Esophageal Squamous Cell CarcinomaPhase 2NCT04390958
Neoadjuvant Chemotherapy With Nab-paclitaxel Plus Cisplatin and Capecitabine for Locally Advanced Thoracic Esophageal Squamous Cell Carcinoma
A Phase 2 study testing nab-paclitaxel, Cisplatin and Capecitabine in people with Esophageal Squamous Cell Carcinoma, run by Chinese Academy of Medical Sciences at 1 site in China.
Trial summary
Surgical resection is currently the major treatment for esophageal carcinoma while disease progression still occurred in most cases within 3 years. The rate of local recurrence and distant metastases could reach nearly 40% to 60%. Read more about this study
- Who is it for?
- Ages 18 to 75 years
- Conditions the study is for
- Esophageal Squamous Cell Carcinoma
- What is being tested?
- nab-paclitaxel, Cisplatin and Capecitabine
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 70 participants
- Where
- 1 siteChina
- Study dates
- 15 May 2020to Dec 2022
- Phase
- Phase 2
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 to 75 years
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Histologic pathological or cytological diagnosis of squamous cell carcinoma of esophagus
- Age ranges from 18 to 70 years
- Patients must not have received any prior anticancer therapy
- Preoperative stage cT2N+M0, cT3-4aN0/N+M0 thoracic esophageal squamous cell carcinoma evaluated by MDT consultation based on imaging examinations
- Eastern cooperative oncology group (ECOG) performance status of 0 to 1
- Signed informed consent document on file
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- Females with childbearing potential must have a negative serum pregnancy
- Adequate organ function to receive esophagectomy including the following:
- Bone marrow: absolute white blood cells count ≥3.0×10^9/L, absolute neutrophil count (ANC) ≥1.5×10^9/L, platelets ≥100×10^9/L, haemoglobin ≥90g/L; Hepatic: total bilirubin ≤1.5 times upper limit of normal (ULN), alanine transaminase (ALT) and aspartate transaminase (AST) ≤2.5 times ULN; Renal: calculated creatinine clearance rate≥80ml/min
- For childbearing potential males and females, who have agreed with contraception from start of investigational drug administration to 6 months after last dose of investigational drug
- Patients who have no contraindication of nab-paclitaxel, cisplatin or capecitabine
Who cannot join
- Patients who may develop tracheoesophageal fistula or aortoesophageal fistula
- Patients who have received allogeneic organ or stem cell transplants
- Patients with uncontrolled diabetes mellitus, any serious or unstable medical condition or mental illness
- Patients with preexisting or a history of ≥ Grade II peripheral neuropathy
- Pregnant or breast feeding
- Patients who take part in clinical trials of other drugs or biological therapy within 4 weeks before enrollment
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- Prior invasive malignancy in 5 years (except for curable carcinoma in situ of cervix and non-melanoma skin cancer)
- Patients with digestive tract obstruction or metabolic dysfunction which may influence oral absorption of capecitabine
- Patients with supraclavicular lymph node metastasis, celiac lymph node metastasis except for pericardial and left gastric lymph node metastasis
- Patients with evidence of distant metastases
Trial locations and contacts
1 site in 1 country.
China1 site, 1 recruiting
- Recruiting
National Cancer Center/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College
Beijing
Zhou Aiping, +86 13691161998, zhouap1825@126.com
About this study
Official title: Phase II Study of Neoadjuvant Chemotherapy With Nab-paclitaxel Plus Cisplatin and Capecitabine for Locally Advanced Thoracic Esophageal Squamous Cell Carcinoma
Surgical resection is currently the major treatment for esophageal carcinoma while disease progression still occurred in most cases within 3 years. The rate of local recurrence and distant metastases could reach nearly 40% to 60%. The neoadjuvant chemotherapy could significantly improve resection rate and overall survival after surgery. Squamous cell carcinoma is the most common histology in Asia. JCOG9907 trial performed in Japan confirmed that compared to surgery plus adjuvant chemotherapy, the combination of neoadjuvant chemotherapy and surgery could further prolong overall survival. The regimen of cisplatin and fluorouracil is a classic effective option in combination therapy for esophageal carcinoma. Nanoparticle albumin-bound (nab)-paclitaxel is a novel taxane and has better efficacy in esophageal carcinoma treatment. We try to evaluate the efficacy and safety of neoadjuvant chemotherapy with nab-paclitaxel plus cisplatin and capecitabine for locally advanced thoracic esophageal squamous cell carcinoma patients.
- Conditions
- Esophageal Squamous Cell Carcinoma
- Being tested
- nab-paclitaxel, Cisplatin, Capecitabine
- Medical subject headings
- Esophageal Squamous Cell Carcinoma
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
nab-paclitaxelDrug
125mg/m2 ivgtt d1、d8
CisplatinDrug
60mg/m2 ivgtt d1 or d1-2
CapecitabineDrug
1750mg/m2 po bid d1-14
| Study group | Role | What they receive |
|---|---|---|
| Neoadjuvant chemotherapy group | Experimental | Total 6 perioperative chemotherapy composed of nab-paclitaxel, cisplatin and capecitabine every 21 days Receives: Drug: nab-paclitaxel; Drug: Cisplatin; Drug: Capecitabine |
What is being measured
The primary outcome is the main question the study is designed to answer.
Pathological complete response (pCR) rate
No cancer cells in primary tumor and all lymph nodes resected are observed by pathologists
Measured: 2 year
Secondary outcomes (9)
Objective Response Rate (ORR)
Objective response rate is defined as the rate of patients with at least a 30% decrease in the sum of the LD (longest diameter) of target lesions, which include complete response (CR) or partial response (PR)
Measured: 2 year
R0 resection rate
The ratio of the patients with surgical R0 resection over the of patients who receive surgery
Measured: 2 year
Major Pathological Response (MPR) rate
MPR is defined as 10% or fewer viable cancer cells in the hematoxylin and eosin (H\&E)-stained slides from the resected tumor following neoadjuvant treatment
Measured: 2 year
Overall survival (OS)
Time from enrollment to death
Measured: From date of enrollment until the date of death from any cause, assessed up to 24 months
Disease free survival (DFS)
From the day of surgery with R0 resection to recurrence or death of any reasons
Measured: From date of enrollment until the date of death or recurrence, assessed up to 24 months
Progression-free survival (PFS)
number of participant with disease progression
Measured: From date of enrolment until the date of first documented disease progression or date of death from any cause, whichever came first, assessed up to 24 months
Recurrence rate
number of participant with disease recurrence
Measured: 2 year
Treatment-emergent adverse events
From the day of neoadjuvant therapy to 30 days after surgery or within 90 days after last neoadjuvant treatment. To evaluate the incidence of TEAE, rate of grade 3 and 4 TEAE (CTCAE 5.0), rate of surgery delay over 30 days and/or inoperable patients
Measured: 2 year
Surgical complications
Measured: Within the first 90 days after the start of surgery
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted18 May 2020
- Study start15 May 2020
- Primary completionJun 2022 (estimated)
- Study completionDec 2022 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (1)Papers the sponsor has linked to this study.
- Other trials for Esophageal Squamous Cell CarcinomaStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Enrolment
- 70 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Chinese Academy of Medical Sciences
- Sponsor type
- University, hospital or other
- Responsible party
- Principal investigator, Aiping Zhou, Chinese Academy of Medical Sciences
- Investigators
- Shugeng Gao, MD, Principal investigator, Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04390958
- Sponsor's protocol ID
- NCC-003475
- Status last verified
- Mar 2022
- First submitted
- 13 May 2020
- Last updated
- 15 Mar 2022
- Results posted
- No
- FDA-regulated drug
- No
- FDA-regulated device
- No
Publications
Zhang W, Chen X, Xue L, Jiang Z, Qu D, Yang Z, Qin J, Wang Z, Zhang M, Li Y, Zhou A, Gao S. Neoadjuvant chemotherapy with albumin-bound paclitaxel plus cisplatin and capecitabine for locally advanced esophageal squamous cell carcinoma: a phase 2 clinical trial. Int J Surg. 2025 Jun 1;111(6):3831-3837. doi: 10.1097/JS9.0000000000002375. Epub 2025 May 12.
PubMed 40358628
Study at a glance
From the registry record, last updated by the sponsor on 15 Mar 2022. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Phase II Study of Neoadjuvant Chemotherapy With Nab-paclitaxel Plus Cisplatin and Capecitabine for Locally Advanced Thoracic Esophageal Squamous Cell Carcinoma
- ClinicalTrials.gov ID
- NCT04390958
- Acronym / sponsor ID
- NCC-003475
- Conditions
- Esophageal Squamous Cell Carcinoma
- Phase
- Phase 2
- Study type
- Interventional
- Recruitment status
- Unknown status
- Enrolment
- 70 participants (estimated)
- Lead sponsor
- Chinese Academy of Medical SciencesUniversity, hospital or other
- Study start
- 15 May 2020 (actual)
- Primary completion
- Jun 2022 (estimated)
- Study completion
- Dec 2022 (estimated)
- First posted
- 18 May 2020 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
Surgical resection is currently the major treatment for esophageal carcinoma while disease progression still occurred in most cases within 3 years. The rate of local recurrence and distant metastases could reach nearly 40% to 60%. The neoadjuvant chemotherapy could significantly improve resection rate and overall survival after surgery. Squamous cell carcinoma is the most common histology in Asia. JCOG9907 trial performed in Japan confirmed that compared to surgery plus adjuvant chemotherapy, the combination of neoadjuvant chemotherapy and surgery could further prolong overall survival. The regimen of cisplatin and fluorouracil is a classic effective option in combination therapy for esophageal carcinoma. Nanoparticle albumin-bound (nab)-paclitaxel is a novel taxane and has better efficacy in esophageal carcinoma treatment. We try to evaluate the efficacy and safety of neoadjuvant chemotherapy with nab-paclitaxel plus cisplatin and capecitabine for locally advanced thoracic esophageal squamous cell carcinoma patients.
Study design
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 1
| Arm | Type | Receives |
|---|---|---|
| Neoadjuvant chemotherapy group | Experimental | Drug: nab-paclitaxel, Drug: Cisplatin, Drug: CapecitabineTotal 6 perioperative chemotherapy composed of nab-paclitaxel, cisplatin and capecitabine every 21 days |
Who may qualify
- Ages
- 18 to 75 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (11 listed)
- Histologic pathological or cytological diagnosis of squamous cell carcinoma of esophagus
- Age ranges from 18 to 70 years
- Patients must not have received any prior anticancer therapy
- Preoperative stage cT2N+M0, cT3-4aN0/N+M0 thoracic esophageal squamous cell carcinoma evaluated by MDT consultation based on imaging examinations
- Eastern cooperative oncology group (ECOG) performance status of 0 to 1
Key exclusion criteria (10 listed)
- Patients who may develop tracheoesophageal fistula or aortoesophageal fistula
- Patients who have received allogeneic organ or stem cell transplants
- Patients with uncontrolled diabetes mellitus, any serious or unstable medical condition or mental illness
- Patients with preexisting or a history of ≥ Grade II peripheral neuropathy
- Pregnant or breast feeding
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| nab-paclitaxel125mg/m2 ivgtt d1、d8 | Drug | Neoadjuvant chemotherapy group |
| Cisplatin60mg/m2 ivgtt d1 or d1-2 | Drug | Neoadjuvant chemotherapy group |
| Capecitabine1750mg/m2 po bid d1-14 | Drug | Neoadjuvant chemotherapy group |
Primary outcome
Pathological complete response (pCR) rate
Time frame: 2 year
No cancer cells in primary tumor and all lymph nodes resected are observed by pathologists
9 secondary outcomes
Objective Response Rate (ORR)
Time frame: 2 year
R0 resection rate
Time frame: 2 year
Major Pathological Response (MPR) rate
Time frame: 2 year
Overall survival (OS)
Time frame: From date of enrollment until the date of death from any cause, assessed up to 24 months
Disease free survival (DFS)
Time frame: From date of enrollment until the date of death or recurrence, assessed up to 24 months
Progression-free survival (PFS)
Time frame: From date of enrolment until the date of first documented disease progression or date of death from any cause, whichever came first, assessed up to 24 months
Recurrence rate
Time frame: 2 year
Treatment-emergent adverse events
Time frame: 2 year
Surgical complications
Time frame: Within the first 90 days after the start of surgery
Results and safety
Results are not available in the source record.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 15 Mar 2022.
- Derived from this study: PubMed 40358628Zhang W, Chen X, Xue L, Jiang Z, Qu D, Yang Z, Qin J, Wang Z, Zhang M, Li Y, Zhou A, Gao S. Neoadjuvant chemotherapy with albumin-bound paclitaxel plus cisplatin and capecitabine for locally advanced esophageal squamous cell carcinoma: a phase 2 clinical trial. Int J Surg. 2025 Jun 1;111(6):3831-3837. doi: 10.1097/JS9.0000000000002375. Epub 2025 May 12.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Shugeng Gao, MD principal investigator
Research Center for Cancer/Cancer Hospital, Chinese Academy of Medical Sciences and Peking Union Medical College
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2 study testing nab-paclitaxel, Cisplatin and Capecitabine in people with Esophageal Squamous Cell Carcinoma, run by Chinese Academy of Medical Sciences at 1 site in China.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 11 inclusion and 10 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: status not confirmed, as of the sponsor's last update on 15 Mar 2022. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in China. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
Results are not available in the source record.
How can a doctor refer a patient or contact the research team?
Contact Aiping Zhou, MD (8613691161998, Zhouap1825@126.com), or a site near the patient. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Pathological complete response (pCR) rate (time frame: 2 year). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04390958, which also lists 1 linked publication.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 15 Mar 2022.