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Heart Failure With Reduced Ejection FractionPhase 4INITIATENCT05989503

Initiation of ARNi and SGLT2i in Patients With HFrEF

A Phase 4 study testing Sacubitril-valsartan and SGLT2 inhibitor in people with Heart Failure With Reduced Ejection Fraction, run by Universidade do Porto at 5 sites in Portugal.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

Heart failure (HF) is a condition in which the heart does not contract ("pump") or relax well, leading to insufficient perfusion of vital organs. Ankle swelling, fatigue, and breathlessness are some of the features of this syndrome. Read more about this study

Who is it for?
Ages 18 years and older
What is being tested?
Sacubitril-valsartan and SGLT2 inhibitor
Could I receive a placebo?
No, everyone receives an active treatment
How many people
62 participants
Where
5 sitesPortugal
Study dates
4 Aug 2023to 31 Jul 2025
Phase
Phase 4
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Age ≥ 18 years
  • Heart failure symptoms (NYHA II, III or IV)
  • Left ventricle ejection fraction ≤ 49% (assessed by transthoracic echocardiogram)
  • Glomerular filtration rate ≥ 25 ml/min/1.73m2 (CKD-EPI formula)
  • Serum potassium (K+) ≤ 5.4 mmol/L
  • Systolic blood pressure ≥ 100 mmHg
Show all 19Show fewer
  • Not treated with ARNi nor with SGLT2i within the previous month (30 days before inclusion, except if initiated 5 days before randomization; patients treated with an ACEi or ARB can be included and maintain their therapy until the switch to an ARNi is performed)
  • If female, she must not be a woman of childbearing potential. That is, she must be:
  • Surgically sterilized (e.g., underwent hysterectomy, bilateral salpingectomy or bilateral oophorectomy)
  • Clinically diagnosed infertile
  • In a post-menopausal state, defined as no menses for 12 months without an alternative medical cause
  • If female patient of childbearing potential, she must have a negative serum pregnancy test at Visit 1 (Day 0) and must agree to consistently and correctly use (from 28 days prior to first study treatment administration until at least 7 days after last study treatment administration) one of the following highly effective methods of contraception:
  • Abstinence of heterosexual intercourse (when this is in line with preferred and usual lifestyle of the subject)
  • Progestogen-only hormonal contraception associated with inhibition of ovulation (oral, injectable, implantable)
  • Combined (estrogen and progestogen containing) hormonal contraception associated with inhibition of ovulation (oral, intravaginal, transdermal)
  • Intrauterine device
  • Intrauterine hormone-releasing system
  • Bilateral tubal occlusion
  • Vasectomized partner, who has received medical assessment of the surgical success, or clinically diagnosed infertile partner

Who cannot join

  • Involvement in the planning and/or conduct of the study (applies to both Investigator staff and/or staff at the study site)
  • Participation in another clinical study with an investigational product during the last month
  • Unwilling to sign inform consent
  • Patients with a known hypersensitivity or intolerance to ARNi or SGLT2i or any of the excipients of the products
  • Hospitalization due to non-cardiovascular causes, surgical procedure, coronary, cerebral or peripheral vascular events or sepsis in the prior month
  • Cancer (life limiting with an estimated life expectancy of less than 2 years based on investigator's judgement)
Show all 12Show fewer
  • Previously confirmed cardiac amyloidosis
  • History of angioedema
  • Implantable cardioverter-defibrillators or cardiac resynchronization therapy within 3 months prior to screening or if there is an intent to implant either device in the 3 months following screening
  • Female patients currently pregnant (confirmed by a positive pregnancy test) or intent to become pregnant or breast feeding
  • Severe valvulopathy according to the echocardiogram report
  • Previous history of ketoacidosis due to SGLT2i

Trial locations and contacts

5 sites in 1 country.

5 sites in 1 country

Portugal5 sites
  • Centro Hospitalar Universitário de Santo António

    Porto, Porto District, 4099-001

  • Centro Hospitalar Universitário São João

    Porto, 4200-319

  • Faculty of Medicine (FMUP)

    Porto, 4200-319

  • Centro Hospitalar Vila Nova de Gaia/Espinho

    Porto, 4434-502

  • Unidade Local de Saúde de Matosinhos - Hospital Pedro Hispano

    Porto

Other trials in Portugal

About this study

Official title: Initiation of Angiotensin Receptor-neprilysin Inhibitor (ARNi) and Sodium-glucose Cotransporter-2 Inhibitors (SGLT2i) in Patients With Heart Failure With Reduced Ejection Fraction (HFrEF): the INITIATE-HFrEF Randomized Open-label Trial

Heart failure (HF) is a condition in which the heart does not contract ("pump") or relax well, leading to insufficient perfusion of vital organs. Ankle swelling, fatigue, and breathlessness are some of the features of this syndrome. There are different causes for HF (e.g., infarct and hypertension) and two distinct types: HFpEF - HF with preserved ejection fraction - the heart "pumps" but does not relax well and HFrEF/HFmrEF - HF with reduced or mildly reduced ejection fraction - where the heart does not "pump" properly, here referred to as having HFrEF.

Patients with HFrEF experience substantially shorter life expectancies compared with people in the general population of similar age. Compared to the different available therapeutics for HFrEF patients, angiotensin receptor-neprilysin inhibitor (ARNi), sacubitril/valsartan, has shown superiority for improving clinical outcomes. Furthermore, the new recently drug sodium-glucose cotransporter 2 inhibitor (SGLT2i) was proven to reduce mortality and morbidity on top of well-adapted background therapy.

This work aims to test the safety of ARNi and SGLT2i initiation by comparing a strategy of simultaneous initiation of ARNi and SGLT2i versus sequential initiation of a SGLT2i first followed by an ARNi.

Read the detailed description

Sacubitril/valsartan and SGLT2i reduced HF hospitalizations and mortality in patients with heart failure and a reduced ejection fraction with a rapid onset of action, but the timing of initiation of each drug is uncertain. Clinicians may be reluctant to initiate both therapies simultaneously due to fear of adverse events (e.g., hypotension and worsening renal function) which may delay the initiation of (at least one) of these life-saving therapies.

This study aims to fill this gap in knowledge by studying the initiation of sacubitril/valsartan and a SGLT2i simultaneously or in sequence. This study will better inform clinicians on their daily decisions.

Being tested
Sacubitril-valsartan, SGLT2 inhibitor

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Sacubitril-valsartanDrug

    Sacubitril-valsartan titration at the discretion of the treating physician

  • SGLT2 inhibitorDrug

    Either empagliflozin or dapagliflozin 10 mg/day

Study groups in NCT05989503
Study groupRoleWhat they receive
Simultaneous initiationActive comparatorARNi ((i.e. sacubitril/valsartan, irrespectively of brand name, at an initial dose 24/26mg b.i.d. or 49/51mg b.i.d. titrated to 97/103mg b.i.d. preferably in the first 3-6 weeks, up to 3 months of follow-up) and SGLT2i (either empagliflozin or dapagliflozin or respective combinations with other substances, providing the total dose of SGLT2i is, at least, of 10mg/d) on the same day or within ± 5 days.
Receives: Drug: Sacubitril-valsartan; Drug: SGLT2 inhibitor
Sequential initiationActive comparatorInitial (at randomization day) SGLT2i prescription (either empagliflozin or dapagliflozin, or respective combinations with other substances, providing the total dose of SGLT2i is, at least, of 10 mg/d) followed by an ARNi initiated between weeks 4 and 12 after randomization (sacubitril/valsartan at an initial dose of 24/26mg b.i.d. or 49/51mg b.i.d., and titrated to 97/103mg b.i.d. if tolerated, according to assistant physician decision)
Receives: Drug: Sacubitril-valsartan; Drug: SGLT2 inhibitor

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Composite outcome (time-to-first event' occurrence during the 6 months of follow-up):

    • Symptomatic hypotension (systolic blood pressure <100 mmHg with signs or symptoms compatible with hypoperfusion);
    • Hyperkalaemia (serum potassium >6.0 mmol/L);
    • Hypokalemia (serum potassium <3.0 mmol/L);
    • eGFR drop ≥50% from baseline or eGFR <15 ml/min/1.73m2 or renal transplant or dialysis;
    • Increase in diuretic dose due to worsening heart failure;
    • Use of intravenous diuretics for worsening heart failure;
    • Heart failure hospitalization;
    • Death from cardiovascular causes.

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

Secondary outcomes (46)
  1. Symptomatic hypotension (systolic blood pressure <100 mmHg with signs or symptoms compatible with hypoperfusion)

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  2. Hyperkalaemia (serum potassium >6.0 mmol/L)

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  3. Hypokalemia (serum potassium <3.0 mmol/L)

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  4. eGFR drop ≥50% from baseline or eGFR <15 ml/min/1.73m2 or renal transplant or dialysis

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  5. Increase in diuretic dose due to worsening heart failure

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  6. Use of intravenous diuretics for worsening heart failure

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  7. Heart failure hospitalization

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  8. Death from cardiovascular causes

    Time to event' occurrence during the 6 months of follow-up

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  9. NT-pro BNP or BNP (log)

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  10. High sensitivity C-reactive protein

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  11. Atrial fibrillation/flutter

    Electrocardiogram (yes/no)

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  12. Systolic and diastolic blood pressure

    Measure in the clinical appointments

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  13. High sensitivity Troponin

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  14. Left atrial volume

    Transthoracic echocardiogram

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  15. Left ventricular systolic volume

    Transthoracic echocardiogram

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  16. Left ventricular diastolic volume

    Transthoracic echocardiogram

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  17. LV mass

    Transthoracic echocardiogram

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  18. LV ejection fraction

    Transthoracic echocardiogram

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  19. Pulmonary artery systolic pressure

    Transthoracic echocardiogram

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  20. Serum sodium

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  21. Serum potassium

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  22. Serum creatinine

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  23. Glomerular filtration rate (eGFR)

    Calculated from the serum creatinine using the 2021 CKD-EPI creatinine-based formula

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  24. Urinary sodium

    Spot urine sample

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  25. Urinary potassium

    Spot urine sample

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  26. Microalbuminuria

    Spot urine sample

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  27. Total Cholesterol

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  28. LDL Cholesterol

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  29. HDL Cholesterol

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  30. Triglycerides

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  31. Glucose

    Measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  32. Glycated hemoglobin (HbA1C)

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  33. Uric acid

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  34. TSH

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  35. Free thyroxin

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 4 (visit 3 + 90±15 days)

  36. ALAT

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  37. ASAT

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  38. Gamma-GT

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  39. Alkaline Phosphatase

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  40. Total bilirubin

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  41. Serum iron

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  42. Ferritin

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  43. Transferrin saturation

    Concentration measured in blood samples

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  44. Functional class (NYHA, New York Heart Association)

    Assessed by the medical doctors in the clinical appointments (I / II / III / IV)

    Measured: visit 1 (day 0); visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  45. Quality of life (KCCQ, Kansas City Cardiomyopathy Questionnaire)

    HR-QoL assessed by the Kansas City Cardiomyopathy Questionnaire a 12-item instrument. All items are measured on a Likert scale with 5-7 response options. KCCQ scores are scaled from 0 to 100 and summarized in 25-point ranges, where scores represent health status as follows: 0 to 24: very poor to poor; 25 to 49: poor to fair; 50 to 74: fair to good; and 75 to 100: good to excellent

    Measured: visit 1 (day 0); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)

  46. Dosage titration of sacubitril/valsartan up to the dose 97/103 mg (b.i.d.) at 3 months

    Assessed by the medical doctors in the clinical appointments

    Measured: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days)

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted14 Aug 2023
  2. Study start4 Aug 2023
  3. Primary completion31 Jul 2025
  4. Study completion31 Jul 2025

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 4
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
Pragmatic study to be conducted in real-life routine practice conditions with a two-arm open randomization, to evaluate the efficacy (on surrogate markers) and safety of ARNi and SGLT2i combination in patients with HFrEF/HFmrEF and the doses of ARNi. 1. initiation of ARNi and SGLT2i simultaneously (same day or within ± 5 days); 2. initial SGLT2i initiation followed by ARNi between week 4 and 12 after randomization. Assuming a primary outcome frequency of 30% in the sequential group, if there is a true difference between the intervention groups (simultaneous vs sequential) of 10%, then 62 patients are required to be 80% certain that the upper limit of a one-sided 95% confidence interval will exclude a difference in favour of the sequential group of more than 20%.
Masking
None (open label)
Enrolment
62 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT05989503
Sponsor's protocol ID
INITIATE-HFrEF
Other IDs
2022-502409-14-00
Acronym
INITIATE
Status last verified
Aug 2025
First submitted
14 Jul 2023
Last updated
19 Nov 2025
Results posted
No
FDA-regulated drug
No
FDA-regulated device
No

Questions about this trial

What is this clinical trial studying?

A Phase 4 study testing Sacubitril-valsartan and SGLT2 inhibitor in people with Heart Failure With Reduced Ejection Fraction, run by Universidade do Porto at 5 sites in Portugal.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 19 inclusion and 12 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 19 Nov 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 5 sites in Portugal. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 4 studies take place after a treatment is approved, to learn more about its long-term benefits and risks in everyday use.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

The study is completed, but results are not available in the source record. That does not mean the treatment did or did not work.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Composite outcome (time-to-first event' occurrence during the 6 months of follow-up): (time frame: visit 2 (day 23 to 37); visit 3 (visit 2 + 60 ±15 days); visit 4 (visit 3 + 90±15 days)). It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 19 Nov 2025.

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