcome
DFS: disease free survival
Time frame: 36 months
The time length from randomization(mainly from the receipt of pathology and genetic diagnosis reports)to any of the following events: disease progression, disease recurrence or death from any cause. Disease progression or relapse will be assessed according to RECIST 1.1
pCR: pathologic complete response
Time frame: 36 months
the proportion of patients achieved pathologic complete response(lung and lymph node without tumor residual assessed by pathology review)
1 secondary outcome
OS: Overall survival
Time frame: 36 months
Results and safety
Results are not available in the source record.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 29 Jul 2022.
- Derived from this study: PubMed 37655106Qi Y, Gu L, Shen J, Yao Y, Zhao Y, Lu S, Chen Z. An open, observational clinical study of neoadjuvant therapy in resectable stage III non-small cell lung cancer. Front Oncol. 2023 Aug 16;13:1194100. doi: 10.3389/fonc.2023.1194100. eCollection 2023.
- Derived from this study: PubMed 36059450Gu L, Wang X, Sun Y, Xu Y, Niu X, Zhao R, Yao Y, Jian H, Han Y, Wei J, Chen Z, Lu S. An open, observational, three-arm clinical study of 2-3 cycles of treatment as neoadjuvant therapy in operable locally advanced non-small cell lung cancer: An interim analysis. Front Immunol. 2022 Aug 19;13:938269. doi: 10.3389/fimmu.2022.938269. eCollection 2022.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Shun Lu study chair
Shanghai Chest Hospital
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
An observational study of Non Small Cell Lung Cancer, run by Shanghai Chest Hospital at 1 site in China.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 14 inclusion and 10 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: status not confirmed, as of the sponsor's last update on 29 Jul 2022. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in China. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
Results are not available in the source record.
How can a doctor refer a patient or contact the research team?
Contact Shun D Lu (86-21-62821990 ext. 15216769608, shunlu@sjtu.edu.cn), or a site near the patient. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
DFS: disease free survival (time frame: 36 months). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04197076, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 29 Jul 2022; AzTrials last refreshed its copy on 6 Nov 2026.