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Otolaryngological DiseaseTOPS-STNCT06258837

Treatment of Obstructive Sleep Apnea With Personalized Surgery in Children With Small Tonsils

A study testing DISE-Directed Surgery and Adenotonsillectomy in people with Otolaryngological Disease and Obstructive Sleep Apnea, run by Oregon Health and Science University at 2 sites in United States.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
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Trial summary

The purpose of this study is to compare the effectiveness of a novel personalized surgical approach to the standard AT in children with small tonsils (ST). This will be accomplished by randomizing children with ST and OSA to one of these two treatments and comparing outcomes after 6 months. Read more about this study

Who is it for?
Ages 2 to 17 years
What is being tested?
DISE-Directed Surgery and Adenotonsillectomy
Could I receive a placebo?
No, everyone receives an active treatment
How many people
175 participants
Where
2 sitesUnited States
Study dates
4 Oct 2024to 30 Sep 2028
Phase
Interventional
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 2 to 17 years
  • All sexes
  • No healthy volunteers
  • Child

To be in the study:

  • Child has a diagnosis of moderate to severe OSA diagnosed by PSG (oAHI ≥ 5).
  • Child age is 2.00 to 17.99 years of age.
  • Child has small tonsils (Brodsky 1+ or 2+) noted during routine physical exam.
  • Caregiver can provide signed and dated consent and is 18 years of age or older at the time of consent.
  • Caregiver can speak, read, and write in English or Spanish.
  • Caregiver is primary caretaker of the child.
  • Child is not expecting their own child.
  • Child is eligible for surgical treatment

Cannot be in the study if:

  • Child has history of previous tonsillectomy, tonsillotomy, or partial tonsillectomy.
  • Child has any contraindication to surgery (e.g. bleeding disorders).
  • Child has significant cardiopulmonary comorbidity besides OSA requiring supplemental oxygen, subglottic or tracheal stenosis, tracheostomy dependence.
  • Child has a genetic abnormality, Down syndrome, neuromuscular disorder, craniofacial anomaly.
  • Caregiver is unwilling or unable to comply with study procedures.
  • Child is or plans to become a parent themselves.

Trial locations and contacts

2 sites in 1 country. Contact the study team or a site near you to ask about taking part.

Eleni O'Neill contact

503-494-3569

topsst@ohsu.edu

Derek Lam, MD contact

503-494-9419

lamde@ohsu.edu

United States2 sites, 2 recruiting
  • University of Michigan

    Ann Arbor, Michigan, 48109

    Brittany Nordhaus, nbrittan@med.umich.edu

    Erin Kirkham, MD, MPH

    Recruiting
  • Oregon Health and Science University

    Portland, Oregon, 97239

    Eleni O'Neill, 503-875-9895, topsst@ohsu.edu

    Derek Lam, MD, MPH

    Recruiting

Other trials in United States

About this study

The purpose of this study is to compare the effectiveness of a novel personalized surgical approach to the standard AT in children with small tonsils (ST). This will be accomplished by randomizing children with ST and OSA to one of these two treatments and comparing outcomes after 6 months. It is the investigators' central hypothesis that a personalized drug-induced sleep endoscopy (DISE)-directed surgical approach that uses existing procedures to address the specific fixed and dynamic anatomic features causing obstruction (ie, anatomic endotypes) in each child with ST will perform better than the currently recommended standard first line approach of AT. This novel approach may improve OSA outcomes and reduce the burden of unnecessary AT or secondary surgery for persistent OSA after an ineffective AT. To test this hypothesis, the investigators propose to study children aged 2-17 years with small tonsils and OSA.

Read the detailed description

Obstructive sleep apnea (OSA) is common in children with an estimated prevalence of 1-6%. Untreated pediatric OSA is associated with hypertension, autonomic dysfunction, attention-deficit / hyperactivity disorder, neurocognitive deficits, poor school performance, poor quality of life, and a >200% increase in health care utilization compared to controls. Adenotonsillar hypertrophy is the primary risk factor for pediatric OSA, and adenotonsillectomy (AT) is the recommended first line treatment. However, the prevalence of persistent OSA after AT has been reported to be at least 20% among children with large tonsils, indicating that AT may not be the optimal intervention in all cases. Although the prevalence of small tonsils in children with OSA symptoms is up to 70%, there is currently no clear evidence on the outcome of AT in children with small tonsils. It has been shown that clinic assessments of tonsil size do not correlate with OSA severity or response to AT, leaving confusion about how best to treat OSA in children with small tonsils. This knowledge gap represents an opportunity to apply a personalized treatment approach and improve outcomes.

DISE entails passage of a flexible endoscope through the nose into the pharynx and enables direct observation of the sites and patterns of upper airway obstruction during sedated sleep. DISE was developed to guide surgical decisions in adult OSA, and in recent years has also been used to design personalized surgical interventions in children. To help standardize DISE assessments, the investigators previously developed and validated the DISE Rating Scale in children based on ordinal ratings of maximal airway obstruction (none, partial, complete) at six anatomic sites from the nose to the larynx.

The investigators also demonstrated that DISE ratings of adenotonsillar obstruction during sedated sleep are strongly associated with both OSA severity and response to AT, unlike clinic assessments of tonsil size. The investigators' preliminary data and other published studies have identified a high prevalence of non-adenotonsillar obstruction that can occur at the nose, palate, base of tongue, and larynx. Surgery that is tailored to the specific anatomic sites of obstruction observed during DISE may improve pediatric OSA outcomes, but existing studies are small, uncontrolled case series in heterogeneous study populations. There are no trials directly comparing AT and DISE-directed surgery in the common scenario of surgically naïve children with small tonsils.

The purpose of this study is to compare the effectiveness of a novel personalized surgical approach to the standard AT in children with small tonsils (ST). This will be accomplished by randomizing children with ST and OSA to one of these two treatments and comparing outcomes after 6 months. It is the investigators' central hypothesis that a personalized drug-induced sleep endoscopy (DISE)-directed surgical approach that uses existing procedures to address the specific fixed and dynamic anatomic features causing obstruction (i.e., anatomic endotypes) in each child with ST will perform better than the currently recommended standard first line approach of AT. This novel approach may improve OSA outcomes and reduce the burden of unnecessary AT or secondary surgery for persistent OSA after an ineffective AT. To test this hypothesis, the investigators propose to study children aged 2-17 years with small tonsils and OSA.

Being tested
DISE-Directed Surgery, Adenotonsillectomy
Medical subject headings
Otorhinolaryngologic Diseases, Sleep Apnea, Obstructive

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • DISE-Directed SurgeryProcedure or surgery

    Also called sleep endoscopy

    Participants randomized to DISE-directed surgery will undergo one or more potential procedures in a single surgery (i.e. DISE and subsequent sleep surgery performed) concurrently under the same general anesthetic), depending on anatomic assessment.

  • AdenotonsillectomyProcedure or surgery

    Also called AT

    Tonsil and/or adenoid removal

Study groups in NCT06258837
Study groupRoleWhat they receive
Drug-Induced Sleep EndoscopyExperimentalDISE will be performed at the time of surgery under the same sedation. The decision on specific surgical approach will be made at that time based on DISE findings. Prior to intubation, patients will be sedated with either a propofol infusion or a combination of ketamine and dexmedetomidine. Once adequate sedation is achieved, endoscopy will be performed using a flexible endoscope advanced through the nose. The nasal airway will be evaluated on both sides, then the endoscope will be advanced into the pharynx. The degree of obstruction is scored on a 3-point rating scale. Participants randomized to DISE-directed surgery will undergo one or more potential procedures in a single surgery. Caregivers will be consented for all possible procedures with the understanding that only those needed based on DISE will be performed. Importantly, these procedures are all established treatments with published outcomes data.
Receives: Procedure: DISE-Directed Surgery
AdenotonsillectomyActive comparatorAdenotonsillar hypertrophy is the most common risk factor for OSA in children, and adenotonsillectomy (AT) is the first line treatment. An adenotonsillectomy is an operation to remove both the adenoids and tonsils.
Receives: Procedure: Adenotonsillectomy

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Change from Baseline Polysomnography Measures: Obstructive Apnea-Hypopnea Index (oAHI) at 6 months

    Objective results from sleep studies (polysomnography): Obstructive Apnea-Hypopnea Index (oAHI): 6 months follow up sleep study difference from baseline sleep study. Higher scores indicate higher disease burden. Scores can range from zero to two hundred.

    Measured: 6 month follow up sleep study (after surgery)

  2. Change from Baseline Polysomnography Measures: Total Apnea-Hypopnea Index (AHI) at 6 months

    Objective results from sleep studies (polysomnography): Total Apnea-Hypopnea Index: 6 months follow up sleep study difference from baseline sleep study. Higher scores indicate higher disease burden. Scores can range from zero to two hundred.

    Measured: 6 month follow up sleep study (after surgery)

  3. Change from Baseline Polysomnography Measures: REM Apnea-Hypopnea Index (REM AHI) at 6 months

    Objective results from sleep studies (polysomnography): REM Apnea-Hypopnea Index REM AHI: 6 months follow up sleep study difference from baseline sleep study. Higher scores indicate higher disease burden. Scores can range from zero to two hundred.

    Measured: 6 month follow up sleep study (after surgery)

  4. Change from Baseline Polysomnography Measures: minimum Oxygen saturation (SpO2) at 6 months

    Objective results from sleep studies (polysomnography): Minimum Oxygen Saturation (Min SpO2): 6 months follow up sleep study difference from baseline sleep study. Lower scores indicate higher disease burden. Scores range from 0-100, although neither extreme is actually seen in patients.

    Measured: 6 month follow up sleep study (after surgery)

  5. Change from Baseline Polysomnography Measures: Oxyhemoglobin desaturation ≥ 3% Index (desat index) at 6 months

    Oxyhemoglobin desaturation ≥ 3% Index: 6 months follow up sleep study difference from baseline sleep study. Higher scores mean higher disease burden. Mild desaturation (< 5.0 events/h), moderate desaturation (≥ 5.0 events/h and < 10.0 events/h), and severe desaturation (≥ 10.0 events/h).

    Measured: 6 month follow up sleep study (after surgery)

  6. Change from Baseline Polysomnography Measures: Percent Total Sleep Time with ETCO2 > 50 mmHg at 6 months

    % Total Sleep Time with ETCO2 > 50 mmHg: 6 months follow up sleep study difference from baseline sleep study. Higher scores mean higher disease burden. Scores range from 0-100.

    Measured: 6 month follow up sleep study (after surgery)

  7. Change from Baseline Polysomnography Measures: Max End Tidal CO2 (ETCO2) at 6 months

    Max End Tidal CO2 (ETCO2): 6 months follow up sleep study difference from baseline sleep study. Higher scores mean higher disease burden. Normal is 35-40 mmHg.

    Measured: 6 month follow up sleep study (after surgery)

Secondary outcomes (6)
  1. Change in Obstructive Sleep Apnea (OSA)-18 Questionnaire score

    Disease specific quality of life measure: 18 questions, scores range from 18-126; higher scores means higher disease burden

    Measured: 6 month follow up

  2. Change in Generic PedsQL (Pediatric Quality of Life) Questionnaire score

    Generic quality of life measure: an age specific questionnaire with 23 questions (scores range from 0-100); higher scores indicate better quality of life.

    Measured: 6 month follow up

  3. Change in Generic PedsQL (Pediatric Quality of Life) Questionnaire answers

    Quality of life: questionnaire results by individual question. Adjusted scores range from 0-100; higher scores indicate better quality of life.

    Measured: 6 month follow up

  4. Total Drug induced sleep endoscopy (DISE) score

    Subjective ratings of degree of obstruction at 6 levels of the upper airway, done by surgeon. Scores range from 0 to 12. Higher scores means more breathing obstruction, or more disease burden.

    Measured: At time of surgery

  5. Adverse Events

    Did any adverse events occur in the post-operative time frame? This is a yes/no question, looking at the following outcomes: dehydration and poor oral intake due to post-operative pain, post-tonsillectomy hemorrhage, and respiratory compromise.

    Measured: 24 hour period after surgery

  6. Change in Child Behavior Checklist (CBCL) Questionnaire answers

    Assesses behavioral and emotional problems: questionnaire results by total score and by "syndrome scale scores". Adjusted norms scores range from 0.0-1.0; higher scores indicate greater problems.

    Measured: Baseline versus 6 month follow up

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted14 Feb 2024
  2. Study start4 Oct 2024
  3. Primary completion1 Jun 2028 (estimated)
  4. Study completion30 Sep 2028 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
Participants will be recruited from pediatric otolaryngology clinics. The study will be introduced to caregivers of children with small tonsils and a history of sleep disordered breathing/OSA who are referred for surgery and meet the inclusion and exclusion criteria noted. If current or recent PSG testing demonstrates OSA, they will be invited to participate. Randomization will be done. Patients will be randomized to either the personalized DISE-directed surgery or the standard AT after collection of baseline measures and pre-op PSG. Allocation will be made by using a computer-generated randomization scheme. Caregivers will be advised of the outcomes and risks of different surgical procedures included in DISE-directed surgery and informed consent will be obtained. All patients will be planned for overnight observation to monitor for safety and perioperative complications.
Masking
Single blind
Who is masked
Outcomes assessor
Enrolment
175 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT06258837
Sponsor's protocol ID
STUDY00027270
Acronym
TOPS-ST
Status last verified
Jul 2026
First submitted
6 Feb 2024
Last updated
6 Jul 2026
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No: IPD will not be made available to researchers who are not primary researchers on this study.

Questions about this trial

What is this clinical trial studying?

A study testing DISE-Directed Surgery and Adenotonsillectomy in people with Otolaryngological Disease and Obstructive Sleep Apnea, run by Oregon Health and Science University at 2 sites in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 6 Jul 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 2 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Eleni O'Neill (503-494-3569, topsst@ohsu.edu), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Change from Baseline Polysomnography Measures: Obstructive Apnea-Hypopnea Index (oAHI) at 6 months (time frame: 6 month follow up sleep study (after surgery)). The study lists 7 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 6 Jul 2026.

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