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Patients With Advanced Solid Tumors With Liver Metastases Who Have Failed Standard TreatmentsPhase 1NCT07021534

Hepatic Artery Transfusion of NKG2D CAR-NK Cells Followed by Intravenous Infusion of NKG2D CAR-T Cells to Treat Patients With Advanced Solid Tumors With Liver Metastases Who Have Failed Standard Treatments: a Phase I Exploratory Clinical Trial

A Phase 1 study testing NKG2D CAR NK and NKG2D CAR T cells in people with Patients With Advanced Solid Tumors With Liver Metastases Who Have Failed Standard Treatments, run by Zhejiang University at 1 site in China.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
Search all trials

Trial summary

This is a single-center, single-arm, open-label, dose-escalation clinical study to evaluate the safety and preliminary efficacy of NKG2D CAR-NK cells followed by NKG2D CAR-T cells in patients with advanced solid tumors (e.g.,colorectal cancer) with liver metastases who have failed standard treatments. Read more about this study

Who is it for?
Ages 18 to 75 years
What is being tested?
NKG2D CAR NK and NKG2D CAR T cells
Type of treatment
Injection or infusion
Could I receive a placebo?
No, everyone receives an active treatment
How many people
12 participants
Where
1 siteChina
Study dates
10 Jun 2025to 31 Dec 2026
Phase
Phase 1
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 75 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • Age between 18 and 75 years (inclusive of boundary values), both males and females are eligible.
  • Advanced solid tumors with liver metastasis that have failed prior standard treatment (including disease progression and intolerable adverse reactions). The colorectal cancer cohort will be enrolled first (prior standard treatment includes combination or sequential therapy with fluorouracil, oxaliplatin, and irinotecan, with or without bevacizumab and/or cetuximab and/or regorafenib and/or fruquintinib).
  • Patients with high expression of NKG2D ligands in tumor tissue sections will be prioritized for enrollment.
  • The expected survival of the subjects is ≥12 weeks.
  • Subjects must have at least one target lesion that can be stably assessed according to the RECIST v.1.1 criteria by CT, MRI, or PET-CT. The target lesion should have measurable dimensions (tumor lesion long diameter ≥10 mm on CT scan, lymph node lesion short diameter ≥15 mm on CT scan, and scan slice thickness no more than 5 mm). Alternatively, through laparoscopic exploration, there should be at least one target lesion that can be assessed according to the PCI scoring criteria.
  • Eastern Cooperative Oncology Group (ECOG) performance status (PS) score of 0-1.
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  • Subjects must have adequate organ and bone marrow function. Laboratory screening must meet all of the following criteria, with all laboratory test results within the specified stable range and without ongoing supportive therapy.
  • Hematology: White blood cell count (WBC) ≥1.5×10⁹/L; platelet count (PLT) ≥60×10⁹/L; hemoglobin (Hb) ≥8.0 g/dL; lymphocyte count (LYM) ≥0.4×10⁹/L.
  • Biochemistry: Serum creatinine ≤1.5×ULN. If serum creatinine >1.5×ULN, creatinine clearance rate must be >50 mL/min (calculated by the Cockcroft-Gault formula); serum total bilirubin ≤1.5×ULN; alanine aminotransferase (ALT) ≤2×ULN; aspartate aminotransferase (AST) ≤2×ULN (for patients with liver metastasis or primary liver cancer, ALT ≤5×ULN and AST ≤5×ULN); amylase and lipase ≤1.5×ULN.
  • Urinalysis: Urine protein <2+.
  • Echocardiogram within the past month showing left ventricular ejection fraction (LVEF) >45%.
  • Fertility status: Women of childbearing potential or men whose sexual partners are women of childbearing potential must agree to use effective contraception from the time of signing the informed consent form until 6 months after the last cell infusion (women of childbearing potential include premenopausal women and women within 2 years after menopause).
  • Subjects must sign a written informed consent form and date it.
  • Subjects must be willing and able to comply with the prescribed treatment plan, laboratory tests, follow-up visits, and other study requirements.

Who cannot join

  • Pregnant or breastfeeding women.
  • Known history of human immunodeficiency virus (HIV) infection; acute or chronic active hepatitis B (HBsAg positive); acute or chronic active hepatitis C (HCV antibody positive). Positive syphilis antibody; EB virus DNA quantitative >500 copies; cytomegalovirus (CMV) infection (IgM positive).
  • Active or poorly controlled severe infections.
  • Presence of severe arterial embolism identified by CT angiography or hepatic arterial vascular variations that are unfavorable for HAI treatment.
  • Current presence of cardiac disease requiring treatment or poorly controlled hypertension as judged by the investigator (defined as systolic blood pressure ≥140 mmHg and/or diastolic blood pressure >90 mmHg after standardized antihypertensive drug treatment).
  • Presence of any of the following cardiac clinical symptoms or diseases:
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  • Unstable angina.
  • Myocardial infarction within the past year.
  • Resting electrocardiogram (ECG) showing QTc >450 ms (male) or QTc >470 ms (female).
  • Resting ECG revealing clinically significant abnormalities (such as abnormal heart rate, conduction, or morphological features) or complete left bundle branch block or third-degree heart block or second-degree heart block or PR interval >250 ms.
  • Presence of factors that increase the risk of QTc prolongation or arrhythmias, such as heart failure, hypokalemia, congenital long QT syndrome, family history of long QT syndrome or sudden unexplained death in first-degree relatives under the age of 40, or use of drugs that prolong the QT interval.
  • Coagulation abnormalities (INR >1.5×ULN), tendency to bleed, or undergoing thrombolytic or routine anticoagulant therapy (e.g., warfarin or heparin). Patients requiring long-term antiplatelet therapy (aspirin, dose >300 mg/day; clopidogrel, dose >75 mg/day).
  • Subjects who require systemic treatment with corticosteroids or other immunosuppressive drugs during the treatment period.
  • Oxygen saturation ≤95% (measured by pulse oximetry) before treatment.
  • Systemic corticosteroid use equivalent to >15 mg/day prednisone within 4 weeks before treatment (excluding inhaled corticosteroids).
  • Development of new arrhythmias in the subject before lymphodepletion conditioning, including but not limited to uncontrolled arrhythmias with medication, hypotension requiring vasopressors, bacterial, fungal, or viral infections requiring intravenous antibiotics. Subjects receiving prophylactic antibiotics for infection will be assessed by the investigator for continued eligibility.
  • Known history of or current need for treatment of hepatic encephalopathy; subjects with current or history of central nervous system disorders, such as seizures, cerebral ischemia/infarction, dementia, cerebellar disease, or any autoimmune diseases involving the central nervous system; subjects with clinically symptomatic central nervous system metastases or leptomeningeal metastases, or other evidence indicating that the central nervous system metastases or leptomeningeal metastases are not controlled, and deemed unsuitable for enrollment by the investigator.
  • Subjects with previous or concurrent other malignancies, with the following exceptions: a) Adequately treated basal cell or squamous cell carcinoma (with sufficient wound healing required before enrollment in the study). b) Cervical carcinoma in situ or ductal carcinoma in situ of the breast, treated with curative intent, with no signs of recurrence for at least 3 years before the study. c) Primary malignancy that has been completely resected and in complete remission for ≥5 years.
  • Subjects with severe psychiatric disorders.
  • Participation in another clinical study within the past month.
  • Subjects assessed by the investigator as unable or unwilling to comply with the requirements of the study protocol.
  • Subjects who have withdrawn from the study for any reason and cannot re-enroll.

Trial locations and contacts

1 site in 1 country. Contact the study team or a site near you to ask about taking part.

China1 site, 1 recruiting
  • The First Affiliated Hospital Zhejiang University School of Medicine

    Hangzhou, Zhejiang

    Recruiting

Other trials in China

About this study

This is a single-center, single-arm, open-label, dose-escalation clinical study to evaluate the safety and preliminary efficacy of NKG2D CAR-NK cells followed by NKG2D CAR-T cells in patients with advanced solid tumors (e.g.,colorectal cancer) with liver metastases who have failed standard treatments.

The study primarily focuses on determining the maximum tolerated dose and recommended phase II dose through sequential cohort dose escalation, while secondarily characterizing the pharmacokinetic parameters and collecting initial efficacy data regarding tumor response.

This investigation comprehensively evaluates the pharmacodynamic and pharmacokinetic profile of NKG2D CAR cellular therapy through three primary objectives: (1) systematic monitoring of treatment-emergent adverse events and clinically significant laboratory parameter deviations; (2) assessment of antitumor activity with correlative biomarker analysis; and (3) characterization of cellular kinetics including biodistribution patterns, and mechanistic pathways of therapeutic activity. The protocol clarifies cellular persistence and functional regulation within the tumor microenvironment by longitudinal monitoring of cytokine release and using advanced molecular tracking methods.

Read the detailed description

This study plans to enroll 9-18 patients with advanced solid tumors (e.g.,colorectal cancer) with liver metastases who have failed standard treatments during a dose-finding phase (Phase IA ). CAR immune cell therapy will be administered primarily via hepatic artery infusion and intravenous infusion. Based on previous experience, hepatic artery infusion will deliver a fixed dose of 3×10^9 NKG2D CAR-NK cells. After catheterization, the catheter will remain indwelling for two days to allow two NKG2D CAR-NK infusions: 1×10^9 cells on Day 0 and 2×10^9 cells on Day1. The preferred source for CAR-NK cells is umbilical cord blood. However, if post-treatment evaluation shows that a patient's results do not meet expected criteria, investigators will adjust the strategy based on clinical circumstances and switch to autologous peripheral blood as the source of CAR-NK cells to ensure optimal therapeutic efficacy. Investigators will determine whether to initiate autologous NKG2D CAR-T cell reinfusion 1-2 weeks post-intervention based on clinical response. The CAR-T cells will be administered via two consecutive intravenous infusions over two days, with dose escalation following the classical "3+3" schema.

Based on prior experience, rapid titration dose escalation will initially proceed with 1 patient per cohort. The starting dose is set at 1.5×10^7 cells/kg. If grade ≥2 CRS or related AEs occur, the study will switch to the 3+3 dose escalation mode. If no such events occur, escalation will follow 3×10^7 cells /kg, 5×10^7 cells /kg, and 7×10^7 cells /kg doses using the 3+3 design, with 3 patients enrolled per dose level. Each CAR-T intravenous infusion involves two consecutive administrations over two days. Approximately two weeks after the first cycle of CAR-T infusions, a second cycle of two consecutive CAR-T infusions will be administered over two days using the same dose as the first cycle.The imaging re-examination will be performed approximately two weeks after completing one cycle of cell reinfusion (i.e., post-second CAR-T infusion), serving as the observation window for safety indicators such as dose-limiting toxicity (DLT) graded per NCI-CTCAE v5.0 criteria in the combined immunotherapy. Based on imaging findings, safety data, and investigator evaluation, subsequent indications for interventional therapy and continued autologous reinfusion will be determined.

The trial progresses through sequential Phase IA (dose-finding) and Phase IB (dose-expansion) stages. Phase IA cessation triggers include either confirmation of Recommended Phase II Dose (RP2D) or investigator-verified favorable therapeutic index at any dose level.

An interim analysis will be conducted upon Phase IA completion, followed by submission of an ethical amendment application prior to initiating Phase IB.

The interim analysis incorporates exploratory subgroup analyses stratified by factors including tumor histology, NKG2D ligand expression levels, prior treatment regimens, baseline tumor burden, tumor markers, peripheral blood granulocyte-to-lymphocyte ratio, and metastatic sites during dose escalation.

Following the completion of Phase IA, investigators may identify tumor types likely responsive to NKG2D CAR immune cell therapy based on preliminary data and existing literature, and select patients with potentially responsive tumor types for expanded cohort enrollment, treating advanced solid tumor patients with liver metastases who have failed standard treatments. In Phase IB, investigators will conduct multiple dose expansion cohorts , divided into colorectal cancer, gastric cancer, esophageal cancer, and other cohorts, with 9-18 cases each.

Being tested
NKG2D CAR NK and NKG2D CAR T cells
Keywords
NKG2D CAR-NK, NKG2D CAR-T, Solid Tumor, liver metastases

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • NKG2D CAR NK and NKG2D CAR T cellsBiological

    • NKG2D CAR-NK cells (hepatic artery infusion, D0 dose: 1×10⁹ cells,D1 dose: 1×10⁹ cells)
    • NKG2D CAR-T cells (Over a two-day period, CAR-T cells are administered via intravenous infusion on two consecutive occasions.In the initial phase, rapid titration dose escalation was performed with 1 case per group.The initial dose is set at 1.5×10⁷/kg. If grade 2 or higher cytokine release syndrome (CRS) or related adverse events (AEs) occur, the 3+3 dose escalation protocol will be initiated. If not, the starting dose for escalation will be set at 3×10⁷/kg per administration of-T CAR cells, with subsequent escalations to 5×10⁷/kg per administration and 7×10⁷/kg per administration.)

    Chemotherapy:

    If you are treated with autologous CAR-NK cells, lymphodepleting chemotherapy with FC is usually not required. If you are treated with allogeneic NKG2D CAR-NK cells derived from umbilical cord blood of a healthy donor, the researchers will adjust the FC chemotherapy dosage or choose another appropriate

Study groups in NCT07021534
Study groupRoleWhat they receive
NKG2D CAR-NK and CAR-T CellsExperimentalNKG2D CAR-NK cells (hepatic artery infusion), and NKG2D CAR-T cells (intravenous infusion ).
Receives: Biological: NKG2D CAR NK and NKG2D CAR T cells

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Number of participants with treatment-related adverse events

    Assessed by the investigator and graded according to Common Terminology Criteria for Adverse Events (CTCAE) version 4.0. Treatment-related AEs are defined as events assessed by the investigator as having a reasonable possibility of being caused by the study treatment.

    Measured: 6 months

  2. Number of participants with treatment-related serious adverse events

    Assessed by the investigator and graded according to Common Terminology Criteria for Adverse Events (CTCAE) version 4.0. Treatment-related SAEs are defined as SAEs assessed by the investigator as having a reasonable possibility of being caused by the study treatment.

    Measured: 6 months

Secondary outcomes (7)
  1. Objective response rate (ORR) per RECIST 1.1

    Defined as the proportion of participants achieving a best overall response of complete response (CR) or partial response (PR) as assessed by the investigator according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1.

    Measured: 1years

  2. Disease control rate (DCR) per RECIST 1.1

    Defined as the proportion of participants achieving a best overall response of complete response (CR), partial response (PR), or stable disease (SD) as assessed by the investigator according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1.

    Measured: 1years

  3. Duration of response (DOR) per RECIST 1.1

    Defined as the time from the date of first documented response (CR or PR) to the date of first documented disease progression or death from any cause, whichever occurs first, as assessed by the investigator according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1. Participants without progression or death will be censored at the date of their last evaluable tumor assessment.

    Measured: 1years

  4. Progression-free survival (PFS) per RECIST 1.1

    Defined as the time from the date of first infusion of NKG2D CAR-NK/CAR-T cells to the date of first documented disease progression or death from any cause, whichever occurs first, as assessed by the investigator according to Response Evaluation Criteria in Solid Tumors (RECIST) version 1.1. Participants without progression or death will be censored at the date of their last evaluable tumor assessment.

    Measured: 1years

  5. Recommended Phase 2 Dose (RP2D)

    The RP2D will be determined based on the evaluation of safety (including incidence and severity of adverse events and DLTs), efficacy signals (e.g., ORR, DCR), pharmacokinetic/pharmacodynamic (PK/PD) data, and biomarker data observed during the dose escalation phase.

    Measured: Up to 4 weeks after the last participant in the dose escalation cohort receives CAR-NK/CAR-T cell infusion

  6. Maximum Tolerated Dose (MTD)

    Defined as the highest dose level at which no more than 1 out of 6 evaluable participants experiences a dose-limiting toxicity (DLT) during the DLT evaluation period. DLTs are defined as protocol-specified adverse events occurring within 28 days after CAR-NK/CAR-T cell infusion and assessed as related to study treatment.

    Measured: 4 weeks after the CAR-NK/CAR-T cells infusion

  7. Overall Survival (OS)

    Defined as the time from the date of first infusion of NKG2D CAR-NK /CAR-T cells to the date of death from any cause. Participants without documented death will be censored at the last date they were known to be alive (last contact date) prior to the data cutoff date for analysis.

    Measured: 1years

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted15 Jun 2025
  2. Study start10 Jun 2025 (estimated)
  3. Primary completion31 Dec 2026 (estimated)
  4. Study completion31 Dec 2026 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Model description
Accelerated titration and 3+3 design dose escalation phase followed by dose expansion phase
Masking
None (open label)
Enrolment
12 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT07021534
Sponsor's protocol ID
HAICAR01
Status last verified
Jun 2025
First submitted
19 May 2025
Last updated
15 Jun 2025
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No

Questions about this trial

What is this clinical trial studying?

A Phase 1 study testing NKG2D CAR NK and NKG2D CAR T cells in people with Patients With Advanced Solid Tumors With Liver Metastases Who Have Failed Standard Treatments, run by Zhejiang University at 1 site in China.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 14 inclusion and 22 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 15 Jun 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in China. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Weijia Fang (+86-0571-87235147, weijiafang@zju.edu.cn), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Number of participants with treatment-related adverse events (time frame: 6 months). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 15 Jun 2025.

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