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Acute Myelogenous LeukemiaPhase 1/2NCT03971799

Study of Anti-CD33 Chimeric Antigen Receptor-Expressing T Cells (CD33CART) in Children and Young Adults With Relapsed/Refractory Acute Myeloid Leukemia

A Phase 1/2 study testing CD33CART autologous and CD33CART allogeneic in people with Acute Myelogenous Leukemia, run by Center for International Blood and Marrow Transplant Research at 6 sites in United States.

Active, not recruiting

Under way, not looking for participants. Everyone needed has enrolled. The study is still running.

Official record
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Trial summary

This phase 1/2 trial aims to determine the safety and feasibility of antiCD33 chimeric antigen receptor (CAR) expressing T cells (CD33CART) in children and adolescents/young adults (AYAs) with relapsed/refractory acute myeloid leukemia (AML). Read more about this study

Who is it for?
Ages 1 year to 35 years
Conditions the study is for
Acute Myelogenous Leukemia
What is being tested?
CD33CART autologous and CD33CART allogeneic
Type of treatment
Injection or infusion
Could I receive a placebo?
No, everyone receives an active treatment
How many people
52 participants
Where
6 sitesUnited States
Study dates
8 Jan 2020to Dec 2039
Phase
Phase 1/2
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 1 year to 35 years
  • All sexes
  • No healthy volunteers
  • Child, Adult

Recipients >1 year to <35 years of age with AML in 2nd or greater relapse or refractory to 2 or more induction attempts without central nervous system (CNS) CNS3 disease and who have a suitable allogeneic HCT donor and a performance status of > 50% may be eligible for study. For those patients with post-HCT relapse enrolled to the allogeneic arm, patients must be at least 100 days post-HCT and not have any evidence of active GVHD or be on systemic immunosuppression for the GVHD.

Related Donors: A donor from prior HCT who is fully matched by institutional standards and able to undergo apheresis for T-cell collection.

Recipient Inclusion Criteria

  1. Recipients must have CD33+ AML in second or greater relapse, post-transplant relapse, or have demonstrated chemotherapy-refractory disease (definitions in criteria 2c) to be eligible to participate in this trial.
  2. Disease status at the time of enrollment:
  3. Recipients in second or greater relapse will be eligible with relapse defined as >5% blasts (bone marrow) after second documented complete remission
  4. Any degree of detectable disease post-transplant relapse will be eligible (with flow cytometric confirmation of CD33+ myeloid leukemia of at least 0.1%)
  5. Refractory disease is defined as persistent bone marrow involvement with >5% blasts after two courses of induction chemotherapy for patients at initial presentation or >5% bone marrow blasts after one course of re-induction chemotherapy for patients in relapse;
  6. CD33 expression must be detected on greater than 50% of the malignant cells by immunohistochemistry or greater than 80% by flow cytometry;
  7. Age: Greater than or equal to 1 year of age and less than or equal to 35 years of age at time of enrollment.
  8. All recipients must have an allogeneic HCT donor identified with a plan to proceed to HCT conditioning within 6-8 weeks of CD33CART cell infusion;
  9. Patients with two prior allogenic donor stem cell transplants must be medically fit for a third allogenic donor stem cell transplant
  10. Performance status: > 50% (for recipients > 16 years of age use Karnofsky ≥ 50%; recipients < 16 years of age: Lansky scale ≥ 50%) (see Appendix II). Recipients who are unable to walk because of paralysis, but who are upright in a wheelchair will be considered ambulatory for the purpose of calculating the performance score;
  11. Adequate organ function as defined by:
  12. Cardiac function: left ventricular ejection fraction (LVEF) ≥ 45% or fractional shortening ≥28%
  13. Pulmonary function: baseline oxygen saturation > 92% on room air at rest
  14. Hepatic function:
  • Total bilirubin < grade 2 bilirubin CTCAE version 5 (<3 x ULN) (except in case of recipients with documented Gilbert's disease > 3 x ULN)
  • AST (SGOT)/ALT (SGPT) < 5 x institutional ULN (< grade 3)
  1. Renal function: Serum creatinine must be < 1.2 x institutional upper limit of normal (ULN) according to age. If the serum creatinine is greater than 1.2 x ULN, the patient must have a creatinine clearance (CrCl) > 70mL/min/1.73 m2 (measured by 24 hour- urine specimen or radioisotope GFR).
  2. Recipients > 18 years of age must have the ability to give informed consent according to applicable regulatory and local institutional requirements. Legal guardian permission must be obtained for recipients < 18 years of age. Pediatric recipients will be included in age-appropriate discussion in order to obtain assent; Adults with cognitive impairment who are unable to consent and those with Down Syndrome are also eligible for this protocol with the proper assessments as outlined in Protocol Section 11.2.
  3. Enrollment in the NMDP protocol: Protocol for a Research Database for Hematopoietic Cell Transplantation, Other Cellular Therapies and Marrow Toxicity Injuries.

Recipient Exclusion Criteria

Recipients meeting any of the following criteria are not eligible for participation in the study:

  1. Recipients with radiologically-detected CNS chloromas or CNS 3 disease (presence of ≥ 5/μL white blood cells (WBCs) in cerebral spinal fluid (CSF) and cytospin positive for blasts [in the absence of a traumatic lumbar puncture] and/or clinical signs of CNS leukemia such as a cranial nerve palsy from active disease). Recipients with adequately treated CNS leukemia are eligible;
  2. Hyperleukocytosis (≥ 50,000 blasts/μL) or rapidly progressive disease that in the estimation of the investigator and sponsor would compromise ability to complete study therapy;
  3. Pregnancy (negative serum or urine pregnancy test must be obtained at time of enrollment for females of childbearing potential and to be repeated 72 hours prior to lymphodepleting chemotherapy regimen);
  4. Breast feeding;
  5. Sexually active female recipients of childbearing potential and male recipients who are of childbearing potential and are unwilling to practice birth control at time of enrollment and for four months after receiving the lymphodepletion preparative regimen;
  6. Active or uncontrolled viral, bacterial or fungal infection. May be receiving ongoing therapy for controlled infection
  7. Recent prior therapy:
  8. At treatment enrollment: Patients may be on lower-intensity chemotherapy (e.g., TKIs, venetoclax, hydroxyurea, azacytidine, decitabine or similar agents) at the time of enrollment to prevent disease progression. There is no timing restriction of intrathecal chemotherapy for enrollment.
  9. Prior to apheresis: The following wash-out periods apply prior to apheresis
  • Systemic chemotherapy ≤ 14 days with the exception of:
  • Hydroxyurea: 1 day
  • Azacytidine/decitabine and/or venetoclax: 7 days
  • Intrathecal chemotherapy > 3 days
  • Tyrosine kinase inhibitors: 3 half-lives or 7 days, whichever is shorter (See Appendix XVIII)
  • Checkpoint inhibitors or antibody-based therapies: 3 half-lives
  • Investigational anti-neoplastic agents: 28 days
  • Clofarabine or nitrosureas: 42 days
  • Steroid therapy: Not allowed unless at or below physiologic doses (eg, hydrocortisone replacement for prior adrenal insufficiency)
  • Radiation therapy: Radiation therapy (including CNS) must have been completed at least 21 days prior to apheresis with the exception of no time restriction if the volume of bone marrow treated is less than 10% and also the recipient has measurable/evaluable disease outside the radiation field.
  • CAR T-cell therapy: Excluded unless at least 30 days from prior CAR T-cell infusion and without detectable circulating CAR T-cells **Please see protocol section 2.5.1 for guidance on wash-out parameters prior to initiation of LD chemotherapy
  1. Recipients with any history of allogeneic stem cell transplantation are excluded if:
  2. Recipients are less than 100 days post-transplant OR
  3. Recipients have evidence of ongoing active GVHD and are taking immunosuppressive agents (>0.5 mg/kg/methylprednisolone equivalents or other immunosuppression for GVHD treatment) OR
  4. Recipients have received DLI within 30 days prior to enrollment OR
  5. Recipients are on active immunosuppression for GVHD prophylaxis (must be off for 30 days prior to enrollment)
  6. Recipients who enroll to the ALLO-CD33CART arm must not have had any prior history of > grade 3 acute GVHD or severe chronic GVHD
  7. HIV/HBV/HCV Infection:
  8. Seropositive for HIV 1 or 2 (Recipients with HIV are at increased risk of lethal infections when treated with marrow-suppressive therapy. Appropriate studies will be undertaken in recipient receiving combination antiretroviral therapy in the future should study results indicate effectiveness)
  9. Seropositive for Hepatitis C or positive for Hepatitis B surface antigen (HbsAG)
  10. Uncontrolled, symptomatic, intercurrent illness including but not limited to infection, congestive heart failure, unstable angina pectoris, cardiac arrhythmia, psychiatric illness, or social situations that would limit compliance with study requirements or in the opinion of the site PI would pose an unacceptable risk to the recipient
  11. Active second malignancy will not be eligible with the following exceptions:
  12. Treatment-related or secondary CD33+ myeloid malignancy which may potentially benefit from CD33CART (which may be considered for enrollment),
  13. Carcinoma in situ of the cervix (which may be considered for enrollment),
  14. Recipient is in remission from a prior second malignancy (which may be considered for enrollment)
  15. History of severe, immediate hypersensitivity reaction attributed to compounds of similar chemical or biologic composition to any agents used in study or in the manufacturing of the cells (i.e. gentamicin).

Donor inclusion criteria

  1. Must be the same donor whose cells were used as the source for the patient's most recent stem cell transplant
  2. Donors > 18 years of age must have the ability to give informed consent according to applicable regulatory and local institutional requirements. Legal guardian permission must be obtained for donors < 18 years of age. Pediatric donors will be included in age-appropriate discussion in order to obtain assent;
  3. HLA-matched related sibling (or alternative fully matched relative)
  4. Adequate venous access for peripheral apheresis, or without a contradiction to undergoing temporary line placement.
  5. For donors who have previously undergone collection for DLI and have a cryopreserved unmobilized product, this may be considered for use as the starting material

Donor exclusion criteria

  1. Pregnancy (negative serum or urine pregnancy test must be obtained at time of enrollment for females of childbearing potential and to be repeated 72 hours prior to apheresis)
  2. HIV/HBV/HCV Infection:
  3. Seropositive for HIV 1 or 2
  4. Seropositive for Hepatitis C or positive for Hepatitis B surface antigen (HbsAG)
  5. Uncontrolled, symptomatic, intercurrent illness including but not limited to infection, congestive heart failure, unstable angina pectoris, cardiac arrhythmia, psychiatric illness, or social situations that would limit compliance with study requirements or in the opinion of the site PI would pose an unacceptable risk to the donor

Trial locations and contacts

6 sites in 1 country.

6 sites in 1 country

United States6 sites
  • Children's Hospital of Colorado

    Aurora, Colorado, 80045

  • National Cancer Institute - NIH

    Bethesda, Maryland, 20892

  • Dana-Farber Cancer Institute

    Boston, Massachusetts, 02215

  • Children's Hospital of Los Angeles

    Los Angeles, California, 90027

  • The Children's Hospital of Philadelphia

    Philadelphia, Pennsylvania, 19104

  • Seattle Children's Hospital/Fred Hutchinson Cancer Research Center

    Seattle, Washington, 98105

Other trials in United States

About this study

Official title: Phase 1/2 Study of Anti-CD33 Chimeric Antigen Receptor-Expressing T Cells (CD33CART) in Children and Young Adults With Relapsed/Refractory Acute Myeloid Leukemia

This phase 1/2 trial aims to determine the safety and feasibility of antiCD33 chimeric antigen receptor (CAR) expressing T cells (CD33CART) in children and adolescents/young adults (AYAs) with relapsed/refractory acute myeloid leukemia (AML). The trial will be done in two phases: Phase 1 will determine the maximum tolerated dose of CD33CART cells using a 3+3 trial design, with dose-escalation for autologous products separated from dose-escalation for an allogeneic arm. Phase 2 is an expansion phase designed to evaluate the rate of response to CD33CART.

Read the detailed description

This study consists of two phases. The objectives of Phase 1 and Phase 2 are:

Phase 1:

Autologous Arm: To determine the maximum tolerated dose of lentivirally transduced autologous CD33-redirected CAR-T cells (CD33CART) in children and young adults with relapsed/refractory AML

Allogeneic Arm: To determine the maximum tolerated dose of lentivirally transduced allogeneic CD33-redirected CAR-T cells (ALLO-CD33CART) in children and young adults with post-HSCT relapsed/refractory AML

Phase 2:

To determine the percentage of recipients treated with CD33CART who achieve morphologic remission (<5% blasts in marrow) at Day 28 post-CD33CART cell infusion

Being tested
CD33CART autologous, CD33CART allogeneic
Keywords
CD33CART cells, Children/young adults
Medical subject headings
Leukemia, Myeloid, Acute

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • CD33CART autologousBiological

    The treatment regimen will consist of lymphodepleting (LD) chemotherapy followed by autologous CD33CART infusion:

    LD option #1 (IV fludarabine 25 mg/m2/dose administered Days -4 to -2 and IV cyclophosphamide 900 mg/m2/dose on Day -2) or LD option #2 (IV fludarabine 30 mg/m2 on days -5, -4, -3, and -2; and IV cyclophosphamide 500 mg/m2 on days -3 and -2).

    Subjects will then proceed to allogeneic HCT or alternative therapy as clinically applicable.

  • CD33CART allogeneicBiological

    The treatment regimen will consist of lymphodepleting (LD) chemotherapy followed by allogeneic CD33CART infusion:

    LD option #1 (IV fludarabine 25 mg/m2/dose administered Days -4 to -2 and IV cyclophosphamide 900 mg/m2/dose on Day -2) or LD option #2 (IV fludarabine 30 mg/m2 on days -5, -4, -3, and -2; and IV cyclophosphamide 500 mg/m2 on days -3 and -2).

    Subjects will then proceed to allogeneic HCT or alternative therapy as clinically applicable.

Study groups in NCT03971799
Study groupRoleWhat they receive
CD33CART autologousExperimentalPatients who receive an autologous CD33CART cell infusion
Receives: Biological: CD33CART autologous
CD33 CART allogeneicExperimentalPatients who receive an allogeneic CD33CART cell infusion
Receives: Biological: CD33CART allogeneic

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Maximum tolerated dose - Autologous Arm

    To determine the maximum tolerated dose of lentivirally-transduced autologous CD33-redirected CAR-T cells (CD33CART) in children and young adults with relapsed/refractory AML

    Measured: Day 28 post CD33CART infusion

  2. Maximum tolerated dose - Allogeneic Arm

    To determine the maximum tolerated dose of lentivirally-transduced allogeneic CD33-redirected CAR-T cells (ALLO-CD33CART) in children and young adults with post-HSCT relapsed/refractory AML

    Measured: Day 28 post CD33CART infusion

  3. Morphologic remission

    To determine the percentage of recipients treated with CD33CART who achieve morphologic remission (<5% blasts in marrow) at Day 28 post-CD33CART cell infusion

    Measured: Day 28 post CD33CART infusion

Secondary outcomes (11)
  1. Feasibility of CD33CART manufacture

    To determine the feasibility of manufacturing CD33CART for recipients with AML

    Measured: 2 weeks post start of CD33CART manufacture

  2. Feasibility of CD33CART infusion

    To determine the feasibility of infusing CD33CART in recipients with AML

    Measured: 6 weeks post apheresis

  3. Molecular Cytokine release syndrome (CRS), sinusoidal occlusion syndrome (SOS), or other CD33CART related toxicities

    To determine the incidence and severity of cytokine release syndrome (CRS), sinusoidal occlusion syndrome (SOS), or other CD33CART related toxicities

    Measured: 8 weeks post CD33CART infusion

  4. Overall survival, event-free survival and treatment-related mortality

    To estimate the overall survival, event-free survival, and treatment-related mortality at Day 28 post-CD33CART

    Measured: 28 days post CD33CART infusion

  5. Morphologic remission

    To determine the percentage of recipients treated with CD33CART who achieve morphologic remission (<5% blasts in marrow) at Day 28 post-CD33CART cell infusion (for those in Phase I)

    Measured: 28 days post CD33CART infusion

  6. Molecular remission

    To determine the percentage of recipients treated with CD33CART who achieve molecular remission (for those with an identified molecular marker) at Day 28 post-CD33CART cell infusion

    Measured: 28 days post CD33CART infusion

  7. MRD negativity

    To determine minimal residual disease [MRD] negativity by flow cytometry (<0.1%) at Day 28 post-CD33CART cell infusion

    Measured: 28 days post CD33CART infusion

  8. GVHD

    To determine the incidence and severity of acute graft-versus-host disease (GVHD) in patients treated on the allogeneic arm (ALLO-CD33CART).

    Measured: 30 days post CD33CART infusion

  9. Allogeneic hematopoietic stem cell transplantation

    To determine the percentage of recipients able to proceed to allogeneic hematopoietic stem cell transplantation following treatment with CD33CART

    Measured: 6 weeks post CD33CART infusion

  10. SOS and other post-transplant toxicities

    For treatment population that subsequently proceeds to HSCT: To determine the percentage of recipients able to proceed to allogeneic hematopoietic stem cell transplantation following treatment with CD33CART

    Measured: 6 weeks post HCT

  11. Post-HCT time to engraftment

    For treatment population that subsequently proceeds to HSCT: To evaluate the post-HCT time to engraftment, transplant related mortality, incidence of acute and chronic graft-versus-host disease (aGVHD and cGVHD).

    Measured: 6 weeks post HCT

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted3 Jun 2019
  2. Study start8 Jan 2020
  3. Primary completionDec 2029 (estimated)
  4. Study completionDec 2039 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 1/2
Primary purpose
Treatment
Allocation
Non-randomised
Intervention model
Single group
Model description
A 3+3 dose escalation design will be used to determine maximum tolerated dose for both autologous and allogeneic recipients in Phase 1 and Simon's two-stage design will be used to evaluate the efficacy of CD33CART in Phase 2.
Masking
None (open label)
Enrolment
52 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT03971799
Sponsor's protocol ID
17-CD33CART
Status last verified
Jul 2025
First submitted
29 May 2019
Last updated
14 Jul 2025
Results posted
No
Data monitoring committee
Yes
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
No

Publications

  • Qin H, Yang L, Chukinas JA, Shah N, Tarun S, Pouzolles M, Chien CD, Niswander LM, Welch AR, Taylor N, Tasian SK, Fry TJ. Systematic preclinical evaluation of CD33-directed chimeric antigen receptor T cell immunotherapy for acute myeloid leukemia defines optimized construct design. J Immunother Cancer. 2021 Sep;9(9):e003149. doi: 10.1136/jitc-2021-003149.

    PubMed 34531250

Questions about this trial

What is this clinical trial studying?

A Phase 1/2 study testing CD33CART autologous and CD33CART allogeneic in people with Acute Myelogenous Leukemia, run by Center for International Blood and Marrow Transplant Research at 6 sites in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: under way, not looking for participants, as of the sponsor's last update on 14 Jul 2025. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 6 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this combined phase mean?

Phase 1 studies test a treatment in a small group of people for the first time or in a new way, mainly to check safety and find the right dose.

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Maximum tolerated dose - Autologous Arm (time frame: Day 28 post CD33CART infusion). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT03971799, which also lists 1 linked publication.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 14 Jul 2025.

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