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FontanPhase 4NCT07482943

The Effect of Dapagliflozin on Exercise and Cardiac Functional Status of Patients After Fontan Procedure

A Phase 4 study testing Dapagliflozin (5-10 mg daily) - SGLT2 Inhibitor Therapy in people with Fontan and Heart Failure, run by The University of Hong Kong at 2 sites in Hong Kong.

Recruiting

Looking for participants now. Contact the study team or a site below to ask about taking part.

Sites and contacts
Official record
Search all trials

Trial summary

While the Fontan operation improves survival for patients with a functional single ventricle, complications like heart failure remain prevalent during follow-up, causing frequent hospitalizations and reduced quality of life. Read more about this study

Who is it for?
Ages 12 years and older
Conditions the study is for
Fontan, Heart Failure, Dapagliflozin
What is being tested?
Dapagliflozin (5-10 mg daily) - SGLT2 Inhibitor Therapy
Type of treatment
Pill or oral medicine
Could I receive a placebo?
No, everyone receives an active treatment
How many people
30 participants
Where
2 sitesHong Kong
Study dates
1 Jul 2026to Jul 2028
Phase
Phase 4
Are there results?
Not yet: the study is under way

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 12 years and older
  • All sexes
  • No healthy volunteers
  • Child, Adult, Older adult

Who may be able to join

  • Patients with a functional single ventricle and who have undergone Fontan procedure
  • Adolescents aged ≥ 12 years with body weight ≥30kg and adults

Who cannot join

  • Planned cardiac and/or non-cardiac surgery in 3 months
  • Arrhythmias requiring change in therapy in recent 6 months
  • Intervention procedure within 6 months prior to enrollment
  • Documented structural abnormalities of the Fontan circulation
  • Chronic kidney disease stages 4 to 5
  • Inability to perform cardiopulmonary test
Show all 16Show fewer
  • Recent use of SGLT2 inhibitors within 6 months
  • Known hypersensitivity to SGLT2 inhibitors
  • History of diabetic ketoacidosis
  • Recent symptomatic hypoglycaemia within 6 months
  • Insulin dependent diabetes mellitus
  • History of perineum infection
  • Recent urinary tract infection within 6 months
  • Recent genital infection within 6 months
  • Other known contraindications to SGLT2 inhibitor
  • Pregnancy or breast feeding

Trial locations and contacts

2 sites in 1 country. Contact the study team or a site near you to ask about taking part.

Prof Yiu Fai Cheung contact

+852-35133888

xfcheung@hku.hk

Hong Kong2 sites, 2 recruiting
  • Department of Paediatrics and Adolescent Medicine, Hong Kong Children's Hospital

    Hong Kong

    Jacob Pak Lam Dr Ho, +852-35133888, jacobho@ha.org.hk

    Recruiting
  • Queen Mary Hospital

    Hong Kong

    Ka Chun Timothy Dr Un, +852-22553111, mbbstimothy@gmail.com

    Chun-Ka Dr Wong, Clinical Assistant Professor

    Not yet recruiting

Other trials in Hong Kong

About this study

While the Fontan operation improves survival for patients with a functional single ventricle, complications like heart failure remain prevalent during follow-up, causing frequent hospitalizations and reduced quality of life. Currently, there are no evidence-based heart failure therapies or guidelines for patients with Fontan palliation. There is growing interest in using sodium-glucose cotransporter 2 inhibitors (SGLT2i) to optimize cardiac conditions in this group. SGLT2i's observed benefits relate to protective effects on cardiac energy metabolism, renal function, sympathetic activation, inflammation, oxidative stress, erythropoiesis, and vascular function. Therefore, SGLT2i may represent a new therapeutic agent to improve exercise capacity and ventricular function in patients with Fontan circulation.

This prospective, open-label, single-arm clinical trial investigates the FDA-approved drug dapagliflozin. An open-label design is utilized due to the relatively small cohort of patients with complex underlying hearts. The trial will be conducted at Hong Kong Children's Hospital (the sole pediatric cardiology center in Hong Kong) and Queen Mary Hospital (the largest tertiary referral center for adult congenital heart patients). The total study duration is 2 years.

Read more

Subjects will participate for 3 months, receiving oral dapagliflozin 10mg once daily. The primary endpoint is VO2 max (maximum rate of oxygen consumption) during cardiopulmonary exercise testing at 3 months. Secondary assessments include questionnaires, history taking, physical examinations, 12-lead electrocardiogram, blood tests, echocardiography, bioelectrical impedance analysis, and urine pregnancy tests.

If the hypothesis holds true, clinical translation of this project will: i) Improve long-term outcomes and quality-of-life for Fontan patients, reducing the healthcare burden from repeated heart failure hospitalizations; ii) Revolutionize the management of Fontan-associated heart failure by introducing SGLT2i as a novel, evidence-based therapy locally and globally; iii) Pave the way for multicenter international trials evaluating SGLT2i in the Fontan population and broader congenital heart diseases.

Read the detailed description

Eligible patients with Fontan circulation who meet all predefined inclusion and exclusion criteria will be recruited from Queen Mary Hospital and Hong Kong Children's Hospital in Hong Kong. Prospective candidates will undergo a screening interview conducted by the research staff. During this interview, the objectives of the clinical trial, the required procedures, and any potential risks will be comprehensively explained. Prior to formal enrollment and the initiation of any study-specific procedures, written informed consent will be legally obtained from the patient or their designated legal guardian.

The study protocol involves a series of scheduled clinical assessments, beginning with a baseline evaluation at Visit 1. During this initial visit, patients will undergo a comprehensive medical history review and a physical examination. Baseline vital signs, including blood pressure, pulse rate, and resting oxygen saturation via pulse oximetry, will be recorded. Routine cardiovascular evaluations will include standard 12-lead electrocardiography. Unless performed within the preceding three months, a comprehensive laboratory panel will be drawn; this includes a complete blood count, renal and liver function tests, calcium and phosphate levels, N-terminal pro b-type natriuretic peptide (NT-proBNP), hemoglobin A1c, fasting glucose, and a lipid profile. Additionally, a urine pregnancy test will be administered to all women of childbearing potential. To establish baseline patient-reported outcomes, participants will complete either the Kansas City Cardiomyopathy Questionnaire (KCCQ) or the Paediatric Quality of Life Inventory (PedsQL).

Specialized cardiovascular diagnostics and subsequent follow-up evaluations will be conducted at Visit 1 (Week 4 ± 1) and Visit 3 (Week 12 ± 1). At the Week 12 follow-up visit, patients will complete a re-administration of the KCCQ or PedsQL questionnaires. During both specified visits, patients will undergo cardiopulmonary exercise testing (CPX) under the direct supervision of a cardiologist. This testing is designed to evaluate critical functional parameters, including peak oxygen consumption (VO₂), total functional capacity measured in metabolic equivalents (METs), oxygen pulse as a surrogate for stroke volume, the anaerobic threshold (VO₂ AT), and ventilatory efficiency (VE/VO₂).

In conjunction with the exercise testing, comprehensive echocardiography will be performed by an independent echocardiographer at Visit 1 and Visit 3, though the baseline scan may be waived if a comprehensive assessment is available from the preceding three years. The echocardiographic analysis will utilize color Doppler flow imaging for the semi-quantitative assessment of systemic atrioventricular (AV) valve regurgitation severity. Conventional pulsed-wave Doppler will be employed to measure early and late diastolic AV valve inflow velocities, allowing for the calculation of the AV systolic-to-diastolic ratio based on the regurgitant jet, which serves as a clinical correlate for ventricular end-diastolic pressure. Furthermore, pulsed-wave tissue Doppler imaging (TDI) will be conducted in the apical four-chamber view. By positioning the sample volume at the lateral AV annulus, researchers will record systolic, early diastolic, and late diastolic velocities to calculate the TDI-based myocardial performance index (MPI). Finally, speckle-tracking echocardiography (STE) will be applied to accurately quantify the systolic and diastolic myocardial deformation, or strain, of the single ventricle.

Being tested
Dapagliflozin (5-10 mg daily) - SGLT2 Inhibitor Therapy
Keywords
fontan, heart failure, dapagliflozin, Sodium-glucose cotransporter 2 (SGLT2) inhibitor, Congenital heart disease
Medical subject headings
Heart Failure, Cardiovascular Diseases, Heart Defects, Congenital

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • Dapagliflozin (5-10 mg daily) - SGLT2 Inhibitor TherapyDrug

    Also called Dapagliflozin

    Subjects in SGLT2 inhibitor Group will take dapagliflozin 5-10mg once daily orally from Visit 1 (Week 1) to Visit 3 (Week 12 ± 1)

Study groups in NCT07482943
Study groupRoleWhat they receive
DapagliflozinOtherDrug: SGLT2 inhibitor (Dapagliflozin 10mg) 12 week, Dapagliflozin 5-10mg once daily orally in Adolescents and Adults with Fontan Circulation
Receives: Drug: Dapagliflozin (5-10 mg daily) - SGLT2 Inhibitor Therapy

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. Maximal oxygen uptake (VO2 max) on cardiopulmonary exercise (CPX) at 3 months

    Efficacy of SGLT2 inhibitors for improving cardiopulmonary function as assessed the maximal oxygen uptake (VO2 max) on cardiopulmonary exercise testing in Fontan patients at 3 months

    Measured: At Visit 3 (3 months)

Secondary outcomes (12)
  1. Metabolic equivalents (METs) on cardiopulmonary test (CPX)

    Metabolic equivalents (METs) assessed during CPX for effect of of SGLT2 inhibitors in Fontan patients

    Measured: At Visit 3 (3 months)

  2. Oxygen pulse on cardiopulmonary exercise (CPX) at 3 months

    Oxygen pulse assessed during CPX for effect of of SGLT2 inhibitors in Fontan patients

    Measured: At Visit 3 (3 months)

  3. Anaerobic threshold (VO2 AT) on cardiopulmonary exercise (CPX) at 3 months

    Anaerobic threshold (VO2 AT) assessed during CPX for effect of of SGLT2 inhibitors in Fontan patients

    Measured: At Visit 3 (3 months)

  4. Ventilatory equivalent for oxygen (VE/VO2) on cardiopulmonary exercise (CPX) at 3 months

    Ventilatory equivalent for oxygen (VE/VO2) on cardiopulmonary exercise (CPX) assessed during CPX for effect of of SGLT2 inhibitors in Fontan patients

    Measured: At Visit 3 (3 months)

  5. Cardiac biomarkers level

    Cardiac biomarkers level, including NT-proBNP in Fontan patients at 3 months as assessed via blood tests for effect of SGLT2 inhibitors

    Measured: At Visit 3 (3 months)

  6. Systemic ventricular function

    Effect of SGLT2 inhibitors on systemic ventricular function in Fontan patients as assessed by performing echocardiography at 3 months

    Measured: At Visit 3 (3 months)

  7. Systemic ventricle dimension

    Effect of SGLT2 inhibitors on systemic ventricle dimension in Fontan patients as assessed by performing echocardiography at 3 months

    Measured: At Visit 3 (3 months)

  8. Atrioventricular valve regurgitation

    Effect of SGLT2 inhibitors on atrioventricular valve regurgitation severity as assessed by echocardiography at 3 months

    Measured: At Visit 3 (3 months)

  9. Kansas City Cardiomyopathy Questionnaire (KCCQ) score

    Kansa City Cardiomyopathy Questionnaire (KCCQ) score as completed with Fontan patients for effect of SGLT2 inhibitors. The KCCQ Overall Summary Score ranges from a minimum of 0 to a maximum of 100. Higher scores indicate a better outcome, reflecting fewer symptoms, less physical limitation, and better quality of life.

    Measured: At Visit 3 (3 months)

  10. Paediatric Quality of Life (PedsQL)

    Paediatric Quality of Life (PedsQL) as completed with Fontan patients for effect of SGLT2 inhibitors. The Total Scale Score is transformed to a scale ranging from a minimum of 0 to a maximum of 100. Higher scores mean a better outcome, indicating fewer problems and better health-related quality of life.

    Measured: At Visit 3 (3 months)

  11. Time to first occurrence of clinical events

    Time to first occurrence of clinical events, including heart failure hospitalization, incident arrhythmia, and cardiovascular mortality in 3 months safety as assessed for tolerability of SGLT2 inhibitors in Fontan patients

    Measured: At Visit 3 (3 months)

  12. Occurrence of adverse events

    Occurrence of adverse events in 3 months as assessed for safety and tolerability SGLT2 inhibitors in Fontan patients

    Measured: At Visit 3 (3 months)

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted19 Mar 2026
  2. Study start1 Jul 2026
  3. Primary completionJul 2028 (estimated)
  4. Study completionJul 2028 (estimated)

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase 4
Primary purpose
Treatment
Allocation
Not applicable
Intervention model
Single group
Masking
None (open label)
Enrolment
30 participants (estimated)
IDs, dates and publications
ClinicalTrials.gov ID
NCT07482943
Sponsor's protocol ID
DAPA01
Status last verified
Jul 2026
First submitted
10 Mar 2026
Last updated
28 Jul 2026
Results posted
No
Data monitoring committee
No
FDA-regulated drug
Yes
FDA-regulated device
No
Individual data sharing
No

Publications

  • Fernandes SM, McElhinney DB, Khairy P, Graham DA, Landzberg MJ, Rhodes J. Serial cardiopulmonary exercise testing in patients with previous Fontan surgery. Pediatr Cardiol. 2010 Feb;31(2):175-80. doi: 10.1007/s00246-009-9580-5.

    PubMed 19915891
  • Nunez J, Palau P, Dominguez E, Mollar A, Nunez E, Ramon JM, Minana G, Santas E, Facila L, Gorriz JL, Sanchis J, Bayes-Genis A. Early effects of empagliflozin on exercise tolerance in patients with heart failure: A pilot study. Clin Cardiol. 2018 Apr;41(4):476-480. doi: 10.1002/clc.22899. Epub 2018 Apr 17.

    PubMed 29663436
  • Chen K, Nie Z, Shi R, Yu D, Wang Q, Shao F, Wu G, Wu Z, Chen T, Li C. Time to Benefit of Sodium-Glucose Cotransporter-2 Inhibitors Among Patients With Heart Failure. JAMA Netw Open. 2023 Aug 1;6(8):e2330754. doi: 10.1001/jamanetworkopen.2023.30754.

    PubMed 37615988
  • McMurray JJV, Solomon SD, Inzucchi SE, Kober L, Kosiborod MN, Martinez FA, Ponikowski P, Sabatine MS, Anand IS, Belohlavek J, Bohm M, Chiang CE, Chopra VK, de Boer RA, Desai AS, Diez M, Drozdz J, Dukat A, Ge J, Howlett JG, Katova T, Kitakaze M, Ljungman CEA, Merkely B, Nicolau JC, O'Meara E, Petrie MC, Vinh PN, Schou M, Tereshchenko S, Verma S, Held C, DeMets DL, Docherty KF, Jhund PS, Bengtsson O, Sjostrand M, Langkilde AM; DAPA-HF Trial Committees and Investigators. Dapagliflozin in Patients with Heart Failure and Reduced Ejection Fraction. N Engl J Med. 2019 Nov 21;381(21):1995-2008. doi: 10.1056/NEJMoa1911303. Epub 2019 Sep 19.

    PubMed 31535829
  • Pascual ES, Zurita MB, Sebastian JD, Silva LG, Peinado AA, Aguado FG. Comparison of Myocardial Deformation by Speckle-Tracking Echocardiography and Cardiac Magnetic Resonance in Patients with Fontan Circulation: Diagnostic Algorithm. J Cardiovasc Echogr. 2021 Jul-Sep;31(3):144-150. doi: 10.4103/jcecho.jcecho_126_20. Epub 2021 Oct 26.

    PubMed 34900549
  • Grattan M, Mertens L, Grosse-Wortmann L, Friedberg MK, Cifra B, Dragulescu A. Ventricular Torsion in Young Patients With Single-Ventricle Anatomy. J Am Soc Echocardiogr. 2018 Dec;31(12):1288-1296. doi: 10.1016/j.echo.2018.07.018. Epub 2018 Oct 17.

    PubMed 30340887
  • Bellsham-Revell HR, Tibby SM, Bell AJ, Miller OI, Razavi R, Greil GF, Simpson JM. Tissue Doppler time intervals and derived indices in hypoplastic left heart syndrome. Eur Heart J Cardiovasc Imaging. 2012 May;13(5):400-7. doi: 10.1093/ejechocard/jer271. Epub 2011 Dec 8.

    PubMed 22157969
  • Cordina R, Ministeri M, Babu-Narayan SV, Ladouceur M, Celermajer DS, Gatzoulis MA, Uebing A, Li W. Evaluation of the relationship between ventricular end-diastolic pressure and echocardiographic measures of diastolic function in adults with a Fontan circulation. Int J Cardiol. 2018 May 15;259:71-75. doi: 10.1016/j.ijcard.2018.02.045. Epub 2018 Feb 12.

    PubMed 29472024
  • Friedberg MK, Silverman NH. The systolic to diastolic duration ratio in children with hypoplastic left heart syndrome: a novel Doppler index of right ventricular function. J Am Soc Echocardiogr. 2007 Jun;20(6):749-55. doi: 10.1016/j.echo.2006.11.014.

    PubMed 17543747
  • Newland DM, Law YM, Albers EL, Friedland-Little JM, Ahmed H, Kemna MS, Hong BJ. Early Clinical Experience with Dapagliflozin in Children with Heart Failure. Pediatr Cardiol. 2023 Jan;44(1):146-152. doi: 10.1007/s00246-022-02983-0. Epub 2022 Aug 10.

    PubMed 35948644
  • Lopaschuk GD, Verma S. Mechanisms of Cardiovascular Benefits of Sodium Glucose Co-Transporter 2 (SGLT2) Inhibitors: A State-of-the-Art Review. JACC Basic Transl Sci. 2020 Jun 22;5(6):632-644. doi: 10.1016/j.jacbts.2020.02.004. eCollection 2020 Jun.

    PubMed 32613148
  • Heidenreich PA, Bozkurt B, Aguilar D, Allen LA, Byun JJ, Colvin MM, Deswal A, Drazner MH, Dunlay SM, Evers LR, Fang JC, Fedson SE, Fonarow GC, Hayek SS, Hernandez AF, Khazanie P, Kittleson MM, Lee CS, Link MS, Milano CA, Nnacheta LC, Sandhu AT, Stevenson LW, Vardeny O, Vest AR, Yancy CW. 2022 AHA/ACC/HFSA Guideline for the Management of Heart Failure: A Report of the American College of Cardiology/American Heart Association Joint Committee on Clinical Practice Guidelines. J Am Coll Cardiol. 2022 May 3;79(17):e263-e421. doi: 10.1016/j.jacc.2021.12.012. Epub 2022 Apr 1.

    PubMed 35379503
  • Poh C, Hornung T, Celermajer DS, Radford DJ, Justo RN, Andrews D, du Plessis K, Iyengar AJ, Winlaw D, d'Udekem Y. Modes of late mortality in patients with a Fontan circulation. Heart. 2020 Sep;106(18):1427-1431. doi: 10.1136/heartjnl-2019-315862. Epub 2020 Feb 25.

    PubMed 32098807
  • Dennis M, Zannino D, du Plessis K, Bullock A, Disney PJS, Radford DJ, Hornung T, Grigg L, Cordina R, d'Udekem Y, Celermajer DS. Clinical Outcomes in Adolescents and Adults After the Fontan Procedure. J Am Coll Cardiol. 2018 Mar 6;71(9):1009-1017. doi: 10.1016/j.jacc.2017.12.054.

    PubMed 29495980
  • Skorek P, Fraczek-Jucha MM, Sarnecka A, Skubera M, Libiszewska N, Tomkiewicz-Pajak L. Experience with sodium glucose cotransporter-2 inhibitors in adult patients with Fontan circulation. Adv Clin Exp Med. 2025 Sep;34(9):1493-1499. doi: 10.17219/acem/194617.

    PubMed 39807605

Questions about this trial

What is this clinical trial studying?

A Phase 4 study testing Dapagliflozin (5-10 mg daily) - SGLT2 Inhibitor Therapy in people with Fontan and Heart Failure, run by The University of Hong Kong at 2 sites in Hong Kong.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 2 inclusion and 16 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: looking for participants now, as of the sponsor's last update on 28 Jul 2026. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 2 sites in Hong Kong. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

What does this phase mean?

Phase 4 studies take place after a treatment is approved, to learn more about its long-term benefits and risks in everyday use.

Not every study follows the same path, and some studies (observational studies, device studies) have no phase.

Are results available for this study?

This study is still under way. Results are not available in the source record yet.

How can a doctor refer a patient or contact the research team?

Contact Prof Yiu Fai Cheung (+852-35133888, xfcheung@hku.hk), or a site near the patient. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

Maximal oxygen uptake (VO2 max) on cardiopulmonary exercise (CPX) at 3 months (time frame: At Visit 3 (3 months)). It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT07482943, which also lists 23 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 28 Jul 2026.

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