Esophageal StricturePhase 3PATENT-ENCT05561114
Paclitaxel Coated Balloon for the Treatment of Chronic bEnigN sTricture- Esophagus
A Phase 3 study testing GIE Medical ProTractX3 TTS DCB in people with Esophageal Stricture, run by GIE Medical at 34 sites in United States.
Trial summary
To evaluate the safety and efficacy of the ProTractX3™ DCB for the treatment of benign esophageal strictures. Read more about this study
- Who is it for?
- Ages 22 years and older
- Conditions the study is for
- Esophageal Stricture
- What is being tested?
- GIE Medical ProTractX3 TTS DCB
- Could I receive a placebo?
- No, everyone receives an active treatment
- How many people
- 198 participants
- Where
- 34 sitesUnited States
- Study dates
- 1 Dec 2023to Apr 2031
- Phase
- Phase 3
- Are there results?
- Not yet: the study is under way
Key requirements
Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.
- Ages 22 years and older
- All sexes
- No healthy volunteers
- Adult, Older adult
Who may be able to join
- Age ≥ 22 years
- Diagnosis of a benign esophageal stricture with at least 2 previous dilations
- Ogilvie Dysphagia Score of ≥2
- Minimum esophageal lumen diameter <13 mm
- Willing and able to complete protocol required follow-up visits
- Willing and able to provide written informed consent
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- Strictures ≤5cm in total length
- Target benign esophageal stricture etiologies include:
- Peptic stricture,
- Schatzki's ring,
- Stricture due to prior infection,
- Post-procedural (e.g. ESD/EMR/RFA/Cryo) stricture
- Post surgical (e.g. anastomotic), including post curative esophagectomy with or without prior neoadjuvant chemoradiation therapy
Who cannot join
- Two or more clinically significant (e.g. non-traversable) strictures with total length >5cm or unable to be treated with a single balloon.
- Female subjects who are pregnant or breastfeeding or plan to become pregnant in next 12 months
- Contraindication to endoscopy, anesthesia or deep sedation
- Benign esophageal stricture due to extrinsic esophageal compression, caustic ingestion, lichen planus, and purely radiation induced strictures post head/neck cancer treatment.
- History of diagnosis of eosinophilic esophagitis (EoE)
- Signs or suspicion of a malignant esophageal stricture NOTE: If stricture is suspicious for malignancy based on clinical or endoscopic presentation, malignancy must be excluded by biopsy prior to enrollment. Subjects with a history of invasive esophageal cancer should have recurrence excluded by advanced imaging (e.g. CT/PET scan) and biopsy within 6 months of enrollment.
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- Diagnosis of metastatic cancer of any type that is not considered in remission or non-metastatic cancer that may require radiation treatment in the neck or thoracic region NOTE: A prior diagnosis of esophageal cancer is acceptable if considered in remission and recurrence has been excluded by advanced imaging and biopsy within 6 months of enrollment.
- Suspected perforation of gastrointestinal tract
- Inability to pass guidewire across stricture
- Active systemic infection
- Allergy to paclitaxel or structurally related compounds
- Severe coagulation disorders or current use of anticoagulant or antiplatelet medication that cannot be safely managed per recommended guidelines prior to the index procedure
- Chronic systemic steroid use for any medical conditions unless subject is willing to undergo a 4-week washout and discontinue steroid use
- Received steroid injections into target stricture in the last 8 weeks.
- Stricture not amenable to endoscopic dilation to ≥ 18 mm in the opinion of the investigator
- Current use of nasal or oral feeding tube unless tube is removed prior to baseline assessments and subject maintains normal swallowing function.
- Acute stricture condition that requires emergent procedure (e.g. immediate dilation)
- Stricture complicated with abscess, fistula, deep ulceration, perforation, leakage or varices, or thrombosis, etc
- Life expectancy of less than 24 months
- Concurrent medical condition that would affect the investigator's ability to evaluate the patient's condition or could compromise patient safety, such as recent myocardial infarction, severe pulmonary disease, bleeding diathesis, large thoracic aneurysm, pharyngeal or cervical deformity, ongoing infection, etc
- Current participation in another pre-market drug or medical device clinical study that has not reached it's primary endpoint.
- Dysphagia related to primary motility disorders, such as achalasia, diffused esophageal spasm, ineffective esophageal motility (IEM), hypertensive lower esophageal sphincter, esophageal outlet obstruction, etc.
- Active erosive esophagitis with a Los Angeles classification of Grade B-D at the time of endoscopy.
- Significant esophageal dilation proximal to the stricture that, in the Investigator's opinion, may impact long-term esophageal motility.
- Intolerant to effective acid suppression medication (e.g. proton pump inhibitors, H2 receptor antagonists)
- Concurrent gastric and/or duodenal obstruction
Trial locations and contacts
34 sites in 1 country. Contact the study team or a site near you to ask about taking part.
34 sites in 1 country
United States34 sites, 34 recruiting
- Recruiting
University of Colorado Anschutz
Aurora, Colorado, 80045
Carter Stovall, carter.stovall@cuanschutz.edu
- Not yet recruiting
Birmingham Gastroenterology Associates
Birmingham, Alabama, 35209
Tiambra Clark, tiambra.clark@objective.health
- Recruiting
Brigham and Women's Hospital
Boston, Massachusetts, 02115
Samantha Geltz, sgeltz@bwh.harvard.edu
- Recruiting
University of North Carolina Chapel Hill
Chapel Hill, North Carolina, 27599
Julia Kim, julia_kim@med.unc.edu
- Recruiting
Rush University
Chicago, Illinois, 60612
Amanda Lin, amanda_f_lin@rush.edu
- Recruiting
University of Florida
Gainesville, Florida, 32610
April Goddard, april.goddard@medicine.ufl.edu
- Recruiting
Baylor St. Luke's Medical Center
Houston, Texas, 75246
Elaheh Keivani, elaheh.keivaniboroujeni@bcm.edu
- Recruiting
University of California, Irvine
Irvine, California, 92697-7600
Hector Ochoa, hcochoa@hs.uci.edu
- Recruiting
Borland-Groover
Jacksonville, Florida, 32256
Cynthia Buda, cbuda@encoredocs.com
- Recruiting
Gastro Care Institute
Lancaster, California, 92534
Ruben Vargas, rvargas@gciav.com
- Recruiting
Sierra Clinical Research
Las Vegas, Nevada, 89106
Maya Pudi, maya@auroraclinicalresearch.com
- Recruiting
Cedars Sinai
Los Angeles, California, 90048
Claudia Bancilla, liliana.bancila@cshs.org
- Recruiting
University of Louisville
Louisville, Kentucky, 40202
Angela Siegwald, angela.siegwald@louisville.edu
- Recruiting
Gastroenterology Associates of Central Georgia, LLC
Macon, Georgia, 31210
Elizabeth Jones, ejones@gaocg.com
- Recruiting
Tandem Clinical Research
Marrero, Louisiana, 70072
Antoinette Hymel, ahymel@tandemclinicalresearch.com
- Recruiting
Research Associates of South Florida
Miami, Florida, 33134
Stephany Moreno, smoreno@researchassociatesfl.com
- Recruiting
West Virginia University
Morgantown, West Virginia, 26501
Caitlin Regner, caitlin.regner@hsc.wvu.edu
- Recruiting
Vanderbilt University Medical Center
Nashville, Tennessee, 37232
Larry Raber, larry.w.raber@vumc.org
- Recruiting
New York Presbyterian Hospital- Columbia University Medical Center
New York, New York, 10032
Claudia Musat, 212-305-3009, cm2065@cumc.columbia.edu
- Recruiting
Hillcrest Medical Research
Orange City, Florida, 32763
Larry Moulder, lmoulder@hillcrestmedicalresearch.com
- Recruiting
Orlando Health
Orlando, Florida, 32806
Anna Hernandez, anna.hernandez@orlandohealth.com
- Recruiting
University of Pennsylvania
Philadelphia, Pennsylvania, 19104
Christine Gepty, christine.gepty@pennmedicine.upenn.edu
- Recruiting
Einstein Medical Center
Philadelphia, Pennsylvania, 19107
Stacey Carmody, stacy.carmody@jefferson.edu
- Recruiting
Thomas Jefferson University
Philadelphia, Pennsylvania, 19107
Manisha Verma, manisha.verma@jefferson.edu
- Recruiting
Rutgers University
Piscataway, New Jersey, 08854
Molly Stewart, molly.stewart1@rutgers.edu
- Recruiting
Allegheny Health Network
Pittsburgh, Pennsylvania, 15212
Michael Anderson
4122288310
- Recruiting
TEN20 Clinical Research
Plano, Texas, 75093
Darian Trojacek, darian@hcbassociates.org
- Recruiting
Oregon Health and Science University
Portland, Oregon, 97229
Heather Katcher, katcher@ohsu.edu
- Recruiting
The University of Utah
Salt Lake City, Utah, 84108
Amy Nichols, amy.nichols@hsc.utah.edu
- Recruiting
San Diego Gastroenterology
San Diego, California, 92103
Nancy Giovanetty, nancy@sdgastro.com
- Recruiting
Honor Health
Scottsdale, Arizona, 85258
Victoria Staenglen, vstaenglen@honorhealth.com
- Recruiting
Swedish Medical Center
Seattle, Washington, 98122
Adel Islam, adel.islam@swedish.org
- Recruiting
Washington University
St Louis, Missouri, 63130
Thomas Hollander, hollandert@wustl.edu
- Recruiting
Kansas Gastroenterology, LLC
Wichita, Kansas, 67226
Jessica Wewer, jessica_wewer@ksgastro.com
About this study
To evaluate the safety and efficacy of the ProTractX3™ DCB for the treatment of benign esophageal strictures.
- Conditions
- Esophageal Stricture
- Being tested
- GIE Medical ProTractX3 TTS DCB, Control
- Keywords
- esophageal stricture, drug coated balloon, DCB, paclitaxel coated balloon
- Medical subject headings
- Esophageal Stenosis
What participants receive
What participants receive. In a randomised study each person is assigned to one group by chance.
GIE Medical ProTractX3 TTS DCBCombination product
Paclitaxel Coated Balloon
ControlOther
Standard Endoscopic Dilation
| Study group | Role | What they receive |
|---|---|---|
| GIE Medical ProTractX3 TTS DCB | Experimental | The ProTractX3 Drug-coated balloon is a 0.035" guidewire compatible over-the-wire catheter. Receives: Combination Product: GIE Medical ProTractX3 TTS DCB |
| Control | Active comparator | Standard of Care Endoscopic Dilation Receives: Other: Control |
What is being measured
The primary outcome is the main question the study is designed to answer.
Treatment Success
- The primary efficacy endpoint is freedom from stricture recurrence, measured as the time from Index procedure until stricture recurrence through 6 months post-procedure. Stricture recurrence is defined as an esophageal diameter <13mm as measured using a functional luminal imaging probe, or clinically driven reintervention at the treated area within 6 months post-procedure as determined by the Clinical Events Committee
Measured: 6 Months Post-Procedure
Primary Safety Outcome
Incidence of device- and/or procedure-related Major Adverse Events (MAEs) (Death, perforation of the esophagus, bleeding requiring intervention or transfusion)
Measured: 30 Days Post-Treatment
Secondary outcomes (5)
Annualized Rate of Reintervention
The annualized reintervention rate is defined as the annualized number of clinically driven interventions and will be assessed by comparing the annualized rate per patient year between groups using a test of Poisson rates.
Measured: Annually
Diameter Improvement at 6 months
The minimum esophageal stricture diameter will be assessed by a functional luminal imaging probe (EndoFLIP) during endoscopy and compared between the Test and Control arms. The minimum esophageal stricture diameter will be measured at baseline and during the 6-month follow-up, or at the time of a reintervention if one occurs prior to 6 months.
Measured: 6 Months Post-Procedure
Clinical Responder Rate at 6 months
Measured: 6 Months Post-Procedure
Freedom from clinically driven target stricture reintervention through 6 months post-procedure
Measured: 6 Months Post-Procedure
Freedom from symptom recurrence through 6 months post-procedure
Measured: 6 Months Post-Procedure
Timeline
From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.
- First posted30 Sep 2022
- Study start1 Dec 2023
- Primary completionOct 2026 (estimated)
- Study completionApr 2031 (estimated)
Resources
- Official record on ClinicalTrials.govThe registry entry this page is built from, with its full change history.
- Other trials for Esophageal StrictureStudies of the same condition, open and under way.
- What the trial phases meanHow a treatment moves from first tests in people to approval.
More details
For doctors and researchers: how the study is designed, who runs it, and its registry IDs.
Study design
- Study type
- Interventional
- Phase
- Phase 3
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Single blind
- Who is masked
- Participant
- Enrolment
- 198 participants (estimated)
Sponsor and investigators
- Lead sponsor
- GIE Medical
- Sponsor type
- Industry (pharma, biotech, devices)
- Responsible party
- Sponsor
IDs, dates and publications
- ClinicalTrials.gov ID
- NCT05561114
- Sponsor's protocol ID
- PR2052
- Acronym
- PATENT-E
- Status last verified
- Jun 2025
- First submitted
- 27 Sep 2022
- Last updated
- 25 Jun 2025
- Results posted
- No
- Data monitoring committee
- Yes
- FDA-regulated drug
- No
- FDA-regulated device
- Yes
- Individual data sharing
- No
Study at a glance
From the registry record, last updated by the sponsor on 25 Jun 2025. Recruitment status is as the sponsor reported it: confirm with the study team.
- Official title
- Paclitaxel Coated Balloon for the Treatment of Chronic bEnigN sTricture- Esophagus
- ClinicalTrials.gov ID
- NCT05561114
- Acronym / sponsor ID
- PATENT-E / PR2052
- Conditions
- Esophageal Stricture
- Keywords
- esophageal stricture, drug coated balloon, DCB, paclitaxel coated balloon
- Phase
- Phase 3
- Study type
- Interventional
- Recruitment status
- Recruiting
- Enrolment
- 198 participants (estimated)
- Lead sponsor
- GIE MedicalIndustry (pharma, biotech, devices)
- Study start
- 1 Dec 2023 (actual)
- Primary completion
- Oct 2026 (estimated)
- Study completion
- Apr 2031 (estimated)
- First posted
- 30 Sep 2022 (actual)
- Results
- Not posted in the source record
Clinical summary
The research question as the sponsor registered it. This describes what the study plans to test, not what it found.
To evaluate the safety and efficacy of the ProTractX3™ DCB for the treatment of benign esophageal strictures.
Study design
- Primary purpose
- Treatment
- Allocation
- Randomised
- Intervention model
- Parallel groups
- Masking
- Single blind (participant)
- Number of arms
- 2
| Arm | Type | Receives |
|---|---|---|
| GIE Medical ProTractX3 TTS DCB | Experimental | Combination Product: GIE Medical ProTractX3 TTS DCBThe ProTractX3 Drug-coated balloon is a 0.035" guidewire compatible over-the-wire catheter. |
| Control | Active comparator | Other: ControlStandard of Care Endoscopic Dilation |
Who may qualify
- Ages
- 22 years and older
- Sex
- All
- Healthy volunteers
- Not accepted
- Age groups
- Adult, Older adult
Key inclusion criteria (13 listed)
- Age ≥ 22 years
- Diagnosis of a benign esophageal stricture with at least 2 previous dilations
- Ogilvie Dysphagia Score of ≥2
- Minimum esophageal lumen diameter <13 mm
- Willing and able to complete protocol required follow-up visits
Key exclusion criteria (26 listed)
- Two or more clinically significant (e.g. non-traversable) strictures with total length >5cm or unable to be treated with a single balloon.
- Female subjects who are pregnant or breastfeeding or plan to become pregnant in next 12 months
- Contraindication to endoscopy, anesthesia or deep sedation
- Benign esophageal stricture due to extrinsic esophageal compression, caustic ingestion, lichen planus, and purely radiation induced strictures post head/neck cancer treatment.
- History of diagnosis of eosinophilic esophagitis (EoE)
Eligibility is decided by the study team after screening; this overview does not establish that a patient qualifies. Full inclusion and exclusion criteria.
Interventions
| Intervention | Type | Arms |
|---|---|---|
| GIE Medical ProTractX3 TTS DCBPaclitaxel Coated Balloon | Combination product | GIE Medical ProTractX3 TTS DCB |
| ControlStandard Endoscopic Dilation | Other | Control |
Primary outcome
Treatment Success
Time frame: 6 Months Post-Procedure
1. The primary efficacy endpoint is freedom from stricture recurrence, measured as the time from Index procedure until stricture recurrence through 6 months post-procedure. Stricture recurrence is defined as an esophageal diameter <13mm as measured using a functional luminal imaging probe, or clinically driven reintervention at the treated area within 6 months post-procedure as determined by the Clinical Events Committee
Primary Safety Outcome
Time frame: 30 Days Post-Treatment
Incidence of device- and/or procedure-related Major Adverse Events (MAEs) (Death, perforation of the esophagus, bleeding requiring intervention or transfusion)
5 secondary outcomes
Annualized Rate of Reintervention
Time frame: Annually
Diameter Improvement at 6 months
Time frame: 6 Months Post-Procedure
Clinical Responder Rate at 6 months
Time frame: 6 Months Post-Procedure
Freedom from clinically driven target stricture reintervention through 6 months post-procedure
Time frame: 6 Months Post-Procedure
Freedom from symptom recurrence through 6 months post-procedure
Time frame: 6 Months Post-Procedure
Results and safety
This study is still under way. Results are not available in the source record yet.
Research links
- Official record on ClinicalTrials.govLast updated by the sponsor 25 Jun 2025.
- Individual participant dataSharing planned: No
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Referral and contact
AzTrials does not enrol participants or take referrals. Contact the study team or a site listed below; they decide who can take part.
34 sites in 1 country: see every site and its status.
Questions about this trial
What is this clinical trial studying?
A Phase 3 study testing GIE Medical ProTractX3 TTS DCB in people with Esophageal Stricture, run by GIE Medical at 34 sites in United States.
The full registered description is in the About this study section and the official record.
Who may be eligible to take part?
The sponsor lists 13 inclusion and 26 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.
Is this clinical trial currently recruiting?
The record says: looking for participants now, as of the sponsor's last update on 25 Jun 2025. Status can change between updates, so confirm with the study contact before making plans.
Where is the study taking place?
The record lists 34 sites in United States. Whether a site is taking part right now should be confirmed with that site. See every site.
What are the possible benefits and risks?
They depend on the study and the treatment, and no study can promise a benefit. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.
What does this phase mean?
Phase 3 studies compare the treatment with the current standard treatment or a placebo in a large group, to confirm how well it works and watch for side effects.
Not every study follows the same path, and some studies (observational studies, device studies) have no phase.
Are results available for this study?
This study is still under way. Results are not available in the source record yet.
How can a doctor refer a patient or contact the research team?
Contact Erika Wang (7633605659, wange@giemedical.com), or a site near the patient. AzTrials does not enrol participants or take referrals.
What does the primary outcome measure?
Treatment Success (time frame: 6 Months Post-Procedure). The study lists 2 primary outcomes in all. It is what the study was designed to measure, not a finding.
Where can I read the original study information?
Does a listing mean the treatment is approved or proven to work?
No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.
How often is this information updated?
AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 25 Jun 2025.