Tobacco Use CessationPhase 4SMARTTTNCT04490057
A Smart Approach to Treating Tobacco Use Disorder in Persons Living With HIV
A Phase 4 study testing Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion and Contingency Management in people with Tobacco Use Cessation, run by Yale University at 4 sites in United States.
Trial summary
Many people living with HIV (PLWH) smoke. Smoking in these individuals is often undertreated. This study plans to assess the ability of various clinical pathways involving tobacco treatment medications and contingency management (paying smokers for not smoking) to improve smoking cessation in a group of PLWH. Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Tobacco Use Cessation
- What is being tested?
- Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion and Contingency Management
- Type of treatment
- Lifestyle or therapy programme
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 323 participants
- Where
- 4 sitesUnited States
- Study dates
- 27 Jul 2020to 24 Oct 2025
- Phase
- Phase 4
- Are there results?
- Yes, posted in the registrySummary in the doctors' view
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- HIV positive;
- >= 18 years old
- Receiving HIV care at Yale-New Haven Hospital, Bridgeport Hospital, Mount Sinai Hospital, or SUNY Downstate STAR clinic;
- Have smoked >= 100 cigarettes in lifetime;
- Currently smokes some days or every day;
- Smokes, on average, >= 5 cigarettes per day;
- Able to provide written informed consent.
Who cannot join
- Using only non-cigarette nicotine products (i.e., e-cigs, Juul, etc.);
- Currently using NRT, VAR, or bupropion (defined as use in the prior 7 days);
- Self-report or urine testing confirming pregnancy, nursing, or trying to conceive;
- Life-threatening or unstable medical, surgical, or psychiatric condition;
- Inability to provide at least one collateral contact (family member or friend);
- Living out of state;
- Unable to read or understand English (except at Mount Sinai site).
Trial locations and contacts
4 sites in 1 country.
United States4 sites
Bridgeport Hospital Infectious Disease Clinic
Bridgeport, Connecticut, 06110
SUNY Downstate STAR Clinic
Brooklyn, New York, 11203
Yale University School of Medicine
New Haven, Connecticut, 06510
Icahn School of Medicine at Mount Sinai
New York, New York, 10029
About this study
Many people living with HIV (PLWH) smoke. Smoking in these individuals is often undertreated. This study plans to assess the ability of various clinical pathways involving tobacco treatment medications and contingency management (paying smokers for not smoking) to improve smoking cessation in a group of PLWH.
Read the detailed description
Using a Sequential Multiple Assignment Randomized Trial (SMART) design, this project is a two-arm, two-stage randomized trial of 320 adult PWH who smoke cigarettes and receive care in one of three health systems (targeted enrollment changed from 632 to 320 with NCI approval and IRB protocol amendment). At inception, participants will be randomized to either combination nicotine replacement therapy (NRT, patch + short-acting NRT) or combination NRT+contingency management (CM). At 12 weeks, responders (non-smoking participants confirmed by exhaled carbon monoxide [eCO] or collateral verification) in both arms will receive 12 more weeks of the same treatment. Non-responders (participants with continued smoking by self-report and/or eCO) in both the NRT and NRT+CM arms will be re-randomized to 12 weeks of treatment, either with medication switch to oral medication, varenicline or bupropion, or intensified level of CM (start CM if no CM during first 12 weeks, or CM with higher reward schedule ["CM plus"] if NRT+CM group initially). The intervention will be delivered by trained clinical pharmacists. The primary outcomes will be self-reported reduction in average cigarettes smoked per day at 24 weeks and 12 weeks (primary outcome changed from eCO-confirmed abstinence to self-reported abstinence with NCI approval and IRB protocol amendment). The specific aims of the proposed study are to: (1) identify the optimal adaptive approach to promote reduced tobacco use (changed from eCO-confirmed smoking abstinence with NCI approval and protocol amendment) (2) study the effectiveness of various adaptive strategies on CD4 count, HIV viral suppression, and VACS index (validated measure of morbidity and mortality risk); and (3) grounded in implementation science and using aHybrid Effectiveness-Implementation Type I design, identify barriers and facilitators to delivering our intervention to inform future implementation.
- Conditions
- Tobacco Use Cessation
- Being tested
- Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion, Contingency Management
- Medical subject headings
- Tobacco Use Cessation
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhalerDrug
Participants will be prescribed both long-acting and short-acting nicotine replacement therapy.
Varenicline or bupropionDrug
Participants will be prescribed varenicline (Chantix) or bupropion (Wellbutrin).
Contingency ManagementBehavioural
Participants will be financially rewarded for abstinence to tobacco.
| Study group | Role | What they receive |
|---|---|---|
| 12 wks NRT+CM / 12 wks NRT+CM | Experimental | Nicotine replacement therapy combined with contingency management. Responders remain on same treatment for second 12 weeks. Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Behavioral: Contingency Management |
| 12 wks NRT+CM/ 12 wks VAR or bupropion+CM | Experimental | Nicotine replacement therapy combined with contingency management. Non-responders switch to varenicline or bupropion combined with contingency management for second 12 weeks. Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Drug: Varenicline or bupropion; Behavioral: Contingency Management |
| 12 wks NRT+CM/12 wks NRT+CM plus | Experimental | Nicotine replacement therapy combined with contingency management Non-responders switch to nicotine replacement therapy combined with intensified contingency management for second 12 weeks. Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Behavioral: Contingency Management |
| 12 wks NRT/ 12 wks NRT | Experimental | Nicotine replacement therapy alone. Responders remain on nicotine replacement therapy. Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler |
| 12 wks NRT/ 12 wks VAR or bupropion | Experimental | Nicotine replacement therapy alone. Non-responders switch to varenicline or bupropion alone for second 12 weeks. Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Drug: Varenicline or bupropion |
| 12 wks NRT/ 12 wks NRT+CM | Experimental | Nicotine replacement therapy alone. Non-responders switch to nicotine replacement therapy combined with contingency management for second 12 weeks. Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Behavioral: Contingency Management |
What is being measured
The primary outcome is the main question the study is designed to answer.
Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks
Self reported reduction in average cigarettes smoked per day at 12 weeks
Measured: Week 12
Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks
Self reported reduction in cigarettes smoked per day at 24 weeks
Measured: 24 weeks
Secondary outcomes (5)
Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks
Number of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification
Measured: 12 weeks from baseline
Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks
Number of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification
Measured: 24 weeks from baseline
VACS Index 2.0 Score
The Veterans Aging Cohort Study (VACS) 2.0 Index is A validated measure of morbidity and mortality. It estimates risk of 5-year all-cause mortality in patients with HIV. Total score range of 0-129. A higher total score indicates a greater risk of adverse health outcomes.
Measured: 24 weeks from baseline
CD4 Count
CD4 lymphocyte cell count. Normal range is 500-1200 cells per cubic millimeter. As HIV infection progresses, CD4 count drops.
Measured: 24 weeks from baseline
HIV Viral Load, Detectable
HIV viral load greater than 200 copies per milliliter of blood and detectable on standard lab test
Measured: 24 weeks from baseline
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted28 Jul 2020
- Study start27 Jul 2020
- Primary completion24 Oct 2024
- Study completion24 Oct 2025
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Publications (2)Papers the sponsor has linked to this study.
- Other trials for Tobacco Use CessationStudies of the same condition, open and under way.
- More trials run by Yale UniversityThe sponsor's other registered studies.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 4
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Sequential
- Model description
- Sequential multiple assignment randomized trial
- Masking
- None (open label)
- Enrolment
- 323 participants (actual)
Sponsor and investigators
- Lead sponsor
- Yale University
- Sponsor type
- University, hospital or other
- Collaborators
- National Cancer Institute (NCI)
- Responsible party
- Sponsor
- Investigators
- E. Jennifer Edelman, MD, MHS, Principal investigator, Yale UniversitySteven Bernstein, MD, Principal investigator, Dartmouth College
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04490057
- Sponsor's protocol ID
- 2000026332
- Other IDs
- R01CA243910
- Acronym
- SMARTTT
- Status last verified
- Dec 2025
- First submitted
- 22 Jul 2020
- Last updated
- 5 Jan 2026
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- No
Publications
Edelman EJ, Deng Y, Dziura J, Nahum-Shani I, Weiss JM, Aoun-Barakat L, Bold KW, Harsono D, Mistler C, Payne E, Aiudi S, Sigel KM, Yager JE, Ledgerwood DM, Bernstein SL. Clinical Pharmacists, Medications, and Contingency Management for Targeting Smoking in HIV Clinics: A Randomized Clinical Trial. JAMA Netw Open. 2026 Feb 2;9(2):e2560593. doi: 10.1001/jamanetworkopen.2025.60593.
PubMed 41758512Edelman EJ, Dziura J, Deng Y, Bold KW, Murphy SM, Porter E, Sigel KM, Yager JE, Ledgerwood DM, Bernstein SL. A SMARTTT approach to Treating Tobacco use disorder in persons with HIV (SMARTTT): Rationale and design for a hybrid type 1 effectiveness-implementation study. Contemp Clin Trials. 2021 Nov;110:106379. doi: 10.1016/j.cct.2021.106379. Epub 2021 Mar 29.
PubMed 33794354
Study at a glance
From the registry record, last updated by the sponsor on 5 Jan 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Smart Approach to Treating Tobacco Use Disorder in Persons Living With HIV
- ClinicalTrials.gov ID
- NCT04490057
- Acronym / sponsor ID
- SMARTTT / 2000026332
- Conditions
- Tobacco Use Cessation
- Phase
- Phase 4
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 323 participants (actual)
- Lead sponsor
- Yale UniversityUniversity, hospital or other
- Collaborators
- National Cancer Institute (NCI)
- Study start
- 27 Jul 2020 (actual)
- Primary completion
- 24 Oct 2024 (actual)
- Study completion
- 24 Oct 2025 (actual)
- First posted
- 28 Jul 2020 (actual)
- Results
- Posted 28 Nov 2025
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
Many people living with HIV (PLWH) smoke. Smoking in these individuals is often undertreated. This study plans to assess the ability of various clinical pathways involving tobacco treatment medications and contingency management (paying smokers for not smoking) to improve smoking cessation in a group of PLWH.
Detailed description
Using a Sequential Multiple Assignment Randomized Trial (SMART) design, this project is a two-arm, two-stage randomized trial of 320 adult PWH who smoke cigarettes and receive care in one of three health systems (targeted enrollment changed from 632 to 320 with NCI approval and IRB protocol amendment). At inception, participants will be randomized to either combination nicotine replacement therapy (NRT, patch + short-acting NRT) or combination NRT+contingency management (CM). At 12 weeks, responders (non-smoking participants confirmed by exhaled carbon monoxide [eCO] or collateral verification) in both arms will receive 12 more weeks of the same treatment. Non-responders (participants with continued smoking by self-report and/or eCO) in both the NRT and NRT+CM arms will be re-randomized to 12 weeks of treatment, either with medication switch to oral medication, varenicline or bupropion, or intensified level of CM (start CM if no CM during first 12 weeks, or CM with higher reward schedule ["CM plus"] if NRT+CM group initially). The intervention will be delivered by trained clinical pharmacists. The primary outcomes will be self-reported reduction in average cigarettes smoked per day at 24 weeks and 12 weeks (primary outcome changed from eCO-confirmed abstinence to self-reported abstinence with NCI approval and IRB protocol amendment). The specific aims of the proposed study are to: (1) identify the optimal adaptive approach to promote reduced tobacco use (changed from eCO-confirmed smoking abstinence with NCI approval and protocol amendment) (2) study the effectiveness of various adaptive strategies on CD4 count, HIV viral suppression, and VACS index (validated measure of morbidity and mortality risk); and (3) grounded in implementation science and using aHybrid Effectiveness-Implementation Type I design, identify barriers and facilitators to delivering our intervention to inform future implementation.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Sequential
- Masking
- None (open label)
- Number of arms
- 6
- Model description
- Sequential multiple assignment randomized trial
| Arm | Type | Receives |
|---|---|---|
| 12 wks NRT+CM / 12 wks NRT+CM | Experimental | Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Behavioral: Contingency ManagementNicotine replacement therapy combined with contingency management. Responders remain on same treatment for second 12 weeks. |
| 12 wks NRT+CM/ 12 wks VAR or bupropion+CM | Experimental | Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Drug: Varenicline or bupropion, Behavioral: Contingency ManagementNicotine replacement therapy combined with contingency management. Non-responders switch to varenicline or bupropion combined with contingency management for second 12 weeks. |
| 12 wks NRT+CM/12 wks NRT+CM plus | Experimental | Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Behavioral: Contingency ManagementNicotine replacement therapy combined with contingency management Non-responders switch to nicotine replacement therapy combined with intensified contingency management for second 12 weeks. |
| 12 wks NRT/ 12 wks NRT | Experimental | Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhalerNicotine replacement therapy alone. Responders remain on nicotine replacement therapy. |
| 12 wks NRT/ 12 wks VAR or bupropion | Experimental | Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Drug: Varenicline or bupropionNicotine replacement therapy alone. Non-responders switch to varenicline or bupropion alone for second 12 weeks. |
| 12 wks NRT/ 12 wks NRT+CM | Experimental | Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Behavioral: Contingency ManagementNicotine replacement therapy alone. Non-responders switch to nicotine replacement therapy combined with contingency management for second 12 weeks. |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (7 listed)
- HIV positive;
- >= 18 years old
- Receiving HIV care at Yale-New Haven Hospital, Bridgeport Hospital, Mount Sinai Hospital, or SUNY Downstate STAR clinic;
- Have smoked >= 100 cigarettes in lifetime;
- Currently smokes some days or every day;
Key exclusion criteria (7 listed)
- Using only non-cigarette nicotine products (i.e., e-cigs, Juul, etc.);
- Currently using NRT, VAR, or bupropion (defined as use in the prior 7 days);
- Self-report or urine testing confirming pregnancy, nursing, or trying to conceive;
- Life-threatening or unstable medical, surgical, or psychiatric condition;
- Inability to provide at least one collateral contact (family member or friend);
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhalerParticipants will be prescribed both long-acting and short-acting nicotine replacement therapy. | Drug | 12 wks NRT+CM / 12 wks NRT+CM, 12 wks NRT+CM/ 12 wks VAR or bupropion+CM, 12 wks NRT+CM/12 wks NRT+CM plus, 12 wks NRT/ 12 wks NRT, 12 wks NRT/ 12 wks NRT+CM, 12 wks NRT/ 12 wks VAR or bupropion |
| Varenicline or bupropionParticipants will be prescribed varenicline (Chantix) or bupropion (Wellbutrin). | Drug | 12 wks NRT+CM/ 12 wks VAR or bupropion+CM, 12 wks NRT/ 12 wks VAR or bupropion |
| Contingency ManagementParticipants will be financially rewarded for abstinence to tobacco. | Behavioural | 12 wks NRT+CM / 12 wks NRT+CM, 12 wks NRT+CM/ 12 wks VAR or bupropion+CM, 12 wks NRT+CM/12 wks NRT+CM plus, 12 wks NRT/ 12 wks NRT+CM |
Primary outcome
Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks
Time frame: Week 12
Self reported reduction in average cigarettes smoked per day at 12 weeks
Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks
Time frame: 24 weeks
Self reported reduction in cigarettes smoked per day at 24 weeks
5 secondary outcomes
Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks
Time frame: 12 weeks from baseline
Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks
Time frame: 24 weeks from baseline
VACS Index 2.0 Score
Time frame: 24 weeks from baseline
CD4 Count
Time frame: 24 weeks from baseline
HIV Viral Load, Detectable
Time frame: 24 weeks from baseline
Results and safety
Loading the posted results from ClinicalTrials.gov…
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 5 Jan 2026.
- Posted resultsParticipant flow, baseline, all outcome measures and adverse events.
- Derived from this study: PubMed 41758512Edelman EJ, Deng Y, Dziura J, Nahum-Shani I, Weiss JM, Aoun-Barakat L, Bold KW, Harsono D, Mistler C, Payne E, Aiudi S, Sigel KM, Yager JE, Ledgerwood DM, Bernstein SL. Clinical Pharmacists, Medications, and Contingency Management for Targeting Smoking in HIV Clinics: A Randomized Clinical Trial. JAMA Netw Open. 2026 Feb 2;9(2):e2560593. doi: 10.1001/jamanetworkopen.2025.60593.
- Derived from this study: PubMed 33794354Edelman EJ, Dziura J, Deng Y, Bold KW, Murphy SM, Porter E, Sigel KM, Yager JE, Ledgerwood DM, Bernstein SL. A SMARTTT approach to Treating Tobacco use disorder in persons with HIV (SMARTTT): Rationale and design for a hybrid type 1 effectiveness-implementation study. Contemp Clin Trials. 2021 Nov;110:106379. doi: 10.1016/j.cct.2021.106379. Epub 2021 Mar 29.
- Individual participant dataSharing planned: No
Related trials for Tobacco Use Cessation
Not yet recruitingObservational study
PROMETHEE: A Shared Interregional Tele-Tobacco Cessation Platform Embedded Within the IMPULSION Lung Cancer Screening Program
Smoking Cessation, Lung Cancer Screening
Not yet recruiting
Impacto 2.0: Mobile Smoking Cessation Across Texas
Cigarette Smoking, Smoking Cessation
Active, not recruiting
Vaping Cessation Using the Ottawa Model for Smoking Cessation Among E-Cigarette Users
Tobacco Smoking, Vaping
Recruiting
Young Adult Tobacco/Nicotine and Cannabis Co-use
Tobacco Use Disorder, Nicotine Dependence
Recruiting
Social Media Support Groups for Adolescent Vaping Cessation
Vaping, Vaping Cessation
Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
E. Jennifer Edelman, MD, MHS principal investigator
Yale University
Steven Bernstein, MD principal investigator
Dartmouth College
4 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 4 study testing Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion and Contingency Management in people with Tobacco Use Cessation, run by Yale University at 4 sites in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 7 inclusion and 7 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 5 Jan 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 4 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 4 studies take place after a treatment is approved, to learn more about its long-term benefits and risks in everyday use.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
Yes. Results are posted in the registry (first posted 28 Nov 2025). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks (time frame: Week 12). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04490057, which also lists 2 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 5 Jan 2026.