Acute Respiratory Distress Syndrome Caused by COVID-19NIV COVID19NCT04715243
Comparison of High Flow Nasal Cannula (HFNC), Face-mask Non-Invasive Ventilation (NIV) & Helmet NIV in COVID-19 ARDS Patients
A study testing High flow nasal cannula (HFNC), Helmet NIV and Face-mask NIV in people with Acute Respiratory Distress Syndrome Caused by COVID-19, run by Sultan Qaboos University at 1 site in Oman.
Trial summary
Objective: To determine whether NIV delivered through helmet interface reduces intubation rate among patients with COVID-19 ARDS compared to face-mask NIV and HFNC. Design, setting \& participants: Two-center randomized clinical trial of 360 patients with mild to moderate ARDS and confirmed COVID-19 requiring… Read more about this study
- Who is it for?
- Ages 18 years and older
- Conditions the study is for
- Acute Respiratory Distress Syndrome Caused by COVID-19
- What is being tested?
- High flow nasal cannula (HFNC), Helmet NIV and Face-mask NIV
- Type of treatment
- Medical device
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 161 participants
- Where
- 1 siteOman
- Study dates
- 2 Feb 2021to 11 Nov 2021
- Phase
- Interventional
- Are there results?
- None posted in the registry
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- > 18 years of age
- confirmed COVID-19
- Within 48 hours of presentation in the emergency department, high dependency area or intensive care unit (ICU)
- ARDS according to Berlin definition (P/F < 300) or O2 saturation < 90% or RR > 30/min) in room air
- Standard oxygen therapy at flow rate < 15L/min x 60 minutes
Who cannot join
- More than 48 hours of admission to the emergency department, high dependency or intensive care unit
- More than 4 hours on NIV or HFNC before enrolment
- Impending cardiopulmonary arrest
- Need for immediate endotracheal intubation
- Hemodynamic instability or life-threatening arrhythmias
- GCS < 8
Show all 13Show fewer
- Active intracranial pathology or high ICP
- Inability to cooperate or protect the airway
- Pregnancy
- Tracheostomy
- DNR or refusing intubation
- Known type 2 respiratory failure
- On chronic home oxygen therapy
Trial locations and contacts
1 site in 1 country.
About this study
Objective: To determine whether NIV delivered through helmet interface reduces intubation rate among patients with COVID-19 ARDS compared to face-mask NIV and HFNC.
Design, setting \& participants: Two-center randomized clinical trial of 360 patients with mild to moderate ARDS and confirmed COVID-19 requiring non-invasive ventilation between August 2020 to January 2021. The patients with respiratory rate (RR) more than 30/min or oxygen saturation (SpO2) less than 90% or PaO2/FiO2 ratio less than 300 despite standard oxygen therapy by face mask (<15 L/min) who present to Royal hospital or Sultan Qaboos University Hospital (SQUH) emergency department, medical wards or intensive care unit (ICU).
Read more
Intervention: Patients will be randomly assigned (block randomization) to either face-mask NIV, HFNC or Helmet NIV. The helmet is a transparent hood that covers the entire head of the patient and has a rubber collar neck seal.
Main outcome and measures: The primary outcome is the rate of endotracheal intubation at 28-days. Secondary outcomes include hospital mortality at 28 and 90 days, NIV free days, invasive ventilator free days and hospital length of stay.
Expected results: We assume the failure rate of Helmet NIV to be 30%, failure rate of HFNC to be 40% and failure rate of face-mask NIV to be 50%. A sample size of 360 patients (120/group) will achieve a power of 0.90 at a significance level of 0.05. To account for 10% dropout rate, the total sample required is 396 subjects(132/group).
Read the detailed description
Inclusion criteria:
- > 18 years of age
- confirmed COVID-19
- Within 48 hours of presentation in the emergency department, high dependency area or intensive care unit (ICU)
- ARDS according to Berlin definition (P/F < 300) or O2 saturation < 90% or RR > 30/min) in room air
- Standard oxygen therapy at flow rate < 15L/min x 60 minutes
Exclusion criteria:
- More than 48 hours of admission to the emergency room, high dependency or intensive care unit
- On non-invasive ventilation or HFNC for more than 4 hours before enrollement
- Impending cardiopulmonary arrest
- Need for immediate endotracheal intubation
- Hemodynamic instability or life-threatening arrhythmias
- GCS < 8
- Active intracranial pathology or high ICP
- Inability to cooperate or protect the airway
- Pregnancy
- Tracheostomy
- DNR or refusing intubation
- Known type 2 respiratory failure
- On chronic home oxygen therapy
Enrolment:
Multi-centre randomized trial of confirmed COVID-19 cases presenting to the emergency department, the ward, high dependency or intensive care unit (ICU) with ARDS requiring non-invasive mechanical ventilation. It is an open label randomized clinical trial. We will perform permuted block randomization of 9 and perform concealment.
Consent:
A written consent must be taken from the patient or the decision maker prior to enrollment.
Each of the three arms have pre-specified treatment protocol in the form of algorithm.
For the helmet NIV group, for type 1 respiratory failure (hypoxemia \& normal pCO2), CPAP will be started at 10 cmH2O \& FiO2 0.6. Re-assessment will be done every 15-30 minutes and CPAP and FiO2 will be increased accordinly (CPAP to 15 \& FiO2 of 1.0 maximum) If patients develops hypercapnia, the mode will be changed to BiPAP: IPAP 12-25 cmH2O (max 20) EPAP 8-15 cmH2O.
In the face-mask NIV group, CPAP will be started at 5 cmH2O \& FiO2 0.6. Re-assess will be performed every15-30 minutes. Thereafter CPAP \& FiO2 will be adjusted accordingly (maximum CPAP 12 \& FiO2: 1.0) If the patient develops high pCO2 :BiPAP: IPAP 8-20 cmH2O (max 20) EPAP 4-12 cmH2O.
In the high flow nasal cannula group, HFNC will be started at at 20-30 L/min Adjust FiO2 to keep SpO2 > 92%. Thereafter, it will be titrated to flow to max 60 L/min \& FiO2 100%
For all the three groups, these are the following targets:
Target:
SPO2 ≥ 92 % RR ≤ 30/min ROX index > 2.85 at 2 hours and > 3.85 at 12 hours (HFNC group)
If the above targets are not achieved, the ICU team will assess them for possible endotracheal intubation. In case the patient doesn't tolerate any of the two NIV interfaces, they will be allowed to cross over to the other with intention to treat analysis. For the high flow oxygen group, a trial of non-invasive ventilation will be allowed at the physician discretion before endotracheal intubation with intention to treat analysis.
Statistical Analysis:
We tested the null hypothesis that there is no difference between the Helmet-NIV, HFNC and face-mask-NIV intubation rate and the alternative hypothesis that Helmet NIV and HFNC is superior to face-mask-NIV. We assumed the failure rate of Helmet NIV to be 30% and the failure rate of HFNC to be 40% and failure rate of face-mask NIV is 50%. The group subject counts are allocated 1:1:1. The effect size is 0.12. A sample of 360 subjects, (120/group) achieves a power of 0.90 at a significance level of 0.05. To account for 10% dropout rate, the total sample required is 396 subjects(132/group).
Baseline characteristics will be reported by mean and standard deviation for the continuous variables and numbers and proportions for categorical variables. Intention to treat analysis to analysis will be used for the results for the primary efficacy point of reduction in the rate of the intubation between the three groups. Fisher's exact test will be used between-group differences in the rate of intubation. The face-mask-NIV is considered as a control group as it is the standard treatment and will calculate t the relative risk and absolute risk difference for the primary end points. The log-rank test will compare the time from enrollment to ET intubation for the three groups using Kaplan-Meier curves plot. Similar analysis will be performed for the 28-day mortality for as the secondary end points. All P values reported for on primary and secondary end points are based on two-sided tests of 0.05. The SAS statistical software is used to analyze the data.
- Being tested
- High flow nasal cannula (HFNC), Helmet NIV, Face-mask NIV
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
High flow nasal cannula (HFNC)Device
High flow nasal cannula as a form of non-invasive oxygen delivery
Helmet NIVDevice
NIV interface
Face-mask NIVDevice
NIV interface
| Study group | Role | What they receive |
|---|---|---|
| control | Other | Face-mask NIV is the standard of care Receives: Device: Face-mask NIV |
| intervention 1 | Active comparator | High flow nasal cannula Receives: Device: High flow nasal cannula (HFNC) |
| Intervention 2 | Active comparator | Helmet NIV Receives: Device: Helmet NIV |
What is being measured
The primary outcome is the main question the study is designed to answer.
Rate of endotracheal intubation
The patient will be randomly assigned to one of the treatment arms. Then the patient will be followed up for one month for the primary outcome which is endotracheal intubation.
Measured: within the study period with an average of one month.
Secondary outcomes (3)
Hospital mortality
Number of patients who survived compared to who died in each intervention
Measured: 90 days from the hospital mortality.
Hospital length of stay
total number of days patients remain in the hospital as inpatient in each intervention
Measured: Throughout the study completion. An average of 90 days.
Ventilator free days
number of days patients remain off intervention (invasive or non-invasive)
Measured: Throughout the study completion. An average of 90 days.
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted20 Jan 2021
- Study start2 Feb 2021
- Primary completion9 Aug 2021
- Study completion11 Nov 2021
Why it stopped: 1. Futility 2. Lack of recruitment in the centers due to lack of cases meeting the study criterial despite period of extension.
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Publications (1)Papers the sponsor has linked to this study.
- Other trials for Acute Respiratory Distress Syndrome Caused by COVID-19Studies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase N/A
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Model description
- Multi-centre randomized trial of confirmed COVID-19 cases presenting to the emergency department, the ward, high dependency or intensive care unit (ICU) with ARDS requiring non-invasive mechanical ventilation. They will be assigned to one of the three arms; high flow nasal cannula (HFNC), Face-mask NIV or Helmet NIV.
- Masking
- None (open label)
- Enrolment
- 161 participants (actual)
Sponsor and investigators
- Lead sponsor
- Sultan Qaboos University
- Sponsor type
- University, hospital or other
- Responsible party
- Principal investigator, Abdulhakeem Al-Hashim, Sultan Qaboos University
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04715243
- Sponsor's protocol ID
- SQU-EC/206/2020
- Acronym
- NIV COVID19
- Status last verified
- Dec 2021
- First submitted
- 9 Jan 2021
- Last updated
- 12 Jan 2022
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- No
- Individual data sharing
- Yes: Publish in a journal
Publications
Al Hashim AH, Al Reesi A, Al Lawati NM, Burad J, Al Khabori M, Chandwani J, Al Lawati R, Al Masroori Y, Al Balushi AA, Al Masroori S, Al Siyabi K, Al Lawati F, Ahmed FYN, Al Busaidy M, Al Huraizi A, Al Jufaili M, Al Zaabi J, Varghese JT, Al Harthi R, Sebastian KP, Al Abri FH, Al Aghbari J, Al Mubaihsi S, Al Lawati A, Al Busaidi M, Foti G. Comparison of Noninvasive Mechanical Ventilation With High-Flow Nasal Cannula, Face-Mask, and Helmet in Hypoxemic Respiratory Failure in Patients With COVID-19: A Randomized Controlled Trial. Crit Care Med. 2023 Nov 1;51(11):1515-1526. doi: 10.1097/CCM.0000000000005963. Epub 2023 Jun 13.
PubMed 37310174
Study at a glance
From the registry record, last updated by the sponsor on 12 Jan 2022. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Comparison of High Flow Nasal Cannula (HFNC), Face-mask Non-Invasive Ventilation (NIV) & Helmet NIV in COVID-19 ARDS Patients
- ClinicalTrials.gov ID
- NCT04715243
- Acronym / sponsor ID
- NIV COVID19 / SQU-EC/206/2020
- Study type
- Interventional
- Recruitment status
- TerminatedReason stopped: 1. Futility 2. Lack of recruitment in the centers due to lack of cases meeting the study criterial despite period of extension.
- Enrolment
- 161 participants (actual)
- Lead sponsor
- Sultan Qaboos UniversityUniversity, hospital or other
- Study start
- 2 Feb 2021 (actual)
- Primary completion
- 9 Aug 2021 (actual)
- Study completion
- 11 Nov 2021 (actual)
- First posted
- 20 Jan 2021 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
Objective: To determine whether NIV delivered through helmet interface reduces intubation rate among patients with COVID-19 ARDS compared to face-mask NIV and HFNC.
Design, setting \& participants: Two-center randomized clinical trial of 360 patients with mild to moderate ARDS and confirmed COVID-19 requiring non-invasive ventilation between August 2020 to January 2021. The patients with respiratory rate (RR) more than 30/min or oxygen saturation (SpO2) less than 90% or PaO2/FiO2 ratio less than 300 despite standard oxygen therapy by face mask (<15 L/min) who present to Royal hospital or Sultan Qaboos University Hospital (SQUH) emergency department, medical wards or intensive care unit (ICU).
Intervention: Patients will be randomly assigned (block randomization) to either face-mask NIV, HFNC or Helmet NIV. The helmet is a transparent hood that covers the entire head of the patient and has a rubber collar neck seal.
Main outcome and measures: The primary outcome is the rate of endotracheal intubation at 28-days. Secondary outcomes include hospital mortality at 28 and 90 days, NIV free days, invasive ventilator free days and hospital length of stay.
Expected results: We assume the failure rate of Helmet NIV to be 30%, failure rate of HFNC to be 40% and failure rate of face-mask NIV to be 50%. A sample size of 360 patients (120/group) will achieve a power of 0.90 at a significance level of 0.05. To account for 10% dropout rate, the total sample required is 396 subjects(132/group).
Detailed description
Inclusion criteria:
- > 18 years of age
- confirmed COVID-19
- Within 48 hours of presentation in the emergency department, high dependency area or intensive care unit (ICU)
- ARDS according to Berlin definition (P/F < 300) or O2 saturation < 90% or RR > 30/min) in room air
- Standard oxygen therapy at flow rate < 15L/min x 60 minutes
Exclusion criteria:
- More than 48 hours of admission to the emergency room, high dependency or intensive care unit
- On non-invasive ventilation or HFNC for more than 4 hours before enrollement
- Impending cardiopulmonary arrest
- Need for immediate endotracheal intubation
- Hemodynamic instability or life-threatening arrhythmias
- GCS < 8
- Active intracranial pathology or high ICP
- Inability to cooperate or protect the airway
- Pregnancy
- Tracheostomy
- DNR or refusing intubation
- Known type 2 respiratory failure
- On chronic home oxygen therapy
Enrolment:
Multi-centre randomized trial of confirmed COVID-19 cases presenting to the emergency department, the ward, high dependency or intensive care unit (ICU) with ARDS requiring non-invasive mechanical ventilation. It is an open label randomized clinical trial. We will perform permuted block randomization of 9 and perform concealment.
Consent:
A written consent must be taken from the patient or the decision maker prior to enrollment.
Each of the three arms have pre-specified treatment protocol in the form of algorithm.
For the helmet NIV group, for type 1 respiratory failure (hypoxemia \& normal pCO2), CPAP will be started at 10 cmH2O \& FiO2 0.6. Re-assessment will be done every 15-30 minutes and CPAP and FiO2 will be increased accordinly (CPAP to 15 \& FiO2 of 1.0 maximum) If patients develops hypercapnia, the mode will be changed to BiPAP: IPAP 12-25 cmH2O (max 20) EPAP 8-15 cmH2O.
In the face-mask NIV group, CPAP will be started at 5 cmH2O \& FiO2 0.6. Re-assess will be performed every15-30 minutes. Thereafter CPAP \& FiO2 will be adjusted accordingly (maximum CPAP 12 \& FiO2: 1.0) If the patient develops high pCO2 :BiPAP: IPAP 8-20 cmH2O (max 20) EPAP 4-12 cmH2O.
In the high flow nasal cannula group, HFNC will be started at at 20-30 L/min Adjust FiO2 to keep SpO2 > 92%. Thereafter, it will be titrated to flow to max 60 L/min \& FiO2 100%
For all the three groups, these are the following targets:
Target:
SPO2 ≥ 92 % RR ≤ 30/min ROX index > 2.85 at 2 hours and > 3.85 at 12 hours (HFNC group)
If the above targets are not achieved, the ICU team will assess them for possible endotracheal intubation. In case the patient doesn't tolerate any of the two NIV interfaces, they will be allowed to cross over to the other with intention to treat analysis. For the high flow oxygen group, a trial of non-invasive ventilation will be allowed at the physician discretion before endotracheal intubation with intention to treat analysis.
Statistical Analysis:
We tested the null hypothesis that there is no difference between the Helmet-NIV, HFNC and face-mask-NIV intubation rate and the alternative hypothesis that Helmet NIV and HFNC is superior to face-mask-NIV. We assumed the failure rate of Helmet NIV to be 30% and the failure rate of HFNC to be 40% and failure rate of face-mask NIV is 50%. The group subject counts are allocated 1:1:1. The effect size is 0.12. A sample of 360 subjects, (120/group) achieves a power of 0.90 at a significance level of 0.05. To account for 10% dropout rate, the total sample required is 396 subjects(132/group).
Baseline characteristics will be reported by mean and standard deviation for the continuous variables and numbers and proportions for categorical variables. Intention to treat analysis to analysis will be used for the results for the primary efficacy point of reduction in the rate of the intubation between the three groups. Fisher's exact test will be used between-group differences in the rate of intubation. The face-mask-NIV is considered as a control group as it is the standard treatment and will calculate t the relative risk and absolute risk difference for the primary end points. The log-rank test will compare the time from enrollment to ET intubation for the three groups using Kaplan-Meier curves plot. Similar analysis will be performed for the 28-day mortality for as the secondary end points. All P values reported for on primary and secondary end points are based on two-sided tests of 0.05. The SAS statistical software is used to analyze the data.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- None (open label)
- Number of arms
- 3
- Model description
- Multi-centre randomized trial of confirmed COVID-19 cases presenting to the emergency department, the ward, high dependency or intensive care unit (ICU) with ARDS requiring non-invasive mechanical ventilation. They will be assigned to one of the three arms; high flow nasal cannula (HFNC), Face-mask NIV or Helmet NIV.
| Arm | Type | Receives |
|---|---|---|
| control | Other | Device: Face-mask NIVFace-mask NIV is the standard of care |
| intervention 1 | Active comparator | Device: High flow nasal cannula (HFNC)High flow nasal cannula |
| Intervention 2 | Active comparator | Device: Helmet NIVHelmet NIV |
Who may qualify
- Ages
- 18 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (5 listed)
- > 18 years of age
- confirmed COVID-19
- Within 48 hours of presentation in the emergency department, high dependency area or intensive care unit (ICU)
- ARDS according to Berlin definition (P/F < 300) or O2 saturation < 90% or RR > 30/min) in room air
- Standard oxygen therapy at flow rate < 15L/min x 60 minutes
Key exclusion criteria (13 listed)
- More than 48 hours of admission to the emergency department, high dependency or intensive care unit
- More than 4 hours on NIV or HFNC before enrolment
- Impending cardiopulmonary arrest
- Need for immediate endotracheal intubation
- Hemodynamic instability or life-threatening arrhythmias
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| High flow nasal cannula (HFNC)High flow nasal cannula as a form of non-invasive oxygen delivery | Device | intervention 1 |
| Helmet NIVNIV interface | Device | Intervention 2 |
| Face-mask NIVNIV interface | Device | control |
Primary outcome
Rate of endotracheal intubation
Time frame: within the study period with an average of one month.
The patient will be randomly assigned to one of the treatment arms. Then the patient will be followed up for one month for the primary outcome which is endotracheal intubation.
3 secondary outcomes
Hospital mortality
Time frame: 90 days from the hospital mortality.
Hospital length of stay
Time frame: Throughout the study completion. An average of 90 days.
Ventilator free days
Time frame: Throughout the study completion. An average of 90 days.
Results and safety
The study was stopped early (reason given: 1. Futility 2. Lack of recruitment in the centers due to lack of cases meeting the study criterial despite period of extension.). Results are not available in the source record.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 12 Jan 2022.
- Derived from this study: PubMed 37310174Al Hashim AH, Al Reesi A, Al Lawati NM, Burad J, Al Khabori M, Chandwani J, Al Lawati R, Al Masroori Y, Al Balushi AA, Al Masroori S, Al Siyabi K, Al Lawati F, Ahmed FYN, Al Busaidy M, Al Huraizi A, Al Jufaili M, Al Zaabi J, Varghese JT, Al Harthi R, Sebastian KP, Al Abri FH, Al Aghbari J, Al Mubaihsi S, Al Lawati A, Al Busaidi M, Foti G. Comparison of Noninvasive Mechanical Ventilation With High-Flow Nasal Cannula, Face-Mask, and Helmet in Hypoxemic Respiratory Failure in Patients With COVID-19: A Randomized Controlled Trial. Crit Care Med. 2023 Nov 1;51(11):1515-1526. doi: 10.1097/CCM.0000000000005963. Epub 2023 Jun 13.
- Individual participant dataSharing planned: Yes. Publish in a journal
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
The record lists no contact. Use the official record to reach the sponsor.
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A study testing High flow nasal cannula (HFNC), Helmet NIV and Face-mask NIV in people with Acute Respiratory Distress Syndrome Caused by COVID-19, run by Sultan Qaboos University at 1 site in Oman.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 5 inclusion and 13 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: stopped early, as of the sponsor's last update on 12 Jan 2022. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in Oman. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
Are results available for this study?
The study was stopped early (reason given: 1. Futility 2. Lack of recruitment in the centers due to lack of cases meeting the study criterial despite period of extension.). Results are not available in the source record.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Rate of endotracheal intubation (time frame: within the study period with an average of one month.). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04715243, which also lists 1 linked publication.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 12 Jan 2022.