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Dyspnea; AsthmaticDFUNBIONCT05903001

Diaphragmatic Function as a Biomarker

An observational study of Dyspnea; Asthmatic and COPD, run by RWTH Aachen University at 1 site in Germany.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
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Trial summary

Dyspnea is among the most common symptoms in patients with respiratory diseases such as Asthma, chronic obstructive pulmonary disease (COPD), Fibrosis, and Pulmonary Hypertension. However, the pathophysiology and underlying mechanisms of dyspnea in patients with respiratory diseases are still poorly understood. Read more about this study

Who is it for?
Ages 18 years and older
Conditions the study is for
Dyspnea; Asthmatic, COPD, Fibrosis
What is being tested?
Diaphragm Ultrasound, Intercostal Muscle Ultrasound and Borg scale
How many people
800 participants
Where
1 siteGermany
Study dates
1 Jul 2023to 30 Dec 2026
Phase
Observational
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Study population: 800 patients, 4 groups

Who may be able to join

  • patient has one of the following lung diseases: COPD, bronchial asthma, pulmonary fibrosis, pulmonary hypertension
  • is 18 years or older
  • is mentally and physically able to understand the study and to follow instructions
  • are legally competent
  • signed declaration of consent

Who cannot join

  • BMI > 35
  • current or treatments or diseases in the past which could influence the evaluation of the study
  • Expected lack of willingness to actively participate in study-related measures
  • alcohol or drug abuse
  • disc herniation/prolapse
  • epilepsy
Show all 10Show fewer
  • wheelchair bound
  • in custody due to an official or court order
  • in a dependent relationship or employment relationship with investigating physician or one of their deputy
  • emergency inpatient hospital stay within 4 weeks before study-specific examinations

Trial locations and contacts

1 site in 1 country. Contact the study team or a site near you to ask about taking part.

Jens Spiesshoefer, MD contact

0049 2418037036

jspiesshoefer@ukaachen.de

Germany1 site, 1 recruiting
  • RWTH Aachen University Hospital

    Aachen, North Rhine-Westphalia, 52074

    Jens Spiesshoefer, PhD, +492418037036, jspiesshoefer@ukaachen.de

    Binaya Regmi, MD, +492418037065, bregmi@ukaachen.de

    Recruiting

Other trials in Germany

About this study

Official title: Diaphragmatic Function as a Biomarker in Patients With Respiratory Diseases

Dyspnea is among the most common symptoms in patients with respiratory diseases such as Asthma, chronic obstructive pulmonary disease (COPD), Fibrosis, and Pulmonary Hypertension. However, the pathophysiology and underlying mechanisms of dyspnea in patients with respiratory diseases are still poorly understood. Diaphragm dysfunction might be highly prevalent in patients with dyspnea and respiratory diseases. The association of diaphragm function and potential prognostic significance in patients with respiratory diseases has not yet been investigated.

Read the detailed description

The aim of the present project is to comprehensively measure respiratory muscle function and strength in patients with respiratory diseases. The investigators attempt to recruit 800 patients across four disease groups (Asthma, COPD, Fibrosis, and Pulmonary Hypertension) and the investigators intend to measure diaphragm and accessory respiratory muscle function and strength, lung function, and exercise tolerance, as well as the participants' symptom burden during one day at baseline in the investigators' lab. Thereafter, the investigators will follow up on patients by phone 3 months, 6 months, 12 months and 18 months after the investigators have seen them in the investigators' lab. In a small subset of patients (50 overall at most) and in those in whom a recently approved drug based therapy has been initiated (i.e. Sotatercept in PH, Nintedanib in ILD, Brensocatib in Bronchiectasis, Dupilumab in COPD, Anti IL-4/IL 13 or Anti IL 5 antibodies in eosinophilic asthma) follow up will not be by phone only but also in person to repeat the above mentioned non-invasive measurements. Based on these results, not only the association between dyspnea exercise tolerance and diaphragm function in patients with respiratory diseases can be assessed, but also the prognostic significance of diaphragm dysfunction in these patients can be determined. As such, hospitalization and exacerbation requiring the intake of steroids will be assessed and followed up on by phone, and therefore the prognostic significance of diaphragm dysfunction in predicting hospitalization and the intake of steroids can be determined.

Being tested
Diaphragm Ultrasound, Intercostal Muscle Ultrasound, Borg scale, MRC Breathlessness Scale, Respiratory Questionaire
Keywords
dyspnea, COPD, asthma, fibrosis, pulmonary hypertension, pneumology
Medical subject headings
Dyspnea, Asthma, Pulmonary Disease, Chronic Obstructive, Fibrosis, Hypertension, Pulmonary

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Diaphragm UltrasoundDiagnostic test

    Ultrasound of the Diaphragm at the end of inspiration and expiration

  • Intercostal Muscle UltrasoundDiagnostic test

    Ultrasound of the Intercostal Muscles at the end of inspiration and expiration

  • Borg scaleDiagnostic test

    Questionnaire for Perceived Exertion (Borg Rating of Perceived Exertion Scale)

  • MRC Breathlessness ScaleDiagnostic test

    The MRC Dyspnoea Scale allows the patients to indicate the extent to which their breathlessness affects their mobility.

  • Respiratory QuestionaireDiagnostic test

    Specialized respiratory questionnaire with different domains (Emotional Domain, Dyspnea Domain, Mastery Domain, Fatigue Domain)

  • GINA classification of AsthmaDiagnostic test

    Patients are classified according to the GINA classification of Asthma.

  • Measurement of respiratory mouth pressureDiagnostic test

    Inspiratory and expiratory Measurement of respiratory mouth pressure

  • SNIPDiagnostic test

    Measurement of Sniff Nasal Inspiratory Pressure

  • 6-minute walking distanceDiagnostic test

    The maximum walking distance achieved in 6 minutes

  • 60 seconds sit-to-stand testDiagnostic test

    number of repetitions achieved in sitting down and standing up in 60 seconds

  • ElectromyographyDiagnostic test

    electromyography of the muscles of respiration via superficial electrodes

  • Lung FunctionDiagnostic test

    Measurement of lung function via body plethysmography

  • CAT-QuestionnaireDiagnostic test

    COPD Assessment Test (CAT)

  • European Society of Cardiology (ESC)/ European Respiratory Society (ERS) risk groupDiagnostic test

    Patients with pulmonary hypertension are classified according to the ESC/ERS risk group.

Study groups in NCT05903001
Study groupRoleWhat they receive
Patients with AsthmaNot described
Receives: Diagnostic Test: Diaphragm Ultrasound; Diagnostic Test: Intercostal Muscle Ultrasound; Diagnostic Test: Borg scale; Diagnostic Test: MRC Breathlessness Scale; Diagnostic Test: Respiratory Questionaire; Diagnostic Test: GINA classification of Asthma; Diagnostic Test: Measurement of respiratory mouth pressure; Diagnostic Test: SNIP; Diagnostic Test: 6-minute walking distance; Diagnostic Test: 60 seconds sit-to-stand test; Diagnostic Test: Electromyography; Diagnostic Test: Lung Function
Patients with COPDNot described
Receives: Diagnostic Test: Diaphragm Ultrasound; Diagnostic Test: Intercostal Muscle Ultrasound; Diagnostic Test: Borg scale; Diagnostic Test: MRC Breathlessness Scale; Diagnostic Test: Respiratory Questionaire; Diagnostic Test: Measurement of respiratory mouth pressure; Diagnostic Test: SNIP; Diagnostic Test: 6-minute walking distance; Diagnostic Test: 60 seconds sit-to-stand test; Diagnostic Test: Electromyography; Diagnostic Test: Lung Function; Diagnostic Test: CAT-Questionnaire
Patients with FibrosisNot described
Receives: Diagnostic Test: Diaphragm Ultrasound; Diagnostic Test: Intercostal Muscle Ultrasound; Diagnostic Test: Borg scale; Diagnostic Test: MRC Breathlessness Scale; Diagnostic Test: Respiratory Questionaire; Diagnostic Test: Measurement of respiratory mouth pressure; Diagnostic Test: SNIP; Diagnostic Test: 6-minute walking distance; Diagnostic Test: 60 seconds sit-to-stand test; Diagnostic Test: Electromyography; Diagnostic Test: Lung Function
Patients with Pulmonary HypertensionNot described
Receives: Diagnostic Test: Diaphragm Ultrasound; Diagnostic Test: Intercostal Muscle Ultrasound; Diagnostic Test: Borg scale; Diagnostic Test: MRC Breathlessness Scale; Diagnostic Test: Respiratory Questionaire; Diagnostic Test: Measurement of respiratory mouth pressure; Diagnostic Test: SNIP; Diagnostic Test: 6-minute walking distance; Diagnostic Test: 60 seconds sit-to-stand test; Diagnostic Test: Electromyography; Diagnostic Test: Lung Function; Diagnostic Test: European Society of Cardiology (ESC)/ European Respiratory Society (ERS) risk group

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Dyspnea Borg scale 1 to 10

    Borg scale before and after "6 minute walking distance" test. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: 6 months recruiting

  2. Dyspnea Borg scale 1 to 10

    Borg scale before and after "6 minute walking distance" test. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: follow up 3 months after recruitment

  3. Dyspnea Borg scale 1 to 10

    Borg scale before and after "6 minute walking distance" test. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: follow up 6 months after recruitment

  4. Dyspnea Borg scale 1 to 10

    Borg scale before and after "6 minute walking distance" test. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: follow up 12 months after recruitment

  5. Dyspnea Borg scale 1 to 10

    Borg scale before and after "6 minute walking distance" test. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: follow up 18 months after recruitment

Secondary outcomes (24)
  1. 6 minute walking distance in m

    Measurement of achieved walking distance in 6 minutes

    Measured: 6 months recruiting

  2. Sit-to stand-test (60 seconds)

    Measurement of achieved repetitions of standing up and sitting down from an initial seated position in 60 seconds.

    Measured: 6 months recruiting

  3. New York Heart Association (NYHA) classification scale 1 to 4

    Patients are linked to a NYHA degree. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: 6 months recruiting, follow up up to 18 months after last recruitment

  4. Modified Medical Research Council (MRC) Breathlessness Scale 1 to 5

    Patients are assessed and grouped according to their MRC Breathlessness Scale. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: 6 months recruiting, follow up up to 18 months after last recruitment

  5. Chronic Respiratory Questionnaire (CRQ)

    Assessments of different domains (Emotional Domain, Dyspnea Domain, Mastery Domain, Fatigue Domain) in a standardized questionnaire on a scale from 1 to 7. The scores for each question of each dimension are added together and divided by the number of completed questions in each domain. In general, higher scores mean a worse outcome and lower scores mean a better outcome.

    For the dyspnea domain for example, a high score means that patients have less dyspnea, and a low score means that patients have more dyspnea.

    Measured: 6 months recruiting, follow up up to 18 months after last recruitment

  6. COPD Assessment Test (CAT-Questionnaire) from 0 to 40 points.

    Patients are evaluated and placed into the corresponding groups. Lower scores show fewer dyspnea, higher scores indicate more dyspnea.

    Measured: 6 months recruiting, follow up up to 18 months after last recruitment

  7. Global Initiative for Asthma (GINA) classification

    Patients are assessed and grouped as mild, moderate, or severe according to the GINA classification.

    Measured: 6 months recruiting, follow up up to 18 months after last recruitment

  8. Body Plethysmography

    TLC (Total lung capacity) in percent predicted.

    Measured: 6 months recruiting

  9. Diaphragm Thickening Ratio (DTR) in percent

    Via ultrasound, the diaphragm thickening ratio (DTR) was calculated as thickness at total lung capacity (TLC) divided by thickness at functional residual capacity (FRC).

    Measured: 6 months recruiting

  10. Diaphragm thickness at Total lung capacity (TLC)

    Via ultrasound, the diaphragm thickness at TLC is measured at the maximum point of inspiration.

    Measured: 6 months recruiting

  11. Diaphragm thickness at functional capacity (FRC)

    Via ultrasound, the diaphragm thickness at FRC is measured after a normal expiration.

    Measured: 6 months recruiting

  12. Diaphragm ultrasound sniff velocity in cm/s

    Via ultrasound, the diaphragm sniff velocity was assessed during tidal breathing and following a maximum sniff.

    Measured: 6 months recruiting

  13. Intercostal Muscle ultrasound thickness at Total lung capacity (TLC) in cm

    Via ultrasound, the intercostal thickness at TLC is measured at the maximum point of inspiration.

    Measured: 6 months recruiting

  14. Intercostal Muscle ultrasound thickness at functional capacity (FRC) in cm

    Via ultrasound, the intercostal thickness at FRC is measured after a normal expiration.

    Measured: 6 months recruiting

  15. Intercostal Muscle Thickening Ratio in percent

    Via ultrasound, the intercostal muscle thickening ratio was calculated as thickness at total lung capacity (TLC) divided by thickness at functional residual capacity (FRC).

    Measured: 6 months recruiting

  16. Maximum Inspiratory Pressure (MIP) in percent predicted

    Measurement of Maximum Inspiratory Pressure

    Measured: 6 months recruiting

  17. Maximum Expiratory Pressure (MEP) in percent predicted

    Measurement of Maximum Expiratory Pressure

    Measured: 6 months recruiting

  18. Sniff Nasal Inspiratory Pressure (SNIP) in percent predicted

    Measurement of Sniff Nasal Inspiratory Pressure

    Measured: 6 months recruiting

  19. Blood Gas Analysis in cmH2O

    oxygen partial pressure (pO2)

    Measured: 6 months recruiting

  20. Blood Gas Analysis in cmH2O

    carbon dioxide partial pressure (pCO2)

    Measured: 6 months recruiting

  21. Blood Gas Analysis

    pH scale

    Measured: 6 months recruiting

  22. Blood Gas Analysis in mmol/l

    Base Excess

    Measured: 6 months recruiting

  23. Blood Gas Analysis in (I1/s) percent

    Base Excess

    Measured: 6 months recruiting

  24. Electromyography (EMG)

    Measurement of electrical activity during different breathing maneuvers (Sniff, Cough, Valsalva, Mueller) via superficial electrodes placed on the diaphragm and accessory respiratory muscles (Sternocleidomastoideus muscle, intercostal muscles).

    Measured: 6 months recruiting

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted15 Jun 2023
  2. Study start1 Jul 2023
  3. Primary completion30 Dec 2026 (estimated)
  4. Study completion30 Dec 2026 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Observational
Observational model
Cohort
Time perspective
Prospective
Enrolment
800 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT05903001
Sponsor's protocol ID
RWTHAachenU
Acronym
DFUNBIO
Status last verified
Jan 2026
First submitted
18 May 2023
Last updated
28 Jan 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No

Publications

  • Daher A, Balfanz P, Aetou M, Hartmann B, Muller-Wieland D, Muller T, Marx N, Dreher M, Cornelissen CG. Clinical course of COVID-19 patients needing supplemental oxygen outside the intensive care unit. Sci Rep. 2021 Jan 26;11(1):2256. doi: 10.1038/s41598-021-81444-9.

    PubMed 33500431
  • Daher A, Balfanz P, Cornelissen C, Muller A, Bergs I, Marx N, Muller-Wieland D, Hartmann B, Dreher M, Muller T. Follow up of patients with severe coronavirus disease 2019 (COVID-19): Pulmonary and extrapulmonary disease sequelae. Respir Med. 2020 Nov-Dec;174:106197. doi: 10.1016/j.rmed.2020.106197. Epub 2020 Oct 20.

    PubMed 33120193
  • Balfanz P, Hartmann B, Muller-Wieland D, Kleines M, Hackl D, Kossack N, Kersten A, Cornelissen C, Muller T, Daher A, Stohr R, Bickenbach J, Marx G, Marx N, Dreher M. Early risk markers for severe clinical course and fatal outcome in German patients with COVID-19. PLoS One. 2021 Jan 29;16(1):e0246182. doi: 10.1371/journal.pone.0246182. eCollection 2021.

    PubMed 33513168
  • Spiesshoefer J, Henke C, Herkenrath S, Brix T, Randerath W, Young P, Boentert M. Transdiapragmatic pressure and contractile properties of the diaphragm following magnetic stimulation. Respir Physiol Neurobiol. 2019 Aug;266:47-53. doi: 10.1016/j.resp.2019.04.011. Epub 2019 Apr 25.

    PubMed 31029769
  • Spiesshoefer J, Henke C, Herkenrath S, Randerath W, Brix T, Young P, Boentert M. Assessment of Central Drive to the Diaphragm by Twitch Interpolation: Normal Values, Theoretical Considerations, and Future Directions. Respiration. 2019;98(4):283-293. doi: 10.1159/000500726. Epub 2019 Jul 26.

    PubMed 31352459
  • Spiesshoefer J, Herkenrath S, Henke C, Langenbruch L, Schneppe M, Randerath W, Young P, Brix T, Boentert M. Evaluation of Respiratory Muscle Strength and Diaphragm Ultrasound: Normative Values, Theoretical Considerations, and Practical Recommendations. Respiration. 2020;99(5):369-381. doi: 10.1159/000506016. Epub 2020 May 12.

    PubMed 32396905

Questions about this trial

What is this clinical trial studying?

An observational study of Dyspnea; Asthmatic and COPD, run by RWTH Aachen University at 1 site in Germany.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 10 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 28 Jan 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Germany. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Jens Spiesshoefer, MD (0049 2418037036, jspiesshoefer@ukaachen.de), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Dyspnea Borg scale 1 to 10 (time frame: 6 months recruiting). The study lists 5 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT05903001, which also lists 6 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 28 Jan 2026.

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