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Low Back PainOPTIMIZENCT03859713

Optimize Low Back Pain

A study testing Physical Therapy, Cognitive Behavioral Therapy and Mindfulness in people with Low Back Pain and Chronic Pain, run by University of Utah at 3 sites in United States.

Completed

Finished. The study has ended and is not enrolling. Results may be posted on the official record.

Official record
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Trial summary

The objective of this study is to improve health care for patients with chronic LBP and increase the likelihood that patients obtain outcomes that matter most to them. The investigators will accomplish our goal using a sequential multiple randomization (SMART) design comparing the effectiveness of Phase 1 (PT v. Read more about this study

Who is it for?
Ages 18 to 64 years
Conditions the study is for
Low Back Pain, Chronic Pain
What is being tested?
Physical Therapy, Cognitive Behavioral Therapy and Mindfulness
Could I receive a placebo?
No, everyone receives an active treatment
How many people
749 participants
Where
3 sitesUnited States
Study dates
22 Mar 2019to 1 Oct 2024
Phase
Interventional
Are there results?
Yes, posted in the registrySummary in the doctors' view

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 18 to 64 years
  • All sexes
  • No healthy volunteers
  • Adult

Who may be able to join

  • Age 18 - 64 years at the time of enrollment.
  • Meets NIH Task Force definition of chronic LBP based on two questions: 1) How long has LBP has been an ongoing problem for you? and 2) How often has LBP been an ongoing problem for you over the past 6 months? A response of greater than 3 months to question 1, and "at least half the days in the past 6 months" to question 2 is required to satisfy the NIH definition of chronic LBP.
  • Healthcare visit for LBP in the past 90 days.
  • At least moderate levels of pain and disability requiring ODI score >24 and pain intensity rating > 4.
  • Has access to two-way video technology, such as smartphone, iPad/tablet, or laptop with webcam for telehealth visits.

Who cannot join

  • Evidence of serious pathology as a cause of LBP including neoplasm, inflammatory disease (e.g., ankylosing spondylitis), vertebral osteomyelitis, etc.
  • Evidence of a specific spinal pathology as the cause of LBP including spine fracture, spinal stenosis, radiculopathy, etc.
  • Knowingly pregnant
  • Has received physical therapy for LBP; or CBT or mindfulness for any reason with a provider in prior 90 days
  • Currently receiving substance use disorder treatment
  • Any lumbar spine surgery in the past year.

Trial locations and contacts

3 sites in 1 country.

United States3 sites
  • Johns Hopkins University

    Baltimore, Maryland, 21287

  • Intermountain Health Care

    Salt Lake City, Utah, 84107

  • The University of Utah Healthcare System

    Salt Lake City, Utah, 84108

Other trials in United States

About this study

Official title: Optimized Multidisciplinary Treatment Programs for Nonspecific Chronic Low Back Pain

The objective of this study is to improve health care for patients with chronic LBP and increase the likelihood that patients obtain outcomes that matter most to them. The investigators will accomplish our goal using a sequential multiple randomization (SMART) design comparing the effectiveness of Phase 1 (PT v. CBT) treatments for patients with chronic LBP; and among patient non-responsive to Phase I treatment, compare the effectiveness of Phase II treatments (switching to PT or CBT v. mindfulness). Effectiveness will be based on patient-centered outcomes. Sub-aims will compare main effects of Phase 1 and 2 treatment options and the sequencing effects of different treatment combinations.

Read the detailed description

The study uses a sequential multiple randomization (SMART) design. The study will compare the effectiveness of common first-line treatments for chronic LBP: PT or CBT. Initial treatment will be 8 weeks duration with re-evaluation at 10-weeks after enrollment to allow time to complete treatment. At the 10-week assessment researchers will examine if the patient has responded to initial treatment using a patient-centered, validated definition of successful response based on 50% improvement in the Oswestry Disability Index (ODI). Patients who are responders to initial treatment will receive up to 2 additional sessions of the same treatment to assist transition to self-management. Non-responders will be re-randomized to a second treatment strategy of either switching to the other initial treatment (i.e., patients receiving PT switch to CBT or vice versa), or mindfulness. The second treatment phase is also 8 weeks in duration. Additional follow-ups occur 26- and 52 weeks after enrollment.

The study has two co-primary outcomes; function and pain. The investigators will use the ODI, a well-validated, reliable and responsive patient-reported measure of LBP-related function recommended by the NIH Back Pain Task Force. The investigators will assess pain intensity with 0-10 ratings ('0' indicating no pain and '10' worst imaginable pain). Separate ratings are made for current, worst and best pain over the past 24 hours with an average computed to represent pain intensity. Secondary outcomes will assess dimensions of quality of life, work and healthcare utilization.

Being tested
Physical Therapy, Cognitive Behavioral Therapy, Mindfulness, Phase I Treatment, Phase II Switching
Keywords
Physical Therapy, Cognitive Behavioral Therapy, Mindfulness, Adaptive Treatment Regimens
Medical subject headings
Low Back Pain, Chronic Pain

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Physical TherapyBehavioural

    Evidence-based physical therapy provided in 8 individual sessions including patient education, exercise instruction and manual therapy.

  • Cognitive Behavioral TherapyBehavioural

    Evidence-based cognitive behavioral therapy provided in 8 individual sessions focused on key components of CBT; 1) identifying and monitoring maladaptive cognitions, 2) developing coping strategies (e.g., distraction, relaxation, etc.), 3) setting and working towards behavioral goals, especially focused on physical activity, and 4) focusing on self-management skills and home instruction

  • MindfulnessBehavioural

    Also called Mindfulness-Oriented Recovery Enhancement

    Mindfulness is provided in 8 individual sessions. Focus of sessions is cognitive reappraisal, positive savoring and mindfulness practices.

  • Phase I TreatmentBehavioural

    Includes all participants receiving any Phase I intervention

  • Phase II SwitchingBehavioural

    Includes all participants receiving Switching as Phase II intervention

Study groups in NCT03859713
Study groupRoleWhat they receive
PT followed by Switching to CBT in Phase II for nonrespondersExperimentalPhase I treatment is 8 weekly sessions of evidence-based physical therapy (PT). At the 10-week follow-up participants who are non-responders to Phase I PT will switch to 8 weekly sessions of cognitive behavioral therapy (CBT) as Phase II treatment. If participant is a responder to Phase I PT, he or she will receive up to 2 more PT sessions in Phase II of treatment.
Receives: Behavioral: Physical Therapy; Behavioral: Cognitive Behavioral Therapy
PT followed by Mindfulness in Phase II for nonrespondersExperimentalPhase I treatment is 8 weekly sessions of evidence-based physical therapy (PT). At the 10-week follow-up participants who are non-responders to Phase I PT will receive 8 weekly sessions of mindfulness using a mindfulness-oriented recovery enhancement protocol as Phase II treatment. If participant is a responder to Phase I PT, he or she will receive up to 2 more PT sessions in Phase II of treatment.
Receives: Behavioral: Physical Therapy; Behavioral: Mindfulness
CBT followed by Switching to PT in Phase II for nonrespondersExperimentalPhase I treatment is 8 weekly sessions of cognitive behavioral therapy (CBT). At the 10-week follow-up participants who are non-responders to Phase I CBT will switch to 8 weekly sessions of evidence-based physical therapy (PT) as Phase II treatment. If participant is a responder to Phase I CBT, he or she will receive up to 2 more CBT sessions in Phase II of treatment.
Receives: Behavioral: Physical Therapy; Behavioral: Cognitive Behavioral Therapy
CBT followed by Mindfulness in Phase II for nonrespondersExperimentalPhase I treatment is 8 weekly sessions of cognitive behavioral therapy (CBT). At the 10-week follow-up participants who are non-responders to Phase I CBT will switch to 8 weekly sessions of mindfulness using a mindfulness-oriented recovery enhancement protocol as Phase II treatment. If participant is a responder to Phase I CBT, he or she will receive up to 2 more CBT sessions in Phase II of treatment.
Receives: Behavioral: Cognitive Behavioral Therapy; Behavioral: Mindfulness
Phase I PT TreatmentActive comparatorThis arm includes participants assigned to PT as their Phase I treatment
Receives: Behavioral: Physical Therapy
Phase I CBT TreatmentActive comparatorThis arm includes participants assigned to CBT for their Phase I treatment
Receives: Behavioral: Cognitive Behavioral Therapy
Phase II Switching TreatmentActive comparatorIncludes all Non-Responders in Phase I who were re-randomized to Switch in Phase II
Receives: Behavioral: Phase I Treatment; Behavioral: Phase II Switching
Phase II Mindfulness TreatmentActive comparatorInclude all Non-Responders in Phase I who were re-randomized to Mindfulness in Phase II
Receives: Behavioral: Mindfulness; Behavioral: Phase I Treatment

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Change in Oswestry Disability Index From Baseline to 10 Weeks

    Back pain specific measure of functional disability to address Aim 1, score range 0-100 with neagtive values representing improvement in disability

    Measured: baseline, 10 weeks

  2. Change in Oswestry Disability Index From 10-weeks to 52 Weeks

    Back pain specific measure of functional disability to address Aim 2, score range 0-100 with negative values representing improvement in disability

    Measured: 10 weeks, 52 weeks

  3. Change in Numeric Pain Intensity Rating From Baseline to 10 Weeks

    0-10 numeric rating of pain intensity measured as average of current, best and worst pain ratings in past 24 hours to address Aim 1. Negative values represent a reduction in pain intensity.

    Measured: baseline, 10 weeks

  4. Change in Numeric Pain Intensity Rating From 10-weeks to 52 Weeks

    0-10 numeric rating of pain intensity measured as average of current, best and worst pain ratings in past 24 hours to address Aim 2. Negative values represent an improvement in pain intensity.

    Measured: 10 weeks, 52 weeks

Secondary outcomes (13)
  1. Health-related Quality of Life

    PROMIS-29 subscales scores reported across 7 domains

    Measured: baseline, 10 weeks, 26 weeks, 52 weeks

  2. Change in Pain Interference From Baseline to 10 Weeks

    Patient-Reported Outcomes Information System (PROMIS) 4-item short form (part of PROMIS-29) assessed as a T-score with mean = 50 and SD = 10. negative scores indicate improvement in pain interference.

    Measured: baseline, 10 weeks

  3. Change in Fatigue From Baseline to !0 Weeks

    Patient-Reported Outcomes Information System (PROMIS) 4-item short form (part of PROMIS-29) assessed as a T-score with mean = 50 and SD = 10. Negative values indicate greater improvement in fatigue.

    Measured: baseline, 10 weeks

  4. Change in Sleep Disturbance From Baseline to 10 Weeks

    Patient-Reported Outcomes Information System (PROMIS) 4-item short form (part of PROMIS-29) assessed as a T-score with mean = 50 and SD = 10. Negative values indicate improvement in sleep disturbance

    Measured: baseline, 10 weeks

  5. Change in Anxiety From Baseline to 10 Weeks

    Patient-Reported Outcomes Information System (PROMIS) 4-item short form (part of PROMIS-29)assessed as a T-score with mean = 50 and SD = 10. Negative values indicate improvement in anxiety

    Measured: baseline, 10 weeks

  6. Change in Depression From Baseline to 10 Weeks

    Patient-Reported Outcomes Information System (PROMIS) 4-item short form assessed as a T-score with mean = 50 and SD = 10. Negative values indicate improvement in depression

    Measured: baseline, 10 weeks

  7. Change in Social Role Participation From Baseline to 10 Weeks

    Patient-Reported Outcomes Information System (PROMIS) 4-item short form assessed as a T-score with mean = 50 and SD = 10. Negative values indicate improvement in the ability to perform social roles

    Measured: baseline, 10 weeks

  8. Health Care Utilization of Advanced Imaging for Back Pain Over 10 Weeks

    Use of either MRI or CT for low back pain

    Measured: baseline, 10 weeks

  9. Opioid Utilization at 10-week Assessment

    Long-term use of opioids for pain management defined as use on all or most days in the past 90 days

    Measured: baseline, 10 weeks

  10. Treatment Side Effects

    Self-reported physical or psychological side effects of study treatments

    Measured: 10 weeks

  11. Treatment Responder

    Dichotomous outcome based on achieving at least 50% improvement on ODI from baseline score

    Measured: baseline, 10 weeks

  12. Health Care Utilization of Injections for Back Pain Over 10 Weeks

    Use of injections for low back pain

    Measured: baseline, 10 weeks

  13. Health Care Utilization of Radiographs for Back Pain Over 10 Weeks

    Use of radiographs for low back pain

    Measured: baseline, 10 weeks

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted1 Mar 2019
  2. Study start22 Mar 2019
  3. Primary completion1 Oct 2024
  4. Study completion1 Oct 2024

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Sequential
Model description
Our design is a sequential multiple randomization (SMART) study design with 2 treatment phases with a possibility of 2 randomizations per participant.
Masking
Double blind
Who is masked
Investigator, Outcomes assessor
Enrolment
749 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03859713
Sponsor's protocol ID
00116150
Acronym
OPTIMIZE
Status last verified
Feb 2026
First submitted
26 Feb 2019
Last updated
6 Mar 2026
Data monitoring committee
Yes
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Publications

  • Skolasky RL, Wegener ST, Aaron RV, Ephraim P, Brennan G, Greene T, Lane E, Minick K, Hanley AW, Garland EL, Fritz JM. The OPTIMIZE study: protocol of a pragmatic sequential multiple assessment randomized trial of nonpharmacologic treatment for chronic, nonspecific low back pain. BMC Musculoskelet Disord. 2020 May 11;21(1):293. doi: 10.1186/s12891-020-03324-z.

    PubMed 32393216
  • Fritz JM, Skolasky RL, Brennan G, Minick K, Wegener ST, Lane E, Garland EL, Aaron RV, Bardsley T, Fino N, Zhang Y, Shen J, Conroy MB, Hunter S, Hanley A, Thackeray A, Rassu FS, McLaughlin K, Cook D, Greene T. Effectiveness of Nonpharmacologic Treatments for Chronic Low Back Pain : A Sequential, Multiple-Assignment, Randomized Trial. Ann Intern Med. 2026 Jun;179(6):773-784. doi: 10.7326/ANNALS-25-04645. Epub 2026 Apr 21.

    PubMed 42008809
  • Fritz JM, Greene T, Brennan GP, Minick K, Lane E, Wegener ST, Skolasky RL. Characterizing modifications to a comparative effectiveness research study: the OPTIMIZE trial-using the Framework for Reporting Adaptations and Modifications to Evidence-based Interventions (FRAME). Trials. 2023 Feb 23;24(1):137. doi: 10.1186/s13063-023-07150-1.

    PubMed 36823645
  • Fritz JM, Lane E, Minick KI, Bardsley T, Brennan G, Hunter SJ, McGee T, Rassu FS, Wegener ST, Skolasky RL. Perceptions of Telehealth Physical Therapy Among Patients with Chronic Low Back Pain. Telemed Rep. 2021 Nov 3;2(1):258-263. doi: 10.1089/tmr.2021.0028. eCollection 2021.

    PubMed 34927165

Questions about this trial

What is this clinical trial studying?

A study testing Physical Therapy, Cognitive Behavioral Therapy and Mindfulness in people with Low Back Pain and Chronic Pain, run by University of Utah at 3 sites in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 5 inclusion and 6 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: finished, as of the sponsor's last update on 6 Mar 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 3 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

Yes. Results are posted in the registry (first posted 6 Mar 2026). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Change in Oswestry Disability Index From Baseline to 10 Weeks (time frame: baseline, 10 weeks). The study lists 4 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03859713, which also lists 4 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 6 Mar 2026; AzTrials last refreshed its copy on 29 Oct 2026.

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