Alpha 1-Antitrypsin DeficiencyPhase 1NCT06996756
Gene Therapy for Alpha 1- Antitrypsin Deficiency
A Phase 1 study testing AAV8hAAT(AVL) in people with Alpha 1-Antitrypsin Deficiency, run by Weill Medical College of Cornell University at 1 site in United States.
Trial summary
This is a study of gene therapy to treat alpha 1-antitrypsin (AAT) deficiency. This study aims to treat AAT deficiency with a single administration of AAV8hAAT(AVL), a gene therapy that codes for an oxidation resistant form of the AAT protein, which if safe and if efficacious, will protect the lung on a persistent… Read more about this study
- Who is it for?
- Ages 18 to 70 years
- Conditions the study is for
- Alpha 1-Antitrypsin Deficiency
- What is being tested?
- AAV8hAAT(AVL)
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 16 participants
- Where
- 1 siteUnited States
- Study dates
- 26 Feb 2025to 1 Aug 2032
- Phase
- Phase 1
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 to 70 years
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- AAT genotype ZZ, or Z null heterozygotes, and if on augmentation therapy, pre-therapy AAT serum levels <11 μM
- Evidence of mild to moderate disease by the following lung function parameters on PFT and/or chest high resolution computational tomography (HRCT)
- Emphysema as assessed by HRCT and/or
- Lung function parameters consistent with mild to moderate loss of lung function, in either category 1 or category 2 below:
- Mild lung dysfunction: FEV1/FVC < 0.70 and FEV1 ≥ 80% predicted
- Moderate lung dysfunction: FEV1/FVC < 0.70 and FEV1 40 - < 80% predicted and DLCO <80% predicted.
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- Troponin T within normal limits
- Normal liver ultrasound and serum alpha fetoprotein
- Normal kidney function
- No contraindications to receiving corticosteroid immunosuppression
Who cannot join
- Individuals receiving chronic (used daily for greater than 30 days) systemic corticosteroids or other immunosuppressive medications for pre-existing conditions (inhaled corticosteroids for pulmonary associated issues are permitted)
- Inability to tolerate immunosuppression with corticosteroids (e.g., uncontrolled diabetes)
- Individuals with an immunodeficiency disease, or evidence of active infection of any type, including human immunodeficiency virus
- Evidence of major central nervous system, major psychiatric, musculoskeletal or immune disorder
- Prior history of myocardial infarction or cancer within the past 5 years (other than basal cell carcinoma of the skin)
- Decompensated heart failure (NY4A class III-IV at time of baseline clinical assessment)
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- Abnormal ECG at screening with findings consistent with cardiac disease
- Females who are currently pregnant or lactating
- Individuals receiving experimental medications or participating in another experimental protocol for at least 3 months prior to entry to the study
- Use of oxygen supplementation
- Risk for thromboembolic disease
- History of significant cardiovascular disease, hypertension, prior myocardial infarction and/or cerebrovascular event
- Individuals who are currently on beta-blockers, or other cardiac therapy related drugs
- Prior history of hypersensitivity or anaphylaxis associated with the administration of any AAT product
Trial locations and contacts
1 site in 1 country. Contact the study team or a site near you to ask about taking part.
United States1 site, 1 recruiting
- Recruiting
WCMC Department of Genetic Medicine
New York, New York, 10021
Sandra Hyde, 646-962-2672, sah2003@med.cornell.edu
Maddie Galbraith, 646-962-4508, meg4013@med.cornell.edu
About this study
This is a study of gene therapy to treat alpha 1-antitrypsin (AAT) deficiency. This study aims to treat AAT deficiency with a single administration of AAV8hAAT(AVL), a gene therapy that codes for an oxidation resistant form of the AAT protein, which if safe and if efficacious, will protect the lung on a persistent basis. We hope to learn the safety/toxicity and initial evidence of efficacy of intravenous delivery of this gene therapy to alpha 1-antitrypsin deficient individuals.
- Conditions
- Alpha 1-Antitrypsin Deficiency
- Being tested
- AAV8hAAT(AVL)
- Keywords
- AAT, Emphysema, Gene therapy, DLCO, Augmentation therapy
- Medical subject headings
- alpha 1-Antitrypsin Deficiency, Emphysema
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
AAV8hAAT(AVL)Biological
AAV8hAAT(AVL) gene transfer vector
| Study group | Role | What they receive |
|---|---|---|
| AAV8hAAT(AVL) - 5x10¹¹ gc/kg | Experimental | Lowest dose of vector genome copies per kilogram Receives: Biological: AAV8hAAT(AVL) |
| AAV8hAAT(AVL) - 2x10¹² gc/kg | Experimental | Not described Receives: Biological: AAV8hAAT(AVL) |
| AAV8hAAT(AVL) - 5x10¹² gc/kg | Experimental | Not described Receives: Biological: AAV8hAAT(AVL) |
| AAV8hAAT(AVL) - 2x10¹³ gc/kg | Experimental | Highest dose of vector genome copies per kilogram Receives: Biological: AAV8hAAT(AVL) |
What is being measured
The primary outcome is the main question the study is designed to answer.
Safety of AAV8hAAT(AVL), as measured by number of subjects with at least 1 serious adverse event.
Serious adverse events will only be included if assessed as related to the gene therapy.
Measured: Approximately 1 year
Toxicity of AAV8AAT(AVL), as measure by number of subjects with any dose limiting toxicity
If none of the first 4 dosed participants experiences a DLT by the end of Day 28 after treatment (Day 1), the dose of AAV8hAAT(AVL) will be escalated, and the next cohort of participants will start treatment at the next-higher dose level.
Measured: Approximately 2 years
Establishing a maximum tolerable dose of AAV8hAAT(AVL)
If none of the first 4 participants treated at the highest dose level experiences a DLT by the end of Day 28 after treatment, this dose will be determined to be the maximum administered dose (MAD)
Measured: Approximately 2 years
Secondary outcomes (13)
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 4 weeks
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 3 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 6 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 12 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 2 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 3 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 4 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Serum levels of AAT will be measured in the blood
Measured: 5 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Levels of AAT in the lung will be measured by bronchoscopy (if performed)
Measured: 12 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Levels of AAT in the lung will be measured by bronchoscopy (if performed)
Measured: 2 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Levels of AAT in the lung will be measured by bronchoscopy (if performed)
Measured: 3 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Levels of AAT in the lung will be measured by bronchoscopy (if performed)
Measured: 4 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Levels of AAT in the lung will be measured by bronchoscopy (if performed)
Measured: 5 years
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted30 May 2025
- Study start26 Feb 2025
- Primary completion30 Apr 2028 (estimated)
- Study completion1 Aug 2032 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Alpha 1-Antitrypsin DeficiencyStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 1
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Sequential
- Masking
- None (open label)
- Enrolment
- 16 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Weill Medical College of Cornell University
- Sponsor type
- University, hospital or other
- Collaborators
- National Heart, Lung, and Blood Institute (NHLBI)
- Responsible party
- Sponsor
- Investigators
- Ronald G Crystal, MD, Principal investigator, Weill Medical College of Cornell University
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT06996756
- Sponsor's protocol ID
- 24-06027591
- Other IDs
- 1R61HL169190
- Status last verified
- Oct 2026
- First submitted
- 21 May 2025
- Last updated
- 16 Oct 2026
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- Yes: As the proposed experiments become published in scientific journals, the cleaned, item-level spreadsheet data for all variables will also be shared openly, along with example quantifications and transformations from initial raw data. Final files used to generate specific analyses to answer the Specific Aims and related results will also be shared. The rationale for sharing only cleaned data is to foster ease of data reuse. If any data collection arising from the proposed studies are not shared by publication within one year after the proposed award period ends, the unpublished data will be similarly shared in public domains for ease of access.
Study at a glance
From the registry record, last updated by the sponsor on 16 Oct 2026. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Gene Therapy for Alpha 1- Antitrypsin Deficiency
- ClinicalTrials.gov ID
- NCT06996756
- Acronym / sponsor ID
- 24-06027591
- Conditions
- Alpha 1-Antitrypsin Deficiency
- Keywords
- AAT, Emphysema, Gene therapy, DLCO, Augmentation therapy
- Phase
- Phase 1
- Study type
- Interventional
- Recruitment status
- Recruiting
- Enrolment
- 16 participants (estimated)
- Lead sponsor
- Weill Medical College of Cornell UniversityUniversity, hospital or other
- Collaborators
- National Heart, Lung, and Blood Institute (NHLBI)
- Study start
- 26 Feb 2025 (actual)
- Primary completion
- 30 Apr 2028 (estimated)
- Study completion
- 1 Aug 2032 (estimated)
- First posted
- 30 May 2025 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This is a study of gene therapy to treat alpha 1-antitrypsin (AAT) deficiency. This study aims to treat AAT deficiency with a single administration of AAV8hAAT(AVL), a gene therapy that codes for an oxidation resistant form of the AAT protein, which if safe and if efficacious, will protect the lung on a persistent basis. We hope to learn the safety/toxicity and initial evidence of efficacy of intravenous delivery of this gene therapy to alpha 1-antitrypsin deficient individuals.
Study design
- Primary purpose
- Treatment
- Allocation
- Non-randomised
- Intervention model
- Sequential
- Masking
- None (open label)
- Number of arms
- 4
| Arm | Type | Receives |
|---|---|---|
| AAV8hAAT(AVL) - 5x10¹¹ gc/kg | Experimental | Biological: AAV8hAAT(AVL)Lowest dose of vector genome copies per kilogram |
| AAV8hAAT(AVL) - 2x10¹² gc/kg | Experimental | Biological: AAV8hAAT(AVL) |
| AAV8hAAT(AVL) - 5x10¹² gc/kg | Experimental | Biological: AAV8hAAT(AVL) |
| AAV8hAAT(AVL) - 2x10¹³ gc/kg | Experimental | Biological: AAV8hAAT(AVL)Highest dose of vector genome copies per kilogram |
Who may qualify
- Ages
- 18 to 70 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (10 listed)
- AAT genotype ZZ, or Z null heterozygotes, and if on augmentation therapy, pre-therapy AAT serum levels <11 μM
- Evidence of mild to moderate disease by the following lung function parameters on PFT and/or chest high resolution computational tomography (HRCT)
- Troponin T within normal limits
- Normal liver ultrasound and serum alpha fetoprotein
- Normal kidney function
Key exclusion criteria (14 listed)
- Individuals receiving chronic (used daily for greater than 30 days) systemic corticosteroids or other immunosuppressive medications for pre-existing conditions (inhaled corticosteroids for pulmonary associated issues are permitted)
- Inability to tolerate immunosuppression with corticosteroids (e.g., uncontrolled diabetes)
- Individuals with an immunodeficiency disease, or evidence of active infection of any type, including human immunodeficiency virus
- Evidence of major central nervous system, major psychiatric, musculoskeletal or immune disorder
- Prior history of myocardial infarction or cancer within the past 5 years (other than basal cell carcinoma of the skin)
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| AAV8hAAT(AVL)AAV8hAAT(AVL) gene transfer vector | Biological | AAV8hAAT(AVL) - 2x10¹² gc/kg, AAV8hAAT(AVL) - 2x10¹³ gc/kg, AAV8hAAT(AVL) - 5x10¹² gc/kg, AAV8hAAT(AVL) - 5x10¹¹ gc/kg |
Primary outcome
Safety of AAV8hAAT(AVL), as measured by number of subjects with at least 1 serious adverse event.
Time frame: Approximately 1 year
Serious adverse events will only be included if assessed as related to the gene therapy.
Toxicity of AAV8AAT(AVL), as measure by number of subjects with any dose limiting toxicity
Time frame: Approximately 2 years
If none of the first 4 dosed participants experiences a DLT by the end of Day 28 after treatment (Day 1), the dose of AAV8hAAT(AVL) will be escalated, and the next cohort of participants will start treatment at the next-higher dose level.
Establishing a maximum tolerable dose of AAV8hAAT(AVL)
Time frame: Approximately 2 years
If none of the first 4 participants treated at the highest dose level experiences a DLT by the end of Day 28 after treatment, this dose will be determined to be the maximum administered dose (MAD)
13 secondary outcomes
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 4 weeks
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 3 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 6 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 12 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 2 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 3 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 4 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in serum
Time frame: 5 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Time frame: 12 months
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Time frame: 2 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Time frame: 3 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Time frame: 4 years
Efficacy of AAV8hAAT(AVL) as measured by the levels of AAT in lung epithelial lining fluid
Time frame: 5 years
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 16 Oct 2026.
- Individual participant dataSharing planned: Yes. As the proposed experiments become published in scientific journals, the cleaned, item-level spreadsheet data for all variables will also be shared openly, along with example quantifications and transformations from initial raw data. Final files used to generate specific analyses to answer the Specific Aims and related results will also be shared. The rationale for sharing only cleaned data is to foster ease of data reuse. If any data collection arising from the proposed studies are not shared by publication within one year after the proposed award period ends, the unpublished data will be similarly shared in public domains for ease of access.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part.
Ronald G Crystal, MD principal investigator
Weill Medical College of Cornell University
1 site in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 1 study testing AAV8hAAT(AVL) in people with Alpha 1-Antitrypsin Deficiency, run by Weill Medical College of Cornell University at 1 site in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 10 inclusion and 14 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: looking for participants now, as of the sponsor's last update on 16 Oct 2026. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
Contact Madeline Galbraith (646-962-2672, meg4013@med.cornell.edu), or a site near the patient. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Safety of AAV8hAAT(AVL), as measured by number of subjects with at least 1 serious adverse event. (time frame: Approximately 1 year). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 16 Oct 2026.