Acute Myeloid LeukemiaPhase 2EXCELNCT04836390
Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions in Children and Young Adults With High Risk Acute Myeloid Leukemia Receiving Myeloablative HLA-Haploidentical Hematopoietic Cell Transplant
A Phase 2 study testing Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions in people with Acute Myeloid Leukemia, run by Michael Pulsipher at 13 sites in United States.
Trial summary
This is a Phase II pilot study to determine the efficacy of three fixed dose (1 x 108/kg) infusions of ex-vivo expanded human leukocyte antigen (HLA)-haploidentical donor natural killer (NK) cells (haploNK) in children and young adults with high risk acute myeloid leukemia (AML) undergoing HLA-haploidentical… Read more about this study
- Who is it for?
- Ages 0 to 25 years
- Conditions the study is for
- Acute Myeloid Leukemia
- What is being tested?
- Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions
- Type of treatment
- Injection or infusion
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 30 participants
- Where
- 13 sitesUnited States
- Study dates
- 24 Aug 2021to May 2028
- Phase
- Phase 2
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 0 to 25 years
- All sexes
- No healthy volunteers
- Child, Adult
Who may be able to join
- Age ≤ 25 years at time of enrollment
- High-risk AML, as defined by one of the following:
- AML in CR1 (defined as <5% blasts in BM by morphology and flow cytometry) having at least one of these high-risk features:
- Mutations associated with high risk disease (Appendix A). Other high-risk features not explicitly stated in Appendix A can be considered after discussion/approval with the protocol chair/team
- MRD-positive at the end of Induction I chemotherapy (defined as flow cytometry ≥ 0.1% blasts)
- AML in ≥CR2 (defined by <5% blasts in BM by morphology and flow cytometry)
Show all 15Show fewer
- Recovery from prior cycle of chemotherapy as defined by an absolute neutrophil count ≥ 500/mm3
- AML secondary to select germline marrow failure disorders (with exception of Fanconi Anemia) may be eligible but require approval from Protocol Chairs prior to enrollment.
- Performance status ≥70% (Lansky for <16 years; Karnofsky for ≥16 years)
- Adequate major organ system function as demonstrated by:
- Renal: Creatinine clearance (CrCl) ≥60 mL/min/1.73m2 by Cockcroft-Gault formula, Schwartz formula, or nuclear GFR study (Table 3)
- Hepatic: Total bilirubin <2 mg/dL (unless due to Gilbert syndrome) and ALT and AST < 5x ULN
- Cardiac: LVEF at rest ≥50% or SF ≥27% (by MUGA or ECHO)
- Pulmonary: DLCO, FEV1, and FVC ≥ 50% of predicted corrected for hemoglobin. For patients <7 years of age or those unable to perform PFTs: O2 Sat >92% on room air by pulse oximetry and on no supplemental O2 at rest
- The patient, patient's parent, guardian, or legal representative can provide written informed consent
Who cannot join
- Active extramedullary disease
- Unresolved/ongoing and serious viral, bacterial, or fungal infection despite appropriate treatment
- Positive pregnancy test in a female of child-bearing potential (FCBP)
- Inability to comply with medical therapy or follow-up
- Prior allogeneic transplant
- Patients with Fanconi Anemia and Down syndrome
Trial locations and contacts
13 sites in 1 country. Contact the study team or a site near you to ask about taking part.
13 sites in 1 country
United States13 sites
Children's Hospital Colorado
Aurora, Colorado, 80045
Ann & Robert H. Lurie Children's Hospital
Chicago, Illinois, 60611
Cleveland Clinic Lerner College of Medicine
Cleveland, Ohio, 44195
Nationwide Children's Hospital
Columbus, Ohio, 43205
Children's Hospital Los Angeles
Los Angeles, California, 90027
Medical College of Wisconsin
Milwaukee, Wisconsin, 53226
AdventHealth Orlando
Orlando, Florida, 32803
Phoenix Children's Hospital
Phoenix, Arizona, 85016
University of Utah
Salt Lake City, Utah, 84112
Fred Hutchinson Cancer Center
Seattle, Washington, 95109
Washington University, St. Louis
St Louis, Missouri, 63110
Johns Hopkins All Children's Hospital
St. Petersburg, Florida, 33701
New York Medical College
Valhalla, New York, 10595
About this study
Official title: A Phase II Pilot Study of Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions in Children and Young Adults With High Risk Acute Myeloid Leukemia Receiving Myeloablative HLA-Haploidentical Hematopoietic Cell Transplant: A Multicenter Pediatric Transplantation and Cellular Therapy Consortium (PTCTC) Study
This is a Phase II pilot study to determine the efficacy of three fixed dose (1 x 108/kg) infusions of ex-vivo expanded human leukocyte antigen (HLA)-haploidentical donor natural killer (NK) cells (haploNK) in children and young adults with high risk acute myeloid leukemia (AML) undergoing HLA-haploidentical hematopoietic cell transplant (haploHCT) with a busulfan and cyclophosphamide-based myeloablative conditioning regimen and post-transplant cyclophosphamide (PTCy) for graft versus host disease (GVHD) prophylaxis. The investigators will also demonstrate the feasibility of performing this trial in a multi-center study.
The investigators hypothesize that the infusion of haploNK in this setting will facilitate immune reconstitution and decrease relapse rates and infectious complications without increasing GVHD, resulting in improved survival as compared to recent historical cohorts of haploHCT without NK cell infusion.
- Conditions
- Acute Myeloid Leukemia
- Being tested
- Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions
- Medical subject headings
- Leukemia, Myeloid, Acute
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
Donor-Derived Ex-Vivo Expanded Natural Killer Cell InfusionsDrug
Peripheral blood (PB) ≤ 450 mL and based on donor weight (minimum 10 ml/kg) will be drawn from the HLA-haploidentical donor at least 16 days before the scheduled day of transplant (Day 0). HaploNK cells will be manufactured from the PB of the donor after co-culture with irradiated feeder cells (IFC) as described in Section 2.4. The recipients will receive three NK cell infusions on Day-1, Day+7 (± 1 day) and Day+42 (up to Day+90) from day of transplant (Day 0).
| Study group | Role | What they receive |
|---|---|---|
| Treatment Arm | Experimental | All subjects will receive NK infusions. Receives: Drug: Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions |
What is being measured
The primary outcome is the main question the study is designed to answer.
1-year RFS
The proportion and corresponding 95% exact binomial CI of patients who are relapse-free at 1-year from day of transplant (Day 0)
Measured: 1 year
Secondary outcomes (6)
Number of functional donor-derived NK cells generated from the device
Product manufacturing failure is defined as inability to generate sufficient NK cell product due to failure to meet release criteria or insufficient cells for at least one full dose (≤10^8/NK cells/kg ABW).
Measured: 2 years
GVHD incidence
The incidence of Grade II- IV aGVHD (Day +100) and cGVHD (Day+180, +1 year), opportunistic infections (+1 year), and OS (+1 year and +2 year).
Measured: 2 years
KIR ligand-ligand mismatch
The presence of KIR ligand-ligand mismatch between HLA-haploidentical donor and host and the impact on relapse rate.
Measured: 2 years
Incidence of mixed donor chimerism
Mixed donor chimerism is defined as >5%, but <95%, donor cells detected. Full donor chimerism is defined as >95% donor.
Measured: 2 years
Cumulative incidence of neutrophil engraftment
The cumulative incidence of neutrophil engraftment from the time of transplant will be estimated using the cumulative incidence function with death and relapse prior to engraftment as the competing risk. The definition of neutrophil engraftment is a post-nadir ANC > 500/mm3 for three consecutive laboratory values obtained on different days. The first of the three days will be designated as the day of neutrophil recovery.
Measured: 2 years
Cumulative incidence of platelet engraftment
The cumulative incidence of platelet engraftment from the time of transplant will be estimated using the cumulative incidence function with death and relapse prior to engraftment as the competing risk. The definition of platelet engraftment is sustained platelet count > 20,000/mm3 with no platelet transfusions in the preceding seven days. The first of three consecutive measurements on different days will be designated as the day of initial platelet recovery.
Measured: 2 years
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted8 Apr 2021
- Study start24 Aug 2021
- Primary completionMay 2026 (estimated)
- Study completionMay 2028 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Acute Myeloid LeukemiaStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 2
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Enrolment
- 30 participants (estimated)
Sponsor and investigators
- Lead sponsor
- Michael Pulsipher
- Sponsor type
- University, hospital or other
- Collaborators
- Nationwide Children's Hospital, Seattle Children's Hospital
- Responsible party
- Sponsor-investigator, Michael Pulsipher, Pediatric Transplantation & Cellular Therapy Consortium
- Investigators
- Michael L Pulsipher, MD, Study director, Children's Hospital Los Angeles
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT04836390
- Sponsor's protocol ID
- CHLA-20-00314
- Acronym
- EXCEL
- Status last verified
- Nov 2024
- First submitted
- 18 Mar 2021
- Last updated
- 4 May 2025
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- Yes
- FDA-regulated device
- No
- Individual data sharing
- Yes: Data analysis and protocol can be made available to researchers upon request after publication.
Study at a glance
From the registry record, last updated by the sponsor on 4 May 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- A Phase II Pilot Study of Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions in Children and Young Adults With High Risk Acute Myeloid Leukemia Receiving Myeloablative HLA-Haploidentical Hematopoietic Cell Transplant: A Multicenter Pediatric Transplantation and Cellular Therapy Consortium (PTCTC) Study
- ClinicalTrials.gov ID
- NCT04836390
- Acronym / sponsor ID
- EXCEL / CHLA-20-00314
- Conditions
- Acute Myeloid Leukemia
- Phase
- Phase 2
- Study type
- Interventional
- Recruitment status
- Enrolling by invitation
- Enrolment
- 30 participants (estimated)
- Lead sponsor
- Michael PulsipherUniversity, hospital or other
- Collaborators
- Nationwide Children's Hospital, Seattle Children's Hospital
- Study start
- 24 Aug 2021 (actual)
- Primary completion
- May 2026 (estimated)
- Study completion
- May 2028 (estimated)
- First posted
- 8 Apr 2021 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
This is a Phase II pilot study to determine the efficacy of three fixed dose (1 x 108/kg) infusions of ex-vivo expanded human leukocyte antigen (HLA)-haploidentical donor natural killer (NK) cells (haploNK) in children and young adults with high risk acute myeloid leukemia (AML) undergoing HLA-haploidentical hematopoietic cell transplant (haploHCT) with a busulfan and cyclophosphamide-based myeloablative conditioning regimen and post-transplant cyclophosphamide (PTCy) for graft versus host disease (GVHD) prophylaxis. The investigators will also demonstrate the feasibility of performing this trial in a multi-center study.
The investigators hypothesize that the infusion of haploNK in this setting will facilitate immune reconstitution and decrease relapse rates and infectious complications without increasing GVHD, resulting in improved survival as compared to recent historical cohorts of haploHCT without NK cell infusion.
Study design
- Primary purpose
- Treatment
- Allocation
- Not applicable
- Intervention model
- Single group
- Masking
- None (open label)
- Number of arms
- 1
| Arm | Type | Receives |
|---|---|---|
| Treatment Arm | Experimental | Drug: Donor-Derived Ex-Vivo Expanded Natural Killer Cell InfusionsAll subjects will receive NK infusions. |
Who may qualify
- Ages
- 0 to 25 years
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Child, Adult
Key inclusion criteria (15 listed)
- Age ≤ 25 years at time of enrollment
- High-risk AML, as defined by one of the following:
- AML in CR1 (defined as <5% blasts in BM by morphology and flow cytometry) having at least one of these high-risk features:
- Mutations associated with high risk disease (Appendix A). Other high-risk features not explicitly stated in Appendix A can be considered after discussion/approval with the protocol chair/team
- MRD-positive at the end of Induction I chemotherapy (defined as flow cytometry ≥ 0.1% blasts)
Key exclusion criteria (6 listed)
- Active extramedullary disease
- Unresolved/ongoing and serious viral, bacterial, or fungal infection despite appropriate treatment
- Positive pregnancy test in a female of child-bearing potential (FCBP)
- Inability to comply with medical therapy or follow-up
- Prior allogeneic transplant
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| Donor-Derived Ex-Vivo Expanded Natural Killer Cell InfusionsPeripheral blood (PB) ≤ 450 mL and based on donor weight (minimum 10 ml/kg) will be drawn from the HLA-haploidentical donor at least 16 days before the scheduled day of transplant (Day 0). HaploNK cells will be manufactured from the PB of the donor after co-culture with irradiated feeder cells (IFC) as described in Section 2.4. The recipients will receive three NK cell infusions on Day-1, Day+7 (± 1 day) and Day+42 (up to Day+90) from day of transplant (Day 0). | Drug | Treatment Arm |
Primary outcome
1-year RFS
Time frame: 1 year
The proportion and corresponding 95% exact binomial CI of patients who are relapse-free at 1-year from day of transplant (Day 0)
6 secondary outcomes
Number of functional donor-derived NK cells generated from the device
Time frame: 2 years
GVHD incidence
Time frame: 2 years
KIR ligand-ligand mismatch
Time frame: 2 years
Incidence of mixed donor chimerism
Time frame: 2 years
Cumulative incidence of neutrophil engraftment
Time frame: 2 years
Cumulative incidence of platelet engraftment
Time frame: 2 years
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 4 May 2025.
- Individual participant dataSharing planned: Yes. Data analysis and protocol can be made available to researchers upon request after publication.
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part.
Michael L Pulsipher, MD study director
Children's Hospital Los Angeles
13 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 2 study testing Donor-Derived Ex-Vivo Expanded Natural Killer Cell Infusions in people with Acute Myeloid Leukemia, run by Michael Pulsipher at 13 sites in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 15 inclusion and 6 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: enrolling by invitation, as of the sponsor's last update on 4 May 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 13 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
1-year RFS (time frame: 1 year). It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 4 May 2025.