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DysphagiaNCT02576470

Motor Learning in Dysphagia Rehabilitation

A study testing Biofeedback, Transcranial Direct Current Stimulation and Financial Reward in people with Dysphagia and Swallowing Disorders, run by University of Florida at 1 site in United States.

Terminated

Stopped early. The study ended before it was planned to and will not resume.

Official record
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Trial summary

The overall goal is to exploit motor learning principles and adjuvant techniques in a novel way to enhance dysphagia rehabilitation. The proposed study will investigate the effects of three forms of biofeedback on training and determine whether adjuvant therapeutic techniques such as non-invasive neural stimulation… Read more about this study

Who is it for?
Ages 21 to 100 yearsHealthy volunteers can take part
What is being tested?
Biofeedback, Transcranial Direct Current Stimulation and Financial Reward
Could I receive a placebo?
Yes, some participants may receive a placebo
How many people
74 participants
Where
1 siteUnited States
Study dates
Nov 2015to 19 Sep 2019
Phase
Interventional
Are there results?
None posted in the registry

Key requirements

Who can take part, as listed by the sponsor. Only the study team can confirm whether you are eligible, so take this list to your doctor.

  • Ages 21 to 100 years
  • All sexes
  • Healthy volunteers accepted
  • Adult, Older adult

Who may be able to join

  • swallowing problem

Who cannot join

  • pregnant
  • allergy to barium
  • moderate to severe dementia
  • serious respiratory illness

Trial locations and contacts

1 site in 1 country.

United States1 site
  • University of Florida Dental Tower Room 130 (DG130)

    Gainesville, Florida, 32610

Other trials in United States

About this study

Official title: Applying Motor Learning Principles to Dysphagia Rehabilitation R01DC014285

The overall goal is to exploit motor learning principles and adjuvant techniques in a novel way to enhance dysphagia rehabilitation. The proposed study will investigate the effects of three forms of biofeedback on training and determine whether adjuvant therapeutic techniques such as non-invasive neural stimulation and reward augment training outcomes has an effect of dysphagia rehabilitation. Outcomes from this research study may change the paradigm for treating swallowing and other internal functions such as speech and voice disorders.

Read the detailed description

The overall goal is to exploit motor learning principles in a novel way to enhance dysphagia rehabilitation in patients with dysphagia due to stroke. Dysphagia is swallowing impairment that can lead to serious illness or death due to ingested material entering the trachea (aspiration). Specifically, this study will determine whether lasting behavioral modifications after swallowing training occur with motor learning principles versus standard care. Motor learning principles emphasize continual kinematic assessment through biofeedback during training. However, continual kinematic assessment is rare in standard dysphagia care because swallowing kinematics require instrumentation such as videofluoroscopy (VF) to be seen. Since VF involves radiation exposure and higher costs, submental electromyography (sEMG) is widely used as biofeedback, although it does not image swallowing kinematics or confirm that a therapeutic movement is being trained. This research study will compare three forms of biofeedback on training swallowing maneuvers or compensatory techniques (referred to as targeted dysphagia training throughout this document) that might reduce their swallowing pathophysiology. VF biofeedback training will provide kinematic information about targeted dysphagia training performance, incorporating motor learning principles. sEMG biofeedback training will provide non-kinematic information about targeted dysphagia training performance and, thus, does not incorporate motor learning principles. A mixed biofeedback training, which involves VF biofeedback early on to establish the target kinematics of the targeted dysphagia training maneuver, then reinforces what was learned with sEMG. Mixed biofeedback training is being examined because it is more clinically feasible than VF biofeedback training, while still incorporating motor learning principles during part of the targeted dysphagia training.

The investigators hypothesize that VF training will reduce swallowing impairment more than mixed training, but mixed training will reduce swallowing impairment more than sEMG training. Additionally, this study will investigate whether adjuvant techniques known to augment motor training (non-invasive neural stimulation and explicit reward tested independently), will augment outcomes of each of the proposed training's. This innovative experimental design is significant because it investigates motor learning principles within an ideal training (VF biofeedback) as well as within a clinically feasible option (mixed biofeedback) to differentiate them from standard dysphagia training (sEMG), which has reported little to no improvements after intense motor training.

Being tested
Biofeedback, Transcranial Direct Current Stimulation, Financial Reward, targeted dysphagia training maneuver, Videofluoroscopy (VF) and Barium
Keywords
swallowing, stroke, dysphagia, deglutition
Medical subject headings
Deglutition Disorders, Stroke

What participants receive

What participants receive. In a randomised study each person is assigned to one group by chance.

  • BiofeedbackBehavioural

    Motor learning is improvement in movement overtime, followed by retaining what was learned. To determine whether movements are improving, kinematics must be assessed over time, beginning with defining specific kinematic goals, then continually re-evaluating goals throughout rehabilitation while providing the participants with biofeedback. Biofeedback is fundamental in motor learning, because it increases guidance and motivation, supplements losses in intrinsic feedback (proprioception), and facilitates generalization and retention. Biofeedback enhances the training of novel movements and could be essential for training swallowing maneuvers. Biofeedback training will occur 3 times.

  • Transcranial Direct Current StimulationDevice

    Also called tDCS

    Weak direct currents can be applied non-invasively, transcranially and painlessly. Such application leads to transient changes in corticomotor excitability that are fully reversible. There are no known risks of tDCS of the brain, other than mild local discomfort at the electrode sites.The tDCS sessions will be separated by at least 24hrs, the electrode pads will not be used more than 4 times and they will be clean with a sterile saline solution.

  • Financial RewardBehavioural

    Also called Explicit Reward

    Motor learning training can be enhanced by adjuvant techniques such as non-invasive neural stimulation and explicit reward. Both influence the primary motor cortex (M1), a key neural substrate of motor skill learning. Non-invasive neural stimulation reduces dysphagia after stroke as measured with subjective swallowing severity scales, however it is unknown whether it could also enhance swallowing maneuver training. Explicit reward (i.e. financial) incentivizes successful gains during motor training. Explicit reward has never been investigated in swallowing rehabilitation. However, it has been shown that increasing stress and financial penalty can reduce swallowing frequency in healthy adults.

  • targeted dysphagia training maneuverBehavioural

    training swallowing maneuvers or compensatory techniques (referred to as targeted dysphagia training throughout this document) that might reduce their swallowing pathophysiology

  • Videofluoroscopy (VF) and BariumRadiation

    Also called VF

    The videofluoroscopy (VF) and barium will be used to record swallowing in all participant groups. This will capture full resolution VF images of all subjects in real time in the lateral view. From the digital recording, image sequencing will be exported to an image processing computer system and archived. The image intensifier will be focused on the lips, posterior pharyngeal wall, hard palate, and just below the upper esophageal sphincter (UES), providing a full view of the oral cavity and neck. A simultaneously recorded time-code will facilitate frame-by-frame data analysis. VF is the only option for visualizing swallowing kinematics during the pharyngeal swallow.

  • Transcranial Magnetic StimulationDevice

    Also called TMS

    Transcranial Magnetic Stimulation (TMS) will be used to provide a single-pulse to the brain.

  • Submental ElectromyographyDevice

    Also called sEMG

    Submental Electromyography (sEMG) is used to train participants swallowing maneuvers.

Study groups in NCT02576470
Study groupRoleWhat they receive
Videofluoroscopy (VF) and BariumExperimentalThis group will receive the following types of procedures during visits. Videofluoroscopy (VF) and Barium to provide biofeedback for targeted dysphagia swallowing maneuver.
Receives: Behavioral: Biofeedback; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium
Surface Electromyography (sEMG)Active comparatorThis group will receive the following types of procedures during visits. sEMG images will be used to provide biofeedback for the targeted dysphagia swallowing maneuver.
Receives: Behavioral: Biofeedback; Behavioral: targeted dysphagia training maneuver; Device: Submental Electromyography
Mixed VF and sEMGActive comparatorThis group will receive the following types of procedures during visits. Videofluoroscopy (VF) and Barium, and EMG images will be used to provide biofeedback for the targeted dysphagia swallowing maneuver.
Receives: Behavioral: Biofeedback; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium; Device: Submental Electromyography
VF with anodal tDCSExperimentalThis group will receive the following types of procedures for biofeedback. The biofeedback is based on videofluoroscopic (VF) and barium images with anodal transcranial direct current stimulation (tDCS) and transcranial magnetic stimulation (TMS). The anodal tDCS will be applied to the lesioned hemisphere during training.
Receives: Behavioral: Biofeedback; Device: Transcranial Direct Current Stimulation; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium; Device: Transcranial Magnetic Stimulation
sEMG with anodal tDCSExperimentalThis group will receive the following types of procedures for biofeedback. The biofeedback is based on submental electromyography (sEMG) images with anodal transcranial direct current stimulation and transcranial magnetic stimulation (TMS). The anodal tDCS will be applied to the lesioned hemisphere during training.
Receives: Behavioral: Biofeedback; Device: Transcranial Direct Current Stimulation; Behavioral: targeted dysphagia training maneuver; Device: Transcranial Magnetic Stimulation; Device: Submental Electromyography
Mixed VF, sEMG with anodal tDCSExperimentalThis group will receive the following types of procedures for biofeedback. The biofeedback is based on videofluoroscopic (VF) and barium, and submental electromyography (sEMG) images with anodal transcranial direct current stimulation (tDCS) and transcranial magnetic stimulation (TMS). The anodal tDCS will be applied to the lesioned hemisphere during training.
Receives: Behavioral: Biofeedback; Device: Transcranial Direct Current Stimulation; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium; Device: Transcranial Magnetic Stimulation; Device: Submental Electromyography
VF with sham tDCSSham comparatorThis group will receive the following types of procedures for biofeedback. The biofeedback is based on videofluoroscopic (VF) and barium images without the transcranial direct current stimulation (tDCS) and transcranial magnetic stimulation (TMS). The tDCS will be applied during training, however no stimulation will be received.
Receives: Behavioral: Biofeedback; Device: Transcranial Direct Current Stimulation; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium; Device: Transcranial Magnetic Stimulation
sEMG with sham tDCSSham comparatorThis group will receive the following types of procedures for biofeedback. The biofeedback is based on submental electromyography (sEMG) images without the transcranial direct current stimulation and transcranial magnetic stimulation (TMS). The tDCS will be applied during training, however no stimulation will be received.
Receives: Behavioral: Biofeedback; Device: Transcranial Direct Current Stimulation; Behavioral: targeted dysphagia training maneuver; Device: Transcranial Magnetic Stimulation; Device: Submental Electromyography
Mixed VF, sEMG with sham tDCSSham comparatorThis group will receive the following types of procedures for biofeedback. The biofeedback is based on videofluoroscopic (VF) and barium, and submental electromyography (sEMG) images without transcranial direct current stimulation (tDCS) and transcranial magnetic stimulation (TMS). The tDCS will be applied during training, however no stimulation will be received.
Receives: Behavioral: Biofeedback; Device: Transcranial Direct Current Stimulation; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium; Device: Transcranial Magnetic Stimulation; Device: Submental Electromyography
VF with rewardExperimentalThis group will receive the following the procedure outlined below for biofeedback. The biofeedback is based on the videofluoroscopy (VF) and Barium with financial reward.
Receives: Behavioral: Biofeedback; Behavioral: Financial Reward; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium
sEMG with financial rewardExperimentalThis group will receive the following types of procedures for biofeedback. The biofeedback is based on submental electromyography (sEMG) images with financial reward. The financial reward will only be done for 3-days.
Receives: Behavioral: Biofeedback; Behavioral: Financial Reward; Behavioral: targeted dysphagia training maneuver; Device: Submental Electromyography
Mixed VF, sEMG with financial rewardExperimentalThis group will receive the following types of procedures for biofeedback. The biofeedback is based on videofluoroscopic (VF) and barium, and submental electromyography (sEMG) images with financial reward. The financial reward will only be done for 3 days.
Receives: Behavioral: Biofeedback; Behavioral: Financial Reward; Behavioral: targeted dysphagia training maneuver; Radiation: Videofluoroscopy (VF) and Barium; Device: Submental Electromyography

What is being measured

The primary outcome is the main question the study is designed to answer.

  1. 8-Point Penetration-Aspiration scale (P-A scale) will be used to swallowing ability

    The P-A scale is measured on a score of 1 - 8 with 1 being the best possible score - material does not enter the airway, to 8 being the worse score - material enters the airway, passes below the vocal folds, and no effort is made to eject.

    Measured: Changes from 24 hrs, 1 week, 1 month

  2. Targeted dysphagia training biofeedback using VF images will be used to determine the changes from 24 hours, 1 week, and 1 month

    VF biofeedback training group will test an ideal treatment circumstance using motor learning principles, where kinematic biofeedback is provided throughout training.

    Measured: Changes from 24 hours, 1 week, and 1 month

  3. Targeted dysphagia training biofeedback using sEMG measures will be used to determine the changes from 24 hours, 1 week and 1 month

    The sEMG biofeedback training will be acquired with surface electrodes placed on the face and/or neck using the Dual Bio Amp (ADInstruments).

    Measured: Changes from 24 hours, 1 week, and 1 month

  4. Targeted dysphagia training biofeedback using both VF and sEMG measures will be used to determine the changes from 24 hours, 1 week and 1 month

    The mixed biofeedback training will be recorded with sEMG for comparison with VF data.

    Measured: Changes from 24 hours, 1 week, and 1 month

Secondary outcomes (3)
  1. Training bolus targeted dysphagia maneuvers changes from 24 hours, 1 week, and 1 month

    Bolus targeted dysphagia training maneuvers will be trained to determine whether skills learned during saliva targeted dysphagia maneuver training transfer to the bolus targeted dysphagia maneuver context. The bolus targeted dysphagia maneuver will be analyzed with a linear mixed-effects model to estimate the effect of training group.

    Measured: Changes from 24 hours, 1 week, and 1 month

  2. Kinematic analysis will be performed on targeted dysphagia maneuver changes from 24 hours, 1 week, and 1 month.

    Kinematic measures will include LVC duration, LVC response time (LVCrt), and sequence of bolus flow and LVC events. LVC is defined as the first frame when the inverted epiglottis has approximated the arytenoids, resulting in no airspace within the hyo-laryngeal structures on a lateral view, until the first frame when airspace returns and the structures begin to separate. Kinematic measure will be analyzed with a linear mixed-effects model to estimate the effect of training group.

    Measured: Changes from 24 hours, 1 week, and 1 month

  3. Training effect on financial reward analysis between 3 groups

    The financial reward will be analyzed by using a power calculation and is based on preliminary data where financial reward increased training effect by 344%, yielding a power calculation of 8 participants for each of the 3 training groups (24 participants).

    Measured: Changes from days 1, 2, and 3

Timeline

From the start of the study to its completion; the mark is today. Estimated dates are the sponsor’s plan.

  1. First posted15 Oct 2015 (estimated)
  2. Study startNov 2015
  3. Primary completion19 Sep 2019
  4. Study completion19 Sep 2019

Why it stopped: Expired with IRB.

Resources

More details

For doctors and researchers: how the study is designed, who runs it, and its registry IDs.

Study design
Study type
Interventional
Phase
Phase N/A
Primary purpose
Treatment
Allocation
Randomised
Intervention model
Parallel groups
Masking
Triple blind
Who is masked
Participant, Care provider, Outcomes assessor
Enrolment
74 participants (actual)
IDs, dates and publications
ClinicalTrials.gov ID
NCT02576470
Sponsor's protocol ID
IRB201500742-N
Other IDs
14BGIA20380348, 1R01DC014285-01A1
Status last verified
Oct 2019
First submitted
12 Oct 2015
Last updated
4 Oct 2019
Results posted
No
Data monitoring committee
No
FDA-regulated drug
No
FDA-regulated device
No
Individual data sharing
No

Publications

  • Azola AM, Greene LR, Taylor-Kamara I, Macrae P, Anderson C, Humbert IA. The Relationship Between Submental Surface Electromyography and Hyo-Laryngeal Kinematic Measures of Mendelsohn Maneuver Duration. J Speech Lang Hear Res. 2015 Dec;58(6):1627-36. doi: 10.1044/2015_JSLHR-S-14-0203.

    PubMed 26426312
  • Macrae P, Anderson C, Taylor-Kamara I, Humbert I. The effects of feedback on volitional manipulation of airway protection during swallowing. J Mot Behav. 2014;46(2):133-9. doi: 10.1080/00222895.2013.878303. Epub 2014 Feb 14.

    PubMed 24528182
  • Humbert IA, German RZ. New directions for understanding neural control in swallowing: the potential and promise of motor learning. Dysphagia. 2013 Mar;28(1):1-10. doi: 10.1007/s00455-012-9432-y. Epub 2012 Nov 30.

    PubMed 23192633

Questions about this trial

What is this clinical trial studying?

A study testing Biofeedback, Transcranial Direct Current Stimulation and Financial Reward in people with Dysphagia and Swallowing Disorders, run by University of Florida at 1 site in United States.

The full registered description is in the About this study section and the official record.

Who may be eligible to take part?

The sponsor lists 1 inclusion and 4 exclusion criteria. Eligibility is decided by the study team after screening, so read the full criteria and contact a listed site.

Is this clinical trial currently recruiting?

The record says: stopped early, as of the sponsor's last update on 4 Oct 2019. Status can change between updates, so confirm with the study contact before making plans.

Where is the study taking place?

The record lists 1 site in United States. Whether a site is taking part right now should be confirmed with that site. See every site.

What are the possible benefits and risks?

They depend on the study and the treatment, and no study can promise a benefit. Some participants in this study may receive a placebo. The study team explains the known risks during informed consent, before anyone joins; the record itself does not list them.

Are results available for this study?

The study was stopped early (reason given: Expired with IRB.). Results are not available in the source record.

How can a doctor refer a patient or contact the research team?

The record lists no contact. The official record names the sponsor, who can be asked directly. AzTrials does not enrol participants or take referrals.

What does the primary outcome measure?

8-Point Penetration-Aspiration scale (P-A scale) will be used to swallowing ability (time frame: Changes from 24 hrs, 1 week, 1 month). The study lists 4 primary outcomes in all. It is what the study was designed to measure, not a finding.

Where can I read the original study information?

On the ClinicalTrials.gov record for NCT02576470, which also lists 3 linked publications.

Does a listing mean the treatment is approved or proven to work?

No. A listing means the study is registered. It does not show that the treatment is safe, works, or is approved by a regulator.

How often is this information updated?

AzTrials copies changed records from ClinicalTrials.gov every night and reloads the whole registry every week. The sponsor last updated this record on 4 Oct 2019.

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