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DysphagiaNCT06883175

Evolution of the Chicago Classification: Bridging Physiology and Mechanics

A study testing FLIP, HRM and Prucalopride in people with Dysphagia and Achalasia, Esophageal, run by Northwestern University at 1 site in United States.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
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Trial summary

Swallowing difficulties are extremely common and result in substantial morbidity, reduction in the quality of life, and mortality related to malnutrition and complications from regurgitation and aspiration. Read more about this study

Who is it for?
Ages 18 to 85 years
What is being tested?
FLIP, HRM and Prucalopride
Could I receive a placebo?
No, everyone receives an active treatment
How many people
575 participants
Where
1 siteUnited States
Study dates
1 Sep 2024to 30 Jun 2029
Phase
Interventional
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 85 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • The source of the study population will be male and female subjects aged 18-85 years old inclusive (females of childbearing potential should be on highly effective contraceptive methods) and mentally capable to provide informed consent who present to the Northwestern Medicine Digestive Health Center with the chief complaint of dysphagia, regurgitation, chest pain or food impaction, or referral for treatment of achalasia, GERD, scleroderma, or endoscopy negative dysphagia. All subjects must be able to undergo endoscopy with functional lumen imaging probe (FLIP) and transnasal intubation for 4 dimensional-High Resolution Manometry (4D HRM) and 24-hour pH impedance probe.

Who cannot join

  • Currently participating in a concurrent clinical trial or completed another trial within past 8 weeks.
  • Active severe esophagitis (Los Angeles esophagitis Grade C and above), Patients may be eligible once esophagitis is healed if they continue to have dysphagia in the context of healed esophagitis.
  • Contact PD/PI: Pandolfino, John Erik Protection of Human Subjects Page 131
  • Evidence of mechanical obstruction due to stricture (e.g., peptic/GERD patients, EoE, or other) or previous small bowel or colonic obstruction.
  • Long-segment Barrett's metaplasia.
  • Unstable medical illness with ongoing diagnostic work-up and treatment. Patients with well-controlled hypertension, diabetes and a remote history of ischemic heart disease that is deemed stable, as judged by the physician-investigator can be included. EKG will be performed before prucalopride in the 60 patients undergoing Experiment 1a.
Show all 11Show fewer
  • Current drug or alcohol abuse or dependency.
  • Current neurologic or cognitive impairment which would make the patient an unsuitable candidate for a research trial.
  • Severe mental illness, e.g., uncontrolled major depression with suicidal ideation, active psychosis, diagnosis of schizophrenia-spectrum disorder.
  • Pregnant patients.
  • Bleeding diathesis or need for anticoagulation that cannot be stopped for endoscopy.

Trial locations and contacts

1 site in 1 country. Contact the study team or a site near you to ask about taking part.

John E Pandolfino, MD contact

3126950182

j-pandolfino@northwestern.edu

Dustin A Carlson, MD contact

3129264643

dustin.carlson@northwestern.edu

United States1 site, 1 recruiting
  • Northwestern University

    Chicago, Illinois, 60611

    Dustin A Carlson, MD, 3129264643, dustin.carlson@northwestern.edu

    Christine E Nelson, MS, 3126952742, c-ebert@northwestern.edu

    Recruiting

Other trials in United States

About this study

Swallowing difficulties are extremely common and result in substantial morbidity, reduction in the quality of life, and mortality related to malnutrition and complications from regurgitation and aspiration. Unfortunately, our understanding regarding the pathophysiology of dysphagia and GERD has been hampered by focusing predominantly on circular muscle activity and ignoring the essential biomechanical properties of the esophageal wall that promote normal emptying. Our initial work explored the relationship between intrabolus pressure (IBP) and esophagogastric junction (EGJ) compliance as a metric for outflow resistance. This work highlighted the direct relationship between IBP and EGJ opening and was the foundation for the development of the classification scheme utilized around the world to diagnose esophageal motor disorders: "the Chicago Classification" (CC). Despite this improved understanding focused on bolus transit dynamics, there are still significant gaps in our scientific understanding centered on the lack of a true correlate for symptoms, reliable predictive models and effective treatments for Functional dysphagia, IEM and EGJOO. Given these limitations, we have developed novel approaches that combine assessments of primary and secondary peristalsis (a NeuroMyogenic Model of esophageal function). These will leverage our recent findings supporting the importance of the esophageal response to distension in bolus clearance, noting that this response of the esophageal wall to bolus retention or reflux is one of the most essential functions of the esophagus in preventing complications of aspiration, or reflux injury. We will also include an assessment of esophageal geometry and wall biomechanics (elasticity/dilatation) as these carry essential interactions with esophageal function that are overlooked in the current diagnostic paradigms.

In order to test our hypothesis that wall mechanics are a major determinant of esophageal diseases, we had to develop new approaches and new technology to directly measure mechanical wall state, descending inhibition and LES opening. Using impedance techniques combined with manometry, we are now capable of assessing IBP and diameter changes across a space-time continuum (4D HRM). We also developed physics-based hybrid diagnostics that include a FLIP technique to assess esophageal work and power during volumetric distention (FLIP-MECH) and a fluoroscopy approach that simultaneously assesses esophageal diameter-pressure relationships (Fluoro-MECH). We also developed a new approach, Interactive FLIP Panometry, which facilitates an assessment of descending inhibition and the mechanism behind impaired LES opening. These tools will allow us to expand our models to combine an assessment of neuromyogenic function simultaneously with geometry. Our overarching goal will be to study well-defined patient populations (Functional Dysphagia, IEM/GERD, EGJOO and Achalasia) before and after targeted interventions to test the NeuroMyogenic and MechanoGeometric Model. This work will build upon the previous success of the CC and help advance the evolution of the CC by defining new, relevant biomechanical physiomarkers of disease activity that can identify new targets for therapeutic intervention and facilitate prediction of clinical outcomes.

Read the detailed description

The proposed experiments in this application will utilize both standard of care diagnostic testing and treatment as well as research procedures in small subsets of participants as required for each Specific Aim. No randomization will be utilized in any aim. The source of the study population will be male and female subjects aged 18-85 years old inclusive and mentally capable to provide informed consent who present to the Northwestern Medicine Digestive Health Center with the chief complaint of dysphagia, regurgitation, chest pain or food impaction, or referral for treatment of achalasia, GERD, or endoscopy negative dysphagia. These subjects will be approached by the study team and provide informed consent prior to study involvement.

In Aim 1, 375 subjects (300 with FD, IEM, or EGJOO and 75 with GERD) will participate. For Aim 1a, standard of care procedural results and questionnaires will be used to develop the best thresholds that will stage the NeuroMyogenic Model. Sixty of these subjects will undergo open-label treatment with prucalopride (2mg qD (oral) for 2 weeks) with completion of questionnaires (research) after the 2 week time period. Fifteen of these (5 each stage of the Neuromyogenic model- I, II, and III) will complete a post-treatment procedure visit where they will undergo sedated FLIP with manometry and esophagram evaluation with questionnaires on the last day of medication. Sample sizes for this experiment are based on our previous results, where patients with HRM of normal motility, IEM, or AC will yield NeuroMyogenic classification of stage I in 15%, stage II in 15%, and stage III in 10% (with 60% of patients being "normal function dysphagia"), thus sample sizes of n=20 for each group will be feasible for recruitment.

For Aim 1b, we will recruit 50 subjects with IEM/FD with impaired LES Opening on FLIP and 50 with EGJOO and assess the ability of EUS-guided Botox to relieve symptoms as measured by EGJ opening before and after treatment. Additionally, a comparison group of type II achalasia (n=15) without significant dilatation (esophageal width <3cm) will be tested with Interactive FLIP Panometry (Comparison from Aim 2a). Based on our data, we anticipate 20% of 250 patients with HRM of normal motility, IEM, or AC will have abnormal EGJ opening. The response rate to distension and botulinum toxin are not a priori known for EGJOO or FD patients, thus, considering rates from 15-90%, our planned sample size of n=50 per group would provide 80% power to detect absolute differences between groups of 13-27%, which correspond to odds ratios of 3.0-6.9.

For Aim 1c, 75 subjects with GERD will undergo pH-impedance testing, HRM, FLIP and complete PROs as part of their standard of care before and after treatment (fundoplication or MSA). HRM is performed prior to the placement of the pH-Impedance catheter and the HRM procedural data along with FLIP data will be used in this experiment to attempt to predict the likelihood of dysphagia (as measured by BEDQ) after MSA or fundoplication. Assuming 25-50% of patients develop dysphagia and abnormal bolus transit occurs in 13-31% of these patients, our model would have 80% power to detect effects on the order of odds ratios of 2.6-3.3.

Aim 2 experiments focus on achalasia as the disease of interest and explore the role of abnormal geometry and esophageal wall state in determining clinical outcomes of treatment and esophageal emptying. Subjects will be studied using our clinical physiomechanical protocol (EGD, FLIP, HRM, TBE) as part of their standard of care before and 6 months after short tailored POEM. Two hundred subjects will be studied. The primary outcomes will be esophageal clearance and recoil (elasticity) in 100 subjects for experiment 2a. These data will be subject to a supervised learning method to define thresholds for defining the stages of achalasia. The planned cohort sizes (n=100) have traditionally been sufficient for fitting and evaluating SVM.

In experiment 2b, the SOC information will be collected from all 200 subjects and used to measure the primary outcome of treatment success defined as Eckart Score <3 and TBE 5-min column height <5cm (without re-intervention). We will study the success of POEM when the EGJ-Distensibility threshold is set at 3.0. Patients who fail will undergo repeat POEM to a target EGJ-DI of 6.0. We theorize that the higher stages will require a higher target for EGJ-DI. Assuming up to 10% attrition, GLM using all n=200 patients would have 80% power to detect differences in treatment response rates across up to 5 stages consistent with those rates ranging from 60-90%.

Being tested
FLIP, HRM, Prucalopride
Keywords
dysphagia, swallowing
Medical subject headings
Deglutition Disorders, Esophageal Achalasia

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • FLIPDiagnostic test

    Functional Lumen Impedance Planimetry

  • HRMDiagnostic test

    HIgh Resolution Manometry

  • PrucaloprideOther

    Medication

Study groups in NCT06883175
Study groupRoleWhat they receive
Dysphagia participantsExperimentalThere are no arms in this study. All subjects will be studied in like manner.
Receives: Diagnostic Test: FLIP; Diagnostic Test: HRM; Other: Prucalopride

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Brief Esophageal Dysphagia Questionnaire (BEDQ)

    A 10 item dysphagia/food impaction questionnaire measured on a 6-point Likert scale from "none" to "severe" with higher scores indicating a greater degree of dysphagia

    Measured: baseline

  2. Brief Esophageal Dysphagia Questionnaire (BEDQ)

    A 10 item dysphagia/food impaction questionnaire measured on a 6-point Likert scale from "none" to "severe" with higher scores indicating a greater degree of dysphagia

    Measured: 6 months post-treatment

  3. Esophagogastric Junction (EGJ) diameter

    Measurement of EGJ diameter in cm

    Measured: baseline

  4. Esophagogastric Junction (EGJ) diameter

    Measurement of EGJ diameter in cm

    Measured: 6 months post-treatment

  5. Esophageal Clearance

    Barium column height of 0 cm at 5 minutes

    Measured: baseline

  6. Esophageal Clearance

    Barium column height of 0 cm at 5 minutes

    Measured: 6 months post-treatment

  7. recoil

    decrease in wall diameter >1cm

    Measured: baseline

  8. recoil

    decrease in wall diameter >1cm

    Measured: 6 months post-treatment

  9. Timed Barium Esophagram (TBE) Column Height

    Height of barium column at 5 minutes (Timed Barium Esophagram)

    Measured: baseline

  10. Timed Barium Esophagram (TBE) Column Height

    Height of barium column at 5 minutes (Timed Barium Esophagram)

    Measured: 6 months post-treatment

  11. Integrated Relaxation Pressure (IRP)

    Mean EGJ pressure for 4 seconds of relaxation in the ten-second window following deglutitive Upper Esophageal Sphincter relaxation relaxation.

    Measured: baseline

  12. Integrated Relaxation Pressure (IRP)

    Mean EGJ pressure for 4 seconds of relaxation in the ten-second window following deglutitive Upper Esophageal Sphincter relaxation

    Measured: 6 months post-treatment

  13. Esophagogastric Junction Distensibility Index

    A measure of the distensibility of the EGJ using Functional Luminal Impedance Probe

    Measured: baseline

  14. Esophagogastric Junction Distensibility Index

    A measure of the distensibility of the EGJ using Functional Luminal Impedance Probe

    Measured: 6 months post-treatment

Secondary outcomes (4)
  1. Bolus Retention

    A combined measurement of barium column height (in cm) at 5 minutes (Timed Barium Esophagram) and Impedance Bolus Height (4D HRM)

    Measured: baseline

  2. Bolus Retention

    A combined measurement of barium column height (in cm) at 5 minutes (Timed Barium Esophagram) and Impedance Bolus Height (4D HRM)

    Measured: 6 months post-treatment

  3. Eckhart Score

    A 4-item self-report scale measuring weight loss, chest pain, regurgitation, and Dysphagia. Scores range 0-4, lower is better.

    chest pain, regurgitation, and dysphagia

    Measured: baseline

  4. Eckhart Score

    A 4-item self-report scale measuring weight loss, chest pain, regurgitation, and Dysphagia. Scores range 0-4, lower is better.

    chest pain, regurgitation, and dysphagia

    Measured: 6 months post-treatment

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted19 Mar 2025
  2. Study start1 Sep 2024
  3. Primary completion30 Jun 2029 (estimated)
  4. Study completion30 Jun 2029 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Diagnosis
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrolment
575 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT06883175
Sponsor's protocol ID
CCv5
Status last verified
Sep 2026
First submitted
25 Nov 2024
Last updated
23 Sep 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Publications

  • Abdi H, Williams LJ. Principal component analysis. WIREs Computational Statistics. 2010;2(4):433-59. doi: 10.1002/wics.101.

  • Cho YK, Lipowska AM, Nicodeme F, Teitelbaum EN, Hungness ES, Johnston ER, Gawron A, Kahrilas PJ, Pandolfino JE. Assessing bolus retention in achalasia using high-resolution manometry with impedance: a comparator study with timed barium esophagram. Am J Gastroenterol. 2014 Jun;109(6):829-35. doi: 10.1038/ajg.2014.61. Epub 2014 Apr 8.

    PubMed 24710506
  • Halland M, Ravi K, Barlow J, Arora A. Correlation between the radiological observation of isolated tertiary waves on an esophagram and findings on high-resolution esophageal manometry. Dis Esophagus. 2016 Jan;29(1):22-6. doi: 10.1111/dote.12292. Epub 2014 Oct 20.

    PubMed 25327483
  • Bedell A, Taft TH, Keefer L, Pandolfino J. Development of the Northwestern Esophageal Quality of Life Scale: A Hybrid Measure for Use Across Esophageal Conditions. Am J Gastroenterol. 2016 Apr;111(4):493-9. doi: 10.1038/ajg.2016.20. Epub 2016 Feb 16.

    PubMed 26881974
  • Cieslak MC, Castelfranco AM, Roncalli V, Lenz PH, Hartline DK. t-Distributed Stochastic Neighbor Embedding (t-SNE): A tool for eco-physiological transcriptomic analysis. Mar Genomics. 2020 Jun;51:100723. doi: 10.1016/j.margen.2019.100723. Epub 2019 Nov 26.

    PubMed 31784353
  • Acharya S, Kou W, Halder S, Carlson DA, Kahrilas PJ, Pandolfino JE, Patankar NA. Pumping Patterns and Work Done During Peristalsis in Finite-Length Elastic Tubes. J Biomech Eng. 2021 Jul 1;143(7):071001. doi: 10.1115/1.4050284.

    PubMed 33625493
  • Acharya S, Halder S, Carlson DA, Kou W, Kahrilas PJ, Pandolfino JE, Patankar NA. Assessment of esophageal body peristaltic work using functional lumen imaging probe panometry. Am J Physiol Gastrointest Liver Physiol. 2021 Feb 1;320(2):G217-G226. doi: 10.1152/ajpgi.00324.2020. Epub 2020 Nov 11.

    PubMed 33174457
  • Halder S, Acharya S, Kou W, Kahrilas PJ, Pandolfino JE, Patankar NA. Mechanics informed fluoroscopy of esophageal transport. Biomech Model Mechanobiol. 2021 Jun;20(3):925-940. doi: 10.1007/s10237-021-01420-0. Epub 2021 Mar 2.

    PubMed 33651206
  • Barnard AC, Hunt WA, Timlake WP, Varley E. A theory of fluid flow in compliant tubes. Biophys J. 1966 Nov;6(6):717-24. doi: 10.1016/S0006-3495(66)86690-0.

    PubMed 5972373
  • Holmstrom AL, Campagna RAJ, Cirera A, Carlson DA, Pandolfino JE, Teitelbaum EN, Hungness ES. Intraoperative use of FLIP is associated with clinical success following POEM for achalasia. Surg Endosc. 2021 Jun;35(6):3090-3096. doi: 10.1007/s00464-020-07739-6. Epub 2020 Jul 6.

    PubMed 32632483
  • Teitelbaum EN, Soper NJ, Pandolfino JE, Kahrilas PJ, Hirano I, Boris L, Nicodeme F, Lin Z, Hungness ES. Esophagogastric junction distensibility measurements during Heller myotomy and POEM for achalasia predict postoperative symptomatic outcomes. Surg Endosc. 2015 Mar;29(3):522-8. doi: 10.1007/s00464-014-3733-1. Epub 2014 Jul 24.

    PubMed 25055891
  • Yadlapati R, Hungness ES, Pandolfino JE. Complications of Antireflux Surgery. Am J Gastroenterol. 2018 Aug;113(8):1137-1147. doi: 10.1038/s41395-018-0115-7. Epub 2018 Jun 14.

    PubMed 29899438
  • Fibbe C, Layer P, Keller J, Strate U, Emmermann A, Zornig C. Esophageal motility in reflux disease before and after fundoplication: a prospective, randomized, clinical, and manometric study. Gastroenterology. 2001 Jul;121(1):5-14. doi: 10.1053/gast.2001.25486.

    PubMed 11438489
  • Paterson WG, Anderson MA, Anand N. Pharmacological characterization of lower esophageal sphincter relaxation induced by swallowing, vagal efferent nerve stimulation, and esophageal distention. Can J Physiol Pharmacol. 1992 Jul;70(7):1011-5. doi: 10.1139/y92-139.

    PubMed 1360326
  • Paterson WG. Esophageal and lower esophageal sphincter response to balloon distention in patients with achalasia. Dig Dis Sci. 1997 Jan;42(1):106-12. doi: 10.1023/a:1018893206926.

    PubMed 9009124

Questions about this trial

What is this clinical trial studying?

A study testing FLIP, HRM and Prucalopride in people with Dysphagia and Achalasia, Esophageal, run by Northwestern University at 1 site in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 1 inclusion and 11 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 23 Sep 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact John E Pandolfino, MD (3126950182, j-pandolfino@northwestern.edu), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Brief Esophageal Dysphagia Questionnaire (BEDQ) (time frame: baseline). The study lists 14 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT06883175, which also lists 67 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 23 Sep 2026.

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