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Preterm BirthPhase 2CARES-PilotNCT07456670

Caffeine for Infants Born at 28 to 34 Weeks Receiving Respiratory Support

A Phase 2 study testing Caffeine in people with Preterm Birth and Caffeine, run by Queen's University at 1 site in Canada.

Not yet recruiting

Opening soon. The study is approved but enrolment has not started yet. Sites may already take enquiries.

Sites and contacts
Official record
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Trial summary

The goal of this pilot clinical trial is to test if it is possible to conduct a larger study on the use of caffeine in preterm infants who need help with their breathing. It will also look at whether caffeine helps these infants get healthy enough to leave the hospital sooner. Read more about this study

Who is it for?
Ages 0 to 28 days
Conditions the study is for
Preterm Birth, Caffeine, Neonatal Outcomes
What is being tested?
Caffeine
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
62 participants
Where
1 siteCanada
Study dates
1 Apr 2026to 31 Mar 2028
Phase
Phase 2
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 0 to 28 days
  • All sexes
  • No healthy volunteers
  • Child

Who may be able to join

  • Infant born at a gestational age between 28+0 and 34+6 weeks.
  • Admitted to the Neonatal Intensive Care Unit (NICU) within the first 72 hours of life.
  • Requiring either invasive respiratory support (mechanical ventilation) or non-invasive respiratory support (e.g., CPAP, High Flow Nasal Cannula) within the first 72 hours of life.
  • Informed consent obtained from parent(s) or legal guardian(s).

Who cannot join

  • Presence of dysmorphic features or major congenital malformations that adversely affect life expectancy.
  • Known or strongly suspected cyanotic heart disease.
  • Infants born at <28 weeks' gestational age (due to high risk of apnea requiring routine caffeine).
  • Late preterm infants born at ≥35+0 weeks' gestational age (due to short NICU stay not allowing for a safe caffeine-free period before discharge).

Trial locations and contacts

1 site in 1 country. Contact the study team or a site near you to ask about taking part.

Canada1 site
  • Kingston Health Science Center

    Kingston, Ontario, K7L 2V7

Other trials in Canada

About this study

Official title: Caffeine Therapy in Preterm Infants Born at 28-34 Weeks: A Pilot Placebo-Controlled Randomized Controlled Trial

The goal of this pilot clinical trial is to test if it is possible to conduct a larger study on the use of caffeine in preterm infants who need help with their breathing. It will also look at whether caffeine helps these infants get healthy enough to leave the hospital sooner.

The main questions the researchers aim to answer are:

Read more

Can the investigators successfully recruit and keep enough participants in the study? Do the medical teams follow the study drug instructions correctly? Does caffeine reduce the total time infants spend in the Neonatal Intensive Care Unit (NICU)? Researchers will compare caffeine to a placebo (a look-alike substance with no active medicine) to see if caffeine is a helpful treatment for babies born between 28 and 34 weeks of gestation who are using a breathing machine or oxygen.

Participants will:

Be randomly assigned to receive either caffeine or a placebo through an IV or a feeding tube.

Receive the study treatment once a day as long as they require respiratory support (and for 24 hours after they stop).

Be monitored by the research team for clinical outcomes like feeding progress, breathing stability, and growth until they are discharged from the hospital.

Read the detailed description

Despite the widespread use of caffeine for extremely preterm infants, a significant knowledge gap exists regarding its efficacy for infants (28+0 to 34+6 weeks' gestation) who require respiratory support. This patient population is at increased risk for respiratory morbidity and prolonged hospitalization, yet clinical practice regarding caffeine use remains highly variable.

The CARES-Pilot is a single-center, pilot randomized controlled trial (RCT) designed to assess the feasibility of a larger, definitive trial. The long-term goal of the definitive trial is to determine if routine caffeine administration reduces the time to discharge alive from the NICU.

This pilot study utilizes a double-blind, placebo-controlled, parallel-group design. Eligible infants are those born between 28+0 and 34+6 weeks of gestation who require invasive or non-invasive respiratory support within the first 72 hours of life. Participants are randomized to receive either caffeine base (10 mg/kg loading dose, followed by 5 mg/kg daily maintenance) or an equivalent volume of normal saline (placebo).

The primary focus of this pilot phase is to evaluate four key feasibility outcomes using a "traffic light" approach with pre-specified progression criteria:

Recruitment and Eligibility: Assessing the proportion of eligible infants whose parents provide consent and are successfully randomized.

Treatment Fidelity: Monitoring adherence to the blinded treatment protocol by the clinical and pharmacy teams.

Retention: Evaluating the number of participants who complete the study through to the primary clinical endpoint.

Data Completeness: Ensuring the reliability of data collection for secondary clinical outcomes.

Secondary clinical objectives include measuring the time to discharge alive from the NICU (the planned primary outcome for the definitive trial), duration of respiratory support, time to full enteral feeds, and neurodevelopmental status at discharge using the Test of Infant Motor Performance (TIMP). This pilot will also explore the acceptability of the trial protocol among healthcare providers and parents through surveys and focus groups.

The findings from this pilot study will be used to refine the protocol, calculate a precise sample size for the definitive multicenter RCT, and determine the viability of expanding the study to other sites.

Being tested
Caffeine, Placebo
Keywords
Caffeine, Neonatal Intensive Care Unit, Prematurity, RCT, NICU, Pilot Study
Medical subject headings
Premature Birth

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • CaffeineDrug

    Also called caffeine Base

    Infants randomized to this arm will receive caffeine citrate administered as a 10 mg/kg loading dose (caffeine base equivalent), followed by a 5 mg/kg daily maintenance dose (caffeine base equivalent).

  • PlaceboOther

    Infants randomized to this arm will receive 0.9% normal saline administered in a volume equivalent to the caffeine citrate arm. The placebo will be administered as a loading dose followed by a daily maintenance dose matching the volume and timing of the experimental protocol

Study groups in NCT07456670
Study groupRoleWhat they receive
Caffeine Citrate GroupExperimentalInfants in this arm will receive a loading dose of caffeine base (10 mg/kg), followed by a daily maintenance dose (5 mg/kg). The study drug will be administered intravenously or enterally (once full oral feeds are established) until 24 hours after the successful weaning of respiratory support
Receives: Drug: Caffeine
Placebo GroupPlacebo comparatorInfants in this arm will receive an equivalent volume of 0.9% normal saline (placebo) instead of caffeine. The loading dose and daily maintenance doses will follow the same schedule and administration routes (intravenous or enteral) as the experimental arm. The placebo will be administered until 24 hours after the successful weaning of respiratory support.
Receives: Other: Placebo

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Recruitment/Eligibility Proportion

    Ratio of enrolled/randomized infants to total eligible infants screened.

    Measured: Through study completion, up to 24 months

  2. Treatment Adherence Proportion

    Percentage of per-protocol doses (caffeine/placebo) successfully administered

    Measured: From randomization until 24 hours after weaning from respiratory support

  3. Retention Proportion

    Percentage of randomized infants who complete the study protocol until NICU discharge

    Measured: Through study completion, up to 24 months

Secondary outcomes (26)
  1. Time to Discharge Alive from the NICU

    Hours from the time of randomization to the time of discharge alive from the NICU

    Measured: From the date of randomization until the date of discharge alive from NICU, assessed up to 24 months

  2. Parent/Guardian Acceptability

    Frequency distribution of Likert-scale responses on the parent satisfaction survey

    Measured: Within 7 days prior to infant's NICU discharge

  3. Healthcare Provider Acceptability

    Thematic analysis of healthcare provider focus group transcripts regarding protocol viability

    Measured: Through recruitment completion, an average of 24 months

  4. Data Completeness

    Proportion of missing data points across all secondary clinical outcomes.

    Measured: At the end of the recruitment period, approximately 24 months

  5. Significant Apnea Frequency

    Mean number of apneas per day requiring intervention (stimulation, or ventilation)

    Measured: From randomization until 24 hours after weaning from respiratory support

  6. Total Duration of Respiratory Support

    Total hours spent on invasive and non-invasive mechanical ventilation

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, assessed up to 24 months

  7. Duration of Invasive Support

    Total hours spent specifically on invasive mechanical ventilation (intubation)

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, assessed up to 24 months

  8. Time to Full Enteral Feeding

    Hours from the first feed until the infant reaches the protocol-defined "full" enteral volume

    Measured: From the date of first enteral feeding until the date when the targeted feeding volume is achieved, average of 14 days

  9. Time to Full Oral Feeding

    Hours from birth until the infant is successfully taking all feeds by mouth (no tube)

    Measured: From the date of birth until the date of full oral feeding is achieved, an average of 6 weeks

  10. Duration of Total Parenteral Nutrition (TPN)

    Total number of days during which the infant received any volume of parenteral nutrition

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  11. PMA at Weaning

    Mean post-menstrual age of the infant when respiratory support is successfully discontinued

    Measured: At the time of weaning from respiratory support, an average of 4 to 6 weeks after birth

  12. PMA at Discharge

    Mean post-menstrual age of the infant at the time of discharge alive from the NICU.

    Measured: At the time of NICU discharge, an average of 36 to 40 weeks post-menstrual age

  13. Rate of New Invasive Ventilation

    Proportion of infants not intubated at enrollment who require intubation during the study.

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, assessed up to 24 months

  14. In-hospital Mortality

    Proportion of enrolled infants who die during their initial NICU stay.

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, assessed up to 24 months

  15. Test of Infant Motor Performance (TIMP) Score

    Mean score on the Test of Infant Motor Performance (TIMP). Scores range from 0 to 142, with higher scores indicating better motor maturity and performance

    Measured: At the time of NICU discharge, an average of 36 to 40 weeks post-menstrual age

  16. Bronchopulmonary dysplasia (BPD)

    Proportion of enrolled infants with BPD defined as: For infants born prior to 32 weeks of gestation, this will be defined as oxygen treatment for at least 28 days with oxygen need at 36 weeks' postmenstrual age or at discharge from the NICU, whichever occurs earlier. For infants born at 32 weeks or later, this will be defined as oxygen treatment at 56 days of life or at discharge from the NICU, whichever occurs earlier.

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  17. Pulmonary Hemorrhage

    Proportion of enrolled infants with pulmonary hemorrhage defined as the presence of sanguineous fluid in the trachea associated with clinical respiratory deterioration and new radiographic opacities.

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  18. Pneumothorax

    Proportion of enrolled infants with pneumothorax defined as accumulation of air in the pleural space, confirmed by chest radiograph, requires intervention such as needle aspiration or chest tube insertion

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  19. Necrotizing Enterocolitis (NEC) Bell's Stage 2 or more

    Proportion of enrolled infants with a diagnosis of NEC meeting at least Bell's Stage II criteria

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  20. Gastrointestinal Surgery

    Proportion of enrolled infants with any invasive surgical procedure related to the gastrointestinal tract, including laparotomy for NEC, intestinal resection, or the insertion of a peritoneal drain

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  21. Intraventricular hemorrhage (IVH)

    Proportion of enrolled infants with any grade of bleeding into the cerebral ventricular system of the brain. This will be graded according to the Papile classification (Grades I-IV) diagnosed by head imaging.

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  22. Periventricular Leukomalacia (PVL)

    Proportion of enrolled infants with localized areas of cystic necrosis in the periventricular white matter, diagnosed by serial cranial ultrasound or Magnetic Resonance Imaging (MRI)

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  23. Seizure

    Proportion of enrolled infants with clinical seizure identified by clinical observation

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  24. Patent ductus arteriosus (PDA) Treatment

    Proportion of enrolled infants who received a pharmacological therapy or surgical ligation intended to close a hemodynamically significant PDA.

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  25. Retinopathy of Prematurity (ROP) Stage

    Mean of the highest stage of RoP (Stages 1-5) recorded in either eye during the infant's hospital stay based on formal ophthalmological retinal examinations

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

  26. Late Onset Sepsis

    Proportion of enrolled infants with a positive blood or cerebrospinal fluid culture obtained after day 3 (72 hours) of life in an infant with clinical signs of infection

    Measured: From the date of randomization until the date of discharge alive from NICU or date of death from any cause, whichever came first, , an average of 36 to 40 weeks post-menstrual age

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted6 Mar 2026
  2. Study start1 Apr 2026 (estimated)
  3. Primary completion31 Mar 2028 (estimated)
  4. Study completion31 Mar 2028 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 2
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Model description
A randomized, double-blind, 1:1 parallel-group allocation comparing a daily caffeine base to a matched saline placebo
Masking
Quadruple blind
Who is masked
Participant, Care provider, Investigator, Outcomes assessor
Enrolment
62 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT07456670
Sponsor's protocol ID
TRAQ 73767
Acronym
CARES-Pilot
Status last verified
Feb 2026
First submitted
27 Feb 2026
Last updated
10 Mar 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
Undecided: Data sharing may be considered on a case-by-case basis upon reasonable request to the Principal Investigator, provided that the request does not conflict with the primary goals of the upcoming definitive trial or compromise participant privacy

Publications

  • Oliphant EA, Hanning SM, McKinlay CJD, Alsweiler JM. Caffeine for apnea and prevention of neurodevelopmental impairment in preterm infants: systematic review and meta-analysis. J Perinatol. 2024 Jun;44(6):785-801. doi: 10.1038/s41372-024-01939-x. Epub 2024 Mar 29.

    PubMed 38553606
  • Schmidt B, Roberts RS, Davis P, Doyle LW, Barrington KJ, Ohlsson A, Solimano A, Tin W; Caffeine for Apnea of Prematurity Trial Group. Caffeine therapy for apnea of prematurity. N Engl J Med. 2006 May 18;354(20):2112-21. doi: 10.1056/NEJMoa054065.

    PubMed 16707748
  • Iranpour R, Armanian AM, Miladi N, Feizi A. Effect of Prophylactic Caffeine on Noninvasive Respiratory Support in Preterm Neonates Weighing 1250-2000 g: A Randomized Controlled Trial. Arch Iran Med. 2022 Feb 1;25(2):98-104. doi: 10.34172/aim.2022.16.

    PubMed 35429946
  • Sekhon M, Cartwright M, Francis JJ. Acceptability of healthcare interventions: an overview of reviews and development of a theoretical framework. BMC Health Serv Res. 2017 Jan 26;17(1):88. doi: 10.1186/s12913-017-2031-8.

    PubMed 28126032
  • Lewis M, Bromley K, Sutton CJ, McCray G, Myers HL, Lancaster GA. Determining sample size for progression criteria for pragmatic pilot RCTs: the hypothesis test strikes back! Pilot Feasibility Stud. 2021 Feb 3;7(1):40. doi: 10.1186/s40814-021-00770-x.

    PubMed 33536076
  • Muehlbacher T, Gaertner VD, Bassler D. History of caffeine use in neonatal medicine and the role of the CAP trial. Semin Fetal Neonatal Med. 2020 Dec;25(6):101159. doi: 10.1016/j.siny.2020.101159. Epub 2020 Oct 21. No abstract available.

    PubMed 33129702

Questions about this trial

What is this clinical trial studying?

A Phase 2 study testing Caffeine in people with Preterm Birth and Caffeine, run by Queen's University at 1 site in Canada.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 4 inclusion and 4 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: opening soon, as of the sponsor's last update on 10 Mar 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in Canada. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 2 studies give the treatment to a larger group to see whether it has the intended effect and to keep checking safety.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Eyad Bitar, MD (+1 (613) 548-6053, eyad.bitar@queensu.ca), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Recruitment/Eligibility Proportion (time frame: Through study completion, up to 24 months). The study lists 3 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT07456670, which also lists 6 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 10 Mar 2026; AzTrials last refreshed its copy on 7 Nov 2026.

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