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Breast CancerPhase 2NCT00976989

A Study of Pertuzumab in Combination With Herceptin and Chemotherapy in Participants With HER2-Positive Breast Cancer

A Phase 2 study testing Pertuzumab, Trastuzumab and FEC in people with Breast Cancer, run by Hoffmann-La Roche at 55 sites in 20 countries.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
Search all trials

Trial summary

This 3 arm study will assess the tolerability, safety and efficacy of 3 neoadjuvant treatment regimens in participants with locally advanced, inflammatory or early stage human epidermal growth factor receptor 2 (HER2)-positive breast cancer. Read more about this study

Who is it for?
Ages 18 years and older, women only
Conditions the study is for
Breast Cancer
What is being tested?
Pertuzumab, Trastuzumab and FEC
Type of treatment
Injection or infusion
Could I receive a placebo?
No, everyone receives an active treatment
How many people
225 participants
Where
55 sitesin 20 countries
Study dates
Nov 2009to Jan 2016
Phase
Phase 2
Are there results?
Yes, posted in the registrySummary in the doctors' view

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 years and older
  • Women only
  • No healthy volunteers
  • Adult, Older adult

Who may be able to join

  • female participants, age >/=18 years
  • advanced, inflammatory or early stage unilateral invasive breast cancer
  • HER2-positive breast cancer
  • baseline left ventricular ejection fraction (LVEF) >/=55%

Who cannot join

  • metastatic disease (Stage IV) or bilateral breast cancer
  • previous anticancer therapy or radiotherapy for any malignancy
  • other malignancy, except for carcinoma in situ of the cervix, or basal cell carcinoma
  • clinically relevant cardiovascular disease
  • current chronic treatment with corticosteroids of >10mg methylprednisolone or equivalent

Trial locations and contacts

55 sites in 20 countries.

55 sites in 20 countries

United Kingdom7 sites
  • Study site

    Bournemouth, BH7 7DW

  • Study site

    Derby, DE1 2QY

  • Study site

    Guildford, GU2 5XX

  • Study site

    Newcastle upon Tyne, NE7 7DN

  • Study site

    Southampton, SO16 6YD

  • Study site

    Truro, TR1 3LJ

  • Study site

    Westcliffe-on-sea, SS0 0RY

Other trials in United Kingdom

Germany6 sites
  • Study site

    Heidelberg, 69120

  • Study site

    Kiel, 24105

  • Study site

    Regensburg, 93053

  • Study site

    Trier, 54290

  • Study site

    Troisdorf, 53840

  • Study site

    Ulm, 89075

Other trials in Germany

Spain4 sites
  • Study site

    Barcelona, Barcelona, 08035

  • Study site

    Córdoba, Cordoba, 14004

  • Study site

    Donostia / San Sebastian, Guipuzcoa, 20014

  • Study site

    Madrid, Madrid, 28222

Other trials in Spain

Sweden4 sites
  • Study site

    Eskilstuna, 63188

  • Study site

    Stockholm, 17176

  • Study site

    Sundsvall, 85186

  • Study site

    Umeå, 90185

Other trials in Sweden

Canada3 sites
  • Study site

    Montreal, Quebec, H3G 1A4

  • Study site

    Ottawa, Ontario, K1H 8L6

  • Study site

    Vancouver, British Columbia, V5Z 4E6

Other trials in Canada

Italy3 sites
  • Study site

    Monza, Lombardy, 20900

  • Study site

    Rome, Lazio, 00168

  • Study site

    S. Fermo Della Battaglia (CO), Lombardy, 22020

Other trials in Italy

Romania3 sites
  • Study site

    Bucharest, 050098

  • Study site

    Cluj-Napoca, 400015

  • Study site

    Iași, 700106

Other trials in Romania

South Africa3 sites
  • Study site

    Durban, 4058

  • Study site

    Durban, 4091

  • Study site

    Pretoria, 0002

Other trials in South Africa

Switzerland3 sites
  • Study site

    Baden, 5405

  • Study site

    Zurich, 8008

  • Study site

    Zurich, 8091

Other trials in Switzerland

Bosnia and Herzegovina2 sites
  • Study site

    Banja Luka, 78000

  • Study site

    Sarajevo, 71000

Other trials in Bosnia and Herzegovina

Brazil2 sites
  • Study site

    Porto Alegre, Rio Grande do Sul, 90610-000

  • Study site

    São Paulo, São Paulo, 01317-000

Other trials in Brazil

Greece2 sites
  • Study site

    Heraklion, 71110

  • Study site

    Thessaloniki, 56429

Other trials in Greece

Mexico2 sites
  • Study site

    Mexico City, 06760

  • Study site

    Xalapa, 91130

Other trials in Mexico

Portugal2 sites
  • Study site

    Aveiro, 3814-501

  • Study site

    Lisbon, 1099-023

Other trials in Portugal

Serbia2 sites
  • Study site

    Belgrade, 11000

  • Study site

    Belgrade, 11080

Other trials in Serbia

South Korea2 sites
  • Study site

    Daegu, 702-210

  • Study site

    Seoul, 152-703

Other trials in South Korea

Taiwan2 sites
  • Study site

    Taichung, 404

  • Study site

    Taipei, 00112

Other trials in Taiwan

Croatia1 site
  • Study site

    Pula, 52100

Other trials in Croatia

New Zealand1 site
  • Study site

    Auckland, 1023

Other trials in New Zealand

The Bahamas1 site
  • Study site

    Nassau, N9311

About this study

Official title: A Randomised, Multicentre, Multinational Phase II Study to Evaluate Pertuzumab in Combination With Trastuzumab, Given Either Concomitantly or Sequentially With Standard Anthracycline-based Chemotherapy or Concomitantly With a Non-anthracycline-based Chemotherapy Regimen, as Neoadjuvant Therapy for Patients With Locally Advanced, Inflammatory or Early Stage HER2-positive Breast Cancer

This 3 arm study will assess the tolerability, safety and efficacy of 3 neoadjuvant treatment regimens in participants with locally advanced, inflammatory or early stage human epidermal growth factor receptor 2 (HER2)-positive breast cancer. Before surgery, participants will be randomized to receive either A) 6 cycles of pertuzumab plus trastuzumab (Herceptin), with 5-fluorouracil/epirubicin/cyclophosphamide (FEC) for cycles 1-3 and docetaxel for cycles 4-6, or B) FEC for cycles 1-3 followed by pertuzumab plus trastuzumab with docetaxel for cycles 4-6, or C) 6 cycles of pertuzumab plus trastuzumab with docetaxel and carboplatin. Pertuzumab will be administered at a loading dose of 840 mg intravenously (iv), then 420 mg iv 3-weekly, trastuzumab at a loading dose of 8 mg/kg iv, then 6 mg/kg iv 3-weekly, docetaxel at 75 mg/m^2 iv, increased to 100 mg/m^2 iv 3-weekly, and FEC and carboplatin iv 3-weekly at standard doses. Following surgery participants will receive trastuzumab 6 mg/kg iv 3-weekly for a total of 1 year, as well as adequate chemo-, radio- and hormone therapy. Anticipated time on study treatment is 4-12 months, and target sample size is 200-300.

Conditions
Breast Cancer
Being tested
Pertuzumab, Trastuzumab, FEC, Docetaxel, TCH
Medical subject headings
Breast Neoplasms

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • PertuzumabDrug

    Also called Perjeta

    840 mg loading dose intravenously (IV), then 420 mg IV 3-weekly.

  • TrastuzumabDrug

    Also called Herceptin

    8 mg/kg loading dose IV, then 6 mg/kg every 3 weeks.

  • FECDrug

    5-fluorouracil 500 mg/m^2, epirubicin 100 mg/m^2 and cyclophosphamide 600 mg/m^2.

  • DocetaxelDrug

    75 mg/m^2 for the first dose; 100 mg/m^2 if no dose limiting toxicity occurs.

  • TCHDrug

    Trastuzumab followed by carboplatin at target area under the plasma concentration-time curve (AUC) 6 and docetaxel at a starting dose of 75 mg/m^2. All treatments were given every three weeks by the IV route.

Study groups in NCT00976989
Study groupRoleWhat they receive
T+P Concomitant Anthracycline-based chemotherapyExperimental5-Fluorouracil, epirubicin with cyclophosphamide (FEC), trastuzumab (T) and pertuzumab (P) every three weeks for three cycles, followed by docetaxel, trastuzumab and pertuzumab every three weeks, for three cycles as neoadjuvant therapy. Trastuzumab every three weeks from Cycle 7 up to Cycle 17 as adjuvant therapy post-surgery.
Receives: Drug: Pertuzumab; Drug: Trastuzumab; Drug: FEC; Drug: Docetaxel
T+P Sequential Anthracycline-based chemotherapyExperimentalFEC every three weeks for three cycles, followed by docetaxel, trastuzumab (T) and pertuzumab (P) every three weeks, for three cycles as neoadjuvant therapy. Trastuzumab every three weeks from Cycle 7 up to Cycle 21 as adjuvant therapy post-surgery.
Receives: Drug: Pertuzumab; Drug: Trastuzumab; Drug: FEC; Drug: Docetaxel
T+P Concomitant Non-Anthracycline chemotherapyExperimentalTrastuzumab, carboplatin, docetaxel (TCH) and pertuzumab (P) every three weeks, for six cycles as neoadjuvant therapy. Trastuzumab every three weeks from Cycle 7 up to Cycle 17 as adjuvant therapy post-surgery.
Receives: Drug: Pertuzumab; Drug: TCH

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Safety: Percentage of Participants With Symptomatic Cardiac Events as Assessed by the Investigator

    Left ventricular systolic dysfunction (LVSD) as assessed by the Investigator, including Grade 3, 4 or 5 symptomatic LVSD with symptomatic cardiac events.

    Measured: From baseline up to approximately 3.5 years

  2. Safety: Percentage of Participants With Left Ventricular Ejection Fraction (LVEF) Decline During Pre-operative (Neoadjuvant) Period

    Percentage of participants with LVEF measures decline of ≥ 10% from baseline and to a value of <50% during the pre-operative (neoadjuvant) period.

    Measured: From baseline up to approximately 18 weeks

Secondary outcomes (10)
  1. Efficacy: Percentage of Participants With Complete Pathological Response (pCR)

    pCR is defined as the absence of invasive neoplastic cells at microscopic examination of the tumor remnants after surgery following primary systemic therapy. pCR is evaluated after 6 cycles of treatment and surgery or following withdrawal from the study whichever occurs sooner.

    Measured: At surgery, after 18 weeks (6 cycles) of treatment

  2. Efficacy: Clinical Response Rate

    Tumor response is defined as complete response (CR), partial response (PR), stable disease (SD) or progressive disease (PD) and is identified as per local practice. Clinical response rate is defined as the percentage of participants who achieve a response of CR or PR at any time pre-surgery. Per Response Evaluation Criteria in Solid Tumors Criteria (RECIST v1.0) for target lesions and assessed by mammogram or magnetic resonance imaging (MRI) and clinical breast examination (CBE), CR is disappearance of all target lesions; PR is >=30% decrease in the sum of the longest diameter of target lesions.

    Measured: During each 3-week cycle of 6 total cycles: up to 18 weeks

  3. Efficacy: Time to Clinical Response

    Time to clinical response is defined as the time from the date of first dose received to the first date of assessment of clinical response. Clinical response is defined as a response of CR or PR at any time pre-surgery. Per RECIST v1.0 for target lesions and assessed by mammogram or MRI and CBE, CR is disappearance of all target lesions; PR is >=30% decrease in the sum of the longest diameter of target lesions.

    Measured: Up to 18 weeks

  4. Efficacy: Percentage of Participants Achieving Breast Conserving Surgery

    This is the percentage of participants who achieved breast conserving surgery out of the intent-to-treat population without inflammatory breast cancer, as these participants received mastectomy irrespective of their response to neoadjuvant (pre-operative) treatment.

    Measured: At approximately 18 weeks

  5. Efficacy: Percentage of Participants Without an Overall Survival (OS) Event

    Overall survival (OS) was defined as the time from randomization to the date of death from any cause. Participants who were alive or lost to follow-up were censored at the last known alive date. Participants with no post-baseline information were censored at the date of randomization plus one day.

    Measured: From baseline to end of study up to 5 years

  6. Efficacy: Percentage of Participants Without a Disease-Free Survival (DFS) Event

    The DFS was defined as the time from the first date of no disease (i.e., date of surgery) to the first documentation of progressive disease (PD) or death. PD was assessed using RECIST v1.0 and MRI and CBE. It was defined as at least a 20% increase in the sum of diameters of target lesions with an absolute increase of at least 5 mm or the appearance of one or more new lesions. Any evidence of contralateral disease in situ was not considered as PD. Participants who were withdrawn from the study without documented PD were censored at the date of the last assessment when the participant was known to be disease-free.

    Measured: From baseline to end of study up to 5 years

  7. Efficacy: Percentage of Participants Without a Progression-Free Survival (PFS) Event

    Progression-free survival was defined as the time from the date of randomization to the first documentation of PD or death from any cause, whichever occurred first. PD was assessed using RECIST v1.0 and MRI and CBE. It was defined as at least a 20% increase in the sum of diameters of target lesions with an absolute increase of at least 5 mm or the appearance of one or more new lesions. Participants who were withdrawn from the study without documented PD were censored at the date of the last assessment when the participant was known to be free from PD. Participants without post-baseline assessments but known to be alive were censored at the time of randomization plus one day.

    Measured: From baseline to end of study up to 5 years

  8. Safety: Percentage of Participants With Cardiac Symptoms Associated With Symptomatic Left Ventricular Systolic Dysfunction (LVSD)

    Percentage of participants with signs or symptoms of cardiac events.

    Measured: From Baseline to end of Neoadjuvant Period (up to 18 weeks), Adjuvant Period (up to 1.5 years), Follow-up Period (up to 3.5 years)

  9. Safety: Percentage of Participants With Asymptomatic Left Ventricular Ejection Fraction (LVEF) Events

    Percentage of participants with LVEF events without signs or symptoms of cardiac events.

    Measured: From baseline to end of Neoadjuvant Period (up to 18 weeks), Adjuvant Period (up to 1.5 years), Follow-up Period (up to 3.5 years)

  10. Safety: Maximum Decrease in Left Ventricular Ejection Fraction (LVEF) Measures

    Maximum decrease in LVEF measures is the change from baseline at worst treatment value. LVEF is measured as percentage.

    Measured: From baseline up to approximately 3.5 years

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted15 Sep 2009 (estimated)
  2. Study startNov 2009
  3. Primary completionJun 2011
  4. Study completionJan 2016

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
None (open label)
Enrolment
225 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT00976989
Sponsor's protocol ID
BO22280
Other IDs
2009-012019-17, 2009
Status last verified
May 2016
First submitted
14 Sep 2009
Last updated
6 Feb 2017

Publications

  • Schneeweiss A, Chia S, Hickish T, Harvey V, Eniu A, Waldron-Lynch M, Eng-Wong J, Kirk S, Cortes J. Long-term efficacy analysis of the randomised, phase II TRYPHAENA cardiac safety study: Evaluating pertuzumab and trastuzumab plus standard neoadjuvant anthracycline-containing and anthracycline-free chemotherapy regimens in patients with HER2-positive early breast cancer. Eur J Cancer. 2018 Jan;89:27-35. doi: 10.1016/j.ejca.2017.10.021. Epub 2017 Dec 8.

    PubMed 29223479
  • Swain SM, Schneeweiss A, Gianni L, Gao JJ, Stein A, Waldron-Lynch M, Heeson S, Beattie MS, Yoo B, Cortes J, Baselga J. Incidence and management of diarrhea in patients with HER2-positive breast cancer treated with pertuzumab. Ann Oncol. 2017 Apr 1;28(4):761-768. doi: 10.1093/annonc/mdw695.

    PubMed 28057664
  • Schneeweiss A, Chia S, Hegg R, Tausch C, Deb R, Ratnayake J, McNally V, Ross G, Kiermaier A, Cortes J. Evaluating the predictive value of biomarkers for efficacy outcomes in response to pertuzumab- and trastuzumab-based therapy: an exploratory analysis of the TRYPHAENA study. Breast Cancer Res. 2014 Jul 8;16(4):R73. doi: 10.1186/bcr3690.

    PubMed 25005255
  • Schneeweiss A, Chia S, Hickish T, Harvey V, Eniu A, Hegg R, Tausch C, Seo JH, Tsai YF, Ratnayake J, McNally V, Ross G, Cortes J. Pertuzumab plus trastuzumab in combination with standard neoadjuvant anthracycline-containing and anthracycline-free chemotherapy regimens in patients with HER2-positive early breast cancer: a randomized phase II cardiac safety study (TRYPHAENA). Ann Oncol. 2013 Sep;24(9):2278-84. doi: 10.1093/annonc/mdt182. Epub 2013 May 22.

    PubMed 23704196

Questions about this trial

What is this clinical trial studying?

A Phase 2 study testing Pertuzumab, Trastuzumab and FEC in people with Breast Cancer, run by Hoffmann-La Roche at 55 sites in 20 countries.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 4 inclusion and 5 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 6 Feb 2017. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 55 sites in United Kingdom, Germany, Spain, Sweden, Canada and 15 more countries. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

Yes. Results are posted in the registry (first posted 20 Jun 2016). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Safety: Percentage of Participants With Symptomatic Cardiac Events as Assessed by the Investigator (time frame: From baseline up to approximately 3.5 years). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT00976989, which also lists 4 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 6 Feb 2017; AzTrials last refreshed its copy on 26 Oct 2026.

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