COVID-19Phase 2NCT04389671
The Safety and Preliminary Tolerability of Lyophilized Lucinactant in Adults With Coronavirus Disease 2019 (COVID-19)
A Phase 2 study testing Lucinactant in people with COVID-19 and Acute Lung Injury/Acute Respiratory Distress Syndrome (ARDS), run by Windtree Therapeutics at 11 sites in 2 countries.
Trial summary
This is a multicenter, single-treatment study. Subjects will consist of adults with COVID-19 associated acute lung injury who are being cared for in a critical care environment. Read more about this study
- Who is it for?
- Ages 18 to 75 years
- Conditions the study is for
- COVID-19, Acute Lung Injury/Acute Respiratory Distress Syndrome (ARDS)
- What is being tested?
- Lucinactant
- Type of treatment
- Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 20 participants
- Where
- 11 sitesin 2 countries
- Study dates
- 5 Jan 2021to 20 Feb 2022
- Phase
- Phase 2
- Are there results?
- Yes, posted in the registrySummary in the doctors' view
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 18 to 75 years
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Signed and dated informed consent form (ICF) by the subject or legally authorized representative;
- Age 18-75 (inclusive);
- Assay positive for Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2) virus, preferably by polymerase chain reaction (PCR);
- Endotracheal intubation and mechanical ventilation (MV), within 7 days of initial intubation;
- In-dwelling arterial line;
- PaO2/FiO2 (P/F) ratio < 300;
- Mean blood pressure ≥ 65 mmHg, immediately before enrollment;
- Bilateral infiltrates seen on frontal chest radiograph.
Who cannot join
- Life expectancy < 48 hours or do not resuscitate orders;
- Severe lung disease (home O2, forced expiratory volume at one second [FEV1] < 2 liters) not likely to respond to therapy or profound hypoxemia (ie, oxygen index [OI] ≥ 25 or P/F ratio < 100);
- Severe renal impairment (creatinine clearance < 30 mL/min);
- Within the last 6 months has received, or is currently receiving, immunosuppression therapy (azathioprine, cyclophosphamide or methotrexate) or any transplant recipient;
- Clinically significant cardiac disease that adversely effects cardiopulmonary function:
- Acute coronary syndromes or active ischemic heart disease (as assessed by the PI using troponin and ECG)
Show all 14Show fewer
- Cardiac ejection fraction < 40% (if known);
- Need for multiple-dose vasopressors to support blood pressure (single dose vasopressors, such as Levophed™ ≤ 0.1 mcg/kg/min are allowed);
- Cardiogenic pulmonary edema as the etiology of the current respiratory distress;
- Evidence of myocarditis or pericarditis;
- Neuromuscular disease;
- Neutropenia (ANC < 1000);
- Active malignancy that impacts treatment decisions or life expectancy related to the trial;
- Suspected concomitant bacterial or other viral lung infection. Bacterial infection defined as white blood count (WBC) > 15k and positive blood/urine/sputum culture results within 72 hours.
Trial locations and contacts
11 sites in 2 countries.
11 sites in 2 countries
United States7 sites
Augusta University Health
Augusta, Georgia, 30912
Tufts Medical Center
Boston, Massachusetts, 02111
Brigham and Women's Hospital
Boston, Massachusetts, 02115
Duke University Medical Center
Durham, North Carolina, 27705
University California San Diego - Jacobs Medical Center
La Jolla, California, 92037
University of Kentucky
Lexington, Kentucky, 40536
University of California San Diego - Medical Center, Hillcrest
San Diego, California, 92103
Argentina4 sites
Fundacion Sanatorio Güemes
Buenos Aires, C1118
Hospital Alemán
Buenos Aires, C1118
Hospital Italiano de Bueno Aires
Buenos Aires, C119ABB
CEMIC - Centro de Educacion Medica e Investigaciones Clinicals
Buenos Aires
About this study
Official title: A Multicenter, Single-Treatment Study to Assess the Safety and Tolerability of Lyophilized Lucinactant in Adults With COVID-19 Associated Acute Lung Injury
This is a multicenter, single-treatment study. Subjects will consist of adults with COVID-19 associated acute lung injury who are being cared for in a critical care environment.
Read the detailed description
This is a multicenter, single-treatment study. Subjects will consist of adults with COVID-19 associated acute lung injury who are being cared for in a critical care environment.
Lucinactant is a synthetic surfactant that, in its liquid form (SURFAXIN®), is approved by the United States Food and Drug Administration (NDA 021746) for the prevention of respiratory distress syndrome (RDS) in premature infants at high risk for RDS.
It has been studied in over 2000 children and adults. Preliminary data from animal and adult human studies indicate that lucinactant may be able to benefit those with acute respiratory distress syndrome (ARDS) in the context of COVID-19 infection, improving oxygenation and lung compliance. When given to intubated patients, Lucinactant could potentially decrease the duration of ventilation.
Lucinactant has an extensive safety profile in different patient populations for different indications.
It is hypothesized that lucinactant may improve the respiratory status of patients suffering from COVID-19.
- Being tested
- Lucinactant
- Medical subject headings
- COVID-19, Acute Lung Injury, Respiratory Distress Syndrome
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
LucinactantDrug
Also called Sinapultide (KL4) Surfactant
Lucinactant administered as a liquid at a dose of 80 mg total phospholipids (TPL)/kg lean body weight delivered
| Study group | Role | What they receive |
|---|---|---|
| Lyophilized Lucinactant | Experimental | Lyophilized Lucinactant reconstituted with sterile water for injection Receives: Drug: Lucinactant |
What is being measured
The primary outcome is the main question the study is designed to answer.
Oxygen Index (OI)
Change from baseline in OI. OI is an index value, calculated as (Mean Airway Pressure [Paw]) x (Fraction of Inspired Oxygen [FiO2]) x (100) / (Partial Pressure of Oxygen [PaO2]) measured using mean and standard deviation.
It is a calculation that measures the fraction of inspired oxygen and its usage within the body, and a lower value is better. Values can range from 0 to 1000; values under 25 are correspond with a good outcome.
Measured: Baseline through 12 hours post initiation of dosing
Secondary outcomes (19)
Fraction of Inspired Oxygen (FiO2)
Change from baseline in FiO2 measured using mean and standard deviation. FiO2 level, ranging from 0.21 (room air) to 1.00 (i.e., 21% to 100%)
Measured: Baseline through 24 hours post initiation of dosing
Partial Pressure of Oxygen (PaO2)
Change from baseline in PaO2 measured using mean and standard deviation
Measured: Baseline through 24 hours post initiation of dosing
Oxygenation From Pulse Oximetry (SpO2)
Change from baseline in SpO2 measured using mean and standard deviation
Measured: Baseline through 24 hours post initiation of dosing
Oxygen Index (OI)
Change from baseline in OI. OI is an index value, calculated as Paw x FiO2 x 100 / PaO2, measured using mean and standard deviation.
It is a calculation that measures the fraction of inspired oxygen and its usage within the body, and a lower value is better. Values can range from 0 to 1000; values under 25 are correspond with a good outcome.
Measured: Baseline through 24 hours post initiation of dosing
Partial Pressure of Carbon Dioxide (PaCO2)
Change from baseline in PaCO2 measured using mean and standard deviation
Measured: Baseline through 24 hours post initiation of dosing
End Tidal Carbon Dioxide (ETCO2)
Change from baseline in ETCO2 measured using mean and standard deviation
Measured: Baseline through 24 hours post initiation of dosing
PaO2 to FiO2 (P/F) Ratio
Change from baseline in ratio of arterial oxygen concentration to fraction of inspired oxygen (P/F ratio) and/or ratio of pulse oximetric saturation to fraction of inspired oxygen (P/F and/or S/F ratios) measured using mean and standard deviation.
Measured: Baseline through 24 hours post initiation of dosing
SpO2 to FiO2 (S/F) Ratio
Change from baseline in ratio of pulse oximetric saturation to fraction of inspired oxygen (S/F ratio) measured using mean and standard deviation.
Measured: Through 24 hours
Plateau Pressure (PPLAT)
Change from baseline in PPLAT, as measured on the ventilator, measured using mean and standard deviation.
Measured: Through 24 Hours
Peak Inspiratory Pressure (PIP)
Change from baseline in PIP, as measured on the ventilator, measured using mean and standard deviation.
Measured: Baseline through 24 hours post initiation of dosing
Peak Expiratory End Pressure (PEEP)
Change from baseline in PEEP, measured using mean and standard deviation.
Measured: Through 24 hours
Ventilation Index (VI)
Change from baseline in VI, defined as (Respiration Rate [RR]) × (Peak Inspiratory Pressure [PIP] - Positive End Expiratory Pressure [PEEP]) × (Partial Pressure of Arterial Carbon Dioxide (PaCO2)] / (1000), measured using mean and standard deviation. The VI is used to determine the severity of respiratory illness, with higher values indicating worsening respiratory illness.
Measured: Baseline through 24 hours post initiation of dosing
Lung Compliance (CL)
Change from baseline in lung compliance measured using measured using mean and standard deviation.
Measured: Baseline through 24 hours post initiation of dosing
Daily Lung Compliance (Static) on Ventilator
Change from baseline in daily lung compliance (static) on ventilator using measured using mean and standard deviation.
Measured: Baseline through 24 hours post initiation of dosing
Ventilator Free Days
Ventilator free days measured using mean and standard deviation.
Measured: Baseline through 30 days post initiation of dosing
Days in the Intensive Care Unit (ICU)
Days in the intensive care unit (ICU) measured using mean and standard deviation.
Measured: Baseline through 30 days post initiation of dosing
Days in the Hospital
Days in the hospital measured using mean and standard deviation.
Measured: Baseline through 30 days post initiation of dosing
All-cause Mortality
Number of participant deaths.
Measured: Baseline through 30 days post initiation of dosing
Organ Failure Free Days
Organ failure free days measured using mean and standard deviation.
Measured: Baseline through 30 days post initiation of dosing
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted15 May 2020
- Study start5 Jan 2021
- Primary completion20 Feb 2022
- Study completion20 Feb 2022
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Posted resultsParticipant flow, outcome measures and adverse events reported by the sponsor.
- Publications (3)Papers the sponsor has linked to this study.
- Other trials for COVID-19Studies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Model description
- Open-label, single treatment of reconstituted Lucinactant, delivered as an intratracheal liquid.
- Masking
- None (open label)
- Enrolment
- 20 participants (actual)
Sponsor and investigators
- Lead sponsor
- Windtree Therapeutics
- Sponsor type
- Industry (pharma, biotech, devices)
- Responsible party
- Sponsor
- Investigators
- Yuh-Chin T Huang, MD, MHS, Principal investigator, Duke UniversitySteve G Simonson, MD, Study director, Windtree Therapeutics
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04389671
- Sponsor's protocol ID
- 02-CL-2001a
- Status last verified
- Jun 2023
- First submitted
- 13 May 2020
- Last updated
- 23 Jun 2023
- Results posted
- Yes, on ClinicalTrials.gov
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- No: The preparation and submittal for publication of a manuscript containing the study results shall be in accordance with a process determined by a mutual written agreement among Windtree and participating institutions. The publication or presentation of any study results shall comply with all applicable privacy laws, including but not limited to HIPAA. This trial will be registered at ClinicalTrials.gov, and results information from this trial will be submitted. In addition, every attempt will be made to publish results in peer-reviewed journals.
Publications
Huang YC, Morris P, Owens R, Guardia C, Keller S, Belloso W, Weinstein L, Simmons P, Simonson S. Lucinactant, a Synthetic Surfactant for the Treatment of Acute Respiratory Distress Syndrome Caused by COVID-19: Phase 1/2A Trial. JMIR Form Res. 2026 Jul 31;10:e77315. doi: 10.2196/77315.
PubMed 42536986Lee CK, Merriam LT, Pearson JC, Lipnick MS, McKleroy W, Kim EY. Treating COVID-19: Evolving approaches to evidence in a pandemic. Cell Rep Med. 2022 Feb 9;3(3):100533. doi: 10.1016/j.xcrm.2022.100533. eCollection 2022 Mar 15.
PubMed 35474746Cohen CL, Walker KH, Hsiang M, Sonenthal PD, Riviello ED, Rouhani SA, Lipnick MS, Merriam LT, Kim EY. Combating information chaos: a case for collaborative clinical guidelines in a pandemic. Cell Rep Med. 2021 Aug 17;2(8):100375. doi: 10.1016/j.xcrm.2021.100375. Epub 2021 Jul 27.
PubMed 34337553
Study at a glance
From the registry record, last updated by the sponsor on 23 Jun 2023. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Multicenter, Single-Treatment Study to Assess the Safety and Tolerability of Lyophilized Lucinactant in Adults With COVID-19 Associated Acute Lung Injury
- ClinicalTrials.gov ID
- NCT04389671
- Acronym / sponsor ID
- 02-CL-2001a
- Phase
- Phase 2
- Study type
- Interventional
- Recruitment status
- Completed
- Enrolment
- 20 participants (actual)
- Lead sponsor
- Windtree TherapeuticsIndustry (pharma, biotech, devices)
- Study start
- 5 Jan 2021 (actual)
- Primary completion
- 20 Feb 2022 (actual)
- Study completion
- 20 Feb 2022 (actual)
- First posted
- 15 May 2020 (actual)
- Results
- Posted 23 Jun 2023
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This is a multicenter, single-treatment study. Subjects will consist of adults with COVID-19 associated acute lung injury who are being cared for in a critical care environment.
Detailed description
This is a multicenter, single-treatment study. Subjects will consist of adults with COVID-19 associated acute lung injury who are being cared for in a critical care environment.
Lucinactant is a synthetic surfactant that, in its liquid form (SURFAXIN®), is approved by the United States Food and Drug Administration (NDA 021746) for the prevention of respiratory distress syndrome (RDS) in premature infants at high risk for RDS.
It has been studied in over 2000 children and adults. Preliminary data from animal and adult human studies indicate that lucinactant may be able to benefit those with acute respiratory distress syndrome (ARDS) in the context of COVID-19 infection, improving oxygenation and lung compliance. When given to intubated patients, Lucinactant could potentially decrease the duration of ventilation.
Lucinactant has an extensive safety profile in different patient populations for different indications.
It is hypothesized that lucinactant may improve the respiratory status of patients suffering from COVID-19.
Study design
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 1
- Model description
- Open-label, single treatment of reconstituted Lucinactant, delivered as an intratracheal liquid.
| Arm | Type | Receives |
|---|---|---|
| Lyophilized Lucinactant | Experimental | Drug: LucinactantLyophilized Lucinactant reconstituted with sterile water for injection |
Who may qualify
- Ages
- 18 to 75 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (8 listed)
- Signed and dated informed consent form (ICF) by the subject or legally authorized representative;
- Age 18-75 (inclusive);
- Assay positive for Severe Acute Respiratory Syndrome Coronavirus 2 (SARS-CoV-2) virus, preferably by polymerase chain reaction (PCR);
- Endotracheal intubation and mechanical ventilation (MV), within 7 days of initial intubation;
- In-dwelling arterial line;
Key exclusion criteria (14 listed)
- Life expectancy < 48 hours or do not resuscitate orders;
- Severe lung disease (home O2, forced expiratory volume at one second [FEV1] < 2 liters) not likely to respond to therapy or profound hypoxemia (ie, oxygen index [OI] ≥ 25 or P/F ratio < 100);
- Severe renal impairment (creatinine clearance < 30 mL/min);
- Within the last 6 months has received, or is currently receiving, immunosuppression therapy (azathioprine, cyclophosphamide or methotrexate) or any transplant recipient;
- Clinically significant cardiac disease that adversely effects cardiopulmonary function:
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| LucinactantAlso: Sinapultide (KL4) SurfactantLucinactant administered as a liquid at a dose of 80 mg total phospholipids (TPL)/kg lean body weight delivered | Drug | Lyophilized Lucinactant |
Primary outcome
Oxygen Index (OI)
Time frame: Baseline through 12 hours post initiation of dosing
Change from baseline in OI. OI is an index value, calculated as (Mean Airway Pressure [Paw]) x (Fraction of Inspired Oxygen [FiO2]) x (100) / (Partial Pressure of Oxygen [PaO2]) measured using mean and standard deviation. It is a calculation that measures the fraction of inspired oxygen and its usage within the body, and a lower value is better. Values can range from 0 to 1000; values under 25 are correspond with a good outcome.
19 secondary outcomes
Fraction of Inspired Oxygen (FiO2)
Time frame: Baseline through 24 hours post initiation of dosing
Partial Pressure of Oxygen (PaO2)
Time frame: Baseline through 24 hours post initiation of dosing
Oxygenation From Pulse Oximetry (SpO2)
Time frame: Baseline through 24 hours post initiation of dosing
Oxygen Index (OI)
Time frame: Baseline through 24 hours post initiation of dosing
Partial Pressure of Carbon Dioxide (PaCO2)
Time frame: Baseline through 24 hours post initiation of dosing
End Tidal Carbon Dioxide (ETCO2)
Time frame: Baseline through 24 hours post initiation of dosing
PaO2 to FiO2 (P/F) Ratio
Time frame: Baseline through 24 hours post initiation of dosing
SpO2 to FiO2 (S/F) Ratio
Time frame: Through 24 hours
Plateau Pressure (PPLAT)
Time frame: Through 24 Hours
Peak Inspiratory Pressure (PIP)
Time frame: Baseline through 24 hours post initiation of dosing
Peak Expiratory End Pressure (PEEP)
Time frame: Through 24 hours
Ventilation Index (VI)
Time frame: Baseline through 24 hours post initiation of dosing
Lung Compliance (CL)
Time frame: Baseline through 24 hours post initiation of dosing
Daily Lung Compliance (Static) on Ventilator
Time frame: Baseline through 24 hours post initiation of dosing
Ventilator Free Days
Time frame: Baseline through 30 days post initiation of dosing
Days in the Intensive Care Unit (ICU)
Time frame: Baseline through 30 days post initiation of dosing
Days in the Hospital
Time frame: Baseline through 30 days post initiation of dosing
All-cause Mortality
Time frame: Baseline through 30 days post initiation of dosing
Organ Failure Free Days
Time frame: Baseline through 30 days post initiation of dosing
Results and safety
Loading the posted results from ClinicalTrials.gov…
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 23 Jun 2023.
- Posted resultsParticipant flow, baseline, all outcome measures and adverse events.
- Derived from this study: PubMed 42536986Huang YC, Morris P, Owens R, Guardia C, Keller S, Belloso W, Weinstein L, Simmons P, Simonson S. Lucinactant, a Synthetic Surfactant for the Treatment of Acute Respiratory Distress Syndrome Caused by COVID-19: Phase 1/2A Trial. JMIR Form Res. 2026 Jul 31;10:e77315. doi: 10.2196/77315.
- Derived from this study: PubMed 35474746Lee CK, Merriam LT, Pearson JC, Lipnick MS, McKleroy W, Kim EY. Treating COVID-19: Evolving approaches to evidence in a pandemic. Cell Rep Med. 2022 Feb 9;3(3):100533. doi: 10.1016/j.xcrm.2022.100533. eCollection 2022 Mar 15.
- Derived from this study: PubMed 34337553Cohen CL, Walker KH, Hsiang M, Sonenthal PD, Riviello ED, Rouhani SA, Lipnick MS, Merriam LT, Kim EY. Combating information chaos: a case for collaborative clinical guidelines in a pandemic. Cell Rep Med. 2021 Aug 17;2(8):100375. doi: 10.1016/j.xcrm.2021.100375. Epub 2021 Jul 27.
- Individual participant dataSharing planned: No. The preparation and submittal for publication of a manuscript containing the study results shall be in accordance with a process determined by a mutual written agreement among Windtree and participating institutions. The publication or presentation of any study results shall comply with all applicable privacy laws, including but not limited to HIPAA. This trial will be registered at ClinicalTrials.gov, and results information from this trial will be submitted. In addition, every attempt will be made to publish results in peer-reviewed journals.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part. This study is not recruiting at the moment.
Yuh-Chin T Huang, MD, MHS principal investigator
Duke University
Steve G Simonson, MD study director
Windtree Therapeutics
11 sites in 2 countries: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2 study testing Lucinactant in people with COVID-19 and Acute Lung Injury/Acute Respiratory Distress Syndrome (ARDS), run by Windtree Therapeutics at 11 sites in 2 countries.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 8 inclusion and 14 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: finished, as of the sponsor's last update on 23 Jun 2023. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 11 sites in United States, Argentina. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
Yes. Results are posted in the registry (first posted 23 Jun 2023). A summary is in the For doctors view, and the full results are on ClinicalTrials.gov.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Oxygen Index (OI) (time frame: Baseline through 12 hours post initiation of dosing). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
On the ClinicalTrials.gov record for NCT04389671, which also lists 3 linked publications.
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 23 Jun 2023.