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HealthyPhase 1NCT04589403

1a/1b Study of OPT101 First in Human Study Assessing Safety and Tolerability of 15-mer Peptide.

A Phase 1 study testing OPT101 in people with Healthy, run by Op-T LLC at 1 site in United States.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

This is a first-in-human study, Phase 1, randomized, placebo-controlled, double blinded study that will be conducted in 2 parts. Read more about this study

Who is it for?
Ages 18 to 55 yearsHealthy volunteers can take part
Conditions the study is for
Healthy
What is being tested?
OPT101
Type of treatment
Injection or infusion
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
14 participants
Where
1 siteUnited States
Study dates
18 Feb 2021to 27 Sep 2021
Phase
Phase 1
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 55 years
  • All sexes
  • Healthy volunteers accepted
  • Adult

Who may be able to join

  • Able and willing to give informed consent for the trial
  • Male or female aged ≥18 years on the day of signing informed consent
  • Is medically stable based on physical examination, medical history, laboratory results, and vital signs performed at screening
  • Women of childbearing potential must have a negative highly sensitive serum test (beta-human chorionic gonadotropin) at screening and a negative urine pregnancy test at the Visit 1 Day 1 prior to receiving the investigational product.
  • Women must agree to use one of the following methods of birth control for the duration of the clinical trial: systemic hormonal contraceptive (oral, injected, transdermal), intrauterine device, double barrier (e.g., cervical cap or diaphragm with condom or spermicide). Men with female partners must agree to use double barrier contraception, unless their partner is using systemic hormonal contraceptives or has an intrauterine device.

Who cannot join

  • Is over the age of 55 years old
  • Positive COVID test at screening/baseline
  • Has an active fever or has recently been exposed to a COVID-19 patient.
  • Currently has or had a history of malignancy
  • Has an immune deficiency syndrome (for example, severe combined immunodeficiency syndrome, T-cell deficiency syndromes, B-cell deficiency syndromes, or chronic granulomatous disease), or bone marrow or organ transplantation, or a disease associated with lymphopenia
  • Is currently being treated for an autoimmune disease/s
Show all 52Show fewer
  • Subjects with a history of venous and arterial thromboembolic events including, but not limited to, the following: deep venous thrombosis, pulmonary embolism, myocardial infarction, stroke, transient ischemic attack, or arterial insufficiency causing digital gangrene should be excluded. In addition, subjects with recent immobilization or recent surgery, should be excluded. Subjects with a history of abnormal prothrombotic laboratories such as congenital or inherited deficiency of antithrombin III, protein C, protein S, or confirmed diagnosis of antiphospholipid syndrome should also be excluded.
  • Has active infections, is prone to infections or has chronic, recurrent or opportunistic infectious disease, including but not limited to, Epstein-Barr virus (EBV), cytomegalovirus (CMV) chronic renal infection, chronic chest infection, sinusitis, recurrent urinary tract infection, Pneumocystis carinii, aspergillosis, latent or active granulomatous infection, histoplasmosis, or coccidioidomycosis or an open, draining, or infected non-healing skin wound or ulcer
  • Has recent or active hepatitis A infection, current/chronic hepatitis B and hepatitis C infection, or HIV infection. Participants with immunity to hepatitis B from previous infection (defined as negative HBsAg, positive anti-HBc, and positive hepatitis B surface antibody [anti-HBs]) or vaccination (defined as negative HBsAg, negative anti-HBc, and positive anti-HBs) may be eligible to participate.
  • Has history of immune suppression disorders
  • Has received a live (attenuated) vaccine within the last 60 days, including subjects who plan to receive live (attenuated) vaccines during the study or within 60 days after the final dose of study treatment.
  • Has received influenza vaccine within 14 days of screening.
  • Has received a biologic or immunotherapy in the last 6 months (If receiving allergy shots with stable dosing, is acceptable)
  • Has received prescription or non-prescription medication and in the opinion of the Investigator, the product will interfere with the study procedures or data integrity or compromise the safety of the subject.
  • Subjects with clinically significant abnormal laboratory test values in screening blood samples. In particular subjects with the following should be excluded:
  • Subjects with abnormal coagulation panel at screening such as abnormal PT or aPTT or fibrinogen
  • Abnormal liver function tests:
  • Liver enzyme abnormalities (except in the case of known Gilbert's syndrome) AST or ALT ≥3x ULN and total bilirubin ≥2x ULN AST or ALT ≥5x ULN AST or ALT ≥3x ULN if associated with appearance or worsening of rash or hepatitis symptoms Abnormal platelet counts (<150,000/mcL or > 450,000/mcL) Abnormal white blood cell counts (<3E3/uL or > 11E3/uL ) Abnormal eGFR (<60 mL/min/1.73m2) Elevated IgE level above 50 IU/mL
  • Subjects planning to undergo Elective procedures or surgeries at any time after signing the ICF through the follow-up visit.
  • Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the trial, starting withInclusion :
  • Able and willing to give informed consent for the trial
  • Male or female aged ≥18 years on the day of signing informed consent
  • Is medically stable based on physical examination, medical history, laboratory results, and vital signs performed at screening
  • Women of childbearing potential must have a negative highly sensitive serum test (beta-human chorionic gonadotropin) at screening and a negative urine pregnancy test at the Visit 1 Day 1 prior to receiving the investigational product.
  • Women must agree to use one of the following methods of birth control for the duration of the clinical trial: systemic hormonal contraceptive (oral, injected, transdermal), intrauterine device, double barrier (e.g., cervical cap or diaphragm with condom or spermicide). Men with female partners must agree to use double barrier contraception, unless their partner is using systemic hormonal contraceptives or has an intrauterine device.
  • Is over the age of 55 years old
  • Positive COVID test at screening/baseline
  • Has an active fever or has recently been exposed to a COVID-19 patient.
  • Currently has or had a history of malignancy
  • Has an immune deficiency syndrome (for example, severe combined immunodeficiency syndrome, T-cell deficiency syndromes, B-cell deficiency syndromes, or chronic granulomatous disease), or bone marrow or organ transplantation, or a disease associated with lymphopenia
  • Is currently being treated for an autoimmune disease/s
  • Subjects with a history of venous and arterial thromboembolic events including, but not limited to, the following: deep venous thrombosis, pulmonary embolism, myocardial infarction, stroke, transient ischemic attack, or arterial insufficiency causing digital gangrene should be excluded. In addition, subjects with recent immobilization or recent surgery, should be excluded. Subjects with a history of abnormal prothrombotic laboratories such as congenital or inherited deficiency of antithrombin III, protein C, protein S, or confirmed diagnosis of antiphospholipid syndrome should also be excluded.
  • Has active infections, is prone to infections or has chronic, recurrent or opportunistic infectious disease, including but not limited to, Epstein-Barr virus (EBV), cytomegalovirus (CMV) chronic renal infection, chronic chest infection, sinusitis, recurrent urinary tract infection, Pneumocystis carinii, aspergillosis, latent or active granulomatous infection, histoplasmosis, or coccidioidomycosis or an open, draining, or infected non-healing skin wound or ulcer
  • Has recent or active hepatitis A infection, current/chronic hepatitis B and hepatitis C infection, or HIV infection. Participants with immunity to hepatitis B from previous infection (defined as negative HBsAg, positive anti-HBc, and positive hepatitis B surface antibody [anti-HBs]) or vaccination (defined as negative HBsAg, negative anti-HBc, and positive anti-HBs) may be eligible to participate.
  • Has history of immune suppression disorders
  • Has received a live (attenuated) vaccine within the last 60 days, including subjects who plan to receive live (attenuated) vaccines during the study or within 60 days after the final dose of study treatment.
  • Has received influenza vaccine within 14 days of screening.
  • Has received a biologic or immunotherapy in the last 6 months (If receiving allergy shots with stable dosing, is acceptable)
  • Has received prescription or non-prescription medication and in the opinion of the Investigator, the product will interfere with the study procedures or data integrity or compromise the safety of the subject.
  • Subjects with clinically significant abnormal laboratory test values in screening blood samples. In particular subjects with the following should be excluded:
  • Subjects with abnormal coagulation panel at screening such as abnormal PT or aPTT or fibrinogen
  • Abnormal liver function tests:
  • Liver enzyme abnormalities (except in the case of known Gilbert's syndrome)
  • AST or ALT ≥3x ULN and total bilirubin ≥2x ULN AST or ALT ≥5x ULN AST or ALT ≥3x ULN if associated with appearance or worsening of rash or hepatitis symptoms Abnormal platelet counts (<150,000/mcL or > 450,000/mcL) Abnormal white blood cell counts (<3E3/uL or > 11E3/uL ) Abnormal eGFR (<60 mL/min/1.73m2) Elevated IgE level above 50 IU/mL
  • Subjects planning to undergo Elective procedures or surgeries at any time after signing the ICF through the follow-up visit.
  • Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the trial, starting with the screening visit through 120 days after the last dose of trial treatment.
  • Recent history of bleeding or bleeding disorders or any condition whereby in the opinion of the treating investigator giving anti-coagulation during treatment would be contraindicated.
  • History of hypersensitivity to antihistamines.
  • Weight is over 350lbs.
  • Subjects with active drug or alcohol abuse within 1 year prior to screening
  • Subject is participating in a clinical trial of another investigational drug or device, including subjects who have participated in another study for a duration of 5 half-lives of the investigational agent.
  • Investigators could exclude subjects with any medical condition, including, but not limited to, cardiac, endocrinologic, hematologic, hepatic, immunologic, metabolic, urologic, pulmonary, neurologic, dermatologic, renal, or a psychiatric condition that, in the opinion of the Investigator, could compromise the participant's ability to participate in this study.

Trial locations and contacts

1 site in 1 country.

United States1 site
  • IMMUNOe Research

    Centennial, Colorado, 80112

Other trials in United States

About this study

Official title: A Phase 1a/1b Study of OPT101 in Healthy Volunteers

This is a first-in-human study, Phase 1, randomized, placebo-controlled, double blinded study that will be conducted in 2 parts.

Read the detailed description

2 part study description:

  • an initial Phase 1a single ascending dose (SAD) phase to identify a safe dose of OPT101.

Dose escalation will be by a factor of 2.6: 0.16, 0.42, 1.1, 2.8 and 7.3mg/kg.

  • a Phase 1b multiple ascending dose (MAD) phase to measure safety and clinical effects of the highest and next to highest dose of OPT101 that are found to be safe in Phase 1a.
Conditions
Healthy
Being tested
OPT101

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • OPT101Drug

    Also called 15-mer peptide

    15-mer peptide with sequence based on the mouse CD154 domain interacting with CD40

Study groups in NCT04589403
Study groupRoleWhat they receive
0.9% Sodium Chloride Injection USPPlacebo comparatorPlacebo will be 50 mL normal saline (Sodium Chloride), USP sterile solution administered by IV infusion over 30 minutes.
Receives: Drug: OPT101
OPT101ExperimentalThe starting dose for the Phase 1a study is 0.16 mg/kg, which is 35-fold lower than the dog NOAEL (10mg/kg), on a mg/m2 basis. The dosing frequency for the MAD study was selected based on dosing performed in the supporting animal model studies. For an additional safety factor, the dose and volume infusion rates for the 0.16 mg/kg dose in humans will be 67-fold and 14-fold lower than the dogs dosed at 10mg/kg/min and mL/kg/min basis, respectively. For both Phase 1a and 1b, OPT101 will be administered by a slow IV infusion over 30 minutes.
Receives: Drug: OPT101

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Incidence of Treatment-Emergent Adverse Events (Safety and Tolerability)

    Incidence of abnormal vital signs and abnormal laboratory values

    Measured: 21 days

  2. Rate and type of adverse events during and after infusion of OPT101 or placebo

    Collection of all adverse events

    Measured: 48 hours

  3. Incidence of vital signs

    Continuous telemetry monitoring

    Measured: 48 hours

  4. Incidence of abnormal laboratory values

    Blood laboratory results and iStat results onsite

    Measured: 21 days

  5. Definition of maximum tolerated (MTD) single and repeated doses of OPT101

    DMC and Safety and Tolerability

    Measured: 48 hours

Secondary outcomes (2)
  1. Determine pharmacokinetic (PK) Parameters (AUC0-t, Cmax, CL/F, t1/2)

    PK samples will be taken at 8 time points during the infusion

    Measured: 8 hours

  2. Development of anti-drug antibodies after 1 or more infusions

    Anti-drug antibodies will be collected 2 times during study

    Measured: 2 weeks- 1 prior to infusion and day 15

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted19 Oct 2020
  2. Study start18 Feb 2021
  3. Primary completion27 Sep 2021
  4. Study completion27 Sep 2021

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1
Primary purpose
Other
Allocation
Randomised
Intervention model
Parallel groups
Model description
Sentinel dosing of two subjects followed by review of the data by the Data Monitoring Committee (DMC) will be performed prior to enrolling any additional subjects within a cohort. Groups of 3 subjects (2 active:1 placebo) each will be treated at each dose level; for a total of 15 subjects. Additional subjects may be added to any cohort if dose limiting toxicity (DLT) is observed for a maximum of up to 6 subjects per cohort. An additional 6 subjects may also be enrolled in an intermediate dose cohort between the dose level which exceeds the defined MTD and the previous defined dose level.
Masking
Triple blind
Who is masked
Participant, Care provider, Investigator
Enrolment
14 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT04589403
Sponsor's protocol ID
OPT-100-30
Status last verified
Sep 2025
First submitted
5 Oct 2020
Last updated
15 Sep 2025
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
No

Questions about this trial

What is this clinical trial studying?

A Phase 1 study testing OPT101 in people with Healthy, run by Op-T LLC at 1 site in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 52 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 15 Sep 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Incidence of Treatment-Emergent Adverse Events (Safety and Tolerability) (time frame: 21 days). The study lists 5 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 15 Sep 2025.

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Clinical Trial NCT04589403 | AzTrials