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Depressive DisorderAddVNSNCT07022171

Mechanisms of Transcutaneous Auricular Vagus Nerve Stimulation in Depression

A study testing transcutaneous auricular vagus nerve stimulation in people with Depressive Disorder and Bipolar Disorder, run by Max-Planck-Institute of Psychiatry at 1 site in Germany.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
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Trial summary

Invasive vagus nerve stimulation (VNS) is an approved treatment of treatment-resistant depression (TRD) in Europe and in USA. Because of the associated possible surgical complications as well as side effects, invasive VNS is applied limitedly in the treatment of depression. Read more about this study

Who is it for?
Ages 18 to 65 years
Conditions the study is for
Depressive Disorder, Bipolar Disorder
What is being tested?
transcutaneous auricular vagus nerve stimulation
Type of treatment
Medical device
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
86 participants
Where
1 siteGermany
Study dates
18 Mar 2025to 17 Mar 2030
Phase
Interventional
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 65 years
  • All sexes
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • age 18-65 years, legally competent and able to provide informed consent;
  • diagnosis of a depressive episode (MDD or bipolar disorder) according to DSM 4/DSM 5 or ICD-10/ICD-11;
  • signed informed consent documents for the AddVNS study;
  • signed informed consent and participation in the biobanking project of MPIP;
  • use of a safe contraceptive method

Who cannot join

  • age < 18 years or age > 65 years;
  • pregnancy or planning to get pregnant during the study period, breastfeeding;
  • legal supervision;
  • pervasive developmental disorders and/or intellectual disability;
  • acute substance abuse (e.g., alcohol, prescription or illicit drugs);
  • severe neurological disease;
Show all 11Show fewer
  • technically or anatomically not possible tVNS (e.g., microtia or anotia, vagotomy);
  • current treatment with an established neurostimulation method (e.g., ECT, rTMS, VNS);
  • metallic foreign bodies, implanted intracranial devices or cerebral shunts;
  • severe general illness (e.g., relevant anemia requiring transfusion, high-grade cardiac arrythmia, severe cardiomyopathy);
  • active implants (e.g., cochlear implant, cardiac pacemaker, implantable cardioverter-defibrillator)

Trial locations and contacts

1 site in 1 country. Contact the study team or a site near you to ask about taking part.

Evangelos Kokolakis, MD contact

0049-89-30622-1000

ambulanz@psych.mpg.de

Iven-Alex von Mücke-Heim, MD, MSc contact

0049-89-30622-1000

ambulanz@psych.mpg.de

Germany1 site, 1 recruiting
  • Max Planck Institute of Psychiatry

    Munich, 80804

    Recruiting

Other trials in Germany

About this study

Official title: Physiological and Molecular Mechanisms of Transcutaneous Auricular Vagus Nerve Stimulation in Depression

Invasive vagus nerve stimulation (VNS) is an approved treatment of treatment-resistant depression (TRD) in Europe and in USA. Because of the associated possible surgical complications as well as side effects, invasive VNS is applied limitedly in the treatment of depression. Transcutaneous auricular VNS (tVNS), on the other hand, is a non-invasive alternative to traditional invasive VNS. tVNS is still considered an experimental treatment for depression. This is due to the limited high-quality evidence from randomized clinical studies, the not yet fully understood biological mechanisms of action, along with overall limited knowledge about the optimal stimulation parameters. To address these issues, the AddVNS study was initiated. The AddVNS study intends to recruit n=86 patients of the Max Planck Institute of Psychiatry with depression. The patients participating in the AddVNS study are going to receive either tVNS or sham tVNS for a period of 6 weeks. The primary objective of the study is to identify biological, psychological, socio-economic, and clinical biomarkers associated with treatment progression and response to treatment in patients with depression undergoing tVNS. To achieve this, an exploratory design with an assessment of many different parameters including psychophysiology, imaging, blood-based multi-omics, microbiome, psychometrics and neuropsychology will be used.

Read the detailed description

Background:

Depression is one of the most prevalent mental disorders worldwide and is associated with the highest burden of disease among all psychiatric disorders. Invasive vagus nerve stimulation (VNS) has been approved for the treatment of treatment-resistant depression (TRD). However, invasive VNS is applied limitedly in the treatment of depression due to the associated possible surgical complications and side effects. Transcutaneous auricular VNS (tVNS), on the other hand, is a non-invasive alternative to invasive VNS. During the last decade, the effects of tVNS have been examined in an increasing number of clinical trials across many different disorders, with depression being one of the most prominent areas of interest. Nevertheless, tVNS is still considered an experimental treatment for depression. Reasons for this categorization come from the limited high-quality evidence from randomized clinical studies, the not yet fully understood biological mechanisms of action, along with overall limited knowledge about the optimal stimulation parameters. To address these issues, we initiated the AddVNS study. The primary objective of the study is to identify biomarkers of tVNS and to better understand its biological mechanisms of action in the treatment of depression.

Material and methods:

The AddVNS is a monocentric, exploratory-prospective, randomized, double-blind, sham-controlled interventional study that recruits adult and legally competent patients with current MDD or bipolar disorder with current depression who are treated in MPIP (either inpatient or day clinic treatment). The participants are going to receive either tVNS or sham tVNS for a period of 6 weeks. Both tVNS and sham tVNS will be carried out as an adjuvant, i.e. in addition to the regular treatment of the participants. The intervention will take place three times a day from Monday to Friday. Each of the three daily sessions is going to last 30-60 minutes, depending on patient tolerance. The procedures for sham tVNS will be identical to tVNS, with the only exception that the sham tVNS will be performed with no current output. Participants and investigators are blinded to the assignment of participants to a study arm, except for the investigators responsible for the stimulation. The AddVNS study includes a wide range of assessments, which will be identical for both study arms. Psychophysiological measurements (pupillometry, respiratory rate, 3-channel ECG, skin conductance level, photoplethysmography and an electrogastrogram) will be conducted at baseline, after 3 weeks of intervention and at the end of the 6-week intervention (for a small number of patients, two additional psychophysiological measurements are planed). Actigraphy will take place throughout the 6-week intervention. Two MRI scans are planned over the course of the AddVNS study; one scan is scheduled at baseline and one after the 6-week intervention. Participants will have a total of three venous blood samples taken over the course of the 6-week intervention. They will be asked to collect stool samples that will be used for microbiome analysis at baseline, after 3 weeks of intervention and at the end of the 6-week intervention. Participants will be also asked to fill out self-rating questionnaires (patient health questionnaire 9 and 15, Beck Depression Inventory II, Snaith-Hamilton-Pleasure-Scale, Questionnaire for complaints of cognitive disturbances) once a week, while two further questionnaires will be obtained at baseline and after the 6-week intervention (Rejection Sensitivity Questionnaire, World Health Organization Disability Assessment Schedule questionnaire). During a clinical interview at baseline, after 3 weeks of intervention and after 6 weeks of intervention, clinician-rating scales (Montgomery-Åsberg Depression Rating Scale, Hamilton Rating Scale for Depression with 21 items, Hamilton Rating Scale for Anxiety, Global Assessment of Functioning) will be obtained. Furthermore, a neuropsychological assessment is carried out at baseline and after the 6-week intervention, while a personality assessment will be performed at baseline. To assess the longitudinal effects of tVNS, we will ask the patients to fill out self-rating questionnaires (patient health questionnaire 9 and 15, Beck Depression Inventory II, Snaith-Hamilton-Pleasure-Scale, Questionnaire for complaints of cognitive disturbances, Rejection Sensitivity Questionnaire, World Health Organization Disability Assessment Schedule questionnaire) 6 and 12 weeks after the end of the intervention.

Discussion:

Taken together, the main goal of the AddVNS study is to identify biological, psychological, socio-economic, and clinical biomarkers associated with treatment progression and response to treatment in patients with depression undergoing tVNS. The strength of the study lies in its study design, as AddVNS is a randomized controlled trial combining a meticulous documentation of the tVNS procedure with a wide assessment of many different parameters. This makes the AddVNS study one of the most extensive studies of tVNS in depression to date.

Being tested
transcutaneous auricular vagus nerve stimulation, sham transcutaneous auricular vagus nerve stimulation
Keywords
transcutaneous, auricular, vagus nerve stimulation, biomarkers, depression
Medical subject headings
Depressive Disorder, Bipolar Disorder, Depression

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • transcutaneous auricular vagus nerve stimulationDevice

    Half of the patients are randomized to the arm receiving transcutaneous auricular vagus nerve stimulation for a period of six weeks. Transcutaneous auricular vagus nerve stimulation will be carried out as an adjuvant, i.e. in addition to the regular treatment of the participants. The intervention will take place three times a day from Monday to Friday. Each of the three daily sessions is going to last 30-60 minutes, depending on patient tolerance.

  • sham transcutaneous auricular vagus nerve stimulationDevice

    Half of the patients are randomized to the arm receiving sham transcutaneous auricular vagus nerve stimulation for a period of six weeks. Sham transcutaneous auricular vagus nerve stimulation will be carried out as an adjuvant, i.e. in addition to the regular treatment of the participants. The intervention will take place three times a day from Monday to Friday. Each of the three daily sessions is going to last 30-60 minutes. The procedures for sham tVNS will be identical to tVNS, with the only exception that the sham tVNS will be performed with no current output

Study groups in NCT07022171
Study groupRoleWhat they receive
tVNS-arm (transcutaneous auricular vagus nerve stimulation)ExperimentalHalf of the patients are randomized to the arm receiving transcutaneous auricular vagus nerve stimulation in addition to their regular treatment for a period of six weeks
Receives: Device: transcutaneous auricular vagus nerve stimulation
sham tVNS-arm (sham transcutaneous auricular vagus nerve stimulation)Sham comparatorHalf of the patients are randomized to the arm receiving sham transcutaneous auricular vagus nerve stimulation in addition to their regular treatment for a period of six weeks. The procedures for sham tVNS will be identical to tVNS, with the only exception that the sham tVNS will be performed with no current output
Receives: Device: sham transcutaneous auricular vagus nerve stimulation

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Change from baseline in pupillometry

    Pupil diameter associated with the clinical response to tVNS

    Measured: Baseline, week 3, week 6

  2. Change from baseline in 3-channel ECG

    3-channel ECG associated with the clinical response to tVNS

    Measured: Baseline, week 3, week 6

  3. Change from baseline in skin conductance level

    Skin conductance level associated with the clinical response to tVNS

    Measured: Baseline, week 3, week 6

  4. Change from baseline in photoplethysmography

    Photoplethysmography associated with the clinical response to tVNS

    Measured: Baseline, week 3, week 6

  5. Change from baseline in electrogastrogram

    Electrogastrogram associated with the clinical response to tVNS

    Measured: Baseline, week 3, week 6

  6. Change from baseline in the functional status of brainstem nuclei

    Functional status of selected brainstem nuclei (by fMRI) associated with the clinical response to tVNS

    Measured: Baseline, week 6

  7. Change from baseline in the response patterns in the reward anticipation task

    Response patterns in the reward anticipation task (by fMRI) with the clinical response to tVNS

    Measured: Baseline, week 6

  8. Change from baseline in motor activity

    Motor activity changes, measured by actigraph, associated with the clinical response to tVNS

    Measured: Continuously starting from baseline up to week 6

  9. Change from baseline in heart rate

    Heart rate, measured by actigraph, associated with the clinical response to tVNS

    Measured: Continuously starting from baseline up to week 6

  10. Change from baseline in heart rate variability

    Heart rate variability, measured by actigraph, associated with the clinical response to tVNS

    Measured: Continuously starting from baseline up to week 6

  11. Change from baseline in oxygen saturation

    Oxygen saturation, measured by actigraph, associated with the clinical response to tVNS

    Measured: Continuously starting from baseline up to week 6

  12. Change from baseline in skin temperature

    Skin temperature, measured by actigraph, associated with the clinical response to tVNS

    Measured: Continuously starting from baseline up to week 6

  13. Investigation of gene expression changes

    Gene expression changes over time (based on material extracted from peripheral blood)

    Measured: Baseline, week 3, week 6

  14. Investigation of epigenetic changes

    Epigenetic changes over time (based on material extracted from peripheral blood)

    Measured: Baseline, week 3, week 6

  15. Investigation of protein changes

    Protein changes over time (based on material extracted from peripheral blood)

    Measured: Baseline, week 3, week 6

  16. Investigation of lipid changes

    Lipid changes over time (based on material extracted from peripheral blood)

    Measured: Baseline, week 3, week 6

  17. Investigation of electrolyte changes

    Electrolyte changes over time (based on material extracted from peripheral blood)

    Measured: Baseline, week 3, week 6

  18. Investigation of immunophenotypic changes

    Immunophenotypic changes over time (based on material extracted from peripheral blood)

    Measured: Baseline, week 3, week 6

  19. Microbiome changes

    Microbiome changes (bacteria strains and metabolites) over time

    Measured: Baseline, week 3, week 6

  20. Genetics

    Genotyping based on material extracted from peripheral blood

    Measured: Baseline

Secondary outcomes (18)
  1. Change from baseline in the Hamilton Depression Rating Scale (HAM-D)

    The HAM-D measures the presence and severity of depression. Each of the items is rated by a study clinician or trained study staff member and added up to a summary score. Treatment response is generally defined by 50% score reduction, while remission is commonly assumed if the HAM-D score is ≤ 7 points

    Measured: Baseline, week 3, week 6

  2. Change from baseline in the Montgomery-Åsberg Depression Rating Scale (MADRS)

    The MADRS measures the presence and severity of depression. Each of the terms is rated by a study clinician or trained study staff member and added up to a summary score. Treatment response is generally defined by 50% score reduction, while remission is commonly assumed if the MADRS score falls short of 12 points

    Measured: Baseline, week 3, week 6

  3. Change from baseline in the Global Assessment of Functioning (GAF)

    The GAF approximates the level of symptom burden and psychosocial as well as occupational functioning in daily life. It is tailored primarily to psychiatric patients. It is rated from 0 to 100 by a trained clinician. The GAF score is a continuous variable and allows to estimate symptom reduction and functional assessment from a foreign rater perspective

    Measured: Baseline, week 3, week 6

  4. Change from baseline in the Beck-Depression-Inventory II (BDI-II)

    The BDI-II measures the presence and severity of depression symptoms on a mostly psychological and partially somatic level. Each of the 21 items is rated by the patient and added up to a summary score. Treatment response is generally defined by 50% score reduction, while remission is commonly assumed if the BDI-II score is ≤ 10 points

    Measured: Weekly up to week 6, week 12, week 18

  5. Change from baseline in the Patient Health Questionnaire 9 (PHQ-9)

    The PHQ-9 is a brief measure of depression symptoms. Each of the 9 items is rated by the patient from 0 = not at all to 3 = nearly every day and added up to a summary score. Treatment response is generally defined by 50% score reduction, while remission is commonly assumed if the PHQ-9 score is ≤ 5 points.

    Measured: Weekly up to week 6, week 12, week 18

  6. Change from baseline in the Patient Health Questionnaire 15 (PHQ-15)

    The PHQ-15 is a measure of somatic symptom load in psychiatric disorders. Each of the 15 somatic symptoms is rated by the patient from 0 = not affected to 2 = strongly affected and added up to a summary score. Cut-off values are ≥ 5points (mild), ≥ 10 points (moderate), ≥ 15 points (severe) and represent somatization.

    Measured: Weekly up to week 6, week 12, week 18

  7. Change from baseline in the Questionnaire on Mental Capacity (FLEI = Questionnaire for Complaints of Cognitive Disturbances )

    The FLEI measures neurocognitive functioning in the following domains: attention, memory, executive function, control scale. Each of the 35 questions is answered by the patient from 0 = never to 4 = very often. Summary scores are computed for the different neurocognitive domains. Since the FLEI is primarily a continuous variable, symptom reduction is commonly assessed quantitatively

    Measured: Weekly up to week 6, week 12, week 18

  8. Change from baseline in the World Health Organization Disability Assessment Schedule 2.0 (WHODAS 2.0.) questionnaire

    The WHODAS 2.0. questionnaire is a self-rating instrument with 36 items for the assessment of health, functioning, disability and health-related quality of life which can be used across all diseases

    Measured: Baseline, week 6, week 12, week 18

  9. Change from baseline in the Rejection Sensitivity Questionnaire (RSQ)

    The German modified version of RSQ with 20 items will be used as a measure of rejection sensitivity (RS) to explore the role of RS in the context of tVNS in depressive disorders.

    Measured: Baseline, week 6, week 12, week 18

  10. Change from baseline in Snaith-Hamilton-Pleasure-Scale (SHAPS-D)

    SHAPS-D is an instrument for the assessment of anhedonia. Each of the 14 items is rated by the patient and added up to a summary score. Anhedonia is commonly assumed if the SHAPS-D score is > 2.

    Measured: Weekly up to week 6, week 12, week 18

  11. Change from baseline in Hamilton Rating Scale for Anixety (HAM-A)

    HAM-A is a rating scale for the assessment of anxiety symptoms. Each of the 14 items is rated by a study clinician or trained study staff and added up to a summary score with a total range from 0 to 56. Remission of anxiety is commonly assumed if the HAM-A score is ≤ 7.

    Measured: Baseline, week 3, week 6

  12. Change from baseline in Trail Making Test Version A (TMT-A) and B (TMT-B)

    TMT is an attention test from COGBAT basic cognitive testing. In the A version, the patient is given the task of connecting circles with the numbers 1 to 25 as quickly as possible in ascending order. This is followed by the B version of the test, in which the patient has to connect circles with the numbers from 1 to 13 and letters from A to L alternatingly in ascending order.

    Measured: Baseline, week 6

  13. Change from baseline in TOL-F test (Tower of London - Freiburg version)

    TOL-F is a test for planning ability from COGBAT basic cognitive testing. In this task, the patient must move balls on wooden sticks in the fewest number of moves possible so that the specified target condition is reached.

    Measured: Baseline, week 6

  14. Change from baseline in Episodic memory test

    A short text is read aloud and the patient is asked to memorize the content. The patient is asked to repeat the text immediately after it has been read aloud and again after 30 minutes.

    Measured: Baseline, week 6

  15. Change from baseline in the INHIB test (Response inhibition)

    INHIB is a test for response inhibition from the COGBAT basic cognitive testing. In this task, circles and triangles are preset. Whenever the triangle appears, the patient must press a button as quickly as possible (go trial), ignoring the circles (no-go trial).

    Measured: Baseline, week 6

  16. Change from baseline in N-back-verbal test (NBV)

    N-back is a test for working memory from COGBAT basic cognitive testing. The patient is presented with a sequence of letters on a screen and should press a button when the presented letter is the same as the letter before.

    Measured: Baseline, week 6

  17. Change from baseline in WAF test (perception and attention functions battery )

    WAF is a test baterry for the assessment of sub-functions of attention and is part of the COGBAT basic cognitive testing. In the AddVNS study the test for cross-modal visual /auditory attention and the test for intrinsic (visual) alertness are used. In the task for cross-modal visual/auditory attention, the patient concentrates simultaneously on a figure and on an auditory stimulus. The intensity of the stimuli changes at certain intervals. The patient must react as soon as one of the two stimuli becomes brighter or quieter twice in a row. In the task for intrinsic (visual) alertness, the patient has to press a button as quickly as possible as soon as a black circle appears on the screen.

    Measured: Baseline, week 6

  18. Change from baseline in MWT-B test (multiple-choice vocabulary intelligence test B )

    MWT-B is a multiple choice vocabulary intelligence test. In this test, the patient is given 37 rows with five words each, only one of which actually exists and should be crossed out accordingly.

    Measured: Baseline, week 6

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted15 Jun 2025
  2. Study start18 Mar 2025
  3. Primary completion17 Mar 2030 (estimated)
  4. Study completion17 Mar 2030 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Basic science
Allocation
Randomised
Intervention model
Parallel groups
Model description
Patients from the clinic of Max-Planck-Institute of Psychiatry are block wise randomly assigned to one of 2 study arms (transcutaneous auricular vagus nerve stimulation, sham transcutaneous auricular vagus nerve stimulation) after they have given informed consent
Masking
Triple blind
Who is masked
Participant, Care provider, Investigator
Enrolment
86 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT07022171
Sponsor's protocol ID
24-0985
Acronym
AddVNS
Status last verified
Apr 2025
First submitted
9 May 2025
Last updated
15 Jun 2025
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No

Questions about this trial

What is this clinical trial studying?

A study testing transcutaneous auricular vagus nerve stimulation in people with Depressive Disorder and Bipolar Disorder, run by Max-Planck-Institute of Psychiatry at 1 site in Germany.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 11 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 15 Jun 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Germany. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Evangelos Kokolakis, MD (0049-89-30622-1000, ambulanz@psych.mpg.de), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Change from baseline in pupillometry (time frame: Baseline, week 3, week 6). The study lists 20 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 15 Jun 2025.

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