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Tobacco Use CessationPhase 4SMARTTTNCT04490057

A Smart Approach to Treating Tobacco Use Disorder in Persons Living With HIV

A Phase 4 study testing Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion and Contingency Management in people with Tobacco Use Cessation, run by Yale University at 4 sites in United States.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Many people living with HIV (PLWH) smoke. Smoking in these individuals is often undertreated. This study plans to assess the ability of various clinical pathways involving tobacco treatment medications and contingency management (paying smokers for not smoking) to improve smoking cessation in a group of PLWH. Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Tobacco Use Cessation
What is being tested?
Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion and Contingency Management
Could I receive a placebo?
No, everyone receives an active treatment
How many people
323 participants
Where
4 sitesUnited States
Study dates
27 Jul 2020to 24 Oct 2025
Phase
Phase 4
Are there results?
Yes, posted in the registrySummary in the doctors' view

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • HIV positive;
  • >= 18 years old
  • Receiving HIV care at Yale-New Haven Hospital, Bridgeport Hospital, Mount Sinai Hospital, or SUNY Downstate STAR clinic;
  • Have smoked >= 100 cigarettes in lifetime;
  • Currently smokes some days or every day;
  • Smokes, on average, >= 5 cigarettes per day;
  • Able to provide written informed consent.

Who cannot join

  • Using only non-cigarette nicotine products (i.e., e-cigs, Juul, etc.);
  • Currently using NRT, VAR, or bupropion (defined as use in the prior 7 days);
  • Self-report or urine testing confirming pregnancy, nursing, or trying to conceive;
  • Life-threatening or unstable medical, surgical, or psychiatric condition;
  • Inability to provide at least one collateral contact (family member or friend);
  • Living out of state;
  • Unable to read or understand English (except at Mount Sinai site).

Trial locations and contacts

4 sites in 1 country.

United States4 sites
  • Bridgeport Hospital Infectious Disease Clinic

    Bridgeport, Connecticut, 06110

  • SUNY Downstate STAR Clinic

    Brooklyn, New York, 11203

  • Yale University School of Medicine

    New Haven, Connecticut, 06510

  • Icahn School of Medicine at Mount Sinai

    New York, New York, 10029

Other trials in United States

About this study

Many people living with HIV (PLWH) smoke. Smoking in these individuals is often undertreated. This study plans to assess the ability of various clinical pathways involving tobacco treatment medications and contingency management (paying smokers for not smoking) to improve smoking cessation in a group of PLWH.

Read the detailed description

Using a Sequential Multiple Assignment Randomized Trial (SMART) design, this project is a two-arm, two-stage randomized trial of 320 adult PWH who smoke cigarettes and receive care in one of three health systems (targeted enrollment changed from 632 to 320 with NCI approval and IRB protocol amendment). At inception, participants will be randomized to either combination nicotine replacement therapy (NRT, patch + short-acting NRT) or combination NRT+contingency management (CM). At 12 weeks, responders (non-smoking participants confirmed by exhaled carbon monoxide [eCO] or collateral verification) in both arms will receive 12 more weeks of the same treatment. Non-responders (participants with continued smoking by self-report and/or eCO) in both the NRT and NRT+CM arms will be re-randomized to 12 weeks of treatment, either with medication switch to oral medication, varenicline or bupropion, or intensified level of CM (start CM if no CM during first 12 weeks, or CM with higher reward schedule ["CM plus"] if NRT+CM group initially). The intervention will be delivered by trained clinical pharmacists. The primary outcomes will be self-reported reduction in average cigarettes smoked per day at 24 weeks and 12 weeks (primary outcome changed from eCO-confirmed abstinence to self-reported abstinence with NCI approval and IRB protocol amendment). The specific aims of the proposed study are to: (1) identify the optimal adaptive approach to promote reduced tobacco use (changed from eCO-confirmed smoking abstinence with NCI approval and protocol amendment) (2) study the effectiveness of various adaptive strategies on CD4 count, HIV viral suppression, and VACS index (validated measure of morbidity and mortality risk); and (3) grounded in implementation science and using aHybrid Effectiveness-Implementation Type I design, identify barriers and facilitators to delivering our intervention to inform future implementation.

Being tested
Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion, Contingency Management
Medical subject headings
Tobacco Use Cessation

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhalerDrug

    Participants will be prescribed both long-acting and short-acting nicotine replacement therapy.

  • Varenicline or bupropionDrug

    Participants will be prescribed varenicline (Chantix) or bupropion (Wellbutrin).

  • Contingency ManagementBehavioural

    Participants will be financially rewarded for abstinence to tobacco.

Study groups in NCT04490057
Study groupRoleWhat they receive
12 wks NRT+CM / 12 wks NRT+CMExperimentalNicotine replacement therapy combined with contingency management. Responders remain on same treatment for second 12 weeks.
Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Behavioral: Contingency Management
12 wks NRT+CM/ 12 wks VAR or bupropion+CMExperimentalNicotine replacement therapy combined with contingency management. Non-responders switch to varenicline or bupropion combined with contingency management for second 12 weeks.
Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Drug: Varenicline or bupropion; Behavioral: Contingency Management
12 wks NRT+CM/12 wks NRT+CM plusExperimentalNicotine replacement therapy combined with contingency management Non-responders switch to nicotine replacement therapy combined with intensified contingency management for second 12 weeks.
Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Behavioral: Contingency Management
12 wks NRT/ 12 wks NRTExperimentalNicotine replacement therapy alone. Responders remain on nicotine replacement therapy.
Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler
12 wks NRT/ 12 wks VAR or bupropionExperimentalNicotine replacement therapy alone. Non-responders switch to varenicline or bupropion alone for second 12 weeks.
Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Drug: Varenicline or bupropion
12 wks NRT/ 12 wks NRT+CMExperimentalNicotine replacement therapy alone. Non-responders switch to nicotine replacement therapy combined with contingency management for second 12 weeks.
Receives: Drug: Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler; Behavioral: Contingency Management

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks

    Self reported reduction in average cigarettes smoked per day at 12 weeks

    Measured: Week 12

  2. Self Reported Reduction in Average Cigarettes Smoked Per Day at 24 Weeks

    Self reported reduction in cigarettes smoked per day at 24 weeks

    Measured: 24 weeks

Secondary outcomes (5)
  1. Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 12 Weeks

    Number of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification

    Measured: 12 weeks from baseline

  2. Exhaled Carbon Monoxide (eCO) Confirmed Smoking Abstinence at 24 Weeks

    Number of participants with smoking abstinence confirmed by exhaled carbon monoxide or next closest informant verification

    Measured: 24 weeks from baseline

  3. VACS Index 2.0 Score

    The Veterans Aging Cohort Study (VACS) 2.0 Index is A validated measure of morbidity and mortality. It estimates risk of 5-year all-cause mortality in patients with HIV. Total score range of 0-129. A higher total score indicates a greater risk of adverse health outcomes.

    Measured: 24 weeks from baseline

  4. CD4 Count

    CD4 lymphocyte cell count. Normal range is 500-1200 cells per cubic millimeter. As HIV infection progresses, CD4 count drops.

    Measured: 24 weeks from baseline

  5. HIV Viral Load, Detectable

    HIV viral load greater than 200 copies per milliliter of blood and detectable on standard lab test

    Measured: 24 weeks from baseline

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted28 Jul 2020
  2. Study start27 Jul 2020
  3. Primary completion24 Oct 2024
  4. Study completion24 Oct 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Sequential
Model description
Sequential multiple assignment randomized trial
Masking
None (open label)
Enrolment
323 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04490057
Sponsor's protocol ID
2000026332
Other IDs
R01CA243910
Acronym
SMARTTT
Status last verified
Dec 2025
First submitted
22 Jul 2020
Last updated
5 Jan 2026
Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
No

Publications

  • Edelman EJ, Deng Y, Dziura J, Nahum-Shani I, Weiss JM, Aoun-Barakat L, Bold KW, Harsono D, Mistler C, Payne E, Aiudi S, Sigel KM, Yager JE, Ledgerwood DM, Bernstein SL. Clinical Pharmacists, Medications, and Contingency Management for Targeting Smoking in HIV Clinics: A Randomized Clinical Trial. JAMA Netw Open. 2026 Feb 2;9(2):e2560593. doi: 10.1001/jamanetworkopen.2025.60593.

    PubMed 41758512
  • Edelman EJ, Dziura J, Deng Y, Bold KW, Murphy SM, Porter E, Sigel KM, Yager JE, Ledgerwood DM, Bernstein SL. A SMARTTT approach to Treating Tobacco use disorder in persons with HIV (SMARTTT): Rationale and design for a hybrid type 1 effectiveness-implementation study. Contemp Clin Trials. 2021 Nov;110:106379. doi: 10.1016/j.cct.2021.106379. Epub 2021 Mar 29.

    PubMed 33794354

Questions about this trial

What is this clinical trial studying?

A Phase 4 study testing Nicotine patch, nicotine gum, nicotine nasal spray, nicotine inhaler, Varenicline or bupropion and Contingency Management in people with Tobacco Use Cessation, run by Yale University at 4 sites in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 7 inclusion and 7 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 5 Jan 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 4 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 4 studies take place after a treatment is approved, to learn more about its long-term benefits and risks in everyday use.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

Yes. Results are posted in the registry (first posted 28 Nov 2025). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Self Reported Reduction in Average Cigarettes Smoked Per Day at 12 Weeks (time frame: Week 12). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT04490057, which also lists 2 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 5 Jan 2026.

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